Laboratory of Cellular and Developmental
Biology, National Institute of Diabetes and Digestive and Kidney
Diseases, National Institutes of Health, Bethesda, Maryland
20892-2715
Received 1 June 1999/Returned for modification 21 July
1999/Accepted 2 August 1999
We investigated the requirements for enhancer-promoter
communication by using the human
-globin locus control region (LCR) DNase I-hypersensitive site 2 (HS2) enhancer and the
-globin gene in
chromatinized minichromosomes in erythroid cells. Activation of globin
genes during development is accompanied by localized alterations of
chromatin structure, and CACCC binding factors and GATA-1, which
interact with both globin promoters and the LCR, are believed to be
critical for globin gene transcription activation. We found that an HS2
element mutated in its GATA motif failed to remodel the
-globin
promoter or activate transcription yet HS2 nuclease accessibility did
not change. Accessibility and transcription were reduced at promoters
with mutated GATA-1 or CACCC sites. Strikingly, these mutations also
resulted in reduced accessibility at HS2. In the absence of a globin
gene, HS2 is similarly resistant to nuclease digestion. In contrast to
observations in Saccharomyces cerevisiae, HS2-dependent
promoter remodeling was diminished when we mutated the TATA box,
crippling transcription. This mutation also reduced HS2 accessibility.
The results indicate that the
-globin promoter and HS2 interact both
structurally and functionally and that both upstream activators and the
basal transcription apparatus contribute to the interaction. Further, at least in this instance, transcription activation and promoter remodeling by a distant enhancer are not separable.
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INTRODUCTION |
A central question in developmental
biology is how enhancers activate gene transcription in a tissue- and
developmental-stage-specific fashion, a complex process which takes
place in the chromatin environment of the nucleus. We have addressed
this issue by studying components of the human
-globin gene locus,
the locus control region (LCR) DNase I-hypersensitive site 2 (HS2)
enhancer and the embryonic
-globin gene. The locus consists of five
genes expressed sequentially during development and a multicomponent, far-upstream regulatory element, the LCR (for a review, see reference 6). In naturally occurring thalassemias with large
deletions encompassing the LCR and upstream sequences, expression of
the downstream globin genes is abolished, and the chromatin structure of the locus becomes resistant to DNase I cleavage (20).
Therefore, it has long been thought that the LCR mediates both
decondensation of the chromatin of the globin locus and activation of
transcription of the genes at different stages in development. However,
recent experiments in which the mouse or human
-globin LCR was
deleted in its natural chromosomal context demonstrate that while the LCR is required for high-level transcription, it may not be required for decondensation of the locus or correct developmental regulation of
the globin genes (16, 51). Thus, the LCR, at a minimum, fulfills the role of a traditional enhancer.
The LCR contains four HS sites (HS1 to HS4) detected exclusively in the
chromatin of erythroid cells (21, 55). Of these, only HS2
has enhancer activity in transient transfection assays, although in
transgenic mice all four of the HS sites can activate the various
-globin genes to different extents (22, 56). During
development in the mouse, HS2 and the other HS sites form before the
globin genes are activated for transcription (33). Subsequently, when the genes are activated, their individual promoters become DNase I hypersensitive as well (31). A small number
of transcription factor recognition sequences recur throughout the globin promoters and/or LCR cores including HS2. These include GATA-1
motifs, Maf recognition elements (recognized by NF-E2 and other
factors), and CACCC class motifs (recognized by Krüppel-like proteins) (2, 8, 17, 24).
Two mechanistic explanations for the activation of globin promoters by
the LCR have been proposed. In the dominant chromatin opening model,
regulation of the individual genes is autonomous and dependent on the
changing transcription factor milieu during development
(39). In this view, the LCR is simply responsible for
creating a decondensed, or otherwise favorable, chromatin environment
in which the globin gene promoters can interact with stage-specific
transcription factors. In the mutual interaction model, the LCR
physically contacts the individual promoters and activates them in
sequence, switching in response to stage-specific factors (14,
42). While there is evidence for autonomous regulation, several
lines of investigation provide indirect support for a mutual
interaction model for enhancer-promoter cross-talk. In situ
hybridization data indicate that only a single globin gene on a
chromosome is active at any one time (58). Studies of
transgenic mice suggest that individual globin promoters may compete
for interaction with the LCR (14). Moreover, it has been
observed that the chick
/
3' enhancer alone, without a promoter,
is not sufficient to form an open chromatin structure (52).
Finally, in vitro experiments show that the transcription factors which bind to HS2 and the other LCR HS sites and globin promoters can homo-
and heterodimerize (13, 41, 61) and can interact with TAFII130 or CREB binding protein/p300, components of the
transcriptional machinery (1, 9, 12, 64).
