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Molecular and Cellular Biology, August 2000, p. 5897-5907, Vol. 20, No. 16
0270-7306/00/$04.00+0
Copyright © 2000, American Society for Microbiology. All rights reserved.
Relief of Two Built-In Autoinhibitory Mechanisms in
P-TEFb Is Required for Assembly of a Multicomponent Transcription
Elongation Complex at the Human Immunodeficiency Virus Type 1 Promoter
Yick W.
Fong and
Qiang
Zhou*
Department of Molecular and Cell Biology,
University of California at Berkeley, Berkeley, California 94720-3206
Received 24 February 2000/Returned for modification 31 March
2000/Accepted 17 May 2000
 |
ABSTRACT |
Tat stimulation of human immunodeficiency virus type 1 (HIV-1)
transcription requires Tat-dependent recruitment of human positive transcription elongation factor b (P-TEFb) to the HIV-1 promoter and
the formation on the trans-acting response element (TAR)
RNA of a P-TEFb-Tat-TAR ternary complex. We show here that the P-TEFb heterodimer of Cdk9-cyclin T1 is intrinsically incapable of forming a
stable complex with Tat and TAR due to two built-in autoinhibitory mechanisms in P-TEFb. Both mechanisms exert little effect on the P-TEFb-Tat interaction but prevent the P-TEFb-Tat complex from binding to TAR RNA. The first autoinhibition arises from the
unphosphorylated state of Cdk9, which establishes a P-TEFb conformation
unfavorable for TAR recognition. Autophosphorylation of Cdk9 overcomes
this inhibition by inducing conformational changes in P-TEFb, thereby exposing a region in cyclin T1 for possible TAR binding. An
intramolecular interaction between the N- and C-terminal regions of
cyclin T1 sterically blocks the P-TEFb-TAR interaction and constitutes
the second autoinhibitory mechanism. This inhibition is relieved by the
binding of the C-terminal region of cyclin T1 to the transcription elongation factor Tat-SF1 and perhaps other cellular factors. Upon
release from the intramolecular interaction, the C-terminal region also
interacts with RNA polymerase II and is required for HIV-1
transcription, suggesting its role in bridging the P-TEFb-Tat-TAR complex and the basal elongation apparatus. These data reveal novel
control mechanisms for the assembly of a multicomponent transcription
elongation complex at the HIV-1 promoter.
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INTRODUCTION |
The Tat protein encoded by the human
immunodeficiency virus type 1 (HIV-1) genome strongly stimulates the
synthesis of full-length HIV-1 transcripts by increasing the
processivity of RNA polymerase II (Pol II). Tat recognizes the
trans-acting response element (TAR) RNA stem-loop structure
near the 5' end of the nascent viral transcript and is proposed to
function by recruiting a cellular cofactor(s) to Pol II in a TAR loop
sequence-specific manner (for reviews, see references 8,
17, and 18).
Tat transactivation requires the C-terminal domain (CTD) of the largest
subunit of Pol II (3, 29, 32, 41). Since hyperphosphorylation of the CTD correlates with processive
transcriptional elongation (6) and Tat activity is sensitive
to kinase inhibitors (e.g., DRB) that inhibit CTD phosphorylation
(24, 25), it was proposed that Tat stimulates elongation by
recruitment of a CTD kinase(s) to Pol II (reference
18 and references therein). One of the CTD kinases
implicated in Tat transactivation is P-TEFb (positive transcription
elongation factor b). It was originally identified as a general
elongation factor in Drosophila melanogaster and later in
mammalian cells (26, 27, 45). Active P-TEFb is composed of a
cyclin-dependent kinase, Cdk9, and its partner cyclin T (cyclin T1
[CycT1] or the minor forms T2a and T2b [34, 37]).
The in vivo assembly of the Cdk9-CycT1 heterodimer of P-TEFb requires a
chaperone-dependent folding pathway involving the sequential actions of
Hsp70 and a kinase-specific chaperone complex, Hsp90-Cdc37
(30). Immunodepletion of P-TEFb from HeLa nuclear extracts
or inclusion of DRB in an in vitro transcription assay eliminates both
basal and Tat-activated HIV-1 transcription (24, 42, 45).
Supplementing the depleted extract with purified wild-type P-TEFb but
not a kinase-defective mutant P-TEFb restores both activities
(42). By using kinase inhibitors or introduction of dominant
negative Cdk9 mutants into cells, the functional significance of P-TEFb
and its kinase activity in Tat activation has also been demonstrated in
vivo (13, 24).
In addition to Cdk9, the CycT1 subunit of P-TEFb also plays a critical
role in Tat activation. First, CycT1 mediates the interaction of P-TEFb
with Tat and the binding of recombinant CycT1 to Tat enhances the
affinity and specificity of the CycT1-Tat-TAR interaction and confers
dependence on TAR loop sequences (10, 37). Second, the
interaction of human but not rodent P-TEFb with Tat through the cyclin
box region in human CycT1 mediates a Tat-specific and species-restricted activation of HIV-1 transcription (1, 2, 9,
10). Third, overexpression of human CycT1 in nonpermissive rodent
cells rescues Tat activation of HIV-1 transcription (37). This activity is attributed to a critical cysteine residue at position
261 that is present in human CycT1 but absent in the rodent homologue
(1, 9, 10). This cysteine residue is located in a region
termed TRM (Tat-TAR recognition motif), which is important for the
interaction of human CycT1 with Tat and TAR (10). While the
exact N-terminal boundary of TRM has not been determined, the
C-terminal boundary of TRM is located between amino acids 250 and 262 at the C-terminal edge of the cyclin box (amino acids 1 to 272).
In addition to P-TEFb, several other cellular proteins important for
Tat transactivation have also been characterized. Among these are
Tat-SF1 (20, 44), the human homologue of the
Saccharomyces cerevisiae transcription factor SPT5
(38), TFIIH (5, 11, 32), TFIIF (19),
and a Tat-associated histone acetyltransferase (reference
17 and references therein). Tat-SF1 was
biochemically identified as a Tat cofactor, and it stimulates Tat
activation both in vivo and in vitro (20, 44). It was also
found to have a general elongation activity under certain conditions
(23, 31). Tat-SF1 interacts with Tat (44) and
P-TEFb (42) and was recently found to interact with human
SPT5, Pol II, and the RAP30 subunit of TFIIF as well (20).
The human SPT4 and SPT5 proteins form a complex called DSIF
(DRB-sensitivity-inducing factor [35]). It arrests the
elongation of Pol II at sites proximal to the promoter with the help of
the negative elongation factor NELF (39). It has been shown
that P-TEFb positively regulates Pol II elongation by, at least in
part, suppressing the activity of DSIF in a phosphorylation step that
is DRB sensitive (36). While that study identified DSIF as a
negative factor, other experiments have also revealed a positive role
of DSIF in Tat-activated HIV-1 transcription (20, 38).
Recently, Parada and Roeder (31) reported the identification
of a novel RNA Pol II-containing complex that supports Tat-activated
HIV-1 transcription. Interestingly, this complex contains several
previously identified elongation factors, P-TEFb, Tat-SF1, and DSIF, in
addition to Pol II and other unidentified polypeptides. Exactly how
these elongation factors and Pol II cooperate to stimulate HIV-1
transcription is still unclear. Nevertheless, an emerging picture of
the involvement of multiple factors for the control of elongation is
evident, as recent studies indicated that these factors may exist in
the same complex and function in combination or in a sequential manner to promote Tat stimulation of Pol II processivity.
