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Mol Cell Biol, January 1998, p. 102-109, Vol. 18, No. 1
0270-7306/98/$04.00+0
Copyright © 1998, American Society for Microbiology. All rights reserved.
Activation of
-Globin Promoter by Erythroid
Krüppel-Like Factor
Haruhiko
Asano and
George
Stamatoyannopoulos*
Division of Medical Genetics, University of
Washington, Seattle, Washington
Received 6 February 1997/Returned for modification 21 March
1997/Accepted 2 October 1997
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ABSTRACT |
Erythroid Krüppel-like factor (EKLF), an erythroid
tissue-specific Krüppel-type zinc finger protein, binds to the
-globin gene CACCC box and is essential for
-globin gene
expression. EKLF does not activate the
gene, the CACCC sequence of
which differs from that of the
gene. To test whether the CACCC box sequence difference is the primary determinant of the selective activation of the
gene by EKLF, the CACCC boxes of
and
genes were swapped and the resulting promoter activities were assayed by transient transfections in CV-1 cells. EKLF activated the
promoter carrying a
CACCC box at a level comparable to that at
which it activated the wild-type
promoter, whereas EKLF failed to
activate a
promoter carrying the
CACCC box, despite the presence of the optimal EKLF binding site. Similar results were obtained in K562 cells. The possibility that overexpressed EKLF superactivated the
promoter carrying the
CACCC box, or that EKLF activated the mutated
promoter through the intact distal CACCC
box, was excluded. To test whether the position of the CACCC box in the
or
promoter determined EKLF specificity, the proximal
CACCC
box sequence was created at the position of the
promoter (
140)
which corresponds to the position of the CACCC box on the
promoter.
Similarly, the
CACCC box was created in the position of the
promoter (
90) corresponding to the position of the CACCC box in the
promoter. EKLF retained weak activation potential on the