Enhancers work, at least in part, by altering repressive chromatin
structure (19). In vitro approaches and transient
transfection assays lack a physiological chromatin context, while
random chromosomal integrants in transgenic mouse experiments may be
confounded by position effects, particularly when mutant regulatory
elements are studied (34). To circumvent these problems and
to focus on the role of particular transcription factors in mediating
enhancer-dependent promoter remodeling and transcription activation in
chromatin, we have used Epstein-Barr virus-derived episomes that are
stably maintained in human erythroid K562 cells (62). Such
minichromosomes have been used extensively in Saccharomyces
cerevisiae to obtain refined structural analyses of chromatin
transitions accompanying transcription activation and in
mammalian cells to dissect the immunoglobulin heavy-chain LCR enhancer
(18, 38).
We have previously reported that transcription of the human
-globin
gene on minichromosomes is dependent on the HS2 enhancer, and the
nucleosomal structure of the gene correlates well with that of the
endogenous locus (28). In those studies we observed that the
loss or alteration of a particular nucleosome in the
-globin
promoter depended on linking HS2 to
-globin in the same minichromosome. The studies presented here demonstrate that the structure of HS2 depends on the
-globin promoter and is mediated by
GATA-1 and CACCC binding factors. Furthermore, the interaction of
enhancer and globin promoter is dependent on the presence of an intact
TATA box.
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MATERIALS AND METHODS |
Minichromosomes, cell culture conditions, and transfection.
The construction of minichromosomes carrying the
-globin gene with
or without HS2 (p
A or p
HS2A) has been described elsewhere (28). Briefly, the
-globin gene was a 3.7-kb genomic
EcoRI fragment (GenBank accession no. U01317, coordinates
17482 to 21233). The
-globin LCR HS2 was a 374-bp
HindIII-to-XbaI fragment (GenBank accession
no. U01317, coordinates 8486 to 8860). Clustered point mutations
eliminating binding to GATA or CACCC motifs, as monitored by gel
mobility shift assays, were introduced into minichromosomes by using
QuikChange site-directed mutagenesis (Stratagene) and sequenced to
verify the mutation. The GATA motif was mutated to TCGC, and the CACCC
motif was mutated to CACAA (HS2 sites) or CACCG (promoter site). K562
cells were grown in RPMI 1640 medium with 10% fetal calf serum.
Electroporation of K562 cells was done as described elsewhere
(29). Single-cell clones were selected by limiting dilution
in the presence of 200 µg of hygromycin B (Boehringer Mannheim)
per ml, and multiple individual clones of each type were studied. Copy
number and intactness of minichromosome structure were determined by
Southern blot analysis of DNA from three nuclear isolations of each
clone (27).
RNase protection assay.
RNA was prepared from 5 × 106 to 6 × 106 cells of K562 clones
carrying various minichromosomes by using PUREscript (Gentra Systems). Transcripts from the episomal copy of the
-globin gene are marked by
a mutation in the 5' untranslated region such that RNase digestion produces a smaller protected fragment than do endogenous transcripts (28). RNase digestion and gel analysis were performed
generally as described by the manufacturer of the reagents (Ambion).
Digestion was carried out at a 1/30 dilution of RNase A/T1
for 60 min at 37°C. The
-globin and
-actin (loading control)
probes used have been described elsewhere (7, 28).
Transcription of the
-globin gene was normalized to the
-actin
message level and corrected for copy number of the minichromosome. The
transcription levels of wild-type
HS2 clones (in which the
-globin promoter was linked to HS2; n = 12) were
determined at least three times for separate RNA preparations, and the
mean transcription was set at 100%. The mean and standard error of the
mean (SEM) for multiple clones of each type of mutation determined in
triplicate are presented in the figures. The significance of the
difference between the grand mean for each mutant and for wild-type
HS2 was computed by the Dunnett multiple-comparison test using the
software package InStat (Graphpad).
Preparation of nuclei and nuclease digestion.
Nuclei of K562
clones were prepared as described elsewhere (28). Aliquots
of 1 ml of purified nuclei (from 2 × 107 to 4 × 107 cells) were digested with 0, 3, 6, 12, or 25 µg of
DNase I (GibcoBRL) per ml for 10 min at room temperature in the
presence of 3 mM CaCl2. Alternatively, digestion of nuclei
was performed with 100 U of various restriction enzymes as indicated in
the text and figures (New England Biolabs) for 30 min at 37°C. DNA
purification and Southern analysis were done as described elsewhere
(28). Southern blots were hybridized with probes labeled
with [32P]dCTP by random priming to a specific activity
of 109 cpm/µg of DNA. The probes used are indicated in
the figures. For restriction enzyme accessibility experiments, the
intensity of bands was quantitated with a PhosphorImager (Molecular
Dynamics). The percent restriction enzyme cleavage (% cut/uncut + cut) for wild-type
HS2 clones (AvaII, n = 8; MscI, n = 4) was determined for three separate
nuclear isolations of each clone, and the grand mean was set to 100%
digestion. The mean percentage of wild-type cutting for a
representative individual clone for each type of mutation is presented
(see Fig. 2, 3, 5, and 6). The significance of the difference between
the mean cutting for the mutant clones and for
HS2 was computed by
the Dunnett multiple-comparison test, and the results are noted in the
text and figure legends. When multiple clones carrying a particular
mutation were studied, the mean percent cutting for these clones was
compared to the wild-type mean by the Mann-Whitney test (see Fig. 5, 7,
and 8). Statistical analyses were performed with the software package
InStat (Graphpad).
