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Molecular and Cellular Biology, July 2000, p. 4922-4931, Vol. 20, No. 13
0270-7306/00/$04.00+0
Copyright © 2000, American Society for Microbiology. All rights reserved.
Herpes Simplex Virus Type 1 Entry into Host Cells:
Reconstitution of Capsid Binding and Uncoating at the Nuclear Pore
Complex In Vitro
Päivi M.
Ojala,1,*
Beate
Sodeik,1,
Melanie W.
Ebersold,1
Ulrike
Kutay,2 and
Ari
Helenius1,
Department of Cell Biology, Yale University,
New Haven, Connecticut,1 and
Institute of Biochemistry, ETH-Zürich, Zürich,
Switzerland2
Received 1 November 1999/Returned for modification 8 December
1999/Accepted 4 April 2000
 |
ABSTRACT |
During entry, herpes simplex virus type 1 (HSV-1) releases its
capsid and the tegument proteins into the cytosol of a host cell by
fusing with the plasma membrane. The capsid is then transported to the
nucleus, where it docks at the nuclear pore complexes (NPCs), and the
viral genome is rapidly released into the nucleoplasm. In this study,
capsid association with NPCs and uncoating of the viral DNA were
reconstituted in vitro. Isolated capsids prepared from virus were
incubated with cytosol and purified nuclei. They were found to bind to
the nuclear pores. Binding could be inhibited by pretreating the nuclei
with wheat germ agglutinin, anti-NPC antibodies, or antibodies against
importin
. Furthermore, in the absence of cytosol, purified importin
was both sufficient and necessary to support efficient capsid
binding to nuclei. Up to 60 to 70% of capsids interacting with rat
liver nuclei in vitro released their DNA if cytosol and metabolic
energy were supplied. Interaction of the capsid with the nuclear pore
thus seemed to trigger the release of the viral genome, implying that
components of the NPC play an active role in the nuclear events during
HSV-1 entry into host cells.
 |
INTRODUCTION |
Many of the viruses that enter the
nucleus of their host cells to replicate have capsids that are too
large to pass through the nuclear pore complexes (NPCs). Consequently,
they have to either wait until cell division occurs or undergo a
disassembly in the cytosol prior to nuclear import (50). In
the case of Herpesviridae, Adenoviridae, and
baculoviruses, electron microscopic (EM) analysis has shown that the
incoming capsids are transported in intact form to the NPCs. Once bound
to the cytosolic side of the NPC, these capsids apparently release
their DNA through the pore into the nucleus. To learn more about the
events that take place at the nuclear membrane, we have in this study
analyzed the interactions between herpes simplex virus type 1 (HSV-1)
capsids and the nuclear envelope in vivo and in vitro.
HSV-1 is an enveloped virus with an icosahedral capsid, 125 nm in
diameter, that contains the viral DNA. The capsid shell contains six
different proteins (44) with VP5 as the main structural component (32, 33, 44). In the virus particle, the capsid is
covered by a layer of proteins called the tegument and by the viral
envelope. These contain several additional proteins. The major tegument
proteins are VP1-3 (also called VP1/2), VP11/12, VP13/14, VP16, VP18.8,
and VP22 (17, 43).
HSV-1 penetrates into the cell directly through the plasma membrane.
First, it interacts via its spike glycoproteins gB and/or gC with
heparan sulfate chains on cell surface proteoglycans (reviewed in
reference 41). The following fusion reaction
requires the concerted action of three additional viral glycoproteins,
gB, gH, and gL, and appears to be triggered by the binding of gD to its
cognate receptors (38). The human gD receptors identified to
date include a member of the tumor necrosis factor receptor family,
designated HVEM or herpesvirus entry protein A (HveA) and officially
named TNFRSF14, and two members of the immunoglobulin superfamily
(19, 28). Another surface glycoprotein, HveB, has been shown
to mediate entry of certain mutant strains that cannot use HVEM
(48). Moreover, a human member of the immunoglobulin superfamily, designated HveC, was recently identified as a coreceptor in mucosal epithelia (8, 19).
After virus binding, the viral envelope fuses with the plasma membrane
in a reaction mediated by the viral spike glycoproteins. The capsid and
the tegument proteins are thus transferred into the cytosol. Next, the
capsid is transported through the cytosol to the nucleus where it binds
to NPCs (24, 37, 42). Transport occurs along microtubules,
and there is evidence that it might be mediated by dynein, a
minus-end-directed motor complex (40). The EM images of the
infection process indicate that the DNA is rapidly and efficiently
ejected from the NPC-bound capsid, leaving behind an empty capsid that
is eventually released into the cytosol (1, 40, 46). Inside
the nucleus, the incoming viral DNA localizes adjacent to the nuclear
domain ND10 (23) and results in its disruption (3, 21,
22).
We have here analyzed the interaction of HSV-1 capsids with the NPC and
characterized the DNA release step biochemically. To this end, we have
measured the uncoating efficiency in living cells. In addition, we
reconstituted in vitro the binding and uncoating events using isolated
nuclei, cytosol, and purified capsids. This allowed us to determine
some of the requirements for capsid docking and DNA expulsion.
 |
MATERIALS AND METHODS |
Cells, antibodies, and virus.
