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Molecular and Cellular Biology, November 2000, p. 8290-8301, Vol. 20, No. 21
0270-7306/00/$04.00+0
Copyright © 2000, American Society for Microbiology. All rights reserved.
Participation of the C-Terminal Domain of RNA
Polymerase II in Exon Definition during Pre-mRNA Splicing
Changqing
Zeng and
Susan M.
Berget*
Verna and Mars McLean Department of
Biochemistry and Molecular Biology, Baylor College of Medicine,
Houston, Texas 77030
Received 23 June 2000/Returned for modification 21 July
2000/Accepted 8 August 2000
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ABSTRACT |
Interaction between transcription and pre-mRNA processing via
binding of polymerase II (Pol II) to factors involved in capping, splicing, and polyadenylation has recently been demonstrated. The
C-terminal domain (CTD), a highly phosphorylated repeat sequence of the
largest subunit of Pol II, has been implicated in this interaction
because deletion of this domain affects downstream RNA processing
events and because it is the binding site for numerous processing
factors. Here we show that recombinant CTD, free of other components of
Pol II, activated in vitro splicing and assembly of the spliceosome in
nuclear extracts if, and only if, the assayed precursor RNA was
recognized via exon definition, i.e., if the substrates contained
complete exons with both 3' and 5' splice sites. Furthermore, depletion
of intact Pol II inactivated splicing of this set of precursor RNAs and
addition of recombinant CTD restored activity. The added recombinant
CTD was quickly hyper- and hypophosphorylated in extract, became
associated with the precursor RNA, and stimulated the association of U1
snRNPs but not ASF/SF2 with substrate RNA. These observations suggest
that the mode of interaction between the CTD and splicing factors is integrally tied to exon definition and the mechanism whereby distal exons can be recognized and brought into juxtaposition during assembly
of the spliceosome.
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INTRODUCTION |
Recent reports have suggested the
involvement of polymerase II (Pol II) in the splicing and
polyadenylation steps of mRNA production (reviewed in references
3, 11, 18, 34, 42, and 43).
Critical findings bolstering this hypothesis were observations that in
vivo expression of a form of Pol II lacking the full-length C-terminal
domain (CTD) of the largest subunit partially depressed capping,
splicing, and polyadenylation of pre-mRNA (30, 31). The
mammalian CTD, consisting of 52 imperfect repeats of the consensus sequence YSPTSPS (reviewed in reference 10), has the
capacity to bind to known polyadenylation factors and has been shown to activate in vitro polyadenylation reactions (22, 30).
Similarly, the CTD binds capping enzymes, snRNPs, and serine-arginine
(SR)-like proteins (8, 9, 23, 26, 31, 33, 38, 47, 48). Even
more striking, the ability of an SR protein to affect exon inclusion
has been shown to be promoter dependent, suggesting a tight link
between transcription and alternative splicing (12).
Purified Pol II activates splicing in an in vitro system uncoupled from
transcription by using a cytoplasmic S100 extract supplemented with
recombinant SR proteins (22), suggesting a direct role for
Pol II in splicing in this system. A recombinant CTD fragment of the
Pol II large subunit would not function in these assays, suggesting
involvement of other portions of Pol II during interactions between
transcription and splicing. The CTD itself, however, in the form of
short peptides has been shown to inhibit both in vitro and in vivo
splicing. Anti-CTD antibodies also inhibit splicing (15,
48), supporting a role for the CTD in the communication between
Pol II and components of the splicing machinery.