 |
RESULTS |
In transient transfection assays using a chloramphenical
acetyltransferase (CAT) reporter gene linked to a 294-bp
-globin promoter and HS2, the two HS2 tandem NF-E2 sites and an
-globin promoter GATA-1 site are required for high-level transcription (26). To investigate the role of erythroid transcription
factors on enhancer-dependent transcription of the gene promoter in its natural sequence context in chromatin, we introduced minichromosomes carrying the Epstein-Barr virus origin of replication and the
-globin gene, with or without HS2, into human erythroid K562 cells
which actively express the endogenous
-globin gene (28). HS2 and the proximal
-globin promoter region are shown in Fig. 1 in an expanded format to indicate the
positions of the NF-E2, GATA, and CACCC motifs in these sequences; the
sites mutated in the various minichromosomes are also shown.

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FIG. 1.
Mutations introduced into HS2 minichromosomes. The
regions of the minichromosomes containing the -globin gene (gray
rectangles represent exons) and HS2 are shown with HS2 and the proximal
-globin promoter region in an expanded format to indicate the
positions of the NF-E2, GATA, and CACCC motifs in these sequences. The
sites that are mutated in the various minichromosomes are shown (×)
below. H, HindIII; X, XbaI; RV,
EcoRV; B, BamHI; RI, EcoRI.
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Mutation of GATA and CACCC motifs in the HS2 enhancer primarily
affects promoter structure and transcription of the linked globin
gene.
We first investigated the role of the HS2 CACCC and GATA
sites in determining chromatin structure at HS2 as judged by DNase I
hypersensitivity. Individual K562 clones containing minichromosomes with HS2 mutations as illustrated in Fig. 1 were isolated, and nuclei
from the clones were digested with DNase I or with MscI to
examine HS2 chromatin structure. Figure
2A shows that DNase I cleavage at HS2
results in a band at 1.8 kb for wild-type
HS2 minichromosomes. CACCC
and GATA mutations appeared to reduce DNase I sensitivity, as the
parent band is more resistant to cleavage. In contrast, mutating the
NF-E2 site abolished DNase I hypersensitivity (28). To make
a quantitative comparison of the effects of these mutations on HS2
chromatin structure, nuclei from the cell clones were digested with
MscI, which has a recognition site in HS2 (Fig. 2B). The
results of MscI digestion are consistent with Fig. 2A. Of
note, cutting at MscI remained at 70% of the wild-type
level for the HS2 GATA mutant. The extent of MscI digestion
for all HS2 mutants except GATA was statistically different from the
wild-type level. Thus, in contrast to NF-E2, the binding of GATA-1 is
not required for the formation of HS2.

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FIG. 2.
Effects of HS2 mutations on DNase I hypersensitivity and
restriction enzyme accessibility at HS2. (A) Nuclei isolated from K562
clones containing the indicated minichromosomes were digested with
DNase I, and the HS2 site was mapped by indirect end labeling after
digestion with EcoRV. The amounts of DNase I used were (from
left to right) 0, 12, 19, and 25 µg/ml. The genomic band indicated
results from hybridization of the probe to an endogenous -globin 5'
flanking fragment of 4 kb which does not contain HS sites but which
serves as a control for the extent of DNase I digestion. (B) Nuclei
were digested with 100 U of MscI for 30 min, at which point
maximal cutting was observed. DNA was then purified and cleaved to
completion with EcoRV. The data were quantitated on a
PhosphorImager. The percent MscI cleavage for wild-type
HS2 minichromosomes was determined as described in Materials and
Methods and set at 100. A representative wild-type clone is shown on
the gel. The mean percent cutting and SEM for the mutant clones
compared to the wild-type level are shown below each lane. The percent
cleavage for all mutants except the HS2GATA mutant differed
significantly from the wild-type level (P < 0.05). (C)
The positions of DNase I and MscI cleavage within HS2 are
indicated. Lanes M, markers with sizes given in kilobases at the right.
The probe fragment used for both experiments was an
XbaI-EcoRV fragment from the 5' flank of the
-globin gene (gray bar). H, HindIII; X,
XbaI; RV, EcoRV; B, BamHI.
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We next investigated the ability of these mutant enhancers to alter the
chromatin structure of the
-globin promoter. Nuclei of cells
carrying minichromosomes were treated with DNase I and then cleaved
with BglII to map the
-globin promoter HS site (Fig. 3A). Nontranscribed wild-type
and
actively transcribed
HS2 minichromosomes are included as controls.