BHK-21 cells were grown in
Glasgow's minimum essential medium with 5% fetal calf serum and 10%
tryptose phosphate broth, and Vero cells were grown in minimum
essential medium with 7.5% fetal calf serum and nonessential amino
acids. The following rabbit polyclonal antibodies were used: anti-VP19c
(NC-2) and anti-DNA-containing capsids (anti-HC; both provided by
Roselyn Eisenberg and Gary Cohen, University of Pennsylvania,
Philadelphia) anti-VP13/14 (R220; provided by D. Meredith, University
of Leeds, Leeds, United Kingdom), anti-VP16 (SW1; obtained from Amy
Sheaffer and Dan Tenney, Bristol-Myers Squibb, Wallingford, Conn.),
anti-VP22 (AGV30; obtained from Gillian Elliott and Peter O'Hare,
Marie Curie Research Institute, Oxted, United Kingdom), anti-VP5 RomV
(Romulus, bleed V; this study), anti-importin
(provided by A. Radu
and G. Blobel, Rockefeller University, New York, N.Y.), and
anticalnexin (15). We also used mouse monoclonal antibodies
(MAbs) 414 (BabCo Inc., Berkeley, Calif.), anti-p97 (3E9; Affinity
Bioreagents, Inc.), RL1 and RL2 (both provided by F. Melchior and L. Gerace, Scripps Institute, San Diego, Calif.), and antitransportin
(Transduction Laboratories, San Diego, Calif.). Fluorescently labeled
secondary antibodies (tetramethyl rhodamine isothiocyanate- or
fluorescein isothiocyanate-conjugated goat anti-rabbit or goat
anti-mouse) were obtained from Jackson ImmunoResearch Laboratories
(West Grove, Pa.).
To raise polyclonal rabbit anticapsid antibodies, capsids were purified
from virions as described below and concentrated by centrifugation in a
Beckman SW28 rotor at 24,000 rpm for 1 h at 4°C. The protein
concentration was 1.1 mg/ml as determined by the bicinchoninic acid
assay (Pierce). Two rabbits (Romulus and Remus) were immunized with 100 µg of the antigen emulsified in complete Freund's adjuvant for the
initial intradermal injection. The subsequent booster injections were
given subcutaneously at 14-day intervals using incomplete Freund's
adjuvant emulsified with 50 to 100 µg of the antigen. Specificity of
the obtained antisera was determined by enzyme-linked immunosorbent
assay using purified capsids and by Western blotting using
HSV-1-infected and noninfected cell lysates on nitrocellulose membranes
and visualized by ECL detection (Amersham). The obtained antisera
recognized capsids in enzyme-linked immunosorbent assay but reacted
very little against whole virions. Moreover, both antisera recognized several capsid bands and some tegument bands in infected cells but
nothing in noninfected cells by Western blotting (data not shown).
Viruses, capsids, and nuclei.
Virus was prepared essentially
as previously described (40). Titers of 109
PFU/ml and protein concentrations of 0.5 to 1 mg/ml in the purified peak fraction were obtained. Preparation of radioactively
[3H]thymidine- or
[35S]cysteine-methionine-labeled virus was performed
essentially as previously described (40). These preparations
commonly had titers of 107 PFU/ml and contained about 0.1 mg of protein per ml.
Capsids were purified from virions collected from infected-cell medium
by centrifugation and resuspended in MNT buffer (30 mM MES
[morpholineethanesulfonic acid], 100 mM NaCl, 20 mM Tris, pH 7.4).
All steps were carried out at 4°C. The virions were stripped of their
envelopes and some of the tegument components by incubation in a lysis
buffer (500 mM NaCl, 20 mM Tris [pH 7.4], 1% Triton X-100, 1 mM
EDTA) for 30 min on ice in the presence of protease inhibitors (1 mM
phenylmethylsulfonyl fluoride [PMSF] and 1× CLAP cocktail
[chymotrypsin, leupeptin, aprotinin, and pepstatin; 10 µg/ml
each]). After lysis, the sample was sonicated in a water bath (three
times, 30 s each), layered onto a linear 20 to 45% sucrose
gradient (in MNT supplemented with 400 mM NaCl, 1 mM EDTA, and 0.5 mM
dithiothreitol [DTT]), and centrifuged in a Beckman SW50.1 rotor at
30,000 rpm for 25 min. Capsids were collected as a light scattering
zone from the gradient and subjected to sodium dodecyl
sulfate-polyacrylamide gel electrophoresis (SDS-PAGE) analysis.
To release DNA and penton proteins by the procedure of Newcomb and
Brown (31), the virions (a mixture of nonlabeled and [3H]thymidine-labeled virus pellets) were pretreated with
0.6 M guanidine-HCl (GuHCl) for 20 min at room temperature prior to capsid isolation in the sucrose gradient (see above). In a similar manner, after the 30-min lysis on ice, virions (a mixture of nonlabeled and [35S]cysteine-methionine-labeled virus pellets
without protease inhibitors) were subjected to limited proteolysis with
trypsin. Virus was treated with 10 µg of trypsin per ml for 5 min at
37°C. The reaction was stopped with a 10× molar excess of soybean
trypsin inhibitor as well as with 1 mM PMSF and the 1× CLAP cocktail,
and the resulting capsids were isolated in a sucrose gradient as
described above. Both the GuHCl- and trypsin-treated capsids were
analyzed by SDS-PAGE.
