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Molecular and Cellular Biology, September 1998, p. 4977-4985, Vol. 18, No. 9
0270-7306/98/$04.00+0
Copyright © 1998, American Society for Microbiology. All rights reserved.
Regulation of Alternative Polyadenylation by U1
snRNPs and SRp20
Hua
Lou,1,2,*
Karla M.
Neugebauer,3
Robert F.
Gagel,2 and
Susan M.
Berget1
Verna and Marrs McLean Department of
Biochemistry, Baylor College of Medicine,1 and
Section of Endocrine Neoplasia and Hormonal Disorders,
University of Texas M.D. Anderson Cancer
Center,2Houston, Texas 77030, and
Division of Basic Sciences, Fred Hutchinson Cancer Research
Center, Seattle, Washington 981093
Received 20 April 1998/Returned for modification 20 May
1998/Accepted 2 June 1998
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ABSTRACT |
Although considerable information is currently available about the
factors involved in constitutive vertebrate polyadenylation, the
factors and mechanisms involved in facilitating communication between
polyadenylation and splicing are largely unknown. Even less is known
about the regulation of polyadenylation in genes in which 3'-terminal
exons are alternatively recognized. Here we demonstrate that an SR
protein, SRp20, affects recognition of an alternative 3'-terminal exon
via an effect on the efficiency of binding of a polyadenylation factor
to an alternative polyadenylation site. The gene under study codes for
the peptides calcitonin and calcitonin gene-related peptide. Its
pre-mRNA is alternatively processed by the tissue-specific inclusion or
exclusion of an embedded 3'-terminal exon, exon 4, via factors binding
to an intronic enhancer element that contains both 3' and 5' splice
site consensus sequence elements. In cell types that preferentially
exclude exon 4, addition of wild-type SRp20 enhances exon 4 inclusion
via recognition of the intronic enhancer. In contrast, in cell types
that preferentially include exon 4, addition of a mutant form of SRp20
containing the RNA-binding domain but missing the SR domain inhibits
exon 4 inclusion. Inhibition is likely at the level of polyadenylation, because the mutant SRp20 inhibits binding of CstF to the exon 4 poly(A)
site. This is the first demonstration that an SR protein can influence
alternative polyadenylation and suggests that this family of proteins
may play a role in recognition of 3'-terminal exons and perhaps in the
communication between polyadenylation and splicing.
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INTRODUCTION |
Polyadenylation is a ubiquitous step
during posttranscriptional pre-mRNA processing. The biochemistry and
basal machinery of polyadenylation have been well characterized.
Polyadenylation is a two-step process: cleavage and poly(A) addition
(10, 17, 55). Both cis-acting elements and
trans-acting factors are required for this process. The
cis elements include an AAUAAA hexanucleotide upstream of
and a G/U-rich sequence downstream of the cleavage site. A multiprotein
complex including four components, cleavage-polyadenylation specificity
factor, cleavage stimulation factor (CstF), cleavage factor, and
poly(A) polymerase, assembles on a constitutive poly(A) site during
polyadenylation. Many of these polyadenylation factors have been
purified and cloned.
Expression of a number of genes is regulated at the level of
polyadenylation. Little, however, is known about the molecular mechanisms affording regulation. It has been suggested that
differential binding of a basal polyadenylation factor, the CstF 64-kDa
protein, contributes to developmentally regulated usage of an
immunoglobulin alternative poly(A) site (16, 52). Auxiliary
factors that interact with the basal polyadenylation machinery have
also been implicated in regulated polyadenylation. In the latter class
are two U1 snRNP-associated proteins, U1A and the U1 70K protein
(22-24, 34, 35). To date, no non-snRNP proteins have been
reported to be important for regulation of polyadenylation.
SR proteins are a family of serine- and arginine-rich RNA-binding
proteins (reviewed in references 18,
37, 42, 47, and 53). They were initially isolated as essential
splicing factors and regulators of 5' splice site selection (20,
29, 30, 59, 60). The classical members of this family include SRp20, SC35, ASF/SF2, SRp30c, SRp40, SRp55, and SRp75. Subsequently, 9G8 and SRp54 were added to the family (8, 61). Classical SR
proteins have been shown to bind to exon enhancer sequences and/or
splice sites to enhance exon inclusion and to regulate splice site
recognition. During splicing, SR proteins bound to RNA interact through
their SR domains, both with other SR proteins and with constitutive
splicing factors that contain SR domains, such as U2AF and the U1 snRNP
70K protein (47, 53, 57). These interactions have been
postulated to play a role in bridging splice sites in exons and introns
during early assembly of the spliceosome. Therefore, classical SR
proteins are normally considered to be associated with splicing.
Recently, one subunit of a constitutive polyadenylation factor,
cleavage factor I (CFI), has been observed to possess a domain containing SR dipeptides (49). The presence of this domain
suggests that polyadenylation could communicate to splicing via SR
proteins and that SR proteins could participate in regulation of
polyadenylation during alternative 3' exon recognition. One system of
alternative polyadenylation that has the potential to reveal the role
of SR proteins in polyadenylation is that occurring during alternative processing of pre-mRNA from the human calcitonin/calcitonin
gene-related peptide (CT/CGRP) gene.
This processing choice involves tissue-specific recognition of one of
two alternate 3'-terminal exons, exon 4 or 6 (1, 48). In
thyroid C cells, exon 4 is included to generate an mRNA molecule
containing exons 1 to 4, with the usage of the exon 4 polyadenylation
site. The CT peptide is produced from this mRNA. In neuronal cells,
exon 4 is excluded to generate an mRNA molecule containing exons 1 to 3 and 5 to 6, with usage of the exon 6 polyadenylation site (Fig.