140CAC promoter, whereas EKLF failed to activate the

90
CAC promoter even though that promoter contained
an optimal EKLF binding site at the optimal position. Taken together,
our findings indicate that the specificity of the activation of the
promoter by EKLF is determined by the overall structure of the
promoter rather than solely by the sequence of the
gene CACCC box.
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INTRODUCTION |
The programmed expression of globin
genes is tissue and developmental stage specific. In humans, five
-like globin genes (
, A
, G
,
,
and
) form a cluster on the short arm of chromosome 11, and their
expression is characterized by two major switches initially from
embryonic (
) to fetal (A
and G
) and
subsequently to adult (
and
) globin gene expression (28). Although a number of cis-acting elements of
globin genes and corresponding trans-acting factors have
been identified (7, 19), the precise molecular mechanisms of
globin gene regulation are still unclear.
The CACCC (or GT) box is a cis-acting element found in a
variety of genes expressed in erythroid and nonerythroid tissues. Each
-like globin gene (except the
gene) has one or two CACCC boxes
among the conserved promoter sequences. The importance of the CACCC box
for
-globin gene transcription has been demonstrated by the
existence of naturally occurring mutations in the proximal CACCC box
which cause
+ thalassemias (13, 20, 21). The
importance of the
gene CACCC box is shown by the finding that
gene transcription is reduced when the
gene CACCC box is deleted
(4, 14, 27, 33) and by in vivo footprinting studies showing
significant protein binding in the
CACCC sequence of
gene-expressing cells (11).
Among the proteins binding to globin gene CACCC boxes, Sp1, a
ubiquitous protein (12), and erythroid Krüppel-like
factor (EKLF), an erythroid tissue-specific (16)
Krüppel-like zinc finger protein, are well characterized. Sp1 is
known to interact with the
(37),
(9), and
(10) gene CACCC boxes, but its in vivo role for globin
gene transcription remains unknown. EKLF binds to the proximal
gene
CACCC element (2, 16), which enables EKLF to increase the
gene promoter activity in vitro (6). Disruption of the
EKLF gene results in a
-thalassemia-like phenotype characterized by
lethality of the EKLF
/
mouse embryos beyond embryonic
day 15 due to the deficient
-globin production (18, 23).
Similarly, EKLF-deficient mice carrying human
-globin loci cannot
express the human
-globin gene but display no reduction in
gene
expression, indicating that
but not
gene production is
dependent on EKLF (22, 36). Thus, EKLF preferentially
activates the
gene instead of the
gene, despite the fact that
in the mouse, EKLF is expressed in primitive erythroid cells as well as
definitive erythroid cells (26).
Currently, the preferential activation of the
gene by EKLF is
attributed to its binding affinity to the target DNA sequences. EKLF
binds to an extended 9-bp CACCC box sequence (CCA CAC CCT), which can
be recognized by the three zinc fingers of EKLF (2, 16). The
analogous CACCC box sequence of the
gene promoter is CTC CAC CCA.
The CACCC box sequence of the
gene shows an affinity to EKLF that
is eightfold higher than that of the CACCC box of the
gene
(6). However, there is no evidence that the binding affinity
of EKLF to the
CACCC box is low enough to ablate the
gene
activation by EKLF.
CACCC box sequences carrying a point mutation
known to produce a
+ thalassemia show a binding affinity
for EKLF that is 40- to 100-fold lower than that of the wild-type
CACCC box sequence (8), i.e., much lower than the binding
affinity of EKLF for the 9-bp sequence of the
CACCC box. Other
reasons, in addition to the decreased affinity, may account for the
lack of activation of the
gene promoter by EKLF.
The purpose of this study was to test whether the difference in the
9-bp CACCC box sequence between the
and
gene promoters is the
sole determinant of the preferential
gene activation by EKLF. Our
results show that the selective activation of the
gene by EKLF is
dependent on the whole promoter context of the
-globin gene rather
than exclusively on the sequence of the
gene CACCC box.
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MATERIALS AND METHODS |
Plasmid constructions.
pHS2
CACLuc,
containing the
gene CACCC box in the
promoter, and
pHS2
CACCAT, containing the
gene CACCC box in the
promoter, were generated by using the Altered Sites II in vitro
mutagenesis system (Promega). Briefly, a
KpnI-BamHI fragment of pHS2
Luc (a generous
gift from Tim M. Townes) and a PstI-BamHI
fragment of pHS2
CAT (also a gift from Tim M. Townes) were subcloned
into KpnI- and BamHI-digested and
PstI- and BamHI-digested pALTER-1 vectors,
respectively.
and
CACCC boxes were substituted by
and
CACCC boxes, respectively, by using 5' phosphorylated oligonucleotides
5'-pGATTGGCCAACCCATGGGTGGAGTTCCACAGGGTGA-3' and
5'-pGTCCCTGGCTAAGCCACACCCTTGGGTTGGCCAG-3', respectively.
After a mutagenesis reaction, a KpnI-BamHI
fragment with a
promoter containing a
CACCC box and a
PstI-BamHI fragment with a
promoter containing a
CACCC box were put back into KpnI- and
BamHI-digested pHS2
Luc and PstI- and
BamHI-digested pHS2
CAT, respectively. Similarly, plasmids
containing a
promoter with point mutations which cause
+ thalassemia (pHS2
88mutCAT,
pHS2
87mutCAT, and pHS2
86mutCAT) were
constructed from pHS2
CAT. pHS2
CAC
dCACCAT, in
which the distal CACCC box sequence of the
promoter was disrupted
and the proximal CACCC box sequence was substituted by the
CACCC
sequence, was derived from pHS2
CACCAT.
pHS2
140CACCAT, in which the proximal
CACCC box
sequence was moved to the
CACCC box position, was prepared from
CACCC sequence-disrupted pHS2
CAC
dCACCAT
(pHS2
dpCACCAT). pHS2
90
CACLuc, in
which the proximal
CACCC box sequence was generated at the
position where it is located in the
promoter, was prepared from
CACCC sequence-deleted pHS2
Luc
(pHS2
CACLuc). 5' phosphorylated oligonucleotides used
for these plasmid constructions are
5'-pGCC AACCCTAGGATGTGGCTCCACA-3',
5'-pGGCCAACCCTAGCGTGTGGCTCCAC-3', 5'-pTGGCCAACCCTACGGTGTGGCTCCA-3',
5'-pGTGGAGTTCCACACTAGTAGGTCTAAGTGAT-3', 5'-pATTGGCCAACCCTTCATATGAGTTCCACACTAGT-3',
5'-pCGTACCTGTCCTTGAGGGTGTGGAGCTCTTCTGGCACT-3', 5'-pGTCCCTGGCTAAATGGGTTGGCCAG-3' and
5'-pCAAACTTGACCAATACCACACCCTAGGTCTTAGAGTATCCA-3' for
pHS2
88mutCAT, pHS2
87mutCAT,
pHS2
86mutCAT,
pHS2
CAC
dCAC CAT,
pHS2
dpCACCAT, pHS2
140CACCAT,
pHS2
CACLuc, and pHS2
90
CACLuc,
respectively. Plasmids with mutations were verified by DNA sequencing
by using a kit (Cyclist; Stratagene).
Transactivation analysis.
CV-1 cells and K562 cells were
cultured in Eagle's minimal essential medium and RPMI 1640, respectively, supplemented with 10% fetal calf serum. Transient
transfections of CV-1 cells were performed by the calcium phosphate
coprecipitation method (1). Briefly, 1.8 × 105 CV-1 cells were plated in a 6-cm-diameter culture dish
24 h prior to transfection; 3.6 ml of fresh complete medium was
added 2 to 4 h before transfection. A DNA mixture containing 3.6 µg (except where indicated otherwise) of each activator, reporter,
and pSV
-Gal control vector (Promega) was ethanol precipitated,
rinsed with 80% ethanol, air dried, dissolved in 180 µl of distilled
H2O, and mixed with 20 µl of 2.5 M CaCl2. The
DNA solution was mixed with 200 µl of 2× HEPES-buffered saline and
added to the culture medium. After overnight incubation, cells were
glycerol shocked. The cells were completely washed, further incubated
for 24 h in the complete medium, and then lysed in 325 µl of
reporter lysis buffer (Promega).
Transient transfection of K562 cells was performed with reporter,
expression (10 times greater molar amount of the reporter plasmid), and
pSG5 vectors (to total 40 µg) and 10 µg of pSV
-Gal. Log-phase
cells (3 × 107 to 4 × 107) in RPMI
1640 medium were electroporated at 960 µF and 320 mV (Bio-Rad Gene
Pulser). After standing at room temperature for 10 min, the cells were
plated in 10 ml of the complete medium, incubated at 37°C for 24 h, and then harvested. The cell extracts were prepared in 400 µl of
reporter lysis buffer. Aliquots (100 µl) of the extracts, which had
been diluted 1:10 in the EKLF samples, were heat inactivated and
assayed for chloramphenicol acetyltransferase (CAT) activities by the
phase extraction method (25). For luciferase assays, the
cell extracts were diluted 1:10, and 100-µl aliquots were analyzed by
using the (Promega) luciferase assay system.
All transfection assays were performed multiple times and with
different preparations of the same plasmid. CAT and luciferase activities obtained were corrected for transfection efficiencies by
-galactosidase (
-Gal) A405.
 |
RESULTS |
EKLF activates a
-globin gene promoter which contains the
CACCC box sequence.
EKLF interacts with the
-globin gene CACCC
box by recognizing the 9-bp sequence CCA CAC CCT (2, 16).
The sequence of the CACCC box of the
-globin promoter is CTC CAC
CCA. To test whether the 9-bp CACCC box sequence difference between
- and
-globin gene promoters is the sole determinant of the
selective function of EKLF on the
gene promoter, we substituted the
original
gene CACCC box sequence of pHS2
CAT with the
gene
CACCC box sequence. The resultant construct was designated
pHS2
CACCAT (Fig. 1).