The formation of a TAR loop-dependent P-TEFb-Tat-TAR
ribonucleoprotein complex is recognized as an essential step towards the assembly of productive Pol II elongation machinery at the HIV-1
promoter. Previous analyses of the TAR loop-dependent complex used
free, recombinant CycT1 (10, 37). Since the active form of
P-TEFb for Tat transactivation consists of a heterodimer of Cdk9-CycT1,
we wanted to understand how P-TEFb forms a stable complex with Tat and
TAR. In this report, we showed that formation of the P-TEFb-Tat-TAR
ternary complex requires the deactivation of two autoinhibitory
mechanisms in P-TEFb. Autophosphorylation of Cdk9 overcomes the first
autoinhibition by creating a favorable P-TEFb conformation and exposing
the TRM region in CycT1 for efficient interaction with TAR RNA. The
second autoinhibition is caused by the intramolecular interaction
between the N- and C-terminal regions of CycT1, which blocks the access
of TAR RNA to CycT1 TRM. Relief of this autoinhibition is provided by
the interaction of the CycT1 C-terminal region with Tat-SF1. Upon
release from the intramolecular interaction, the C-terminal region also
interacts with Pol II and is required for efficient HIV-1
transcriptional elongation, suggesting that it may link the basal
transcription elongation apparatus to the P-TEFb-Tat-TAR ternary
complex. These results reveal novel control steps for the assembly at
the HIV-1 promoter of a multicomponent elongation complex for Tat transactivation.
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MATERIALS AND METHODS |
DNA constructs and antibodies.
Different hemagglutinin
(HA)-tagged CycT1 cDNA fragments were generated by PCR and subcloned
into the BamHI and EcoRI sites of the pcDNA3
expression vector (Invitrogen). Glutathione S-transferase (GST)-CycT1
1-HA was generated by subcloning the fragment
containing a C-terminally truncated CycT1 (with only amino acids 1 to
333) (CycT1
1) into the BamHI and EcoRI sites
of the pGEX-4T-1-HA expression vector, which contains the HA epitope
cloned into the SalI and NotI sites of pGEX-4T-1
(Amersham Pharmacia). GST-CycT1-C was generated by subcloning the
CycT1 cDNA fragment encoding a portion of the CycT1 C-terminal region
(amino acids 402 to 701) into the BamHI and EcoRI
sites of the pGEX-2T expression vector. C-terminally Flag-tagged
Tat-SF1 cDNA was cloned into the EcoRI site of the pSV7d
expression vector (Sigma). Anti-Cdk9 and anti-Pol IIa antibodies were
purchased from Santa Cruz Biotechnology (Santa Cruz, Calif.), and
polyclonal anti-CycT1 antibodies were generated in rabbits against the
GST-CycT1-C fusion protein.
Expression and purification of P-TEFb complexes and Tat-SF1.
For P-TEFb-containing CycT1 deletion mutants, plasmids bearing the gene
expressing HA-tagged, C-terminally truncated CycT1 were transiently
transfected into 293T cells. P-TEFb complexes were affinity purified
from the cell lysates 48 h later as described previously
(42). Cdk9-Flag-HA-CycT1 complexes were generated by
coexpression of HA-CycT1 and Cdk9-Flag in 293T cells followed by two
sequential affinity purification steps (with anti-HA and anti-Flag
antibodies) and peptide elution. A mutant P-TEFb with a
kinase-defective Cdk9-HA subunit was generated and purified as
described previously (42).
For making autophosphorylated P-TEFb complexes for gel shift and
Tat-binding experiments, Cdk9-HA-CycT1 was first affinity purified
from cell lysates with anti-HA antibody (12CA5) protein A-Sepharose
beads. After extensive washes, the beads were equilibrated with kinase
buffer (20 mM Tris-HCl [pH 7.4], 100 mM NaCl, 10 mM MgCl2, 1 mM dithiothreitol [DTT]) and the kinase reaction
was initiated by the addition of ATP (0.1 mM) as described previously (42). After the reaction, ATP was removed by extensive
washes and the phosphorylated P-TEFb was eluted from the beads with HA peptide. P-TEFb complexes treated with alkaline phosphatase were prepared essentially as described above, except that after the kinase
reaction, 10 U of calf intestine alkaline phosphatase was incubated
with the affinity beads for 5 min at 30°C before the complexes were
subjected to peptide elution.
Flag-tagged Tat-SF1 was transiently expressed in 293T cells and
affinity purified using anti-Flag antibody beads (Sigma) followed by
Flag peptide elution as described for the purification of P-TEFb.
Tat-binding assay.
Binding of P-TEFb complexes to
immobilized GST-Tat(1-48) or activation domain mutant GST-Tat(1-48,
C22G) was performed as described previously (2).
TAR RNA EMSA.
32P-labeled TAR RNA was
synthesized by T7 RNA polymerase from the
HindIII-digested DNA templates pT7TAR (wild type) and
pT7TAR(+31/+34) as described previously (42).
Electrophoretic mobility shift assays (EMSA) were carried out
essentially as described previously (10), and when noted in
the figures, 100 µM ATP or [
-S]ATP was also included in the
incubation mixture prior to electrophoresis. To study the effect of
Tat-SF1 on P-TEFb-Tat-TAR complex formation, approximately 50 ng of
affinity-purified, Flag-tagged Tat-SF1 was preincubated with P-TEFb
(containing ~30 ng of Cdk9) for 10 min before being added to the gel
shift reaction mixture.
Partial protease digestion of P-TEFb.
Purified P-TEFb
complexes were first incubated with ATP in the kinase buffer under the
same conditions described for the EMSA reaction. Trypsin diluted in
D0.1 M KCl buffer (20 mM HEPES-KOH [pH 7.9], 10%
glycerol, 100 mM KCl, 0.2 mM EDTA, 0.05% NP-40, 1 mM DTT) was then
added to the reaction mixture at a final concentration of 7 ng/ml, and
the incubation continued for another two minutes at 30°C. HA-tagged
CycT1 fragments were visualized by Western blotting with antibodies
specific for HA.
Transcription assay.
Immunodepletion of P-TEFb from HeLa
nuclear extracts was carried out with immobilized anti-Cdk9 and
anti-CycT1 antibodies as described previously (42). In vitro
transcription reactions with mixtures containing HeLa nuclear extract
depleted of P-TEFb, affinity purified P-TEFb complexes, HIV-1 promoter
templates, and Tat were carried out exactly as described previously
(42).
Detecting CycT1-associated proteins in HeLa nuclear extract.
Approximately 0.15 mg of HeLa nuclear extracts was dialyzed against
D0.1M KCl buffer and then incubated with 0.5 µg of GST or
the various GST-CycT1 fusion proteins immobilized on
glutathione-Sepharose beads for 3 h at 4°C. After extensive
washes with D0.2M KCl buffer and then GE buffer (120 mM
NaCl, 100 mM Tris-HCl [pH 8.0], 10% glycerol, 0.2 mM EDTA, 0.1%
NP-40, 2 mM DTT), the bound materials were eluted with 15 mM
glutathione. Eluted materials were analyzed by sodium dodecyl
sulfate-polyacrylamide gel electrophoresis (SDS-PAGE) and Western
blotting using antibodies specific for Tat-SF1, Pol IIa, SPT5, and RAP30.
 |
RESULTS |
Requirement of ATP for formation of a stable TAR loop-dependent
P-TEFb-Tat-TAR complex.