A role for Pol II in pre-mRNA splicing must accommodate the need for
multiple rounds of splicing per precursor RNA and the need to link
exons located distally on the precursor. In mammalian pre-mRNAs,
introns are usually quite large and exons are much smaller. Experiments
with model precursor RNAs have suggested that the exon is used as the
unit of initial recognition in such precursor RNAs via interactions
between the factors that recognize the 3' and 5' splice sites of
internal exons, the cap and 5' splice site of 5'-terminal exons, and
the 3' splice site and poly(A) site of 3'-terminal exons in a process
termed exon definition (reviewed in references 4, 6,
and 40). The CTD becomes an attractive target as a
mediator of exon definition by virtue of its uncommon repetitive
structure and its ability to bind snRNPs and SR-related proteins
(26, 48). To test this idea within a nuclear context, we
asked if addition of recombinant mammalian CTD could affect in vitro
splicing of substrate RNAs. The utilized precursor RNAs comprised a set
containing the same 3' and 5' splice site sequences differing only in
their intron-exon architecture and their ability to access exon
definition because of the presence of intact exons. We observed a
consistent three- to fivefold activation of spliceosome assembly and
splicing activity by using substrates that contained complete internal
exons and which therefore could be recognized by exon definition. In
contrast, no activation was observed using substrates that lacked
complete internal exons and in which pairs of splice sites could
necessarily be found only in an intronic polarity. In support for a
direct role for the CTD in exon recognition, partial depletion of Pol
II from a nuclear extract depressed the splicing of the same
exon-definition-dependent substrate RNAs but had little impact on
substrates not accessing exon definition. Addition of recombinant CTD
restored activity to the depleted extracts. Furthermore, the
supplemental recombinant CTD became stably associated with the
assembled spliceosome, suggesting a direct role in assembly. These
results suggest that the CTD may be a stage for exon recognition and
hold exons until subsequent exons are recognized and can be ligated.
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MATERIALS AND METHODS |
Plasmids and antibodies.
The utilized CTD-gluathathione
S-transferase (CTD-GST) expression construct was kindly
supplied by Bill Dynan (Medical College of Georgia). Recombinant CTD
and GST were purified from Escherichia coli lysates by
chromatography using glutathione columns (Pharmacia). Protein eluates
of the recombinant CTD were concentrated to ~3 mg/ml by
centrifugation in a Biomax-Ultrafree filter device (Millipore). Monoclonal antibodies (MAbs) 8WG16, H5, and H14 were previously described by Thompson et al. (45) and Bregman et al.
(7).
The precursor RNA constructs in this study contain sequences derived
from the human adenovirus type 2 late transcription unit and are based
on the MINX construct made in our laboratory (41). The
two-intron construct Ad 100 and MT16 Short (MT16-S) substrates were
described previously (44). The MT16 Long (MT16-L) construct is an extension of MT16-S at its incomplete third exon with the addition of an EcoRI-HindIII fragment from
MINX that contains a 5' splice site. Ad 600 is an intronic expansion at
the HindIII site of Ad 100 with an insertion of 500 nucleotides derived from human hypoxanthine phosphoribosyltransferase
intron 1.
In vitro RNA processing.
32P-labeled precursor
RNAs were in vitro transcribed by SP6 RNA polymerase (Gibco-BRL).
Precursors were capped during synthesis in the presence of diguanosine
triphosphate. Standard in vitro splicing assays using HeLa nuclear
extracts were described previously (41). To observe the
maximum effect of the Pol II CTD, HeLa nuclear extract was reduced to a
final concentration of 14% in all assays. Unless otherwise specified,
reactions contained 100 pmol of purified recombinant full-length
CTD-GST or GST. Assembled spliceosome complexes under splicing
conditions were analyzed by the addition of heparin to a final
concentration of 2 mg/ml and electrophoresis on native RNP gels.
Immunodepletion.
Three Pol II CTD-specific antibodies were
combined for immunodepletion of endogenous Pol II from HeLa nuclear
extracts. MAb 8WG16 (immunoglobulin G [IgG]) was directly bound to
protein G-Sepharose beads. After a wash with phosphate-buffered saline,
antibody and beads were cross-linked in the presence of dimethyl
pimelidate (Pierce) for 30 min as previously described (19).