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FIG. 1.
(A) Structure of pHS2 CACCAT,
containing a gene promoter with a CACCC box. The CAT gene is
driven by a 1.5-kb KpnI-BglII fragment of HS2 and
the gene promoter (a fragment extending from bp 265 to +48
relative to the cap site) carrying a CACCC box. Uppercase letters
denote the 9-bp CACCC sequence analogous to the CACCC sequence
recognized by EKLF. Numbers above the CACCC box sequence show base
pair distances from the cap site. (B) Transactivation of a promoter
containing a CACCC box by EKLF. CAT activities in CV-1 cells were
normalized to -Gal activity and expressed as relative percentages of
CAT activity of pHS2 CAT in CV-1 cells which were not transfected by
a transactivator plasmid (100%). Data are expressed as mean (columns) ± SD (error bars) derived from four independent transfections using
two different plasmid sets. Notice that EKLF transactivates the gene promoter despite the fact that the promoter contains the CACCC
box.
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The reporter constructs pHS2
CAT and pHS2
CACCAT and
the activator plasmid pSG5/EKLF were transiently cotransfected into
CV-1 cells with plasmid pSV
-Gal as an internal control of
transfection efficiency. CV-1 is an established cell line derived from
monkey kidney and has been previously used by Bieker and Southwood
(3) to evaluate the activity of EKLF on globin gene
promoters. As shown in Fig. 1, EKLF increased the activity of the
gene promoter of pHS2
CAT (i.e., the construct containing the normal
CACCC box) by roughly 800% of the control value. Notice that EKLF
activated the 
CAC gene promoter as effectively as the
wild-type
promoter, even though the 
CAC gene
promoter contains the
CACCC box instead of the
CACCC box. The
average CAT activities driven by the
promoter carrying the
CACCC box sequence were 97% (without EKLF) and 960% (with EKLF)
relative to that driven by pHS2
CAT in the absence of EKLF stimulation (taken as 100%).
These findings suggested that EKLF functions in the context of the
whole
gene promoter rather than exclusively through its affinity to
the 9-bp sequence of the
CACCC box.
EKLF fails to activate a
-globin gene promoter which contains
the
CACCC box sequence.
If the 9-bp
CACCC box sequence has
a critical role for EKLF function, we would expect EKLF to activate a
-globin gene promoter containing the
CACCC box sequence instead
of the
CACCC box sequence. To test this possibility, we substituted
the
gene CACCC box sequence of pHS2
Luc with the
gene CACCC
box sequence. The resultant construct was designated
pHS2
CACLuc (Fig.
2). The reporter constructs pHS2
Luc
and pHS2
CACLuc, plus pSG5/EKLF and pSV
-Gal, were
transfected into CV-1 cells.