Mutation of single CACCC sites in HS2 decreased somewhat DNase I
sensitivity at the promoter compared to wild-type HS2. However, the
promoter linked to the HS2 GATA mutant was only weakly DNase I
sensitive. Restriction enzyme accessibility at the AvaII
site in the
-globin promoter was used to quantitate remodeling by
HS2 mutants (Fig. 3B), as this site is accessible only when the
promoter is remodeled by HS2 (28). Accessibility was reduced
by half when single CACCC sites in HS2 were mutated. In contrast,
AvaII accessibility at the promoter was reduced to 10 to
20% of the wild-type level for the NF-E2 and GATA HS2 mutants, which
correlates well with their decreased sensitivity to DNase I. Although
HS2 formation is not significantly impaired when the HS2 GATA site is
mutated, promoter remodeling is markedly diminished.

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FIG. 3.
Effects of HS2 mutations on DNase I hypersensitivity and
restriction enzyme accessibility at the -globin promoter. (A)
Samples were digested with DNase I and processed as detailed in the
legend to Fig. 2A except that the -globin promoter HS site was
mapped after digestion with BglII. (B) Samples were
processed as detailed in the legend to Fig. 2B except that primary
digestion was with AvaII. The mean percent cutting and SEM
for the mutant clones compared to wild-type levels are shown below each
lane. The percent cleavage for the NF-E2 and HS2GATA mutants differed
significantly from the wild-type level (P < 0.05) but
was not significantly different for the HS2 3' CACCC and 5' CACCC
mutants. (C) Positions of DNase I and AvaII cleavage within
the -globin promoter are shown. Lanes M, markers with sizes given in
kilobases at the right. The probe fragment used was the same as
detailed in the legend to Fig. 2 (gray bar). X, XbaI; RV,
EcoRV; B, BamHI.
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To determine whether the HS2 mutations affected transcription,
-globin RNA levels were measured by RNase protection as illustrated in Fig. 4A. The minichromosomal
-globin gene is not transcribed in the absence of an enhancer, while
inclusion of HS2 results in transcription of the linked gene.
Transcription was not activated by the HS2 NF-E2 mutant enhancer
(28), shown here for comparison, while the GATA and CACCC
mutations diminished transcription to various extents. Figure 4B shows
-globin RNA expression for several clones with each type of HS2
mutation compared to wild-type
(n = 3) and
HS2
(n = 12) clones. Mutation of the HS2 5' CACCC site
reduced transcription to 45% of the wild-type level, while mutation of
the 3' CACCC site resulted in transcript levels not statisically
different from the wild-type level. Transcription was severely reduced
in the HS2 GATA mutant.

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FIG. 4.
Transcription of the -globin gene linked to HS2
mutants. (A) RNase protection was used to measure the abundance of
-globin transcripts. The episomal copy of the -globin gene has
been marked by a mutation in the 5' untranslated region (*) and
produces a shorter protected fragment than endogenous transcripts
(shown at the bottom). The bands produced by the endogenous and
minichromosomal copies of the -globin gene are indicated by arrows.
An RNA probe for -actin was included as a loading control. Lane M,
markers in base pairs as indicated at the left. (B) Mean levels of
expression of -globin RNA and SEM for several individual clones with
each type of HS2 mutation are shown at the right. The amount of
-globin RNA was determined for three separate RNA preparations for
each clone. The results are compared with the mean levels of expression
of -globin RNA for wild-type clones (n = 3) and
wild-type HS2 clones (n = 12). The differences from
the wild-type grand mean were statistically significant
(P < 0.05) except for the HS2 3' CACCC mutant.
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The data in Fig. 3 and 4 indicate that the extent of altered chromatin
structure at the
-globin promoter correlates well with the level of
transcription of the gene. They further show that although HS2 exhibits
strong DNase I hypersensitivity when the HS2 GATA-1 site is mutated,
this mutant HS2 does not efficiently remodel the promoter and supports
greatly reduced transcription. This observation suggests that GATA-1
bound to HS2 is critical both for remodeling and activating the distant
promoter. Mutation of this site does not affect the activity of HS2 in
transient transfection assays which lack a natural chromatin context
(26), suggesting GATA-1 bound to HS2 may be involved in
enhancer-dependent disruption of a promoter nucleosome (28).
A wild-type
-globin promoter is required for proper HS2
formation.