Previously, we noticed that on a per
CycT1 molecule basis, the stability of a CycT1-Tat-TAR complex as
determined by EMSA was significantly higher than that of the
P-TEFb-Tat-TAR complex (2, 42), implicating a negative
effect of Cdk9 on formation of such a complex. To investigate the role
of Cdk9 in this process, we affinity purified the Cdk9-HA-CycT1
1
heterodimer from 293T cells transiently expressing the HA-tagged
CycT1
1 protein by anti-HA antibody immunoprecipitation (
-HA IP)
followed by HA peptide elution (2, 42). The purified protein
fraction was then tested for its ability to bind to Tat and TAR in a
gel mobility shift assay (Fig. 1A). The
reason for using the C-terminally truncated CycT1
1 protein (amino
acids 1 to 333) instead of full-length CycT1 (CycT1FL) (amino acids 1 to 726) in this experiment will become clear shortly. CycT1
1
contains the conserved cyclin box (amino acids 1 to 272), the presence
of which is sufficient for binding to Cdk9 (2, 10, 34). It
also contains the TRM region important for Tat and TAR binding
(10).

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FIG. 1.
Requirement of ATP hydrolysis for formation of a stable
P-TEFb-Tat-TAR ribonucleoprotein complex. (A) The Cdk9-HA-CycT1 1
heterodimer was affinity purified from 293T cells transiently
transfected with an HA-tagged CycT1 1 cDNA by -HA IP followed by
HA peptide elution. The purified fraction containing the heterodimer
and free HA-CycT1 1 was incubated with 32P-labeled
wild-type TAR RNA (lanes labeled w) or the loop mutant TAR+31/+34
(lanes labeled m) in the absence ( ) or presence (+) of Tat and/or ATP
as indicated. The reactions were analyzed by EMSA. Lanes 9 and 12 also
contained anti-Cdk9 antibodies ( -Cdk9), which caused the retardation
of the Cdk9-HA-CycT1 1-Tat-TAR complex and also partially
destabilized the complex, probably because of the polyclonal nature of
the antibodies. (B) Silver-stained SDS-polyacrylamide gel showing the
presence of Cdk9-HA-CycT1 1 and free HA-CycT1 1 in the -HA IP
fraction (lane 1). A nonspecific protein (*) was revealed in a
control fraction prepared in parallel from untransfected 293T cells
(lane 2). (C) Free HA-CycT1 1 present in the -HA IP fraction
formed an ATP-independent complex with Tat and TAR in gel shift
reactions. Recombinant CycT1 1 (rT1 1) was used as a reference
(lanes 5 to 7) for determining the identity of the ATP-independent
complex formed with the -HA IP fraction (lanes 8 to 10). (D)
Requirement of ATP hydrolysis for P-TEFb-Tat-TAR assembly. All
reaction mixtures contained the -HA IP fraction, Tat, and
32P-labeled wild-type TAR RNA. [ -S]ATP was used in
place of ATP in lane 3.
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As shown in Fig. 1A, recombinant Tat protein interacted weakly with
both wild-type TAR RNA (lane 4) and the loop mutant TAR+31/+34 with
four nucleotide substitutions in the apical loop (lane 3), whereas the
-HA IP fraction containing Cdk9-HA-CycT1
1 showed no detectable
binding to either probe (Fig. 1A, lanes 5 and 6). Similar to the
findings with recombinant CycT1 (10, 37), the presence of
both Tat and the
-HA IP fraction in the same reaction mixture
resulted in the formation of a strong, TAR loop-dependent complex with
a mobility slower than that of the Tat-TAR complex (lanes 7 and 8). A
new loop-dependent complex located above the center line of the gel
(Fig. 1A, compare lanes 8 and 11) was produced when ATP was added to
the reaction mixture. Unlike the first two complexes, this
slow-migrating, ATP-dependent complex could be supershifted by
anti-Cdk9 antibodies (Fig. 1A, compare lane 12 with lane 9), indicating
the presence of Cdk9, most likely in the form of a Cdk9-CycT1
1
heterodimer, within this complex.
We also investigated the composition of the fast-migrating,
ATP-independent complex derived from the
-HA IP fraction. Since this
fraction was prepared from transfected cells overexpressing HA-CycT1
1, it probably contained both Cdk9-HA-CycT1
1 and free HA-CycT1
1. Indeed, when analyzed by SDS-PAGE and silver staining, this fraction was found to contain about twice more HA-CycT1
1 than
Cdk9 (Fig. 1B, lane 1). In a gel mobility shift assay (Fig. 1C), the
mobility of the ATP-independent complex derived from the
-HA IP
fraction was identical to that of the CycT1
1-Tat-TAR complex formed
with the recombinant CycT1
1 protein (Fig. 1C, compare lanes 6 and 7 with lanes 9 and 10). This finding, together with the observation that
the ATP-independent complex could not be supershifted by anti-Cdk9
antibodies, suggested that this complex was very likely derived from
the binding of free HA-CycT1
1 present in the
-HA IP fraction to
Tat and TAR. Taken together, these data revealed a major difference
between free CycT1 and the Cdk9-CycT1 heterodimer in that the latter
requires ATP to form a high-affinity P-TEFb-Tat-TAR ternary complex.
Most of cellular P-TEFb requires ATP hydrolysis for stable
interaction with Tat and TAR.
The stable association of
Cdk9-HA-CycT1
1 with Tat and TAR requires ATP hydrolysis and not
just simple ATP binding, because replacement of ATP in the binding
reaction mixture with a nonhydrolyzable form of ATP, [
-S]ATP,
largely inhibited complex formation (Fig. 1D, compare lanes 2 and 3).
Because P-TEFb is a Cdk-cyclin kinase complex, it is most likely a
protein phosphorylation event that results in the assembly of the
P-TEFb-Tat-TAR complex. To rule out the possibility that the
requirement of ATP was due to the loss of phosphates on P-TEFb during
cell lysis and the subsequent purification procedure, multiple
phosphatase inhibitors were used in the experiment. P-TEFb thus
purified still required ATP for high-affinity binding to Tat-TAR (data
not shown), suggesting that most of the cellular P-TEFb may lack the
key phosphorylation that is important for complex formation.
C-terminal truncation of CycT1 in addition to P-TEFb
phosphorylation stabilizes the P-TEFb-Tat-TAR complex.
The gel
mobility shift assay described above used P-TEFb complexes containing
the C-terminally truncated CycT1 molecule CycT1
1. To examine the
effect of the C-terminal region of CycT1 on ATP-dependent P-TEFb-Tat-TAR complex formation, we generated P-TEFb complexes containing HA-tagged CycT1FL (HA-CycT1FL) or a series of mutant CycT1s
with C-terminal deletions (HA-CycT1
1 to -
4) (Fig.
2A). These proteins were transiently
expressed in 293T cells and affinity purified by
-HA IP. Western
blotting indicated that deletions of the C-terminal region of CycT1 up
to position 333 did not affect its ability to interact with Cdk9 (Fig.
2B), consistent with the notion that the cyclin box of CycT1 is
sufficient for Cdk9 binding.

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FIG. 2.