1A). The CGRP is produced from this mRNA.
Several accessory sequence elements necessary for regulation of CT/CGRP
alternative splicing have been identified. These elements include three
exon enhancer sequences located in exon 4 and at least two intron
enhancer sequences, one located in intron 3 and the other located in
intron 4 (12, 25, 32, 54).

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FIG. 1.
CT/CGRP alternative RNA processing pathways and intron 4 enhancer. (A) Schematic diagram of the CT/CGRP gene and its alternative
RNA processing in thyroid and neuronal cells. (B) Diagram showing the
location of the intron enhancer (black oval) downstream of exon 4 and
the sequence of the enhancer core with its immediate upstream motif.
Differences between the human, mouse, and rat sequences are indicated
(32).
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In previous work we have shown that exon 4 recognition requires an
RNA-processing enhancer located within intron 4, downstream of the exon
4 poly(A) site (32, 33). Within the enhancer is a core
sequence containing a pyrimidine tract and a 5' splice site sequence
(Fig. 1B). Both sequence elements of the core are required for maximal
in vivo exon 4 recognition and in vitro polyadenylation of the exon 4 poly(A) site. In vitro, the enhancer core binds a number of splicing
factors, including U1 snRNA, polypyrimidine tract-binding protein
(PTB), and an SR protein, ASF/SF2 (33). Thus, this system
provides the opportunity to examine how classical splicing factors such
as SR proteins function to enhance last-exon recognition and
polyadenylation.
In this study, we demonstrate functional binding of an additional SR
protein, SRp20, to the core of the CT/CGRP intron 4 enhancer sequence.
Increasing the level of wild-type SRp20 in cells resulted in changes in
CT/CGRP pre-mRNA processing. Furthermore, expression of a truncated
SRp20 protein lacking the SR domain in cells that normally include exon
4 decreased inclusion of this exon without altering other splicing
choices. The requirement for SRp20 during exon 4 regulation is likely
at the level of polyadenylation, because mutant SRp20 depressed in
vitro binding of a polyadenylation factor, CstF, to the exon 4 poly(A)
site. This result suggests that SRp20 acts early during recognition of
the exon 4 poly(A) site by the polyadenylation machinery. We suggest
that SR proteins can influence pre-mRNA processing at the level of
polyadenylation and generally participate in terminal exon recognition.
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MATERIALS AND METHODS |
Plasmids.
The minigene constructs used for Fig. 2 and 4, in
which the CT/CGRP exon 4 and surrounding intron sequences have been
placed into the human metallothionein gene, have been described
previously (31, 32). The minigene used for Fig. 5 and 6
consists of CT/CGRP exons 4 to 6 fused to a heterologous first exon
from adenovirus (12, 32). The control plasmid used for Fig.
6 contains two exons and one intron derived from adenovirus sequences
inserted in pCDNA3 (Invitrogen). The 3' half of the first exon is
duplicated to contain two identical 5' splice sites. Construction of
exon 4 poly(A) substrates and intron enhancer substrates was described previously (33). The deletion and point mutation constructs for the upstream sequence (see Fig. 4) were generated by PCR-directed mutagenesis.
The wild-type U1 gene was a gift from A. Weiner (Yale University); the
mutant U1 gene was generated by PCR-directed mutagenesis. The SRp20
expression vector was from M. Roth (Fred Hutchinson Cancer Research
Center) and was subcloned into the pCDNA3.1His vector (Invitrogen) to
add a His tag. The designed truncated SRp20 contained amino acids 1 to
104 and lacked the C-terminal SR domain and is generated and cloned by
PCR. ASF and the dSRp55 (Drosophila B52) expression vector
were obtained from J. Manley (Columbia University) and M. Roth (Fred
Hutchinson Cancer Research Center), respectively.
Cell transfections and RNA and protein analysis.
The basic
transfection procedure was previously described (32).
Cotransfections used 2 µg each of the CT/CGRP minigene and either U1
snRNA plasmid, SRp20 expression plasmid, ASF/SF2 expression plasmid, or
dSRp55 expression plasmid. Procedures for total cell RNA isolation and
reverse transcription-PCR (RT-PCR) analysis were described previously
(32, 33). Use of low-cycle PCR (19 to 21 cycles) permitted
determination of the relative abundances of individual RNA species.
Quantification of exon inclusion was determined with a PhosphorImager.
The results shown are representative of at least three transfections
for each experiment. Absolute levels of exon 4 inclusion varied from
transfection to transfection. However, relative levels of exon 4 inclusion between constructs containing a wild-type or mutant enhancer
remained the same (e.g., mutation of the core 5' splice site sequence
decreased exon 4 inclusion to about 15% of the wild-type level).
Levels of overexpressed proteins were examined by Western blot analysis
with the proteins extracted from the organic phase from RNA isolation
with RNAsol B (Tel-Test, Inc.) according to the manufacturer's
instructions. The antibody used for the Western blot was an antitag
antibody, anti-Xpress (Invitrogen).
In vitro assays.
Site-specifically labeled RNA was generated
by the method of Moore and Sharp (40). Two
ribo-oligonucleotides and one oligonucleotide were used to generate the
site-specifically labeled RNA molecule. Procedures for UV cross-linking
and immunoprecipitation of cross-linked proteins have been previously
described (33). Competition experiments employed 50,000 cpm
of labeled RNA and 0.5 nmol of competitor RNA. The SRp20-specific
antibody 7B4 has been described previously (43) and is
directed against the linker region on the SRp20 protein. The
64-kDa-protein-specific antibody was from C. MacDonald (Texas Tech
University).