In contrast to the
-globin promoter, which is
structurally altered by the action of the HS2 enhancer, the enhancer
could potentially form its distinctive nuclease-sensitive structure in
chromatin in an autonomous fashion (48). Alternatively, an enhancer may not be sufficient to form a disrupted chromatin structure in the absence of a promoter (52). As a preliminary test of whether a promoter could affect HS2 structure, we created K562 clones
with minichromosomes that contained HS2 without a linked globin gene
and examined the DNase I sensitivity of HS2 (Fig. 5A). Although HS2 was sensitive to DNase
I in the absence of a globin gene, the site was considerably weakened,
as judged by the greatly increased resistance to cleavage of the parent
band, and the fine structure of DNase I cutting was altered. Figure 5B
summarizes the location of DNase I cleavage sites for
HS2 and for
HS2 alone. Because of the reduced DNase I sensitivity of HS2 in the
absence of a globin gene, cleavage at sites close to the HS2 GATA-1 and
NF-E2 binding motifs could be visualized at the lowest enzyme
concentration (Fig. 5A, uppermost open arrowheads). In
HS2, this
region has already been digested by DNase I at the same concentration,
and the longest band visualized terminated between the NF-E2 and 5'
CACCC sites. To further examine the structure of HS2 without a linked
globin gene, we analyzed the accessibility of the MscI and
PpuMI sites in HS2. The data (not shown) are summarized in
Fig. 5B and indicate that MscI accessibility was reduced to a mean of 55% relative to
HS2, while the mean relative
PpuMI accessibility was 70%. Thus, HS2 structure is clearly
different in the absence of a linked globin gene.

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FIG. 5.
Nuclease sensitivity of HS2 in the absence of a linked
globin gene and effects of promoter mutations on HS2. (A) Nuclei of
K562 clones containing HS2 alone on minichromosomes were digested with
DNase I as detailed in the legend to Fig. 2A, and the cleavage sites
were mapped after double digestion with EcoRI and
EcoRV. (B) Summary of DNase I cleavage sites in wild-type
HS2 and in HS2 alone. The percent accessibility and SEM at the HS2
MscI and PpuMI sites for six clones of each type
are shown. The probe fragment used for both experiments was an
EcoRV-to-SalI fragment flanking HS2 (gray bar).
RV, EcoRV; RI, EcoRI; S, SalI. (C)
Samples were processed as detailed in the legend to Fig. 2A, and the
HS2 site was mapped after digestion with EcoRV. (D) Samples
were processed as detailed in the legend to Fig. 2B. For the positions
of DNase I and MscI cleavage within the EcoRV
parent band, see Fig. 2C. Lanes M, markers with sizes given in
kilobases at the right. The probe fragment used for both experiments
was as detailed in the legend to Fig. 2.
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To further probe the interrelationship between the promoter and HS2, we
examined whether mutation of promoter GATA or CACCC motifs affected the
chromatin structure of HS2. Nuclei from the K562 clones mutated as
depicted in Fig. 1 were digested with DNase I or with MscI
to examine HS2 chromatin structure. Mutation of the GATA site at
210
did not affect HS2 structure (Fig. 5D). However, DNase I sensitivity at
HS2 was reduced when either the promoter
165 GATA site or the CACCC
site was mutated (Fig. 5C). A quantitative assessment of these changes
by MscI digestion of nuclei revealed that accessibility at
HS2 for these promoter mutants was reduced to about half and differed
significantly from the wild-type level (P < 0.05)
(Fig. 5D). Thus, the structural effect on HS2 of each of these
mutations is equivalent to the effect of removing the globin gene entirely.
Multiple GATA or CACCC mutations are required to prevent
transcription.
Transient transfection assays indicated that the
GATA-1 site at
165 but not the site at
210 in the
-globin
promoter is required for enhanced transcription of a CAT reporter gene
(26). We concluded that this site is important for
promoter-enhancer communication. To determine the role of promoter
transcription factor motifs when the promoter resides in its natural
sequence context in a chromatin environment, nuclei from individual
K562 clones with minichromosomes mutated as illustrated in Fig. 1 were digested with DNase I or with AvaII to examine promoter
chromatin structure. The
165 GATA and CACCC mutant promoters were
less sensitive to DNase I than the wild-type promoter (Fig.
6A) and had decreased accessibility to
AvaII (Fig. 6B, 39 and 18%, respectively). Likewise,
mutation of the
210 GATA site reduced the AvaII
accessibility of the promoter (32%). There was a moderate but
statistically significant (P < 0.05) reduction in
transcription from these mutant promoters, as determined by RNase
protection experiments and shown in Fig. 6C. However, even when both
the
165 and
210 promoter GATA-1 sites were mutated, transcription
remained at 36% of wild-type levels. In contradistinction to transient
transfection assays where mutation of the single
165 GATA site
prevented enhanced transcription from the
-globin promoter, in
chromatin no single promoter mutation, not even the double GATA site
mutation, is sufficient to totally disrupt transcription. The results
suggest that in chromatin, multiple interactions contribute to
enhancer-promoter communication.

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FIG. 6.