The P-TEFb-Tat-TAR complex is stabilized by C-terminal
truncation of CycT1 in addition to P-TEFb phosphorylation. (A) Diagram
showing the domain structures of CycT1FL and the C-terminal truncation
mutant constructs CycT1 1 to - 4. The C-terminal boundary of TRM is
located between amino acids 250 and 262 at the C-terminal edge of the
conserved cyclin box domain (amino acids 1 to 272). The N-terminal
boundary of TRM is unclear. (B) The C-terminal truncation of CycT1 did
not affect its association with Cdk9. HA-CycT1FL or HA-CycT1 1 to
- 4 and their associated Cdk9 proteins were affinity purified from
293T cells transiently expressing the various HA-tagged CycT1 proteins
by anti-HA IP. The levels of Cdk9 and HA-CycT1 in these preparations
were analyzed by Western blotting with anti-Cdk9 and anti-HA
antibodies. A faint band right below CycT1FL is a nonspecific
cross-reactive protein. (C) Equal amounts of Cdk9-HA-CycT1FL and
Cdk9-HA-CycT1 1 to - 4 were tested for their abilities to form
ternary complexes with Tat and 32P-labeled wild-type (lanes
w) or the loop mutant (lanes m) TAR RNAs in a gel mobility shift
assay.
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Equal amounts of each complex were next analyzed in a gel mobility
shift assay. While removal of residues 334 to 726 in CycT1 (CycT1
1)
resulted in the formation of a strong, ATP- and TAR loop-dependent
complex (Cdk9-CycT1
1-Tat-TAR) (Fig. 2C, lanes 1 and 2), inclusion
of the C-terminal residues in CycT1
2, CycT1
3, CycT1
4, and
CycT1FL reduced the stability of the respective P-TEFb-Tat-TAR complexes (Fig. 2C, lanes 3 to 10). Compared to Cdk9-CycT1
1, Cdk9-CycT1FL displayed a very weak, albeit ATP- and loop-dependent, interaction with Tat and TAR (Fig. 2C, lanes 9 to 11). Similar inhibition of complex formation by the CycT1 C-terminal region was also
observed with free, recombinant CycT1
1 to -
4 and CycT1FL proteins
(data not shown) as well as with free CycT1 present in the
-HA IP
fraction (bottom half of Fig. 2C). Thus, both the C-terminal region of
CycT1 and the unphosphorylated state of P-TEFb inhibited
P-TEFb-Tat-TAR complex formation.
It is important to point out that P-TEFb complexes containing the
C-terminal region of CycT1 demonstrated somewhat higher affinity for
Tat than the complex (Cdk9-CycT1
1) without this region
(2). Thus, the C-terminal region inhibited P-TEFb-Tat-TAR formation not by disrupting the interaction between P-TEFb and Tat but
more likely by suppressing the interaction of the P-TEFb-Tat complex
with TAR RNA.
Autophosphorylation of Cdk9 is required for P-TEFb-Tat-TAR
complex formation.
Given the fact that high-affinity
P-TEFb-Tat-TAR assembly requires ATP hydrolysis, we wanted to confirm
that it is the Cdk9 kinase of P-TEFb and not some other contaminating
kinases or ATPases in the affinity-purified fraction which hydrolyzes
ATP and stimulates P-TEFb-Tat-TAR assembly. We prepared P-TEFb
heterodimers that contained either wild-type or a kinase-defective Cdk9
with a point mutation changing Asp167 to Asn (Fig.
3A). (Since the HA tag is appended to
Cdk9, no free CycT1 is present in these
-HA IP fractions.) Because
of the inhibitory activity of the CycT1 C-terminal region, a large
amount of wild-type P-TEFb containing CycT1FL was used to detect the
formation of the ternary complex (Fig. 3B, lanes 1 and 2). Compared to
wild-type P-TEFb, the kinase-defective Cdk9(D167N)-CycT1 heterodimer
failed to form a stable complex with Tat and TAR both in the presence
and absence of ATP (Fig. 3B, lanes 3 and 4). This binding defect, in
addition to the failure of this kinase-defective P-TEFb to
phosphorylate the Pol II CTD, probably contributed to its severe
deficiency in mediating Tat activation (42).

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FIG. 3.
Autophosphorylation of Cdk9 is required for efficient
P-TEFb-Tat-TAR complex formation. (A) P-TEFb complexes containing
either HA-tagged wild-type Cdk9 (WT) or a kinase-defective Cdk9 (D167N)
were affinity purified by -HA IP and normalized for their CycT1
levels by Western blotting with anti-CycT1 antibodies. (B) The kinase
activity of Cdk9 is required for P-TEFb-Tat-TAR formation. The two
P-TEFb complexes prepared for panel A were compared in a gel mobility
shift assay for forming P-TEFb-Tat-TAR complexes in the presence (+)
or absence ( ) of ATP. Since the HA tag was attached to Cdk9, no free
CycT1 was present in these -HA IP fractions. (C) Autophosphorylation
of P-TEFb is required for P-TEFb-Tat-TAR complex formation. Purified
Cdk9-HA-CycT1 immobilized on anti-HA antibody beads was incubated with
ATP in a kinase reaction mixture. Upon removal of ATP, the
phosphorylated complex was eluted from the beads and incubated with Tat
and 32P-labeled wild-type TAR RNA in a reaction mixture
without ATP. An equal amount of unphosphorylated P-TEFb was used as a
control. (D) Phosphorylation of CycT1 by Cdk9 is not required for
P-TEFb-Tat-TAR formation. Cdk9-HA-CycT1FL and Cdk9-HA-CycT1 1 to
- 4 complexes were prepared, and their levels were normalized as
described for Fig. 2B. Equal amounts of these complexes were analyzed
in in vitro kinase reactions. Note that HA-CycT 1 was not
phosphorylated by Cdk9. However, Cdk9-HA-CycT1 1 formed an
ATP-dependent complex with Tat-TAR.
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Since the Cdk9 kinase activity is important for P-TEFb-Tat-TAR
assembly, we wanted to confirm that autophosphorylation of P-TEFb, but
not its phosphorylation of Tat or TAR, is crucial for this process.
Instead of adding ATP directly to the incubation of P-TEFb with Tat and
TAR, Cdk9-HA-CycT1 purified from the stable cell line B4
(2) was immobilized on anti-HA antibody beads and subjected
to a kinase reaction. After extensive washes to remove ATP,
phosphorylated Cdk9-HA-CycT1 was eluted from the beads and incubated
with Tat and TAR in a reaction mixture without ATP. As shown in Fig.
3C, ATP-pretreated P-TEFb associated with Tat and TAR while the
unphosphorylated P-TEFb did not. Thus, autophosphorylation of P-TEFb is
critical for P-TEFb-Tat-TAR formation.
When the P-TEFb heterodimer undergoes autophosphorylation in vitro,
Cdk9 phosphorylates itself as well as the associated CycT1 molecule
(42). To determine whether autophosphorylation of Cdk9 or
its phosphorylation of CycT1 is critical for P-TEFb-Tat-TAR formation, we performed in vitro kinase reactions to compare the levels
of Cdk9 and CycT1 phosphorylation among P-TEFb complexes containing
HA-tagged CycT1 with different C-terminal deletions. All complexes were
normalized for their Cdk9 and CycT1 levels by immunoblotting with
anti-Cdk9 and anti-HA antibodies (Fig. 2B). While deletions of CycT1
C-terminal residues to position 333 did not affect the ability of Cdk9
to autophosphorylate, phosphorylation of CycT1 by Cdk9 gradually
diminished as more amino acids were deleted from the C terminus of
CycT1 (Fig. 3D). It is important to note that CycT1
1 was not
phosphorylated by Cdk9 (Fig. 3D, lane 1; refer to Fig. 2B, lane 1, for
the position of CycT1
1), probably because of a lack of
phosphorylation sites. Yet the complex containing this mutant
(Cdk9-HA-CycT1
1) can still be induced by phosphorylation to form a
stable P-TEFb-Tat-TAR complex (Fig. 1), indicating that the
phosphorylation of Cdk9 but not CycT1 is crucial for this process.