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FIG. 2.
(A) Structure of the construct
pHS2 CACLuc containing a gene promoter with a CACCC box. The luciferase gene is driven by the 1.5-kb fragment of HS2
and the gene promoter (bp 299 to +37 relative to the cap site)
carrying a CACCC box. Uppercase letters denote the 9-bp sequence recognized by EKLF. Numbers above the CACCC box sequence
show base pair distances from the cap site. (B) Transactivation of a
promoter containing a CACCC box by EKLF. Luciferase activities
in CV-1 cells were normalized to -Gal activity and expressed as
relative percentages of luciferase activity of pHS2 Luc in CV-1 cells
which were not transfected by a transactivator plasmid (100%). Data
are derived from four independent transfections using two different
plasmid sets. Notice that EKLF cannot transactivate the gene
promoter despite the fact that the promoter contains the CACCC
box.
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As shown in Fig. 2, in the presence of EKLF, the average luciferase
activity derived from pHS2
Luc was 120% of the activity obtained in
the absence of EKLF (100%). Thus, EKLF did not activate the
gene
promoter. The average luciferase activities from
pHS2
CACLuc were 58% (without EKLF) and 92% (with
EKLF) relative to the activity obtained from pHS2
Luc without EKLF
(100%). Therefore, EKLF failed to activate the 
CAC
gene promoter, although the 
CAC gene promoter carried
the
CACCC box sequence, an optimal EKLF binding site. These results
provided further evidence that the 9-bp
CACCC box sequence is not
enough to mediate
-globin gene-specific EKLF function.
The effects of EKLF on the 
CAC and

CAC promoters are reproduced in the erythroid
environment.
The results described above were obtained in
transactivation assays using a nonerythroid line, CV-1. It was possible
that these results reflected the lack of other transcriptional factors which are present in erythroid cells. For these reasons, we repeated the transient transfection assays with K562 cells, a human
erythroleukemia line which exhibits an embryonic/fetal globin
phenotype. There is no endogenous
gene expression in K562 cells,
but
gene constructs linked to locus control region cassettes or to
DNase I-hypersensitive site 2 (HS2) display efficient
gene
transcription (34, 38). The reporter constructs
pHS2
CAT, pHS2
Luc, pHS2
CACCAT, and
pHS2
CACLuc, plus pSG5/EKLF and pSV
-Gal, were
transiently transfected into the K562 cells.
As shown in Fig. 3, EKLF activated
pHS2
CAT and pHS2
CACCAT to similar degrees. The
average CAT activities driven by
and 
CAC in the
presence of EKLF were 1,062 and 936%, respectively, relative to that
of pHS2
CAT in the absence of EKLF (100%). As in the experiments with CV-1 cells, substitution of the CACCC box of the
promoter by
the
CACCC box did not increase the effect of EKLF on the
promoter. The average luciferase activities stimulated by EKLF were
292% (pHS2
Luc) and 235% (pHS2
CACLuc); thus, the
CACCC box-containing
promoter was not activated by EKLF more
than the wild-type
gene promoter. These results provide further
evidence that CACCC box recognition is not the sole determinant of EKLF
activity.