Effects of promoter mutations on nuclease sensitivity
and transcription of the -globin promoter. (A) Samples were digested
with DNase I and processed as detailed in the legend to Fig. 3A,
mapping the -globin promoter HS site after digestion with
BglII. (B) Samples were digested with AvaII and
processed as detailed in the legend to Fig. 3B. The mean percent
cutting and SEM for the mutant clones compared to wild-type levels are
shown below each lane and differed significantly from the wild-type
level (P < 0.05) for all mutants. For the positions of
DNase I and AvaII cleavage within the -globin promoter,
see Fig. 3C. Lanes M in panel A and B, markers with sizes given in
kilobases at the right. The probe fragment used in panels A and B was
as detailed in the legend to Fig. 2A. (C) Mean levels of expression of
-globin RNA and SEM for several individual clones with each type of
promoter mutation. The relative amount of -globin RNA was determined
as detailed in Materials and Methods and in the legend to Fig. 4C. The
differences from the wild-type grand mean were all statistically
significant (P < 0.05).
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In an attempt to completely disrupt putative protein-protein
interactions required for activated transcription, we simultaneously mutated multiple factor binding sites in HS2 and in the
-globin promoter. In these constructions, either the three GATA sites (3×GATA
clones) or the three CACCC sites (3×CACCC clones) were mutated (Fig.
1). The results in Fig. 7A indicate that
for both types of multiple mutants, transcription of the
-globin
gene was very low (average of 3% of wild-type transcription for
3×CACCC clones) or undetectable (3×GATA clones). Restriction enzyme
accessibility was used to probe promoter and HS2 chromatin structure in
these mutants (Fig. 7B and C). The average AvaII
accessibility at the promoter was reduced to 27% relative to the wild
type for the 3×GATA mutant clones and 20% for the 3×CACCC clones,
similar to the alteration in structure observed for some of the single
mutations (Fig. 2D and 4B). As judged by MscI accessibility,
the structure of HS2 was affected in the 3×GATA mutants (60% of
wild-type accessibility) and somewhat less so in the 3×CACCC mutants
(78%). MscI accessibility at HS2 for the 3×CACCC mutants
was not statistically significantly different from that of the wild
type or of single CACCC mutants in this data set. However, unlike the
single mutations, the multiple ones eliminate transcription, suggesting
that at least one role of the multiple contacts in HS2 and the
-globin promoter by GATA-1 and CACCC factors is to provide
sufficient stability to enhancer-promoter communication that
transcription initiation will occur.

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FIG. 7.
Transcription and restriction enzyme accessibility with
multiple HS2 and promoter mutations. (A) RNase protection was used to
measure the abundance of -globin transcripts, and the results for
clones a to d with multiple CACCC site or GATA site mutations are
shown. Lane M is as detailed in the legend to Fig. 4A. (B) Samples were
processed as detailed in the legend to Fig. 3B by digestion with
AvaII to determine promoter accessibility. The results for
clones a to d are compared to the values for and HS2 wild-type
minichromosomes (see Materials and Methods). (C) Samples were processed
as described above except that digestion was with MscI to
determine HS2 accessibility.
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An intact TATA box is required for promoter remodeling and
transcription activation.
In several studies in yeast and
mammalian systems, promoter remodeling and transcription per se can be
separated, suggesting that remodeling is a prerequisite for formation
of the TATA-bound transcription complex (18, 35, 44, 45,
59). If promoter remodeling and transcription activation are
sequential events, then promoter remodeling should still occur if the
TATA box were mutated to cripple transcription. Alternatively, these
processes might occur in concert, and remodeling and transcription
would be similarly affected by TATA box mutation. We created HS2
-globin minichromosomes with four clustered point mutations
eliminating the
-globin TATA site. These mutants displayed very low
levels of transcription (Fig. 8A). We
studied the accessibility of the promoter chromatin for these mutant
clones at both the AvaII and NcoI sites (Fig. 8B
and C). Accessibility was severely reduced to 23% of the wild-type
level at the AvaII site and 27% at the NcoI
site. Thus, remodeling of the promoter requires components of the
complex formed over the TATA box, suggesting that remodeling and
transcription activation by a distant enhancer are mechanistically linked. Interestingly, the TATA box mutation also affected the structure of HS2, which was reduced to 61% accessibility at the MscI site (Fig. 8C). This further illustrates, along with
the data in Fig. 5, that the promoter and enhancer help to establish each other as nuclease-sensitive structures.

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|
FIG. 8.
Effects of TATA box mutations on transcription and
promoter restriction enzyme accessibility. (A) RNase protection was
used to measure the abundance of -globin transcripts. The relative
amount of -globin RNA was determined as detailed in the legend to
Fig. 4B. Mean levels of expression of -globin RNA and SEM for
several individual clones with the TATA box mutation are shown. (B)
Nuclei were digested as detailed in the legend to Fig. 3B but with
AvaII or NcoI to determine promoter
accessibility. The positions of AvaII and NcoI
cleavage within the -globin promoter are shown in the diagram at the
bottom. Lane Kb, markers with sizes given in kilobases at the right.