To cross-link IgM antibodies H5 and H14, a rabbit anti-mouse IgM
antibody was first bound to protein A-Sepharose beads and then H5 and
H14 were added to react with anti-IgM. This sandwich binding was then
conjugated to beads by addition of dimethyl pimelidate. Immobilized
CTD-specific IgG and IgM antibodies were then mixed in a 1:1 ratio for
immunodepletion. The same binding and cross-linking protocols were used
in the mock depletion experiments to control for extract proteins
capable of binding to both of the utilized IgG and IgM antibodies. Two sets of nonspecific antibodies containing both IgG and IgM in each
group were cross-linked to protein G and protein A beads. In set 1, mouse anti-tubulin Tu9B (IgG) and 5H1 (IgM) were employed, and in set
2, purified mouse IgG (Jackson Immuno-Research) and IgM (Sigma) were
used. For immunoabsorption, HeLa nuclear extract was diluted 1:1 with
water and was then added to premixed antibody-beads (3:1, vol/vol) with
gentle shaking at 4°C for 20 min. At the end of the depletion,
absorption mixtures were allowed to sit in ice for sedimentation for at
least 15 min and the supernatants were utilized as depleted nuclear
extracts. The bead pellets were washed five times with NET buffer (0.15 M NaCl, 0.05 M Tris [pH 7.9], 0.05% NP-40, and 2 mM EDTA) and were
used as antibody-bound fractions.
Immunoprecipitation.
For immunoprecipitation using MAbs
against ASF/SF2 or U1 70-kDa protein, antibodies were prebound to
protein G-Sepharose. Splicing reaction mixtures diluted with NET buffer
were transferred to antibody-beads and incubated at 4°C with gentle
rocking for 1.5 to 4 h. For immunoprecipitation using the antibody
against the GST tag, purified anti-GST antibody (1 µg/µl; Zymed)
was directly added to splicing reaction mixtures containing
32P-labeled precursors at required time points. After
incubation in ice for 20 to 60 min, 15 µl of standardized Pansorbin
cells (Calbiochem) was added to each reaction mixture for another 20 min of incubation in ice. The reaction mixture was then diluted with
NET buffer to 400 µl and was gently rocked at 4°C for 1.5 to 4 h. Final immunocomplexes were extensively washed with NET buffer, and
RNA was resolved on a 5% denaturing acrylamide gel. The precipitated
RNA bands were quantified using PhosphorImager SI (Molecular Dynamics).
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RESULTS |
Full-length recombinant mammalian CTD activates in vitro
splicing.
A few years ago it was demonstrated that short peptides
containing eight CTD consensus repeat units were inhibitory to in vitro
splicing (48). While trying to reproduce these studies using
a full-length recombinant murine Pol II fragment containing the entire
CTD sequence with its 52 consensus repeats linked to GST, we noticed an
enhancement of in vitro splicing rather than inhibition (Fig.
1). Using standard in vitro splicing
extracts from HeLa cells and a two-exon precursor RNA derived from
adenovirus, a consistent three- to fivefold activation of splicing was
observed in comparison with the control. Both products and
intermediates of the splicing reaction were affected by addition of
recombinant CTD. The addition of recombinant CTD did not shorten the
time required for the initial appearance of lariat exon 2. It did, however, increase the amount of observable lariat exon 2, suggesting that the presence of the CTD facilitates recruitment of more precursor RNA into productive complexes. Enhancement by a fragment of Pol II
suggested that the CTD can activate RNA processing, at least in part
independently of the rest of the enzyme. Interestingly, instead of
being an antagonist of native Pol II as was observed with short
peptides, the recombinant full-length CTD fragment appears to provide a
simplified substitute for Pol II during in vitro RNA splicing.

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FIG. 1.
Supplemental recombinant CTD-GST stimulates in vitro
splicing. (A) Gel of a time course of a standard splicing reaction
using the Ad 600 substrate (diagrammed in panel B) and extract
preincubated for 15 min with 100 pmol of recombinant CTD-GST or GST
under splicing conditions at room temperature. At 15, 22.5, 30, 37.5, and 45 min, RNAs were removed and displayed on 5% denaturing gels. The
intermediate and product RNAs of the splicing reaction mixture are
indicated. Different vertical portions of the same gel are juxtaposed
to permit display of a larger image. (B) Quantification of the
appearance of spliced product RNA (y axis) at each time
point (x axis) from three parallel experiments.