Gel shift assays were performed with recombinant glutathione
S-transferase-SRp20 prepared from bacteria and in
vitro-transcribed RNA substrates. The reactions were carried out with a
volume of 25 µl containing 50% Roeder D (15), 20 mM
creatine phosphate, 2 mM ATP, 2 mg of heparin per ml, 1 mg of bovine
serum albumin per ml, 0 to 4 µg of recombinant protein, and 25,000 cpm of 32P-labeled RNA. The reactions were stopped after 10 min of incubation at 30°C by addition of loading buffer containing
50% glycerol and 1% dye, and the complex was separated on a 4%
nondenaturing polyacrylamide gel in 1× TG buffer (0.5 M Tris and 0.5 M
glycine). In vitro polyadenylation conditions have been described in
detail previously by Lou et al. (33).
Preparation of nuclear extracts from transfected HeLa cells.
Fifty 100-mm-diameter dishes of HeLa cells were transiently transfected
with wild-type SRp20, truncated SRp20, or LacZ expression plasmid.
Transfection efficiencies for this cell line routinely exceed 90%.
Nuclear extracts were prepared by standard techniques 2 days
posttransfection (15).
For the UV cross-linking experiments, 22 µl of extract (approximately
90 µg of protein) was incubated with 500,000 cpm of substrate RNA
under polyadenylation conditions for 2 min at room temperature. At that
time 2 µl of standard HeLa extract (7 mg/ml) was added to each
reaction, and the mixture was incubated for an additional 8 min at
30°C prior to standard cross-linking and immunoprecipitation
(33).
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RESULTS |
U1 snRNA is necessary but not sufficient for exon 4 inclusion.
Our previous results suggested that binding of nuclear factors to the
enhancer core 5' splice site sequence is essential for polyadenylation
of exon 4, because mutation of the 5' splice site sequence severely
inhibited in vivo recognition of exon 4 and in vitro exon 4 polyadenylation (33). U1 snRNA and the SR protein ASF/SF2
were implicated as factors binding to the 5' splice site sequence
within the enhancer core. Blocking the 5' end of U1 snRNA with an
antisense ribo-oligonucleotide abolished in vitro exon 4 polyadenylation, a result that could reflect competitive inhibition of
the binding of U1 snRNPs or other factors that bind 5' splice sites.
We sought to more directly test the role of U1 snRNA in enhancer
function. To accomplish this goal, we performed an in vivo rescue
experiment similar to experiments originally used to establish a
requirement for U1 snRNA hybridization in 5' splice site recognition (62). In this assay, a CT/CGRP reporter gene carrying an
enhancer core mutated at the +1 position within the 5' splice site
sequence was transfected along with a U1 snRNA gene harboring a
compensatory mutation to restore base pairing with the mutated enhancer
5' splice site sequence (Fig. 2A). The
transfections were performed with Chinese hamster ovary (CHO) cells,
which normally include exon 4. Exon 4 inclusion was increased from 8 to
17% by coexpression of the compensatory mutant U1 snRNA but not by
wild-type U1 snRNA (Fig. 2B, lanes 4 to 6). This observation suggests
that U1 snRNA does hybridize to the core 5' splice site sequence.
Increasing the amount of U1 snRNA plasmid used for transfection,
however, did not increase exon 4 inclusion to more than 17% (data not
shown), indicating only partial rescue of inclusion (Fig. 2B, compare lanes 1 and 6). This experimental limitation suggested that the compensatory U1 snRNA did not completely relieve a requirement for a
functional 5' splice site sequence within the enhancer core and
indicated a need for additional factors for maximal recognition of the
enhancer 5' splice site sequence. The latter conclusion is consistent
with studies of other genes showing assembly of complexes including
both non-snRNP proteins and U1 snRNPs on real and pseudo-5' splice
sites (28, 51).

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FIG. 2.
In vivo inclusion of CT/CGRP exon 4 requires
hybridization of U1 snRNA to the enhancer core 5' splice site sequence.
(A) Diagram of RT-PCR analysis of CT/CGRP RNA produced in cells
cotransfected with a CT/CGRP minigene containing a mutated enhancer 5'
splice site (ss) sequence and a U1 snRNA containing a compensating
point mutation at its 5' terminus. The utilized minigene and the
oligonucleotides used for PCR amplification (arrows) are diagrammed.
Inclusion or exclusion of exon 4 is revealed by 282- or 263-nt
amplification products, respectively. The wild-type and mutant enhancer
sequences are shown (each is depicted as a 5' splice site sequence).
The wild-type and mutant U1 RNA sequences are also shown. (B) CHO cells
were cotransfected with the wild-type CT/CGRP minigene and no U1 (lane
1), wild-type U1 (lane 2), or mutant U1 (lane 3) or with the mutant
CT/CGRP minigene and no U1 (lane 4), wild-type U1 (lane 5), or mutant
U1 (lane 6). The percentage of exon 4 inclusion is indicated below each
lane.
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SRp20 binds to the enhancer core.
To identify additional
protein factors involved in enhancer recognition, we performed UV
cross-linking with site-specifically labeled short
ribo-oligonucleotides containing only the core sequence of the intron
enhancer element, including the pyrimidine tract and 5' splice site
sequence (Fig. 3A). We observed three
major cross-linked proteins of approximately 75, 45, and 25 kDa (Fig. 3A). Cross-linking of all three proteins was inhibited by competitor ribo-oligonucleotides containing the pyrimidine tract. Only the 25-kDa
protein was competed by a competitor ribo-oligonucleotide containing
the 5' splice site sequence.