(C) Accessibility at promoter AvaII and NcoI
sites and accessibility at the HS2 MscI site for clones a to
d are compared to the values for and HS2 wild-type
minichromosomes (see Materials and Methods).
|
|
 |
DISCUSSION |
In this work, we tested the importance of particular transcription
factor binding sites in enhancer-dependent promoter remodeling and the
mechanistic linkage between promoter remodeling and active transcription. We addressed these questions in a chromatin environment by using virus-based minichromosomes. Genes carried on such independent episomes should not be subject to position effects which may influence the activity of transgenes integrated randomly into the genomes of cell
culture lines or transgenic mice. We placed HS2 of the
-globin LCR
and a large genomic fragment of the human
-globin gene into
minichromosomes, preserving the natural sequence environment of the
promoter and separating HS2 from the promoter by about 2 kb. Our data
support a model in which the structures of HS2 and the
-globin
promoter are functionally interdependent and in which communication
between the two regulatory elements is mediated at least in part by
reiterated GATA-1 and CACCC motifs. We further find that
enhancer-dependent promoter remodeling and transcription initiation are
not separable in this system.
Two general mechanisms can be envisioned to account for the observed
communication between HS2 and the
-globin promoter (see reference
50 for a review). Either the two regulatory elements physically contact one another or mutual interaction is effected by the
propagation of signals between the two elements without physical
contact (for example, by tracking along the intervening DNA). However,
our observation that communication is bidirectional in that mutation of
either regulatory element affects the structure of the other is most
easily understood in terms of a physical contact model, particularly
since (i) we observe no changes in the chromatin structure of the 2-kb
region between HS2 and the
-globin promoter (28) and (ii)
individual globin promoters have been observed to compete for
interaction with the LCR (see the introduction).
HS2 structure depends on the
-globin promoter.
We found
that mutations introduced into the
-globin promoter at the CACCC or
165 GATA site alter the chromatin structure of the distant HS2
enhancer (restriction enzyme accessibility of 56 and 50% of the
wild-type level, respectively). Mutation of the
-globin TATA element
in the context of an otherwise intact promoter similarly results in an
altered HS2 structure (61% accessibility). These observations
illustrate the interdependence of formation of the promoter and
enhancer chromatin structures and provide a new line of evidence in
support of the mutual interaction model. When HS2 was studied without a
linked globin gene, a reduction in restriction enzyme accessibility was
also observed (55 and 70% accessibility at two different restriction
sites), as well as an alteration in the pattern of DNase I subbands. In
contrast, the chicken
/
-globin enhancer/LCR is not hypersensitive
in the absence of a linked globin gene in transgenic mouse chromosomes, unless it integrates near an active mouse promoter (52).
Since there are two genes on the minichromosomes which are required for
its maintenance, the remaining HS2 nuclease sensitivity may result from
interaction with one or the other of these functional nonerythroid
promoters. If such an interaction is responsible for HS2 nuclease
sensitivity, it is clearly different from the interaction of HS2 with
the native
-globin promoter. Alternatively, the continued occupancy
of the NF-E2 sites may account for the remaining nuclease sensitivity.
Role of transcription factors at HS2.
Mutation of the NF-E2
sites in HS2 severely reduces expression of a linked
-globin gene in
transgenic mice (11, 37, 53, 54). Likewise, we found that
mutation of the NF-E2 sites abolishes transcription of a linked
-globin gene and that nuclease sensitivity at HS2 is no longer
detectable (this work and reference 28). Taken
together with the observation that
-globin transcription requires
linked HS2 sequences, these data suggest that transcription fails to
occur because the enhancer complex at HS2 fails to form properly in the
absence of NF-E2 site occupancy. Indeed, transcription factor binding
at the NF-E2 sites may be the primary or an early step in the formation
of the HS2 enhancer. The related transcription factor AP1 can disrupt a
nucleosome in vitro in the absence of remodeling activities
(46), and in vitro studies indicate that NF-E2 can disrupt a
nucleosome, although it is not clear whether this is an intrinsic
activity of NF-E2, or whether chromatin remodeling complexes are
involved (3).
Consistent with analyses of transgenic mice (10), we
observed that mutation of the 5' HS2 CACCC motif reduces transcription (45% of the wild-type level). The 3' CACCC mutation was less
deleterious in transgenic mice and not significantly different from
wild type in our studies (90% of wild-type transcription). The CACCC
mutations affected remodeling of the linked
-globin gene (about 50%
of wild-type accessibility). Nuclease sensitivity at HS2 is also reduced in these mutants (42 and 56% for the 5' and 3' mutations, respectively). Because only one of these mutations affects
transcription, and because it is not known what CACCC box binding
protein(s) is relevant here, it is unclear what role the CACCC binding
activities play in HS2 enhancer activity. However, it is provocative
that Sp1, one candidate CACCC binding activity, can bind nucleosomes in
vitro, and that another, EKLF, can recruit chromatin remodeling activities to the
-globin promoter in vitro (4, 36).
Conceivably, the HS2 CACCC boxes are more important for communication
with other LCR HSs or other globin promoters.