Autophosphorylation of Cdk9 does not affect P-TEFb-Tat binding but
induces conformational changes in P-TEFb for better TAR
recognition.
Autophosphorylation of Cdk9 may facilitate
P-TEFb-Tat-TAR formation by increasing the binding of P-TEFb to
either Tat protein or TAR RNA. To distinguish between these two
possibilities, we compared unphosphorylated, in vitro
autophosphorylated, and alkaline phosphatase-treated Cdk9-HA-CycT1
heterodimers (see Materials and Methods) for their abilities to
interact with wild-type GST-Tat(1-48) proteins. GST-Tat(1-48, C22G),
which contains a point mutation in the Tat activation domain, was used
as a control to demonstrate the specificity of the interaction. Western
blotting with anti-CycT1 antibodies indicated that autophosphorylation
of Cdk9-HA only minimally increased the binding of Cdk9-HA-CycT1 to
wild-type Tat (Fig. 4A, compare lanes 2 and 4) but that phosphatase treatment slightly decreased the binding
(compare lanes 2, 4, and 5). In contrast, adding the same amount of
phosphatase to a binding reaction mixture prior to the gel shift
electrophoresis inhibited the formation of the Cdk9-T1
1-Tat-TAR
complex but not the complex containing free T1
1 (T1
1-Tat-TAR)
(Fig. 4B). These results indicated that autophosphorylation of Cdk9 did
not significantly affect the P-TEFb-Tat interaction. Rather, it
probably enhanced the binding of the P-TEFb-Tat complex to TAR RNA to
facilitate P-TEFb-Tat-TAR complex formation.

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FIG. 4.
P-TEFb phosphorylation does not affect P-TEFb-Tat
binding but induces conformational changes in P-TEFb for better TAR
recognition. (A) Equal amounts of in vitro-phosphorylated P-TEFb
(Cdk9-HA-CycT1; lane 4), unphosphorylated P-TEFb (lanes 1 to 3), and
alkaline phosphatase (AP; 10 U)-treated P-TEFb (lane 5) complexes were
incubated with wild-type (WT) GST-Tat(1-48) proteins bound to
glutathione-Sepharose beads. After washes, the amount of P-TEFb bound
to Tat was examined by Western blotting with anti-CycT1 antibodies
( -CycT1). The GST-Tat(1-48, C22G) mutant protein, which contains a
point mutation in the Tat activation domain, was used as a control
(lane 3). (B) Alkaline phosphatase treatment inhibited the formation of
the Cdk9-T1 1-Tat-TAR complex but not the complex containing free
T1 1. The binding and gel shift conditions are the same as described
for lane 11 of Fig. 1A, except that 10 U of AP was included in the
binding reaction mixture in lane 3 prior to electrophoresis. (C) P-TEFb
phosphorylation resulted in changes in trypsin sensitivity in the CycT1
C-terminal region. Purified Cdk9-Flag-HA-CycT1 complexes were first
subjected to in vitro kinase reactions in the presence or absence of
ATP, and then trypsin was added to the reaction mixtures. The cleaved
products were detected by Western blotting with an anti-HA monoclonal
antibody ( -HA) which recognizes the HA tag at the N terminus of
CycT1. The position of a cross-reactive protein doublet is indicated by
an *.
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To explain the positive effect of Cdk9 autophosphorylation on the
binding of the P-TEFb-Tat complex to TAR RNA, we asked whether phosphorylation induces a conformational change in P-TEFb which may be
favorable for TAR recognition. Partial proteolysis was carried out on
phosphorylated and unphosphorylated P-TEFb consisting of HA-CycT1 and
Cdk9-Flag to look for phosphorylation-induced changes in
trypsin-sensitive sites. Cleaved fragments of HA-CycT1 were visualized
by Western blotting with anti-HA antibody. The patterns of CycT1
cleavage shown in Fig. 4C differed between the two forms of P-TEFb. In
general, more cleaved fragments in the range of 37 to 55 kDa and fewer
uncleaved HA-CycT1 fragments were observed with unphosphorylated P-TEFb
than with the phosphorylated form. However, a novel CycT1 fragment of
~48 kDa was observed only in phosphorylated P-TEFb. Since all the
cleaved CycT1 fragments contained an HA tag at their N termini, their
sizes allowed the mapping of the major trypsin-sensitive sites to a
region C terminal to the cyclin box. We were, however, unable to detect
trypsin-cleaved fragments of Cdk9-Flag by anti-Flag antibody Western
blotting under this condition (data not shown), probably because it was protected by the associated CycT1. Nevertheless, the observed alteration of trypsin sensitivity in the C-terminal region of CycT1
suggested a phosphorylation-induced conformational change in CycT1
and/or Cdk9, which probably exposes the TAR-binding surface in CycT1
for possible P-TEFb-TAR interaction.
The N- and C-terminal regions of CycT1 interact in an
intramolecular manner to inhibit P-TEFb-Tat-TAR complex
formation.
The data presented above suggested that P-TEFb needs to
overcome two separate barriers in order to bind TAR RNA in conjunction with Tat. The unphosphorylated state of Cdk9 constitutes the first barrier, which can be overcome through Cdk9 autophosphorylation. The
induced conformational change in P-TEFb probably facilitates P-TEFb-TAR binding. The second barrier resides in the C-terminal region of CycT1, which interfered with the binding of the P-TEFb-Tat complex to TAR RNA (Fig. 2C). To explore the mechanism for this inhibition, we asked whether the C-terminal region of CycT1 can fold
back to interact with the CycT1 N-terminal region, thereby masking the
TAR-binding surface. First, a GST pull-down assay was performed to test
the interaction of CycT1
1, which contains the N-terminal cyclin box
and its immediate flanking region (Fig. 2A), with GST-CycT1-C, which
contains a CycT1 C-terminal fragment (amino acids 402 to 701). As shown
in Fig. 5A, CycT1
1 was able to
interact with GST-CycT1-C but not with GST alone,
indicating a possible interaction between the N- and C-terminal regions
of CycT1.

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FIG. 5.
The CycT1 C-terminal region interacts with the
N-terminal region to inhibit P-TEFb-Tat-TAR complex formation. (A)
HA-tagged recombinant CycT1 1 proteins were incubated with equal
amounts of GST or GST-CycT1-C (CycT1 C-terminal fragment, amino acids
402 to 701) bound to glutathione-Sepharose beads. After washes, bound
CycT1 1 was detected by Western blotting with the anti-HA monoclonal
antibody 12CA5. Twenty percent of the CycT1 1 used in the binding
reaction mixture was shown as input. (B) Binding of CycT1-C to
recombinant CycT1 1 (rT1 1) and the Cdk9-CycT1 1 complex
(Cdk9/T1 1) in trans did not impede their interactions
with Tat and TAR. Recombinant CycT1 1 (~200 ng) or Cdk9-CycT1 1
(~300 ng) was incubated in the presence or absence of CycT1-C (~400
ng) for 10 min, followed by the addition of Tat (100 ng) and
32P-labeled TAR RNA. The reaction products were analyzed by
gel mobility shift assay. (C) Binding of CycT1-C to Cdk9-CycT1FL
disrupted the intramolecular interaction in CycT1 and stabilized the
P-TEFb-Tat-TAR complex. Reaction mixtures containing CycT1-C (~400
ng), Cdk9-CycT1FL (~300 ng), Tat (100 ng), TAR, and ATP were analyzed
as described for panel B. Lane 1' is an eight-times-longer exposure of
lane 1 and shows the position of Cdk9-CycT1FL-Tat-TAR in the gel.