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FIG. 3.
SRp20 binds to the CT/CGRP enhancer core. (A) UV
cross-linking of HeLa cell nuclear extract proteins to a
site-specifically labeled ribo-oligonucleotide containing the enhancer
core sequence. The sequence of the utilized oligonucleotide (oligo)
containing the enhancer core is indicated, with the pyrimidine tract
(Py) and 5' splice site sequence (5' ss) (the 5' splice site is
underlined) marked. The position of the single introduced labeled
phosphate is indicated with an asterisk. UV cross-linking was performed
in the presence of no competitor RNA (lane 1), a competitor RNA
consisting of the pyrimidine tract of the enhancer core (lane 2), a
competitor RNA consisting of the 5' splice site sequence of the
enhancer core (lane 3), or a competitor RNA consisting of U3 RNA
sequences (lane 4). The molecular masses of cross-linked species are
indicated. An arrow marks the position of SRp20. The identities of the
high-molecular-mass bands are unknown; the 45-kDa band is probably
hnRNP C. (B) Immunoprecipitation of SRp20 UV cross-linked to RNA
containing the CT exon 4 poly(A) site with wild-type (wt) or mutated
enhancer. The utilized precursor RNA is diagrammed and consisted of all
known exon 4 polyadenylation signals and the region downstream of the
cleavage site including the enhancer. Substrates contained a wild-type
enhancer (lane 1), an enhancer in which the 5' splice site sequence had
been altered to CAG/CUAAGAC (lane 2), an enhancer in which
the pyrimidine tract had been altered to
CUACGCGCAUCGUC (lane
3), or an enhancer in which the sequence upstream of the pyrimidine
tract was deleted (lane 4) (Fig. 1B and 4A). (C) Gel shift analysis
with increasing amounts of recombinant glutathione
S-transferase-SRp20 and in vitro-transcribed RNA substrates
containing a 127-nt wild-type intron enhancer (lanes 1 to 4), an
enhancer in which the 5' splice site sequence had been altered to
CAG/CAUAGAC (lanes 5 to 8), or an enhancer in which the pyrimidine
tract had been altered to
CUACGCGCAUCGUC (lanes 9 to 12).
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We suspected that the 25-kDa protein might be SRp20, because of its
molecular mass and because of a previous observation that an SR protein
bound to the enhancer (33). Immunoprecipitation of
UV-cross-linked proteins with an SRp20-specific antibody confirmed that
the 25-kDa species was indeed SRp20. For this experiment we used a
longer precursor RNA containing both the poly(A) site and the intron
enhancer (Fig. 3B) because of the availability of versions of this
precursor in which the enhancer core elements had been mutated
(33). An anti-SRp20 antibody selectively immunoprecipitated the 25-kDa UV-cross-linked protein bound to the wild-type substrate (Fig. 3B, lane 1). Mutation of either the 5' splice site or pyrimidine tract sequence greatly inhibited cross-linking (Fig. 3B, lanes 2 and
3). SRp20 was also immunoprecipitated with the wild-type short,
site-specifically labeled substrate shown in Fig. 3A (data not shown).
These results suggest that SRp20 binds to the enhancer core.
We also analyzed the binding of SRp20 to the enhancer by using a gel
shift assay. Purified recombinant SRp20 was incubated with wild-type or
mutant RNA substrates containing the complete 127-nucleotide (nt)
intron 4 enhancer sequence (Fig. 1). SRp20 bound to the wild-type RNA,
as demonstrated by the appearance of two complexes (Fig. 3C, lanes 1 to
4). The origin of multiple complexes is unknown. When the 5' splice
site sequence in the enhancer core was mutated, complex formation was
partially reduced at low protein concentrations but not affected at
high protein concentrations (Fig. 3C, lanes 5 to 8). When the
pyrimidine tract sequence was mutated, complex production was almost
abolished at all protein concentrations (Fig. 3C, lanes 9 to 12). This
experiment indicates the direct interaction of SRp20 with the enhancer
core sequence and suggests a greater importance for the pyrimidine tract than for the 5' splice site sequence for binding.
Binding of SRp20 to the enhancer core pyrimidine tract sequence is very
interesting in light of recent studies by Jumma et al. (26,
27). Those authors suggest that splicing of SRp20 undergoes
autoregulation involving binding of the SRp20 protein to the 3' splice
site of an alternatively included exon within the SRp20 pre-mRNA. They
further identified a region immediately upstream of the polypyrimidine
tract that was also required for regulation. To investigate whether
flanking upstream sequences are important for SRp20 binding to the
CT/CGRP enhancer, we examined the sequence immediately upstream of the
enhancer core (herein termed the upstream sequence). We noticed that
this sequence is extremely conserved in the human, mouse, and rat
CT/CGRP genes (Fig. 1B). Disruption of this sequence by deletion or
point mutations decreased exon 4 inclusion in vivo and exon 4 polyadenylation cleavage in vitro (Fig. 4B and
C), suggesting an important role for this
sequence in the regulation of CT/CGRP alternative RNA processing.
However, deletion of this sequence did not affect the binding of SRp20
in the UV-cross-linking-immunoprecipitation assay (Fig. 3B, lane 4).
These results suggest that the upstream sequence does not directly bind
SRp20; rather, this sequence functions by binding factors yet to be
identified. Furthermore, it limits the region of SRp20 binding to the
core pyrimidine tract and 5' splice site sequence.

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FIG. 4.