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FIG. 3.
Studies using K562 cells. Results of transactivation by
EKLF of a promoter carrying a CACCC box and a promoter
carrying a CACCC box are depicted. CAT and luciferase activities
were normalized to -Gal activity and expressed as relative
percentages of CAT and luciferase activities of pHS2 CAT and
pHS2 Luc in K562 cells which were not transfected by a transactivator
plasmid (100%). Data are derived from four independent transfections
using two different plasmid sets. Notice that the CACCC box
substitutions do not influence the level of activation of the or
gene promoter by EKLF.
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The pattern of promoter activation by EKLF in K562 cells (Fig. 3) is
very similar to that in CV-1 cells (Fig. 1 and 2), indicating that the
results observed in CV-1 cells are not an artifact caused by the
nonerythroid environment. Hence, we used CV-1 cells in all subsequent
experiments.
Activation of the 
CAC promoter by EKLF cannot be
attributed to EKLF overexpression.
Since the transactivator gene
used in a transient expression system is generally overexpressed for
full activation of the reporter gene, the results described above,
especially those for 
CAC gene promoter activation by
EKLF, could be attributed to overexpression of EKLF. We examined the
relationship between the transfected amount of pSG5/EKLF and the CAT
activity from pHS2
CAT to (i) determine whether EKLF is overexpressed
under the experimental condition that we used and if so (ii) find
transfection conditions which are not associated with pSG5/EKLF
overexpression.
Amounts of pSG5/EKLF ranging from 0 to 3.6 µg were cotransfected with
pHS2
CAT and pSV
-Gal into CV-1 cells. Results are shown in Fig.
4. The highest CAT activity obtained from
cells transfected with 3.6 µg of pSG5/EKLF was taken as 100%, and
CAT activities obtained with the lower concentrations of pSG5/EKLF were
expressed as percentages of this highest activity. CAT activity
exhibited a plateau between 0.7 and 3.6 µg of pSG5/EKLF (Fig. 4),
indicating that EKLF was overexpressed in our previous CV-1
transfection studies in which 3.6 µg of pSG5/EKLF was used. Between 0 and 0.7 µg, CAT activity increased toward a plateau level along with
the increase in the amount of pSG5/EKLF. Thus, transfection using less
than 0.7 µg of pSG5/EKLF does not produce full activation of the
gene promoter and is considered to give rise to unsaturated EKLF
expression in CV-1 cells.

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FIG. 4.
Relationship between amounts of transfected activator
plasmid and degree of activation of the reporter gene in CV-1 cells.
The reporter construct, pHS2 CAT, was cotransfected with various
amounts of pSG5/EKLF. CAT activities were normalized to -Gal
activity and expressed as relative percentages of CAT activity of
pHS2 CAT transfected with 3.6 µg of pSG5/EKLF (100%). Average
values ± SD (error bars) were derived from three independent
transfections using two different plasmid sets. Notice that CAT
activities show two phases, ascending (0 to 0.7 µg of EKLF plasmid)
and plateau (0.7 to 3.6 µg of EKLF plasmid).
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To test whether pSG5/EKLF overexpression enabled EKLF to activate the
gene promoter carrying the
CACCC box instead of the
CACCC
box, we repeated the transient transfection experiments with CV-1
cells, with 0.5 µg of pSG5/EKLF as a transactivator. The amount of
the EKLF plasmid used should create unsaturated EKLF expression in the
cells.
As shown in Fig. 5, transfection of 0.5 µg of pSG5/EKLF activated the
and 
CAC gene
promoters to similar degrees. The average CAT activities of
pHS2
CAT and pHS2
CACCAT stimulated by EKLF
were 639 and 601%, respectively, relative to that of pHS2
CAT
lacking EKLF stimulation (100%). Thus, the activation by EKLF of a
promoter carrying the
CACCC box sequence was consistently
comparable to that of the
gene promoter containing the
CACCC
box. These data suggest that pSG5/EKLF overexpression is not the cause
of activation of the 
CAC promoter by EKLF.