Nuclei from rat liver were purified essentially as described previously
(2). Livers were homogenized in 0.25 M STKM buffer (0.25 M
sucrose, 25 mM HEPES-KOH [pH 7.4], 25 mM KOAc, 5 mM
MgCl2, 0.1 mM EDTA, 1 mM PMSF, 1× CLAP cocktail, and 1 mM
DTT) in a Dounce homogenizer with a motor-driven Teflon pestle and
filtered through cheesecloth. The homogenate was mixed with 2.3 M STKM
buffer (2.3 M sucrose, 25 mM HEPES-KOH [pH 7.4], 25 mM KOAc, 5 mM
MgCl2, 0.1 mM EDTA, 1 mM PMSF, 1× CLAP cocktail, and 1 mM
DTT) to raise the sucrose concentration to approximately 1.6 M. Nuclei
were then separated from the cytoplasmic components by underlaying the
homogenate with 2.3 M STKM buffer followed by centrifugation in a
Beckman SW28 rotor at 25,000 rpm for 40 min at 4°C. The top layer was discarded with a curved spatula, and the supernatant was decanted. The
white nuclear pellets were harvested with a clean curved spatula and
resuspended into 0.25 M STKM. The nuclei were washed once by
centrifugation (1,000 × g, 10 min, 4°C) through 0.93 M
STKM. The number of nuclei were determined using a hemocytometer, and the result was confirmed by measuring optical density at 260 nm in a
spectrophotometer. One unit of optical density at 260 nm corresponds to
3 × 106 nuclei per ml. The nuclei were divided into
10 or 25 optical density aliquots, underlaid with 30% STKM, and
centrifuged (1,000 × g, 10 min, 4°C). The supernatant was
aspirated, and the nuclear pellets were snap frozen in liquid nitrogen
and stored at
80°C. The intactness of nuclei was confirmed by light
microscopy and EM and by their ability to exclude fluorescently tagged
(tetramethyl rhodamine isothiocyanate) 70-nm dextran (data not shown).
Sucrose gradient analysis of entry intermediates from infected
cells.
Virus internalization prior to isolation of entry
intermediates was assayed essentially as previously described
(40). Vero cells on 60-mm-diameter dishes grown to just
confluency for 2 days were set on a metal plate on ice and washed three
times with ice-cold RPMI medium-bovine serum albumin (BSA). The cells
were inoculated with [3H]thymidine or
[35S]cysteine-methionine-labeled virus at a multiplicity
of infection (MOI) of 10 PFU/cell, and the virus was allowed to bind to
the cells for 2 h on ice. The cells were washed to remove unbound virus and shifted to normal medium at 37°C and 5% CO2
for various lengths of time. Before harvesting at various time points
(except the 0-min time point), the cells were briefly treated with 5 µM cytochalasin D for the last 10 min in complete medium at 37°C and 5% CO2, transferred back to ice, washed, and stored at
4°C until the last time point. The cells were washed with
phosphate-buffered saline (PBS) and incubated with proteinase K (2 mg/ml in PBS; American Bioanalytical) on ice. After 1 h, the
reaction was stopped by adding ice-cold stop solution (1.25 mM PMSF and
3% [wt/vol] BSA in PBS). The cells were collected in an excess of
ice-cold wash buffer (PBS containing 0.2% BSA and 0.5 mM PMSF) and
spun at 1,500 rpm for 10 min at 4°C. The pellet was resuspended into 100 µl of PBS, and 1/20 was counted in a liquid scintillation counter
to measure the amount of internalized virus (cell-associated radioactivity). Control cells that were not warmed up after virus binding showed that the proteinase K treatment removed 90 to 95% of
cell-bound virus as described earlier (40). The rest of the sample was then lysed in 10 mM Tris (pH 7.4)-150 mM NaCl-1%
NP-40-1% Na-deoxycholate-1 mM PMSF-1× CLAP cocktail for 15 min on
ice, and the nuclear debris was removed by centrifugation in a
microcentrifuge at 5,000 rpm for 5 min (4°C). The pellet was counted
in a liquid scintillation counter, and the supernatant was layered onto
a linear 20 to 45% (wt/vol) sucrose gradient in 30 mM MES-500 mM NaCl-20 mM Tris (pH 7.4)-1 mM EDTA-0.5 mM DTT. The gradient was centrifuged in a Beckman TLS-55 rotor at 30,000 rpm for 25 min at
4°C, fractionated by hand into 12 fractions, and counted in a liquid
scintillation counter. The calculation of sedimentation coefficients
for capsids was carried out by the method of McEwen (25). In
Fig. 2, sedimentation profiles from one experiment are shown. However,
the analysis was repeated three times, and mean values (with standard
deviations) of two independent experiments presented as percentages of
total counts are shown in Table 1.
In vitro binding and uncoating assays.
Nuclei were thawed on
ice into capsid binding buffer (CBB; 20 mM HEPES-KOH [pH 7.3], 80 mM
K-acetate, 2 mM DTT, 1 mM EGTA, 2 mM Mg-acetate, 1 mM PMSF, and 1×
CLAP cocktail) to a final concentration of about 5 × 107 nuclei/ml. A 20-µl aliquot of the suspension was used
per assay. In addition, the standard assay contained rabbit
reticulocyte lysate (Promega; final concentration about 2.5 mg/ml) or
rat liver cytosol (final concentration, about 350 to 500 µg/ml), 10 mg of BSA per ml, viral capsids, and CBB. In some experiments, an
ATP-regenerating system was included in the form of 5 mM creatine
phosphate (Sigma), 20 U of creatine phosphokinase (Sigma), 1 mM ATP,
and 0.2 mM GTP. Assays (50-µl volume) were performed in duplicate,
and assay mixtures were incubated at 37°C for 40 min. For ATP
depletion experiments, ATP, GTP, creatine phosphate, and creatine
phosphokinase were omitted and the mixture was preincubated for 15 min
at room temperature in the presence of 5 mM glucose and 16 U of
hexokinase per ml before addition of capsids. For inhibition studies
with antibodies or wheat germ agglutinin (WGA), the nuclei were
preincubated in the complete binding mixture for 20 min on ice before
addition of capsids. For incubation of capsids in the absence of
cytosol, BSA was added instead of cytosol to the same protein
concentration. In some experiments, importin
, importin
, or
RanQ69L was diluted into CBB and preincubated with capsids for 15 min
at room temperature prior to addition to the binding reaction.
Preparation of the following soluble transport factors was carried out
as previously described: C-terminally His-tagged Xenopus
importin
(11), C-terminally His-tagged importin
(20), C-terminally His-tagged transportin (9),
and N-terminally His-tagged RanQ69L (9).