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Assuming that the hypothetical intramolecular interaction in CycT1
indeed inhibits the P-TEFb-TAR interaction, two possible mechanisms
may account for this inhibition. The C-terminal region may directly
contact and block the TAR-binding surface located in the N-terminal
region, or it may contact a different N-terminal domain, but the
intramolecular interaction would create steric hindrance to prevent the
P-TEFb-TAR interaction. To distinguish between these two
possibilities, recombinant CycT1-C was added to gel shift reaction
mixtures to test its effect on the binding of free CycT1
1 or the
Cdk9-CycT1
1 heterodimer to TAR RNA. Adding CycT1-C in
trans did not inhibit TAR binding but rather resulted in a
further retardation in the mobilities of the two complexes (Fig. 5B,
lanes 4 to 7). In a control reaction, CycT1-C alone did not affect the
Tat-TAR interaction (Fig. 5B, lane 3). The lack of inhibition by
CycT1-C suggested that the binding surface between the CycT1 N and C
termini does not overlap with the TAR recognition surface. Furthermore,
when the N- and C-terminal regions were physically separated, their
interaction in trans no longer produced the steric hindrance
observed in the intact CycT1, and hence no inhibition was observed.
To further test the hypothesis that the intramolecular interaction
produces a steric hindrance that causes the autoinhibition of CycT1-TAR
binding, we attempted to disrupt this interaction by challenging
full-length P-TEFb (Cdk9-CycT1FL) with excess amounts of recombinant
CycT1-C. Compared with the weak P-TEFb-Tat-TAR complex formed in the
absence of CycT1-C (Fig. 5C, lane 1', an eight-times-longer exposure of
lane 1), binding of CycT1-C to Cdk9-CycT1FL resulted in a dramatic
enhancement of the P-TEFb-TAR interaction (compare lanes 1 and 2).
Thus, the autoinhibition of TAR binding can be relieved by the
disruption of the intramolecular interaction in CycT1 with CycT1-C.
These results are consistent with the notions that the C-terminal
region of CycT1 negatively regulates P-TEFb-Tat-TAR complex formation
through interacting with the N-terminal region and that this
intramolecular interaction sterically blocks the binding of the
P-TEFb-Tat complex to TAR.
The C-terminal region of CycT1 interacts with Tat-SF1 and Pol II in
HeLa nuclear extracts.
The above results indicated that the key to
relieving the second autoinhibition of P-TEFb-Tat-TAR complex
formation is to disrupt the intramolecular interaction in CycT1. Other
than by artificially disrupting this interaction by causing competition with recombinant CycT1-C or removing the C-terminal region, we investigated the possibility that the CycT1-associated proteins may
relieve the autoinhibition by interacting with and stabilizing the
C-terminal inhibitory region of CycT1. First, we examined whether the
C-terminal region of CycT1 may interact with components of a recently
characterized Pol II elongation complex (31). Equal amounts
of immobilized GST, GST-CycT1FL, GST-CycT1
1, and GST-CycT1-C
proteins were incubated with HeLa nuclear extracts, and their abilities
to bind to several known elongation factors and Pol II were analyzed by
immunoblotting. Small fractions of RNA Pol IIa and Tat-SF1 in the
nuclear extract were found to interact with CycT1FL and its C-terminal
region (Fig. 6A, lanes 5 and 9) but not
with the N-terminal region (CycT1
1; lane 7) or GST alone (lane 3).
Unlike Pol IIa and Tat-SF1, little SPT5 (a subunit of DSIF) or RAP30 (a
subunit of TFIIF) in the nuclear extract was found to associate with
CycT1 under this condition (Fig. 6A), although a weak interaction
between P-TEFb and DSIF was detected in a purified system (data not
shown).

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FIG. 6.
Tat-SF1 interacts with the C-terminal region of CycT1
and represses the autoinhibitory activity of this region. (A) The
C-terminal region of CycT1 interacted with Tat-SF1 and RNA Pol IIa in
HeLa nuclear extracts (NE). HeLa nuclear extracts were incubated with
equal amounts of GST, GST-CycT1FL, GST-CycT1 1, and GST-CycT1-C
proteins bound to glutathione-Sepharose beads. After washes, the bound
proteins were analyzed by Western blotting with antibodies specific for
Tat-SF1, Pol IIa, RAP30, and SPT5. Five percent of the nuclear extracts
used in the binding reaction mixture were shown as input. The
nonspecific bands shown in lanes 4 and 5 in anti-Tat-SF1 and anti-RAP30
antibody panels are cross-reactive bacterial proteins. (B)
Silver-stained SDS-polyacrylamide gel showing Flag-tagged Tat-SF1
affinity purified from transfected 293T cells. (C) Binding of Tat-SF1
to the C-terminal region of CycT1 enhanced the P-TEFb-TAR interaction.
Equal amounts of Cdk9-HA-CycT1FL (Cdk9/T1FL; lanes 1', 1, and 2) and
Cdk9-HA-CycT1 1 (Cdk9/T1 1; lanes 4 and 5) were incubated with
Tat, 32P-labeled TAR, and ATP in the presence or absence of
purified Tat-SF1. Reaction products were analyzed by gel mobility shift
assay. Lane 1' is an eight-times-longer exposure of lane 1 and shows
the position of Cdk9-T1FL-Tat-TAR.
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Binding of Tat-SF1 to the CycT1 C-terminal region stabilizes the
P-TEFb-Tat-TAR complex.
Since the CycT1 C-terminal region
interacts with Pol IIa and Tat-SF1, we investigated whether the
association with Tat-SF1 would stabilize the binding of the P-TEFb-Tat
complex to TAR. We affinity purified Flag-tagged Tat-SF1 protein from
transiently transfected 293T cells, and the purified protein was
analyzed by SDS-PAGE and silver staining (Fig. 6B). When tested in a
gel mobility shift assay, Tat-SF1 did not recognize TAR RNA by itself (data not shown) or in the presence of Tat (Fig. 6C, lane 3), in spite
of having two putative RNA recognition motifs (44). Because
of the strong autoinhibition caused by the intramolecular interaction
in CycT1, wild-type P-TEFb (Cdk9-CycT1FL) produced a very weak, albeit
ATP-dependent (data not shown), P-TEFb-Tat-TAR complex visible only
after a prolonged exposure of the autoradiogram (Fig. 6C, lane 1' is an
eight-times-longer exposure of lane 1). Importantly, preincubation of
Flag-tagged Tat-SF1 with P-TEFb supershifted the P-TEFb-Tat-TAR
complex and significantly enhanced the assembly of a multiprotein
complex that most likely contained Tat-SF1, Cdk9-CycT1FL, Tat, and TAR
(Fig. 6C, lane 2). The involvement of Tat-SF1 in forming this
supershifted complex was also revealed by the observation that
inclusion of anti-Flag or anti-Tat-SF1 antibody in the binding reaction
mixture inhibited the complex formation (data not shown). This
stimulatory effect of Tat-SF1 depended on the presence of ATP in the
reaction mixture, suggesting that Tat-SF1 cannot overcome the first
autoinhibitory step in P-TEFb, which is relieved only through Cdk9
autophosphorylation. In the same reaction as that shown in lane 2 of
Fig. 6C, Tat-SF1 also interacted with and increased the binding to TAR
RNA by free CycT1 (CycT1FL) present in the
-HA-CycT1 IP fraction.