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FIG. 5.
Transactivation of the promoter containing a CACCC box by a small amount of pSG5/EKLF (0.5 µg per transfection).
CAT activities in CV-1 cells were normalized to -Gal activity and
expressed as relative percentages of CAT activity of pHS2 CAT in CV-1
cells which were not transfected by a transactivator plasmid (100%).
Data are derived from three independent transfections using two
different plasmid sets. Notice that EKLF transactivates the gene
promoter containing the . CACCC box, a result which is similar to
the results of assays using a standard amount (3.6 µg) of pSG5/EKLF
(Fig. 1).
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The distal CACCC box of the
-globin promoter is not the cause of
activation of the
promoter containing a
CACCC box
sequence.
The
gene promoter has two CACCC boxes, one proximal
and one distal, at bp
90 and
105 relative to the cap site; EKLF
recognizes the proximal (
90) CACCC box sequence (16). A
possible interpretation of our findings that EKLF can activate a
promoter carrying a
CACCC box is that in the absence of the
wild-type
gene CACCC box at
90, EKLF interacts with the distal
CACCC box, resulting in
promoter activation. This interpretation is
unlikely because naturally occurring mutations of the proximal CACCC
box of the
gene cause
+ thalassemia (35),
and one of these promoter mutations has been shown by Donze et al.
(6) to significantly decrease
gene promoter activation
by EKLF in transient expression assays; therefore there is evidence
that the distal CACCC box contributes minimally, if at all, to
gene
activation.
To test whether there is functional interaction between EKLF and the
distal CACCC box under the conditions of our experiments, we generated
three types of point mutations in the proximal
gene CACCC box:
88
(relative to the cap site) C
T (pHS2
88mutCAT),
87
C
G (pHS2
87mutCAT), and
86 C
G
(pHS2
86mutCAT). Reporter plasmids carrying these
mutations, 3.6 µg of EKLF plasmid, and pSV
-Gal were transiently
cotransfected into CV-1 cells. Absolute promoter activities were
decreased to similar degrees in all three mutated
promoters. The
CAT activities with and without EKLF were 151% ± 23% (mean ± standard deviation [SD]) and 20% ± 7%, respectively, for
pHS2
88mutCAT, 109% ± 15% and 25% ± 5% for
pHS2
87mutCAT, and 148% ± 10% and 18% ± 7% for
pHS2
86mutCAT. In the same experiments, EKLF activated
the wild-type
promoter of pHS2
CAT to 634% ± 81% of the
control without EKLF (100%). These results indicated that the lack of
functional interaction between EKLF and the distal CACCC box is also
observed under the experimental condition that we have used.
To test the role of the distal CACCC element more directly, we
disrupted the distal CACCC box of the pHS2
CACCAT
construct by producing the nucleotide substitutions CCT CAC
CCT
CCT ACT AGT; the resulting construct was designated as
pHS2
CAC
dCACCAT (Fig.
6A). When they are introduced in the
comparable residues in the proximal CACCC box, the point mutations
denoted by the underlined three C residues cause thalassemias and
reduce the interaction of the CACCC box with EKLF. The reporter
constructs pHS2
CACCAT and
pHS2
CAC
dCACCAT, plus pSG5/EKLF and pSV
-Gal,
were transfected into CV-1 cells. The transfected amount of the EKLF
plasmid was 0.5 µg in this experiment. CAT activity was increased
about sixfold by the addition of EKLF in both
pHS2
CACCAT and pHS2
CAC
dCACCAT
compared to that of pHS2
CACCAT without EKLF (100%),
although the variation was relatively large (Fig. 6B). Therefore, EKLF
activated the 
CAC promoter with a disrupted distal
CACCC box, even though this promoter had no original
CACCC box
sequences. This finding provides direct evidence that the presence of
an intact distal CACCC box is not the cause of activation of the
CACCC box-containing
promoter by EKLF.

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FIG. 6.
(A) Disruption of the distal CACCC box sequence
( CAC dCAC). The distal CACCC box sequence (CCT CAC
CCT) of the promoter carrying a CACCC box sequence (CTC CAC
CCA) at the proximal CACCC site is altered to CCT ACT AGT. Numbers
above the promoter sequences show base pair distances from the cap
site. (B) Transactivation of a distal CACCC box-disrupted
 CAC promoter by EKLF. A small amount of EKLF plasmid
(0.5 µg) was used for transfection. CAT activities in CV-1 cells were
normalized to -Gal activity and expressed as relative percentages of
CAT activity of pHS2 CACCAT in CV-1 cells which were
not transfected by a transactivator plasmid (100%). Data are derived
from three independent transfections using two different plasmid sets.
Notice that in the presence of EKLF, similar levels of CAT activities
were obtained from  CAC and
 CAC dCAC.
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|
The position of the CACCC box is not critical for activation of the
gene promoter by EKLF.
The results described above demonstrate
that the difference in the 9-bp CACCC box sequence between
and
gene promoters is not a critical determinant of the specificity of the
gene activation by EKLF. As shown in Fig.
7, there are two major differences between the
and
CACCC boxes: one is the position of the CACCC box relative to the cap site, and the other is the configuration of the
surrounding cis elements. To test whether the position of
the CACCC box confers the
gene specificity on EKLF, we generated a
promoter which contained a
CACCC box sequence placed in the
position in the
promoter (i.e., 90 bp upstream from the cap site).
We also generated a
promoter which contained a
CACCC box in the
position where the
CACCC box is normally located in the
promoter (i.e., 140 bp upstream from the cap site). The normal CACCC
box sequence of each promoter was deleted or disrupted.

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FIG. 7.
Comparison of the locations of cis elements
of the and gene promoters. The positions of the functional
CACCC box are shown by solid rectangles.
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The construct pHS2
90
CACLuc, in which the original
CACCC box was deleted and the proximal
CACCC box was created at
exactly the same position as in the
promoter, is shown in Fig.
8A. The reporter constructs pHS2
Luc
and pHS2
90
CACLuc, plus pSG5/EKLF and pSV
-Gal,
were transiently transfected into CV-1 cells. If the position of the
CACCC box sequence is an important determinant for selective activation
of the
gene promoter by EKLF, we would expect activation of the

90
CAC gene promoter by EKLF. As shown in
Fig. 8B, the average luciferase activity of
pHS2
90
CACLuc was less than 10% of that of
pHS2
Luc without EKLF stimulation (100%), and the addition of EKLF
did not alter the low activity. Thus, EKLF failed to activate the
gene promoter even though its optimal CACCC box sequence is placed at a
distance from the transcription start site which is optimal for
functioning in the
gene promoter. These results suggest that the
-globin gene specificity of EKLF is not determined solely by the
position of the CACCC box.