For immunofluorescence assays, the samples were diluted after binding
into 1 ml of ice-cold wash buffer (CBB supplemented with 10 mg of BSA
per ml and 10% [vol/vol] goat serum). The coverslips were pretreated
with Cell-Tak (Collaborative Biomedical Products) to improve the
attachment of nuclei. The nuclei were collected onto coverslips in a
24-well dish by centrifugation at 800 rpm (100 × g)
for 5 min and washed twice with the ice-cold wash buffer. After
washing, the nuclei were fixed with 4% (wt/vol)
paraformaldehyde-0.1% glutaraldehyde for 20 min at room temperature
followed by quenching of the remaining fixative using 2 mg of
Na-borohydride per ml (three times for 2 min each). Immunolabeling was
performed as described previously (40). The samples were
examined with an Axiophot fluorescence microscope or a Zeiss Confocal
LSM fluorescence microscope. Image processing was done using Adobe
Photoshop. To quantify capsid binding to the nuclei, the capsids were
detected by conventional immunofluorescence microscopy using antisera
against purified capsids (RomV). Thereafter, the fluorescently labeled spots on the nuclear rim from 100 to 150 nuclei were counted to get an
average of capsids bound per nucleus. This average amount was then
compared to the average obtained in the control sample, which was
capsids incubated with nuclei in either the presence (see Fig. 4C) or
the absence (see Fig. 4D) of cytosol. The quantitation was performed
with data from three to five independent experiments.
The uncoating assays were performed as described above except that,
after the incubation of nuclei with capsids for 40 min at 37°C, the
samples were transferred onto ice and the nuclei were lysed with 0.5%
Triton X-100 for 15 min. Uncoating of capsids was measured by the
conversion of viral DNA from a DNase-resistant to a DNase-sensitive
form. After the lysis, 10 mM MgCl2 and 100 µg of DNase I
(Boehringer Mannheim) per ml were added to the samples, which were
always done in triplicate. For the DNase control, capsids in one sample
were disrupted with 1% SDS by incubating the sample for 5 min at room
temperature. SDS was then inactivated by addition of 10% Triton X-100.
Samples were incubated with DNase for 60 min in a 37°C water bath.
The reaction was stopped by the addition of ice-cold trichloroacetic
acid (TCA) to a final concentration of 5%. After 30 min on ice, the
precipitate was collected on Whatman GF/C filters and washed three
times with ice-cold 5% TCA, twice with ice-cold 99% ethanol, and
finally with acetone. The filters were air dried, and their
radioactivity was determined by liquid scintillation counting.
EM.
Conventional Epon embedding (40) was used for
thin-section EM of the capsid binding in vitro assay. After binding,
the samples were washed once with the wash buffer (1,000 rpm for 8 min
in a microcentrifuge), fixed with 1% glutaraldehyde in 200 mM
cacodylate (pH 7.4) for 1 h at room temperature, treated with 1%
OsO4-1.5% potassium ferrocyanide for 1 h and with
2% uranyl acetate in 50 mM maleate buffer (pH 5.2) for 1 h, and
dehydrated using a graded ethanol series and propylenoxid. The nuclear
pellets were embedded in Epon prior to cutting. The Epon sections were
further contrasted using lead citrate and uranyl acetate
(36).
 |
RESULTS |
HSV-1 uncoating in Vero cells.
EM analysis shows that the
capsids begin to accumulate on the nuclear membrane of Vero cells
1 h after penetration (40). They localize exclusively
at the cytosolic aspect of the NPCs, at a distance of about 50 nm from
the outer ring of the pore, and seem to be attached to the filaments
emanating from the pores (Fig. 1).
Interestingly, the capsids were always oriented with a penton toward
the nuclear pore, as also previously noted for pseudorabies virus
(12). Judging by the absence of the densely stained material
seen in intact capsids, most of them lose their DNA rapidly after
arriving at the nuclear membrane (Fig. 1B). Moreover, by using
quantitative EM analysis, the appearance of empty capsids at the NPC
has previously been shown to coincide with their arrival at the nucleus
between 2 and 4 h postinfection (p.i.) (40). The
dimensions and the shape of the empty capsids appear identical to those
of the filled ones. Some of them remain attached to the nuclear pores,
while others are released into the cytosol.

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FIG. 1.
Incoming HSV-1 capsids bind to NPCs in vivo. Ultrathin
Epon sections of Vero cells infected with HSV-1 at an MOI of 500 PFU/cell in the presence of cycloheximide are shown. At later times of
infection, both DNA-containing, filled capsids (black arrow in panel A)
and uncoated, empty capsids (black arrow in panel B) are located in
close proximity to the NPC. Occasionally, capsids can be seen
associated with fibers emanating from the pores (arrowheads in panels A
and B).
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To analyze biochemically the DNA release process and the appearance of
empty capsids in Vero cells, [3H]thymidine- and
[35S]methionine-cysteine-labeled virus was used. These
virus were allowed to bind to the cells in the cold, whereafter entry
was initiated by warming cells to 37°C. The cells were then treated briefly with cytochalasin D to dissociate microfilaments and thus improve capsid recovery after lysis and subjected to proteinase K
digestion on ice to remove extracellular virus particles
(16). The cells were lysed after 30 min, at which time the
capsids were still en route to the nucleus, or after 4 h, when
more than 60% of them had reached the nucleus (40). After
lysis of the cells with Triton X-100, also the nuclear content
(including the uncoated viral genome) was released to the supernatant.
The insoluble debris was removed by a brief centrifugation, and the
lysates were analyzed by sucrose velocity gradient centrifugation. The
insoluble fraction contained mostly nuclear debris and thus also
(filled) capsids still attached to nuclei. When this fraction was
analyzed by scintillation counting, the 4-h sample contained two to
three times more radioactivity than the 30-min one (data not shown).