A sequence upstream of the enhancer core is required for
exon 4 inclusion in vivo and exon 4 polyadenylation in vitro. (A)
Sequence of the region upstream of the enhancer core. Point mutations
introduced into the minigene construct are indicated. The utilized
deletion removed the upstream sequence shown by the bracket. (B) RT-PCR
analysis of CT/CGRP RNA produced in cells transfected with a CT/CGRP
minigene containing the wild-type (lane 1), deleted (lane 2), or
point-mutated (lane 3) upstream sequence. The utilized minigene and the
oligonucleotides used for PCR amplification (arrows) are diagrammed.
Inclusion or exclusion of exon 4 is indicated. (C) In vitro cleavage
assay of RNAs containing the CT exon 4 poly(A) site with wild-type or
mutated enhancer. The RNA substrate contains the wild-type (lanes 1 to
4), deleted (lanes 5 to 8), or point-mutated (lanes 9 to 12) upstream
sequence. Samples were taken for analysis at 1, 20, 40, and 60 min. The
precursor and cleaved products are indicated.
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Overexpression of SRp20 in T98G cells increases exon 4 inclusion.
To address the functionality of SRp20 binding in
enhancer function, we performed in vivo transfections with wild-type or
mutant SRp20 cDNA and monitored the effect of increased SRp20
concentration on the processing of a cotransfected CT/CGRP minigene
(Fig. 5 and 6). In the first experiment,
we transfected T98G cells (a human glioblastoma cell line that
preferentially excludes exon 4 [31, 32]) in an attempt
to increase exon 4 inclusion. Transfection of wild-type SRp20 increased
exon 4 inclusion in T98G cells from 10 to 46% (Fig. 5B, lanes 1 and
2). The increase was dependent on the core 5' splice site sequence, as
evidenced by a lesser effect when the core 5' splice site was mutated
(Fig. 5B, lanes 3 and 4). Transfection of other SR proteins, including
SRp75, SRp55, SRp54, U2AF, and SC35, had no effect on inclusion (Fig. 5C, lane 3, and data not shown), suggesting that the positive effect on
enhancer-dependent inclusion was specific to SRp20. Transfection of
ASF/SF2, however, also increased exon 4 inclusion, but the increase was
independent of the enhancer core 5' splice site sequence (Fig. 5C, lane
2, and data not shown), suggesting that ASF/SF2 can affect exon 4 inclusion by mechanisms other than binding to the enhancer core 5'
splice site sequence.

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FIG. 5.
In vivo inclusion of CT/CGRP exon 4 is stimulated with
wild-type SRp20 in T98G cells. (A) Diagram of the CT/CGRP minigene,
RT-PCR oligonucleotides (arrows), and experimental strategy. T98G cells
that preferentially exclude exon 4 were cotransfected with a CT/CGRP
minigene and wild-type SRp20 to test the ability of the protein to
stimulate inclusion. (B) RT-PCR assay of total RNA from transfections
of T98G cells with the diagrammed CT/CGRP minigene with a wild-type
enhancer (lanes 1 and 2) or an enhancer in which the core 5' splice
site (ss) had been mutated (lanes 3 and 4) and wild-type SRp20. The
presence or absence of a cotransfected SRp20 expression plasmid is
indicated by + or , respectively. Amplification bands resulting
from inclusion (319 nt) or exclusion (280 nt) are indicated. The
percentage of inclusion of exon 4 is indicated below each lane.
Higher-molecular-weight amplification products in the + lanes
result from activation of cryptic splicing within the intron downstream
of exon 4 (32). (C) RT-PCR assay of total RNA from
transfections of T98G cells with the CT/CGRP minigene with a wild-type
enhancer and a vector plasmid control (lane 1) or an expression plasmid
for ASF/SF2 (lane 2) or dSRp55 (B52) (lane 3). The SRp20 cDNA used for
these experiments was tagged at its N terminus; expression of
recombinant SRp20 was monitored by Western blotting with tag-specific
antibodies.
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Expression of mutant SRp20 decreases exon 4 inclusion in CHO
cells.
In the second experiment, we transfected CHO cells that
normally include exon 4 with a mutant form of SRp20 in an attempt to
depress exon 4 inclusion (Fig. 6A). A
mutant SRp20 was generated by truncating the SRp20 cDNA to produce a
protein containing the N-terminal RRM but lacking the C-terminal SR
domain. Expression of wild-type or mutant protein in CHO cells after
transfection is shown in Fig. 6B. The shortened protein was still able
to bind to RNA (data not shown). By analogy with the behavior of other SR proteins, the truncated protein should not be able to interact with
other SR proteins because of its missing SR domain (6, 28,
63). Expression of truncated SRp20, but not wild-type SRp20,
depressed exon 4 inclusion in CHO cells from 70 to 38% (Fig. 6C). The
observed effect was specific to SRp20, because a similarly truncated
SC35 had no effect (data not shown). Depression of inclusion required
that the reporter CT/CGRP minigene contain a wild-type enhancer (data
not shown).

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FIG. 6.
In vivo inclusion of CT/CGRP exon 4 in CHO cells is
repressed with a truncated SRp20 lacking its SR domain. (A) Diagram of
wild-type SRp20 and a truncated form of SRp20 (SRp20 ) that contained
the RRM but lacked the SR domain. CHO cells that preferentially include
exon 4 were cotransfected with a CT/CGRP minigene and SRp20 or
SRp20 . (B) Expression of proteins from cells transfected with an
expression vector coding for SRp20 or SRp20 . A Western blot with
tag-specific antibodies is shown to document production of the desired
SRp20 forms following transfection. (C) RT-PCR assay of total RNA from
transfections of CHO cells with the diagrammed CT/CGRP minigene with a
wild-type enhancer and a vector plasmid control (lane 1), wild-type
SRp20 (lane 2), or truncated SRp20 missing its SR domain (SRp20 )
(lane 3). Products and percentages of inclusion are indicated as in
Fig. 5B. (D) RT-PCR assay of total RNA from transfections of HeLa cells
with the diagrammed control construct containing duplicated 5' splice
sites (ss) and vector plasmid (lane 1), SC35 (lane 2), or SRp20
(lane 3). The products for using either 5' splice site are indicated.