In contrast to the NF-E2 and CACCC mutations, the HS2 GATA mutation
reduces neither DNase I sensitivity nor restriction enzyme accessibility (70% of wild-type accessibility; not statistically different from the wild-type level) at HS2 markedly. However, nuclease
sensitivity at the promoter and transcription of the
-globin gene
are much reduced (16% accessibility and 21% transcription compared to
wild-type levels). The transcription results are similar to those in
transgenic mice (15). We previously observed that for
minichromosomes with wild-type HS2 linked to
-globin, DNase I
digestion at the promoter and at HS2 releases doubly cleaved fragments
for a large fraction of minichromosomes, indicating that both sites on
the same molecule are simultaneously hypersensitive (28).
Despite HS2 hypersensitivity in the HS2 GATA mutant, essentially no
doubly cleaved fragments were observed, indicating that GATA-1 is
required for cis HS2 effects on the promoter (unpublished
data). This activity is not apparent in transient transfection assays where a chromatin context is absent (26). We propose that
assembly of the regulatory structure at HS2 and its activation of the
-globin promoter may be a stepwise process in which NF-E2 nucleates
formation of HS2, GATA-1 principally mediates communication with the
promoter, and CACCC sites contribute to stabilizing the functional interaction.
Promoter-enhancer communication is stabilized by multiple factor
interactions.
In transient transfection experiments using a CAT
reporter gene, mutation of the
-globin promoter CACCC site
substantially reduces transcription (27, 63), and the GATA
motif at
165 is essential for HS2-enhanced but not basal
transcription (26). In contrast, in the present work,
mutation of the CACCC or
165 GATA motif in the
-globin promoter
reduces transcription by only about 50% in the presence of HS2. The
experiments presented here analyze the function of factors interacting
at these sites in the context of chromatin with 2 kb of upstream
-globin sequence. The presence of a more natural sequence in a
chromatin environment likely explains the differences in the results of
the experiments (see also reference 49). Although
the HS2 GATA mutation severely reduces transcription (20% of wild-type
transcription), neither any single nor any double (unpublished data)
GATA or CACCC mutation in HS2 or in the
-promoter completely
disrupts transcription of the gene. Only mutations which eliminated all
the CACCC or all the GATA motifs reduced transcription to negligible
levels. Loss of a single factor binding site may not be sufficient to disrupt multicomponent regulatory complexes (57). The
stability of such complexes may be robust enough to tolerate the loss
of even a substantial number of protein-protein contacts. We speculate that only when a critical number of structural determinants has been
eliminated from both promoter and enhancer do chromatin remodeling activities and/or the basal transcription complex fail to interact sufficiently stably for transcription to occur. Further, these results
are consistent with the prediction that communication of enhancer and
promoter in chromatin may be mediated by homotypic and heterotypic
interactions involving CACCC factors and GATA-1 observed in vitro
(13, 41, 61).
Role of the TATA box.
We failed to observe remodeling of the
-globin promoter linked to HS2 when the TATA box was mutated. This
result contrasts with studies in yeast in which promoter remodeling is
observed when transcription initiation is prevented by deletion or
mutation of the TATA box (5, 18, 35). For example, when the
TATA sequence is deleted from the yeast PHO5 gene promoter,
PHO4 activator-dependent remodeling still occurs (18).
Interestingly, the residues in the activation domains of both PHO4 and
GAL4 which are required for transcription activation are the same ones
required for promoter remodeling, raising the possibility that these
may not be separate events in vivo and may be mediated by a single
entity recruited by the activator (5, 40). Further
dissection of promoter remodeling in yeast revealed that recruitment of
RNA polymerase II holoenzyme (or an associated component) via the
activation domain of PHO4 is sufficient to remodel chromatin
(23). Thus, upstream activators (or enhancers) may alter
promoter structure by recruiting chromatin modifying activities which
are components of the RNA polymerase II machinery (30, 43).
Like that of the uninduced PHO5 promoter, the TATA sequence
of the
-globin gene is nucleosomal in the absence of HS2
(28). However, we observe that an intact TATA sequence is
required for both
-globin promoter remodeling and transcriptional
activation, although nucleosomal TATA sequences are not normally
accessible to TATA binding protein (TBP) (32, 60). We
envision two possible explanations for this phenomenon. The nucleosome
containing the TATA sequence may lack histone H1, permitting nucleosome
sliding which could transiently expose the TATA site (47).
Alternatively, TBP may be able to access the TATA site in the
-globin promoter which lies near the edge of a nucleosome
(28). Others have shown that TBP may gain access to its site
at such a position within a nucleosome if histone tails are acetylated
(25). These possibilities are testable in our system. Our
data suggest that the TBP-containing TFIID complex or factors which
interact with TFIID play an important role in recruitment of remodeling
activities to the promoter. Thus, for a developmentally regulated gene
which responds to a distant enhancer/LCR, disruption of the nucleosome
at the promoter may occur in concert with transcription activation.
We are grateful to David Clark, David Jackson, Gary Felsenfeld,
and Marc Reitman for valuable discussions and comments on the manuscript.
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