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FIG. 8.
Effect of the position of the CACCC box on activation of
the gene promoter by EKLF. (A) Generation of a promoter
containing a CACCC box at bp 90 ( 90 CAC). The
original CACCC box sequence (CTC CAC CCA) was deleted, and the
proximal CACCC box sequence was inserted into position 90, i.e.,
the position of the CACCC box in the promoter. Numbers above
the promoter sequences are base pair distances from the cap site. (B)
Transactivation of a promoter containing a CACCC box at
position 90 ( 90 CAC) by EKLF. Luciferase
activities in CV-1 cells were normalized to -Gal activity and
expressed as relative percentages of luciferase activity of pHS2 Luc
in CV-1 cells which were not transfected by a transactivator plasmid
(100%). Data are derived from four independent transfections using two
different plasmid sets. Notice that the promoter activity is almost
ablated by the CACCC box movement. In addition, EKLF cannot activate
the mutant promoter even though this promoter contains an optimal
binding sequence at its optimal site.
|
|
Figure 9A shows the reporter
construct pHS2
140CACCAT, in which both proximal
and distal CACCC boxes were disrupted and the proximal
CACCC box
was created at exactly the same position as that where the
CACCC
box is located in the
promoter. This CACCC box relocation decreased
the basal CAT activity without EKLF stimulation to about 20% of that
of pHS2
CAT (100%). In contrast to the relocation of the CACCC box
in the
gene promoter, EKLF activated the 
140CAC
promoter to about 165% relative to the original
promoter without EKLF (100%) (Fig. 9B). Thus, the
promoter containing a relocated CACCC box (
140CAC) retained mild reactivity to
stimulation by EKLF.

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FIG. 9.
Effect of the position of the CACCC box on the
activation of the -globin gene promoter by EKLF. (A) Generation of a
promoter containing a CACCC box at bp 140
( 140CAC), i.e., the position of the CACCC box in the
promoter. The proximal CACCC box sequence (CCA CAC CCT) and the
distal CACCC box sequence (CCT CAC CCT) were disrupted by base
substitutions (shown in underlined italics). Subsequently, the proximal
CACCC box sequence was inserted into the CACCC position in the promoter. Numbers above the promoter sequences correspond to base pair
distances from the cap site. (B) Transactivation of a promoter
containing a CACCC box at position 140 ( 140CAC) by
EKLF. CAT activities in CV-1 cells were normalized to -Gal activity
and expressed as relative percentages of CAT activity of pHS2 CAT in
CV-1 cells which were not transfected by a transactivator plasmid
(100%). Data are derived from four independent transfections using two
different plasmid sets. Notice that the promoter activity is remarkably
decreased by the relocation of the CACCC box to a position equivalent
to that of the CACCC box of the gene and that EKLF is still capable
of weakly activating this mutant promoter.
|
|
These results suggest that the position of the CACCC box in the
or
gene promoter is not the critical determinant of EKLF function. The
relationship of the CACCC box with the surrounding cis
elements and the interactions of EKLF with some other protein(s) binding to these elements, i.e., the overall context of the promoter, may determine the specificity of the activation of the
-globin gene
promoter by EKLF.
 |
DISCUSSION |
The purpose of this study was to investigate whether the 9-bp
CACCC box sequence underlies the specificity of activation of the
-globin gene by EKLF. To address this issue, we swapped the CACCC
boxes between the
and
gene promoters and analyzed the activities of EKLF on these mutated promoters by transient transfection assays. The results indicate that the CACCC box sequence of the
gene promoter is not the only determinant of the specific activation of
the
gene by EKLF. We have further shown that factors such as the
lack of an erythroid environment in the initial transactivation studies, the overexpression of EKLF in the transactivation assays, or
the activation of the
CACCC box-containing
gene promoter through its intact distal CACCC box cannot account for our results. Thus, the selective transcriptional activation of the
-globin gene
(compared to that of the
-globin gene) by EKLF (22, 36) is not due exclusively to the higher affinity of EKLF to the
gene
CACCC box sequence. Rather, the specificity of the activation of the
-globin gene by EKLF is dependent on the whole promoter context of
the
-globin gene. Thus, just the protein-DNA interaction between the
DNA-binding domain of EKLF and the
CACCC box is not sufficient to
activate the
-globin gene. Most likely, protein-protein interactions
between the EKLF transactivator domain and the transcriptional complex
are necessary to bring about the specific activation of the
gene
promoter by EKLF.
Insights on the nature of the promoter context-dependent
gene
activation by EKLF were provided by the experiments using
and
gene promoters in which the positions of the CACCC boxes were
interchanged. It is reasonable to assume that EKLF, like other
transcriptional activators (32), interacts directly or indirectly with the basal transcriptional machinery. Our findings can
be explained by assuming that when EKLF is tethered onto the
gene
promoter, it interacts with the basal transcriptional machinery formed
on the TATA box and flanking regions of the
gene, whereas when it
is tethered onto the
gene promoter by the
CACCC box, it cannot
interact with the basal transcriptional machinery on the
gene. If
the
and the
genes use the same basal transcriptional machinery,
a simple explanation of why EKLF, although bound on the
CACCC box
of the 
CAC promoter, cannot activate
gene
transcription is that the position of the
CACCC box in the