The construct contains two identical 5' splice site derived from the
adenovirus major late transcription unit exon 2. The SRp20 cDNA used
for these experiments was tagged at its N terminus; expression of
recombinant SRp20 was monitored by Western blotting with tag-specific
antibodies.
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Addition of a mutant SR protein to cells could potentially alter
CT/CGRP processing through a nonspecific effect on general or
SR-dependent processing. It should be noted that processing of CT/CGRP
via exon 4 exclusion increased following addition of the mutant SRp20,
indicating that generic splicing was not affected. The splicing of a
control constitutively spliced RNA also was not altered in parallel
experiments (data not shown). Most importantly, expression of the
mutant SRp20 did not change the splicing phenotype of a control
construct derived from the adenovirus late sequence containing two
competing 5' splice sites and which will respond to wild-type SR
proteins (Fig. 6D, lanes 1 and 3). The 5' splice site selection of this
substrate can be regulated by varying SR protein levels. For example,
coexpression of the SR protein SC35 increased usage of the proximal 5'
splice site (Fig. 6D, lane 2). These results indicate that the
truncated SRp20 disrupted neither general splicing nor an SR-sensitive
splicing phenotype. When other SR proteins have been tested for their
ability to regulate 5' splice site usage after truncation to remove the
SR domain, ASF/SF2 has been observed to still retain switching
activity, but SC35 did not (7, 56). We do not yet know why
different SR proteins behave differently in this assay, but we note
that ASF/SF2 has two RRM domains, whereas SRp20 and SC35 have only one.
Regardless, the inability of the truncated SRp20 to alter alternative
splicing but still affect CGRP processing suggests that the effect of
the mutant SRp20 on pre-mRNA processing of the CT/CGRP minigene is
specific to CT/CGRP enhancer function and not a general inhibition of
constitutive splicing factors or general SR proteins.
Mutant SRp20 disrupts binding of the CstF 64-kDa subunit to the CT
exon 4 poly(A) site.
Although the above-described experiments
indicated that SRp20 functionally binds to the enhancer core and
facilitates exon 4 inclusion, they did not indicate whether the bound
SRp20 affected exon 4 splicing or polyadenylation. To address this
question, we turned to the in vitro polyadenylation system and an
examination of the association of polyadenylation factors with the exon
4 poly(A) site. This assay was based on a previous observation that a
wild-type enhancer was required for maximal binding of CstF to the exon
4 poly(A) site (33). HeLa cells were transfected with either
wild-type or truncated SRp20. Nuclear extract was prepared from these
transfected cells. Levels of SRp20 (both endogenous and recombinant)
were detected by Western blotting with the anti-SRp20 antibody.
Transfections resulted in levels of recombinant SRp20 in the extract
that were in excess of the levels of endogenous SRp20 (Fig.
7A).

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FIG. 7.
Association of a polyadenylation factor with the CT/CGRP
exon 4 poly(A) site in vitro is depressed by a mutant form of SRp20
lacking the SR domain. In vitro polyadenylation extracts containing
either wild-type or mutant SRp20 were created to test the ability of
SRp20 to modulate association of polyadenylation factors with the exon
4 poly(A) site (A). The factor monitored was the 64-kDa subunit of
CstF, which was detected by UV cross-linking and immunoprecipitation of
cross-linked protein (B). Association of this factor with the exon 4 poly(A) site has previously been shown to be enhancer dependent
(33). (A) Detection of CstF 64-kDa protein and SRp20 in
extracts by Western blotting. To make extracts containing wild-type or
mutant SRp20, HeLa cells were transfected with an expression plasmid
for wild-type or truncated SRp20 (SRp20 ) that had been His tagged to
create protein products with unique molecular masses. Standard
polyadenylation extracts were prepared from these transfected cells
(15). Both extracts were monitored for levels of the 64-kDa
subunit of CstF (lanes 1 and 2) and endogenous and exogenous SRp20
(lanes 3 and 4) by Western blotting. Exogenous forms of SRp20 can be
distinguished from endogenous forms by their molecular masses. (B) UV
cross-linking of CstF 64-kDa protein to the CT exon 4 poly(A) site. The
polyadenylation substrate shown in Fig. 3B was used as a substrate for
UV cross-linking and immunoprecipitation of the 64-kDa protein in
extracts from cells expressing wild-type SRp20, truncated SRp20
(SRp20 ), or a control LacZ protein (lanes 1 to 4). A control poly(A)
site derived from the CHO adenine phosphoribosyltransferase gene
(32) was also used for cross-linking to monitor potential
nonspecific effects of expression of the truncated SRp20 (lanes 5 and
6).
|
|
These nuclear extracts were used to assay the binding of
polyadenylation factors to the exon 4 poly(A) site. We monitored binding of the 64-kDa subunit of CstF, a general indicator for polyadenylation activity (36, 52), by UV cross-linking.
Equal amounts of the 64-kDa protein were detected in the nuclear
extracts isolated from HeLa cells transfected with either the wild-type or mutant form of SRp20 (Fig. 7A). Compared to extract containing wild-type SRp20, extract containing truncated SRp20 supported less UV
cross-linking of the 64-kDa protein to the exon 4 poly(A) site (Fig.