As predicted, the cooperative TAR binding promoted by Tat-SF1 requires
the C-terminal region of CycT1, as Cdk9-CycT1
1 interacted strongly
with Tat and TAR independently of Tat-SF1 (Fig. 6C, lanes 4 and 5).
These results demonstrated an important role of Tat-SF1 in overcoming the intramolecular inhibition in CycT1 by binding to the CycT1 C-terminal region. In contrast to Tat-SF1, inclusion of purified calf
thymus RNA Pol II in a binding reaction mixture did not lead to an
enhanced binding of P-TEFb to Tat-TAR (data not shown).
We noticed that the stimulation of complex formation by Tat-SF1 did not
reach the level attained by the deletion of the CycT1 C-terminal region
(Fig. 6C, compare lane 2 with lanes 4 and 5). Assuming that the
affinity of Cdk9-CycT1FL for Tat-TAR during transcription would reach
the same level attained by Cdk9-CycT1
1, it is possible that other
cellular factors may need to work together with Tat-SF1 to fully
stabilize the P-TEFb-Tat-TAR complex.
The C-terminal region of CycT1 is required for efficient HIV-1
transcriptional elongation.
The binding of the CycT1 C-terminal
region to Pol II and Tat-SF1 and the requirement of this region for the
assembly of a multiprotein complex at TAR RNA suggested that this
region may be important for basal and Tat-activated HIV-1
transcription. We analyzed the abilities of Cdk9-CycT1FL and
Cdk9-CycT1
1 to mediate Tat activation in HeLa nuclear extracts
immunodepleted of the endogenous P-TEFb. Immunoblotting analysis
indicated only a trace amount of P-TEFb left in the depleted extract
(data not shown), which was probably responsible for the very low level of HIV-1 transcription observed in this extract (Fig.
7B, lanes 1 and 2). Supplementing the
depleted extract with two concentrations (1× and 3×) of wild-type
P-TEFb (Cdk9-CycT1FL) allowed Tat to specifically increase the level of
transcripts elongating beyond 1,000 nucleotides from an HIV-1 promoter
containing the wild-type TAR element (pHIV+TAR-G400
[43]) but not from an internal control promoter with a
mutant TAR (pHIV
TAR-G100) (Fig. 7B, lanes 5, 6, 9, and 10). The
reduced fold of Tat activation as a result of more P-TEFb (3×) being
added to the reaction mixture (2.8-fold in lanes 5 and 6 versus
6.1-fold in lanes 9 and 10 after normalization to internal controls)
was probably due to an efficient elongation mediated by high levels of
P-TEFb, which partially bypassed the requirement for Tat.

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FIG. 7.
The C-terminal region of CycT1 is required for
efficient HIV-1 transcriptional elongation. (A) P-TEFb complexes
containing either HA-tagged CycT1 1 or CycT1FL were normalized for
their Cdk9 and CycT1 levels by Western blotting with anti-Cdk9 and
anti-HA antibodies. (B) Equal amounts of the two P-TEFb complexes were
added to transcription reaction mixtures containing P-TEFb-depleted
HeLa nuclear extracts (NE) as well as the DNA templates pHIV+TAR-G400
and pHIV TAR-G100 in the presence (+) or absence ( ) of Tat protein.
The amount of P-TEFb analyzed in lanes 3 to 6 was three times (3×)
higher than that in lanes 7 to 10. +TAR-G400 and TAR-G100 are RNase
T1-resistant RNA fragments transcribed from the two G-less
DNA cassettes (400 and 100 bp) inserted, respectively, into
pHIV+TAR-G400 and pHIV TAR-G100 at a position 1 kb downstream of
the HIV-1 promoter region.
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Compared with the same amount of wild-type P-TEFb, the ability of
Cdk9-CycT1
1 to mediate basal, TAR-independent HIV-1 transcription decreased by about 14-fold (Fig. 7B, compare the
TAR-G100 signals between lane 3 and lane 5). Meanwhile, the Tat-specific and
TAR-dependent transcription mediated by Cdk9-CycT1
1 decreased by up
to sixfold (compare the +TAR-G400 signals between lane 8 and lane 10;
the decrease was threefold between lanes 4 and 6, which contained 3×
P-TEFb). Because of the more severe reduction in basal activity, the
fold of Tat activation supported by Cdk9-CycT1
1 was slightly better
than that supported by wild-type P-TEFb.
These results indicated that the C-terminal region of CycT1 is crucial
for basal HIV-1 transcription, as this domain may mediate the
interaction of P-TEFb with Tat-SF1, Pol II, and perhaps other components of the elongation apparatus. The lack of stable interaction between Cdk9-CycT1
1 and the elongation apparatus may result in inefficient phosphorylation of the Pol II CTD and hence a marked reduction in basal elongation. These results are consistent with the
previous findings that truncation of the C-terminal region of
Drosophila CycT1 reduced the basal activity to about 10%
(33, 34).
Our data also indicated that the CycT1 C-terminal region is important
for Tat-specific and TAR-dependent HIV-1 transcription, although it has
a less pronounced effect than in basal elongation. Unlike in the
Tat-independent elongation process, it is possible that the presence of
Tat can at least recruit Cdk9-CycT1
1 to the HIV-1 promoter (Fig.
2C), and the existence of alternative weak interactions between the
Cdk9-CycT1
1-Tat-TAR complex and the general elongation apparatus
independent of the CycT1 C-terminal region may be responsible for the
observed weak Tat-specific transcription mediated by Cdk9-CycT1
1.
Previous reports of the associations of Tat with the Pol II holoenzyme
(4, 31) and Tat-SF1 (44) may provide such
alternative interactions.
It is important to note that adding an amount of Cdk9-CycT1
1 about
three times larger than that of endogenous P-TEFb in HeLa nuclear
extract into P-TEFb-depleted reaction mixtures (lanes 3 and 4 of Fig.
7B) appeared to further strengthen these alternative interactions,
leading to a diminished requirement of the CycT1 C-terminal region for
efficient Tat-specific transcription (compare lanes 4 and 6). In
agreement with this observation, overexpression of C-terminally
truncated human CycT1 in rodent cells has been shown to support
Tat-dependent HIV-1 transcription with full to about half the capacity
of full-length CycT1 (10, 16).
 |
DISCUSSION |
The formation of a TAR loop-dependent P-TEFb-Tat-TAR complex is
essential for Tat-specific and TAR-dependent stimulation of HIV-1
transcription. The data presented here provide a mechanistic view of
how a high-affinity P-TEFb-Tat-TAR complex is assembled. Interestingly, assembly of this complex is a regulated process involving the relief of two autoinhibitory mechanisms in P-TEFb. Most
of the P-TEFb heterodimers isolated from human cells appear to be
intrinsically inactive in forming stable P-TEFb-Tat-TAR complexes.
P-TEFb undergoes conformational changes in at least two controlled
steps and requires the help from another elongation factor(s) in order
to form a high-affinity complex on TAR RNA.