This is in agreement with more capsids being transported to the nuclei
at 4 h than at 30 min p.i.
The sedimentation pattern in the 30-min sample showed, as expected, no
evidence of capsid uncoating (Fig. 2A).
The DNA-containing capsids were recovered in fractions 5 and 6 with an
estimated sedimentation coefficient of about 600S. The
[3H]thymidine radioactivity at the top of the gradient
corresponding to free viral DNA amounted to less than 2 to 3% of the
total. In contrast, the 4-h sample (Fig. 2B) showed that uncoating had taken place; the amount of [3H]thymidine in the two top
fractions had clearly increased, while the amount of DNA sedimenting
with the capsids had correspondingly decreased (Fig. 2B). A new
DNA-free peak of [35S]methionine-labeled viral protein
was present in fraction 4 (Fig. 2B). It was composed of empty capsids
because (i) it sedimented in the same position (about 350S) as did
empty capsids generated in vitro by treating detergent-lysed virions
with GuHCl (data not shown and reference 31), and
(ii) it contained the capsid proteins when analyzed by SDS-PAGE (data
not shown). From the ratio of radioactivity in the empty capsid peaks
to that in the full capsid peaks, we estimated that 50 to 60% of the
capsids present in the lysate had released their DNA. These results
confirmed that release of DNA is relatively efficient and that it
results in the formation of apparently stable capsid structures devoid of DNA.

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FIG. 2.
Uncoating of HSV-1 in Vero cells. Vero cells were
infected with [3H]thymidine- or
[35S]methionine-labeled virus at an MOI of 10 PFU/cell.
At various time points, the extracellular viruses were removed by
proteinase K and the cells were lysed. The postnuclear supernatants
were loaded onto a linear sucrose gradient for ultracentrifugation
analysis of the internalized capsids. The sedimentation profiles of
internalized [3H]thymidine-labeled and
[35S]methionine-labeled capsids at 30 min (A) and 4 h (B) p.i. are shown. Sedimentation profiles from one experiment are
shown. However, the analysis was repeated three times, and mean values
(with standard deviations) of two independent experiments with
[3H]thymidine-labeled virus presented as percentages of
total counts are shown in Table 1. The x axes indicate
fractions.
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Characterization of purified capsids.
To analyze the processes
occurring at the nuclear membrane in more detail, we developed in vitro
assays for the binding of capsids to the nuclear envelope and for viral
genome uncoating. For this, we used capsids isolated from mature
viruses. These were expected to resemble more closely the authentic
incoming capsids than capsids isolated from the nuclei of infected
cells would have. To remove the envelope, virions were extracted with Triton X-100 in a high-salt-containing buffer and fractionated over a
linear sucrose gradient. Figure 3A (lane
1) shows the overall protein pattern of such membrane-depleted capsid
particles analyzed by SDS-PAGE. Figure 3B shows immunoblotting of the
gels by antibodies against some of the structural components.

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FIG. 3.
Characterization of HSV-1 capsids isolated from virions
in vitro. (A) Coomassie blue staining of an SDS-10% PAGE analysis of
the capsids. The capsids were isolated as a light-scattering zone in
the sucrose gradient (left lane). Capsids were treated with 10 µg of
trypsin per ml at 37°C for 5 min (right lane). The HSV-1 proteins
identified by molecular weight are indicated on the left. (B) Western
blot of the in vitro-isolated capsids (left lane) and capsids treated
with 10 µg of trypsin per ml (right lane). The proteins identified
with specific antibodies are indicated on the right.
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The results revealed that, while the capsids prepared in this way were
devoid of most glycoproteins, they were still associated with some of
the tegument components (VP1-3, VP13/14, VP16, and VP22). EM images of
the isolated capsids after negative staining showed additional external
material particularly concentrated in the region of the pentons (see
also Fig. 5, large arrows). Addition of DNase did not result in
digestion of the 3H-labeled DNA, indicating that the
capsids were intact and the DNA was fully protected (see below).
When the isolated capsids were subjected to proteolysis with a low
concentration of trypsin at 37°C, most of the tegument proteins were
removed (Fig. 3A, lane 2). Coomassie blue staining and Western blotting
revealed that VP1-3, VP13/14, and VP22 were completely removed as well
as most of VP16. There was no detectable loss of VP5 or VP19c, the
major capsid proteins (Fig. 3A). The capsid ultrastructure remained
intact, and the viral DNA was inaccessible to DNase (data not shown).
To further compare the trypsin-treated capsids to untreated capsids, we
subjected them to immunoprecipitation by nonimmunized sera and the
specific Romulus antisera. Both capsid preparations were prepared from
[3H]thymidine-labeled virus, and they were both
immunoprecipitated with the capsid-specific antibodies at least to the
same extent as determined by liquid scintillation counting and Western
blotting (data not shown).
Capsids bind to nuclei in vitro.
The isolated HSV-1 capsids
were next incubated with rat liver nuclei in the presence or absence of
cytosol. Binding was monitored by both conventional and confocal
microscopy after indirect immunofluorescence staining using polyclonal
antibodies against purified HSV-1 capsids. The bound capsids appeared
as small intensely labeled spots giving a rim-like
staining reminiscent of the pattern observed with antibodies against
NPC proteins. Confocal immunofluorescence microscopy showed that,
unlike the dim background staining inside the nucleus, the specific
anticapsid staining was, indeed, located exclusively at the nuclear
envelope and not inside (Fig. 4A, control
panel).

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FIG. 4.
HSV-1 capsids bind to rat liver nuclei in vitro.