7B, lanes 1 and 2), indicating that increased levels of a mutant form
of SRp20 prevented normal binding of the 64-kDa polyadenylation factor
to the exon 4 poly(A) site. No effect was observed with a control,
enhancer-independent poly(A) site, the adenine
phosphoribosyltransferase poly(A) site (Fig. 7B, lanes 5 and 6),
suggesting that the inhibitory effect of the mutant form of SRp20 was
specific to the exon 4 poly(A) site.
The observed effect reflected a depression of standard levels of
binding of CstF, because extract from cells overexpressing a control
protein, LacZ, and extract from cells overexpressing wild-type SRp20
gave indistinguishable levels of 64-kDa protein cross-linking (Fig. 7B,
lanes 3 and 4). Therefore, increasing the level of SRp20 in a HeLa
extract does not boost CstF binding. This result agrees with our
observed inability to enhance exon 4 inclusion in HeLa cells by
transfection with wild-type SRp20 and suggests that SRp20 levels are
not rate limiting for either exon 4 polyadenylation or exon 4 inclusion
in HeLa cells or CHO cells. Although it would be extremely informative
to do a similar experiment using T98G cells to examine whether
overexpression of wild-type SRp20 would result in enhanced CstF 64-kDa
subunit binding, we have not been able to transfect T98G cells with
high efficiency. It is also not presently possible to prepare active nuclear extract for an in vitro polyadenylation cleavage reaction from
these cells. Inhibition of the binding of polyadenylation factors in
the presence of a truncated form of SRp20, however, strongly indicates
that the binding of this mutant form of the protein to the enhancer
negates enhancer-mediated polyadenylation. Therefore, we conclude that
SRp20 facilitates exon 4 polyadenylation by a direct or indirect effect
on the initial binding of polyadenylation factors to the poly(A) site.
 |
DISCUSSION |
Our results demonstrate that the SR protein SRp20 binds to
splicing signals within the CT/CGRP polyadenylation enhancer and increases exon 4 inclusion in vivo in cell lines that preferentially skip the exon. Furthermore, we show that expression of a mutant form of
SRp20 lacking its SR domain but still able to bind to RNA causes
reduced binding of a polyadenylation factor to the exon 4 poly(A) site,
suggesting that SRp20 stimulates exon 4 inclusion by an effect on
polyadenylation. This is the first indication that a canonical SR
protein can influence polyadenylation and suggests that other SR
proteins could play a general role in recognition of 3'-terminal exons.
The idea that SR proteins provide a link between the splicing and
polyadenylation machineries is very attractive in light of the recently
discovered presence of an arginine-rich domain containing multiple SR
dipeptides in one of the subunits of the polyadenylation factor CFI
(49).
We do not know if the binding of SRp20 to the enhancer has effects on
splicing of exon 4 as well as effects on polyadenylation cleavage.
Transfection of cells with SRp20 cDNAs can alter 5' splice site usage
(50), although natural target genes for SRp20-mediated regulation of splicing have not been reported. Therefore, it seems possible that SRp20 affects both the splicing and polyadenylation of
CT/CGRP exon 4.
One possible model for SRp20 function during polyadenylation of exon 4 (Fig. 8A) invokes interactions between
enhancer-bound SRp20 and poly(A) site-bound CFI and resembles previous
models for SR protein-mediated enhancement of binding of U2AF to the 3'
splice site during splicing. Like U2AF, CFI is one of the earliest factors to associate with the site to be processed, suggesting that
SRp20 could activate early events in the recognition of the CT/CGRP
exon 4 poly(A) site. Indeed, we have observed that both the wild-type
enhancer and SRp20 are needed for maximal association of CstF with the
poly(A) site.

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|
FIG. 8.
Models for how the CT intron enhancer facilitates
polyadenylation of exon 4. (A) In model 1, SRp20 is directly involved
in interacting with poly(A) factors. (B) In model 2, SRp20 is
indirectly involved in enhancing polyadenylation of exon 4 by
stabilizing U1 snRNP interaction with the enhancer core 5' splice site
sequence.
|
|
Alternatively, SRp20 may not directly interact with poly(A) factors
(Fig. 8B). Instead, binding of SRp20 might stabilize the interaction of
U1 snRNPs to the enhancer 5' splice site sequence. The direct link to
polyadenylation would be provided by U1 snRNP proteins. U1 snRNPs or
snRNP proteins, either free or in snRNPs, have been implicated in both
constitutive and regulated polyadenylation (2, 3, 19, 22-24, 34,
35). U1A protein has been reported to interact positively with
the cleavage-polyadenylation specificity factor 160-kDa protein and
negatively with poly(A) polymerase (22, 23, 35). Inhibition
of polyadenylation by interaction between poly(A) polymerase and the U1
70K protein of a U1 snRNP bound to a 5' splice site upstream of a
papillomavirus poly(A) site has also been reported (19, 24).
Given the observation of both positive and negative control of
polyadenylation by U1 snRNP proteins, interactions between SR proteins
and U1 snRNPs could have a variety of outcomes for the polyadenylation
of target sites.
Our previous results suggest that PTB also binds to the enhancer core
pyrimidine sequence and enhances exon 4 polyadenylation (33). In this study, we demonstrate binding of an additional protein, SRp20, to the same core sequence. If both PTB and SRp20 are
capable of binding to the core pyrimidine sequence, they could bind
simultaneously or sequentially. It is also possible that they
antagonize each other for binding. We previously demonstrated involvement of PTB and ASF/SF2 in CT enhancer recognition by using binding studies (33). The functional relevance of this
binding remained unclear. In this report, we provide evidence that at least two of the identified factors, U1 snRNA and SRp20, are required for CT exon 4 inclusion by enhancing exon 4 polyadenylation. Further studies are necessary to understand the individual role of each of the
identified factors.