Previous alanine-scanning mutagenesis of the CycT1 TRM identified
residues that are critical for the interaction with Tat and others that
are required specifically for binding of the Tat-CycT1 complex to TAR
RNA (10). Thus, the CycT1 TRM makes independent contacts
with Tat and TAR. As depicted in the diagram shown in Fig.
8, the data presented here are consistent
with the model that the TRM subdomain required for P-TEFb-TAR
interaction is blocked, either directly or indirectly, by both
unphosphorylated Cdk9 and the C-terminal region of CycT1, which folds
back to interact with the N-terminal region. In contrast, the part of
TRM specific for Tat binding appears to be accessible irrespective of
the phosphorylation state of Cdk9 (Fig. 4A) and the intramolecular
interaction in CycT1 (2). Relief of the first autoinhibition
requires Cdk9 autophosphorylation, which alters the conformation in
CycT1 and/or Cdk9 and unmasks the critical TRM subdomain for possible
interaction with TAR RNA. It is interesting that a mutant P-TEFb with a
kinase-defective Cdk9 subunit was incapable of forming a stable complex
with Tat and TAR (Fig. 3C), suggesting that the failure of this mutant elongation factor to mediate Tat activation is not simply due to its
defective CTD kinase activity (42) but rather to its inability to bind TAR RNA and to be recruited to the HIV promoter at an
earlier stage.

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FIG. 8.
Model for the assembly of the P-TEFb-Tat-TAR complex
through relief of two built-in autoinhibitory mechanisms in P-TEFb. See
the text for details. It is important to point out that in this diagram
the order of events depicted between the first and last steps is purely
hypothetical.
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Autophosphorylation of Cdk9 only partially exposes the subdomain of TRM
for TAR recognition (Fig. 8). The efficient interaction between P-TEFb
and TAR RNA also requires suppression of the autoinhibitory activity of
the CycT1 C-terminal region. The intramolecular interaction of the
CycT1 C-terminal region with the N-terminal half probably creates
steric hindrance that blocks the access to TRM by TAR RNA (Fig. 8). To
disrupt this intramolecular interaction and relieve the autoinhibition,
transcription elongation factor Tat-SF1 interacts with the C-terminal
region and markedly enhances the binding of the Tat-SF1-P-TEFb-Tat
complex to TAR RNA (Fig. 6C). However, the effect of Tat-SF1 did not
approach the level attained by the deletion of the CycT1 C-terminal
domain. One possibility is that another cellular factor(s) (Fig. 8)
works together with Tat-SF1 to fully stabilize the complex. Indeed, in
addition to Tat-SF1, the CycT1 C-terminal region was also shown to
interact with Pol IIa and perhaps other components of the Pol II
elongation apparatus. Upon its release from the intramolecular
interaction, this region may function as a bridge linking the
P-TEFb-Tat-TAR ternary complex with the basal elongation apparatus.
In support of this model, when a physiological amount of P-TEFb was
analyzed in transcription reactions, the C-terminal region of CycT1 was
found to be required for both basal and Tat-activated HIV-1
transcription (Fig. 7), although other minor interactions between the
P-TEFb-Tat-TAR complex and the basal elongation apparatus may also
contribute to the assembly of a highly processive, multicomponent Pol
II elongation machinery (Fig. 8). Tat-SF1 was biochemically identified
as a Tat-specific cellular cofactor (44). Our results
provide a plausible explanation for the Tat-specific elongation
activity of this factor. Since Tat-SF1 binds to Tat and contains two
RNA recognition motifs (44), future experiments are
necessary to determine whether these properties of Tat-SF1 contribute
to cooperative TAR recognition by Tat-SF1, P-TEFb, and Tat.
Autoinhibition, involving intramolecular interactions that negatively
regulate the function of otherwise autonomous modules, is observed in
many transcription factors (for a review, see reference 14). For instance, SNAPc, a core promoter-binding
factor required for transcription of RNA Pol II and Pol III snRNA
promoters, was shown to have an autoinhibitory C-terminal region that
represses the binding of SNAPc to DNA (28). Interestingly,
like the derepression effect mediated by the interaction of Tat-SF1
with P-TEFb, repression of SNAPc DNA binding can be relieved by the
interaction of SNAPc with the Oct-1 POU domain that promotes
cooperative binding. Other examples of transcription factors with
built-in negative control of DNA binding include Escherichia
coli
70 (7) and the largest subunit of
TFIID from both Drosophila and yeast (21, 22).
The similarities between P-TEFb and these transcription factors suggest
the existence of a common autoinhibition and derepression mechanism to
ensure specific and stable interactions of these transcription factors
with either RNA recognition sequences or promoter DNA.
We noticed that most of the Cdk9-CycT1 isolated from stably transfected
human 293 cells required an in vitro autophosphorylation step to form
stable P-TEFb-Tat-TAR complexes, implying the lack of a key Cdk9
phosphorylation that is important for complex formation. It is not
clear what effect this may have on the general and Tat-specific elongation activity of P-TEFb in vivo. Nevertheless, our observations raise an interesting possibility that the regulation of Cdk9
phosphorylation may provide a novel control step for Tat activity and
HIV-1 transcription in infected cells. Future experiments to map and
mutate the phosphorylated residue(s) in Cdk9 and to test the activity
of the mutant construct(s) in HIV-1 transcription may allow us to test
this possibility.
Although our purified in vitro system permits autophosphorylation of
only Cdk9, Cdk9 can theoretically be phosphorylated and activated by
other kinases in vivo. During the activation of peripheral blood
lymphocytes and differentiation of promonocytic cell lines, both of
which are relevant for HIV infection, a dramatic increase in HIV-1 gene
expression (12) as well as P-TEFb kinase activity has been
observed (12, 15, 40). The induction of P-TEFb activity has
been attributed to an increase in Cdk9 and CycT1 levels in activated
peripheral blood lymphocytes and an increase of CycT1 in differentiated
monocytes (12, 40). However, the pharmacological reagents
(phorbol esters, ionomycin, and phytohemagglutinin) used to treat the
cells are known to activate a spectrum of protein kinases, one of which
may in turn phosphorylate Cdk9, stabilize the P-TEFb-Tat-TAR complex,
and increase the Tat-specific activity of P-TEFb. Besides cellular
kinases that may modulate P-TEFb activity, specific phosphatases may
also be regulated to maintain appropriate levels of phosphorylated
P-TEFb in vivo in response to environmental stimuli and perhaps also
during the cell cycle. Since induction of P-TEFb activity in activated
T cells and differentiated macrophages may contribute directly to high
levels of HIV-1 transcription and the escape from latency of
transcriptionally silent proviruses (15), it is important to
investigate whether induction of P-TEFb phosphorylation may contribute
directly to these processes.
 |
ACKNOWLEDGMENTS |
We thank K. Luo and S. Stroschein for valuable comments on the
manuscript and K. Henning for technical support. We also thank members
of the Zhou and Luo laboratories for fruitful discussions.
This work was supported by grants from the National Institutes of
Health (AI-41757), the University of California Universitywide AIDS
Research Program (R97-B-113), and the U.S. Army Breast Cancer Research
Program (DAMD17-96-1-6137) to Q.Z.
 |
FOOTNOTES |
*
Corresponding author. Mailing address: Department of
Molecular and Cell Biology, 206 Stanley Hall, no. 3206, University of California, Berkeley, Berkeley, CA 94720. Phone: (510) 643-1697. Fax:
(510) 643-9290. E-mail: qzhou{at}uclink4.berkeley.edu.
 |
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