(A) Confocal immunofluorescence microscopy of isolated HSV-1 capsids
bound to purified rat liver nuclei in the presence of rat liver cytosol
(control panel). The capsids were detected with RomV antibodies, which
were generated against capsids isolated from virions. The background
panel indicates a sample where capsids were omitted. Binding to nuclei
pretreated with MAb 414, WGA, anti-importin (anti-p97), or an
ATP-depletion system (no ATP) is indicated in the other panels. (B)
Conventional immunofluorescence microscopy of capsids binding to rat
liver nuclei in the absence of cytosol (No cyt.), in the presence of
0.1 µM importin (Imp ), or with 0.25 µM importin and 10 µM RanQ69L (Imp + RanQ69L). The capsids were detected as
described for panel A. (C) Inhibition of capsid binding to nuclei
pretreated with the indicated inhibitors in the presence of cytosol was
quantitated as detailed in Materials and Methods. Inhibition of binding
is shown relative to that of the control sample (without inhibitors)
which represents the zero level in the graph. The mean values of at
least triplicate samples with standard deviations are shown. (D)
Stimulation of capsid binding to rat liver nuclei in vitro. Capsid
binding to nuclei in the absence of cytosol (normalized to zero) or
after addition of the components indicated on the right was quantitated
as detailed in Materials and Methods. The mean values of at least
triplicate samples with standard deviations are shown.
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Binding of capsids to nuclei in vitro was found to be independent of
temperature (data not shown) and of energy in the form of ATP (Fig.
4A). Some capsid binding was observed even in the absence of cytosol,
but it was clearly increased upon addition of exogenous cytosol (Fig.
4D). The somewhat surprising binding in the absence of cytosolic
factors could in part be explained by residual cytosolic factors
present in the nuclear preparation. In support of this, we found that
the nuclei were brightly labeled by antibodies against importin
(anti-p97; data not shown).
Nuclear binding is mediated by importin
and inhibited by
GTP-bound Ran.
That importin
was involved in capsid binding
was suggested by the observation that pretreatment of nuclei with
anti-importin
antibodies inhibited binding of capsids both in the
presence (Fig. 4A, anti-p97) and in the absence (data not shown) of
cytosol. To confirm the role of importin
in capsid binding, we
performed in vitro binding in the presence of purified importin
(at
0.1 to 0.5 µM) when no other cytosolic components were added.
Addition of importin
clearly stimulated the binding of capsids
(Fig. 4B and D), indicating that importin
was sufficient and
necessary for conferring capsid binding to the nuclei. Addition of
importin
(at 0.25 µM) to the importin
-containing binding
reaction had no effect on the binding (data not shown). When binding
was assayed in the presence of excess nuclear localization signal (NLS)
peptide coupled to BSA (NLS-BSA) and cytosol, only a slight decrease in the efficiency of binding was observed (data not shown). Taken together, these data suggest that capsid binding is presumably importin
independent. We also tested if another importin
-like factor,
namely, transportin, could be involved in capsid binding. Addition of
antitransportin antibodies or purified transportin (at 0.1 to 0.5 µM), either with or without cytosol, did not have any effect on
capsid binding (data not shown), thus indicating that the binding is
specific for importin
.
Nuclear import of most cargo is blocked by the addition of RanQ69L, a
dominant-negative version of Ran unable to hydrolyze GTP
(18). This Ran mutant is, therefore, predominantly in the GTP-bound state and causes premature dissociation of import complexes (10). To address the Ran dependence in the nuclear binding
of capsids, we added RanQ69L to the in vitro binding reaction. In the
presence of cytosol, addition of RanQ69L (at 5 to 10 µM) caused only
a moderate decrease in the capsid binding (Fig. 4C). However, when
RanQ69L was added to the importin
-containing binding reaction in
the absence of cytosol, binding was almost completely blocked (Fig. 4B
and D). Accordingly, in the presence of cytosol, binding was remarkably
reduced by addition of 1 mM GTP
S, a nonhydrolyzable analog of GTP
(Fig. 4C). Taken together, these data suggested that the importin
-mediated nuclear docking of HSV-1 capsids was dependent on the Ran
GTPase cycle, too.
Preferred binding to NPCs.
Pretreatment of nuclei with MAb 414 against NPC proteins (Fig. 4A and C) efficiently reduced binding of
capsids to nuclei. The same was observed with two other anti-nuclear
pore protein antibodies, RL1 and RL2. MAb 414 interacts with the GFXFG
repeats in the nucleoporins (5), and RL1 and RL2 interact
with the nucleoporins that carry O-linked
N-acetylglucosamine (39). These antibodies have
been shown previously to block binding of karyophilic proteins to NPCs
(14, 51). WGA, a lectin that associates with the
glycoproteins in the NPC and inhibits nuclear import of many karyophilic proteins (7), was also found to decrease capsid binding (Fig. 4A, WGA). In contrast, incubation of the nuclei with
control antibodies (anticalnexin; data not shown) had no effect on
nuclear binding of capsids. The anticalnexin antibodies bind to the
cytosolic tail of calnexin, a transmembrane protein present in the
outer nuclear membrane (15).
The localization of the bound capsids on the nuclear envelope was also
analyzed by EM. In ultrathin plastic sections, capsids were easily
recognized (Fig. 5, arrowheads), and they
were frequently detected in association with the NPCs. In some of the
images, they seemed to be interacting with structures reminiscent of
cytoplasmic fibrils emanating from the cytoplasmic face of NPCs (Fig.
5, small arrows). The viral DNA was still visible inside the capsids,
and additional electron-dense material probably representing some of
the tegument proteins or cytosolic components was also present on the
capsid surface, especially concentrated at the capsid vertices (Fig. 5,
large arrows). Taken together, the results indicated that the capsids
bind to NPCs in vitro in a way similar to that observed in infected
cells (1, 40).