CAC promoter does not allow EKLF to interact with the
basal transcriptional machinery. However, our results of assays using a
promoter carrying a
CACCC box at
90 and a
promoter
carrying a
CACCC box at
140 (Fig. 8 and 9) do not agree with this
hypothesis. Instead, our results argue that the location of the CACCC
box relative to the transcription start site is not the critical
determinant of the specificity of
-globin gene activation by EKLF.
An alternative explanation of our findings is based on the recruitment
model of action of transcriptional activators (24, 29). This
model proposes that a transcriptional activator functions by recruiting
the transcriptional machinery to the DNA (the regulatory motifs of the
promoter). EKLF may act similarly and recruit a subcomplex of the basal
transcriptional machinery to the
-globin gene as illustrated in Fig.
10A. If this is so, the putative
subcomplex recruited by EKLF must be unique and critical for the
assembly of the basal transcriptional machinery on the
gene because
disruption of the EKLF gene totally ablates
gene transcription but
not
gene transcription (22, 36). The nonresponsiveness
of the
gene to EKLF can be explained by assuming that the assembly of the basal transcriptional machinery of the
gene does not utilize
the putative subcomplex which is essential for the basal transcriptional machinery on the
gene (Fig. 10B). Instead, the basal transcriptional machinery on the
gene requires a different subcomplex which can be recruited to the
gene by a factor that interacts with the
CACCC box (Fig. 10C).

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FIG. 10.
Proposed mechanism of -globin gene activation by
EKLF. (A) EKLF bound to the gene recruits a subcomplex of the
transcriptional machinery and enables formation of a transcription
initiation complex (IC) of the gene together with TFIID containing
TATA box-binding protein (TBP), RNA polymerase II (pol II) holoenzyme,
and probably other subcomplexes recruited by other transcriptional
activators. This initiation complex gives rise to high-level gene
transcription. (B) EKLF tethered to the gene by a CACCC box
also recruits the same subcomplex as described above. However, the
EKLF-bound subcomplex is different from the subcomplex normally
interacting with the gene transcriptional machinery and fails to
assemble with other components, resulting in failure of initiation of
gene transcription. (C) Putative CACCC box-binding factor
recruits an appropriate subcomplex of the transcriptional machinery of
the gene. The appropriate assembly of the initiation complex on the
gene gives rise to high-level gene transcription.
|
|
The hypothesis that the
gene specificity of EKLF is dependent on
two factors, protein-protein interaction(s) mediated by the
transactivation domain and protein-DNA interaction mediated by the
DNA-binding domain, was previously proposed by Bieker and Southwood
(3). Although DNA-binding specificity is considered to be
the main determinant of promoter specificity of transcriptional activators (17), there is also evidence, from studies of a
limited number of transcription factors, that the transactivation
domain may also critically influence the promoter specificity of a
transcriptional activator (15, 31). Since the transactivator
domain of EKLF is composed of multifunctional subdomains
(5), it is possible that the DNA binding of EKLF is
augmented by the activator domain as is the case of the Oct-2 POU
DNA-binding domain (30). In that case, the activator domain
of EKLF may play a dual role, i.e., increase the binding of EKLF on the
CACCC box of the
promoter and recruit a component of the
transcriptional machinery of the
-globin gene.
 |
ACKNOWLEDGMENTS |
This study was supported by NIH grants HL20899 and DK45365.
 |
FOOTNOTES |
*
Corresponding author. Mailing address: University of
Washington, Division of Medical Genetics, Box 357720, Seattle, WA
98195. Phone: (206) 543-3526. Fax: (206) 543-3050. E-mail:
gstam{at}u.washington.edu.
 |
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