An important question for CT/CGRP alternative RNA processing is how
exon 4 exclusion is produced in CGRP-producing cells. Two possibilities
exist for this regulation: lack of a positive factor(s) or presence of
a negative factor. To date, we have been unable to observe any
differences in the factors known to be important for CT/CGRP
alternative processing between the two model cell lines used to
recapitulate this processing decision. Western blot analysis detected
similar levels of SRp20 protein in HeLa and T98G cells (data not
shown). This result does not rule out a role for SRp20 in neuronal
exclusion of exon 4. Our observation of increased exon 4 inclusion in
T98G cells following overexpression of SRp20 suggests several possible
ways in which SRp20 could participate in exclusion. First, SRp20
protein modification, for example, phosphorylation, could be different
in neuronal cells through tissue-specific regulation of either the
phosphorylation event or the required kinase. Second, SRp20 may be
inactivated by binding to a cell-specific factor, thereby losing its
ability to bind to either its RNA target or other required protein
factors. Third, a cell-specific factor that binds the enhancer sequence
and inhibits the positive functions of the enhancer could exist. In
transgenic mice expressing the rat CT/CGRP gene, exon 4 inclusion
occurs in multiple tissues, with the exon 4 exclusion limited to a few tissues, including neurons and heart (13). This result
suggests the presence of a tissue-specific factor(s) as regulator of
CT/CGRP alternative RNA processing.
The last possibility is the presence of an alternative form(s) of SRp20
in cells that exclude exon 4. Recently, an alternate form of SRp20 has
been identified in mouse cells (26, 27). This protein is a
naturally occurring truncated SRp20 that contains the RNA-binding
domain but lacks the SR domain, almost identical to the mutant protein
created for this study. The truncated SRp20 protein is produced by
inclusion in the final RNA of an alternatively spliced exon containing
an in-frame translational stop codon. In vivo, the truncated form
accumulates in tissue culture cells in a resting state (G0
cells) (26). Interestingly, equal amounts of the two forms
of SRp20 were detected in whole brain (4), the natural site
for CGRP production. This observation, coupled with results reported in
this study, suggests that the truncated form of SRp20 may exert a
natural negative effect on CT/CGRP pre-mRNA processing in selective
cell types in neuronal or cardiac cells that produce CGRP. Our results
with T98G cells, however, indicate that mRNA lacking exon 4 can be
produced in a cell type not naturally producing the truncated form of
SRp20 (data not shown), suggesting the involvement of additional
factors in exon 4 exclusion in these cells.
The postulated ability of SRp20 to regulate recognition of a 3' splice
site within its own mRNA also raises the possibility that SRp20
participates in CT/CGRP regulation by effects on splicing as well as
polyadenylation. The regulated 3' splice site within the SRp20 gene
bears little sequence resemblance to that bordering CT/CGRP exon 4, suggesting a different binding site should SRp20 affect splicing of
exon 4. Given the number of regulatory sequence elements that have been
observed in the CT/CGRP gene, however, there may be additional roles
for SRp20 in CT/CGRP alternative RNA processing other than those
reported here.
Recognition of 3'-terminal exons has been postulated to involve an
interaction of splicing factors and polyadenylation factors (11,
21-23, 45, 46). The CT/CGRP gene provides a unique model system
to study the nature of the relationship between polyadenylation and
splicing. In this report, we provide evidence that an SR protein bound
to an intron enhancer element containing splice sites can facilitate
inclusion of an alternatively included 3'-terminal exon. The link
between splicing and polyadenylation by an SR protein is also
reminiscent of the emerging concept of RNA processing at transcription
units (reviewed in reference 44). Several
RNA-processing factors, including cap-binding complex and
polyadenylation factors have been shown to associate with RNA
polymerase II through its carboxy-terminal domain after transcription
initiation (5, 9, 14, 38, 39, 41). The carboxy-terminal
domain also binds a unique set of proteins containing SR domains
(5, 41, 58), leading to suggestions that SR proteins play a
role in the communication between transcription and RNA processing.
Thus, SR proteins may be involved in multiple interactions to
coordinate individual recognition events occurring during the early
steps of RNA processing.
 |
ACKNOWLEDGMENTS |
We thank Yun Yang for her assistance in DNA preparation and
sequencing. We thank Alan Weiner, Clinton MacDonald, James Manley, and
Mark Roth for providing the U1 snRNA clone, the CstF 64-kDa subunit
antibody, the ASF expression clone, and the dSRp55 expression clone,
respectively. We acknowledge the helpful advice of members of the Gagel
and Berget laboratories, specifically Andrew McCullough and Leslie
Elrick for help with nuclear extract preparation.
This work was supported by an ACS grant to S.M.B. and USPHS grants
(RO1-DK38146 to R.F.G. and 2P30-CA16672) to the M.D. Anderson Cancer
Center. K.M.N. was supported by NIH grant GM488435 to Mark Roth.
 |
FOOTNOTES |
*
Corresponding author. Mailing address: Verna and Marrs
McLean Department of Biochemistry, Baylor College of Medicine, One Baylor Plaza, Houston, TX 77030. Phone: (713) 798-4622. Fax: (713) 795-5487. E-mail: hlou{at}bcm.tmc.edu.
 |
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Molecular and Cellular Biology, September 1998, p. 4977-4985, Vol. 18, No. 9
0270-7306/98/$04.00+0
Copyright © 1998, American Society for Microbiology. All rights reserved.
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