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FIG. 5.
Preferred binding of HSV-1 capsids to NPCs. An electron
micrograph of capsids (arrowheads) binding to rat liver nuclei in vitro
is shown. Small arrows indicate the cytoplasmic fibrils emanating from
the NPC, and large arrows show the additional electron-dense material
at the capsid vertices.
|
|
Reduced binding with trypsin-treated capsids.
To address the
role of individual HSV-1 proteins in the interaction of capsids with
the NPC, we tested the ability of the trypsin-treated capsids to bind
to nuclei. As shown in Fig. 6, their
binding to nuclei was dramatically reduced (85% less) compared to that
of untreated capsids. Therefore, tegument proteins VP1-3, VP13/14,
VP16, and VP22, which were selectively affected by trypsinization (Fig.
3), emerged as the candidates for mediating capsid binding to the NPC.

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FIG. 6.
Trypsin-treated capsids show reduced binding to nuclei
in vitro. The figure shows confocal images of isolated, intact HSV-1
capsids (control) and trypsin-treated capsids (trypsin) bound to
purified rat liver nuclei in the presence of rat liver cytosol.
|
|
In vitro uncoating of capsids.
To determine whether any of the
capsids released their DNA upon binding to the NPC, we incubated
[3H]thymidine-labeled capsids with nuclei under different
conditions and analyzed thereafter the accessibility of the viral DNA
to DNase. Prior to addition of DNase, the nuclei were lysed with 0.5%
Triton X-100 to make the viral DNA in the nucleus also accessible to
the added DNase. The validity of this assay was shown by the observation that the DNA in the purified capsid preparation was completely protected, while in the SDS-treated capsids it was fully
digested to a TCA-soluble form (Fig. 7,
columns 1 and 5).

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FIG. 7.
Uncoating of HSV-1 capsids in vitro.
[3H]thymidine-labeled HSV-1 capsids were mixed either
with BSA (column 1), BSA and rat liver nuclei (column 2), or BSA and
rabbit reticulocyte lysate (column 3) or with BSA, reticulocyte lysate,
and rat liver nuclei (column 4) in the presence of an ATP-regenerating
system. The release of DNA was measured by assaying for DNase
sensitivity using TCA precipitation. In untreated capsids (column 1),
the DNA was completely protected, and in SDS-disrupted capsids (column
5), it was fully digested. The mean values of triplicate samples with
standard deviations of at least three independent experiments are
shown.
|
|
When capsids were incubated with cytosol in the presence of an ATP
regeneration system but without nuclei, less than 5% of the DNA became
DNase sensitive (Fig. 7, column 3). With nuclei alone (i.e., without
cytosol), about 20% of the DNA became accessible (Fig. 7, column 2).
However, when cytosol, the ATP-regenerating system, and nuclei were all
present, about 60 to 70% of the capsid-associated DNA became sensitive
to DNase (Fig. 7, column 4). This was similar to the level of uncoating
observed for incoming capsids in living cells. The result indicated
that the viral DNA can be released from the capsids in vitro and that
the optimal release depends on the presence of nuclei, cytosol, and an
energy source.
Preincubation of nuclei with antibodies against NPC components (MAb
414), against importin
, or with WGA decreased the extent of
uncoating (Fig. 8). Since these
antibodies also inhibited capsid binding to the nuclei, it was likely
that specific binding of the capsids to the NPCs was required for the
efficient release of viral DNA.

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FIG. 8.
Inhibition of in vitro uncoating of HSV-1 capsids.
[3H]thymidine-labeled HSV-1 capsids were mixed with BSA,
reticulocyte lysate, and rat liver nuclei in the presence of an
ATP-regenerating system (column 1). The release of DNA was measured by
assaying for DNase sensitivity using TCA precipitation. The inhibitors
were tested by pretreating the nuclei with MAb 414 (column 2),
anti-importin (column 3), WGA (100 µg/ml) (column 4), hexokinase
and glucose for ATP depletion (column 5), and GTP S (1 mM) (column
6). See Materials and Methods for the details. The mean values of
triplicate samples with standard deviations of at least three
independent experiments are shown.
|
|
To characterize the energy requirements of uncoating in more detail, we
depleted the cytosol of energy with hexokinase and glucose prior to its
addition to the uncoating mixture. Alternatively, we added GTP
S to
the reaction mixture. Both of these treatments led to significant
reduction in the efficiency of uncoating (Fig. 8). The results
confirmed the need for metabolic energy but did not allow us to define
which of the nucleotides was required. Nuclear import of karyophilic
proteins is, however, known to require GTP hydrolysis by the small
GTPase Ran/TC4 (27, 29), and GTP may constitute the sole
energy for translocation (49).
In summary, we found that specific interaction of capsids with NPCs in
vitro triggered the release of viral genome. The efficiency of release
was enhanced by metabolic energy and factors present in the cytosol.
 |
DISCUSSION |
The uncoating process that renders the incoming genome competent
for transcription and replication remains poorly understood for most
animal viruses. Typically, it is, however, thought to involve a series
of progressive changes in the incoming particle (13, 50).
These depend on specific cues given by the host cell and on specific
interactions between viral and cellular components. The dissociation
steps are often coupled to intracellular transport and targeting
events. In this way, the genome is activated only upon entry and only
upon arrival in the correct cellular location. Our results in live
cells and in vitro are fully consistent with such a stepwise process
for HSV-1.
Disassembly begins at the plasma membrane where the envelope and many
of the tegument proteins are lost (30, 40). Some of the
tegument proteins, however, remain associated with the capsids, and
these may play a role in capsid association with the dynein motor and
later with the NPCs (40). Our analysis indicated that the
tegument proteins that resisted detergent extraction included VP1-3,
VP13/14, VP16, and VP22.
In Vero cells, the capsids start to arrive at the nuclear membrane
about 1 h after penetration (40). They bind to the
nuclear membrane and associate specifically with cytoplasmic surface
components of the NPCs. Our in vitro studies indicated that capsid
binding occurs specifically at the NPC and is independent of metabolic energy. When the tegument proteins were removed by mild trypsinization, capsids no longer bound efficiently to the NPCs in vitro, suggesting that one or more of them mediate NPC targeting or attachment. Using the
in vitro binding assay, it was confirmed that capsid docking was
mediated by importin
. Our preliminary results, however, suggest
that docking is presumably independent of importin
. In this
respect, HSV-1 capsid docking at the NPC is similar to that of cyclin
B1 and human immunodeficiency virus type 1 Tat and Rev proteins that
were recently reported to be imported by importin
in the absence of
importin
(35, 45, 47). It further suggests that viruses
replicating in the host cell nucleus, as HSV-1, may have adopted
importin
-independent import pathways in order to achieve efficient
nuclear targeting. By using importin
directly, they can avoid
relying on importin
as a bridging factor upon docking at the NPC.
Finally, our observation that the GTP-bound form of Ran (RanQ69L or
addition of GTP
S to the cytosol) inhibits capsid binding to the NPC
implies that the HSV-1 capsid docking is also Ran dependent.
Capsid association with the nucleus resulted in DNA release in living
cells as well as in vitro when capsids were incubated with nuclei,
cytosol, and an ATP-generating system. The efficiency was about 60% in
both cases. In vitro uncoating was inhibited by WGA and by antibodies
against importin
or nucleoporins, indicating that binding of the
capsid to the NPC is necessary for uncoating. The inhibitory effect of
GTP
S on uncoating suggested that HSV-1 uncoating is dependent on the
integrity of the Ran GTPase cycle. During the import of karyophilic
proteins, Ran GTPase binding to importin
causes it to dissociate
from its cargo (34). It is an essential component in the
import machinery.
It is noteworthy that a mutant of HSV-1, called tsB7, that is able to
bind to NPC but fails to release the DNA at a nonpermissive temperature, has a mutated VP1-3 gene (1). As mentioned
above, VP1-3 is one of the tightly bound, trypsin-sensitive tegument proteins. It is a large protein (270 kDa) that occurs in the virus in
about 12 copies (26). Interestingly, the VP1-3 protein
sequence contains four putative, although quite weak, bipartite NLSs,
as well as several arginine-rich sequences (ProfileScan; the ExPASy proteomics server of the Swiss Institute of Bioinformatics), which also
could be involved in the nuclear targeting as reported previously for
certain human immunodeficiency virus type 1 proteins (35, 47). Moreover, VP1-3 is likely to constitute part of the tegument material observed around the pentons of isolated capsids
(52). Since a modified penton probably provides a channel
for DNA extrusion (31), it is tempting to speculate that one
of the functions of VP1-3 is to interact with components of the NPC and
trigger a change that allows DNA exit.
In the HSV-1-infected cell, progeny capsids can be seen by EM in the
cytosol (4). Unlike incoming capsids, they do not appear to
have affinity for the nuclei or for NPCs (4, 46). Passage of
the progeny capsids from the nucleus through the cytosol to the Golgi
complex is, in fact, suggested to be the main pathway of HSV-1 egress
from the cell (reviewed in reference 6). In contrast, incoming capsids are efficiently targeted to the nuclear membrane (40). The changes that allow such altered capsid
behavior might be triggered by events that occur during the final
assembly and budding of the virus particle, during the extracellular
phase, or as part of the entry program. Our lysis conditions mimic the changes necessary to make the capsids karyophilic. That these capsids
isolated from virus particles were indeed karyophilic and uncoating
competent in vitro suggested that the capsids in the virus already had
undergone the necessary changes and therefore behaved like authentic
incoming capsids. The in vitro assay developed here will hopefully
allow more detailed molecular analysis of the complex events that take
place at the nuclear pores including the targeted release of DNA
through the NPCs.
 |
ACKNOWLEDGMENTS |
We thank Brian Burke, Frauke Melchior, Larry Gerace, Aurelian
Radu, Junona Moroianu, Günter Blobel, David Meredith, Amy
Sheaffer, Dan Tenney, Gillian Elliott, Peter O'Hare, Roselyn
Eisenberg, and Gary Cohen for reagents. Erika Samoff and Ryan Price are
acknowledged for their contributions during the development of in vitro
assays. Michael Kann, Urs Greber, and Gary Whittaker as well as the
other members of the Helenius lab are acknowledged for fruitful
discussions, and Birgitta Tjäder is acknowledged for excellent
technical assistance.
This study was supported by a National Institutes of Health grant to
A.H. (AI 18599), an EMBO postdoctoral fellowship (ALTF 254-1993) to
B.S., and grants from the Academy of Finland to P.M.O. Additional
funding was obtained via an SA/DAAD collaboration grant to P.M.D. and
B.S.
 |
FOOTNOTES |
*
Corresponding author. Mailing address: Haartman
Institute, P. O. Box 21, FIN-00014 University of Helsinki,
Finland. Phone: 358-9-191 26439. Fax: 358-9-191 26700. E-mail:
Paivi.Ojala{at}helsinki.fi.
Present address: Zentrum Biochemie, Medizinische Hochschule,
Hannover, Germany.
Present address: Institute of Biochemistry, ETH-Zürich,
Zürich, Switzerland.
 |
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Molecular and Cellular Biology, July 2000, p. 4922-4931, Vol. 20, No. 13
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Copyright © 2000, American Society for Microbiology. All rights reserved.
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