Radioactivity in individual RNA bands was measured using the
PhosphorImager, and the percentage of spliced product RNA was plotted.
Bars, 1 standard deviation.
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The experiment in Fig.
1 used recombinant GST as a control for the
GST-tagged recombinant CTD. Similar results were observed
using other
proteins, such as bovine serum albumin, as a control.
Ideally, one
would like to use mutant CTD controls. However, given
the repeated
nature of the CTD, particularly the extremely high
number of amino acid
sites being potentially phosphorylated, construction
of an appropriate
mutant full-length CTD was problematic. As demonstrated
below, the
ability of recombinant GST-CTD to affect splicing activity
was
substrate specific. Thus, compared to the same control proteins,
recombinant GST-CTD was able to affect the splicing activity of
only
some of the tested substrates. The utilized substrates were
a related
set with identical splice sites and intron and exon
sequences that
differed only in their architecture. Any potential
artificial
activation of splicing by recombinant CTD would not
be predicted to
differ among this set of substrates. Therefore,
we considered the
observed activation of splicing by the GST-CTD
to be interesting enough
to warrant further
investigation.
Pol II is required for maximal in vitro splicing in nuclear
extracts.
Observation of enhancement of splicing by addition of
recombinant CTD suggested that native Pol II may actively participate in in vitro splicing via its CTD. To examine this possibility, we asked
if addition of antibodies specific for endogenous Pol II could deplete
splicing activity in a fashion that could be rescued by addition of
recombinant CTD. We performed immunodepletion experiments targeting all
forms of nuclear Pol II using a mixture of immobilized Pol II
antibodies 8WG16, H5, and H14 (Fig.
2). As detected by
immunoblotting, significant amounts of endogenous Pol II were removed
from nuclear extract by this immunoabsorption protocol (Fig. 2B).
Because antibody 8WG16 is IgG and both H5 and H14 are IgM, multiple
control immunodepletions were performed using both IgG and IgM
nonspecific antibodies. To ensure that the depletions were not removing
constitutive splicing factors, we examined the levels of remaining
proteins that were reactive with Sm- and SR-specific antibodies.
Although slight depressions in the amounts of both Sm and SR proteins
were detected, the bulk of these factors remained following
immunoabsorption.

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FIG. 2.
Partial depletion of Pol II depresses in vitro splicing,
and activity can be rescued by addition of recombinant CTD-GST. (A)
Splicing of Ad 600 after immunodepletion of Pol II from HeLa extracts
and addition of complementing proteins. Extract was absorbed on
Sepharose beads to which either Pol II antibodies or two different
mixtures of control IgG and IgM antibodies were bound. To ensure
removal of multiple forms of Pol II that differ in phosphorylation and
therefore recognition by existing Pol II CTD-specific antibodies,
multiple Pol II antibodies were used simultaneously (see Materials and
Methods). The partially depleted nuclear extracts were assayed for
splicing activity in the absence or presence of complementing
recombinant CTD-GST or GST. *, experimental samples using extracts
with a partial depletion of Pol II; lanes 1, 2, and 6, control
depletions. Antibodies used in immunoabsorption are indicated above the
panel: lane 1, mouse anti-tubulin antibodies Tu9B (IgG) and 5H1 (IgM);
lane 2, commercial purified mouse IgG and IgM; lanes 3 to 5, mouse
anti-Pol II antibodies 8WG16 (IgG), H5 (IgM), and H14 (IgM); lane 6, beads alone. Complementing CTD-GST or GST (100 pmol) was added to
reaction mixtures in lane 4 or 5, respectively. Following a 15-min
preincubation, Ad 600 splicing substrate RNA was added, and the
reaction was continued for 40 min. Different vertical portions of the
same gel are juxtaposed to permit display of a larger image. Reaction
products and intermediates are indicated. (B) Detection of nuclear
factors in immunodepleted extracts by immunoblotting. Extract was
depleted using one of four antibody mixtures bound to beads as
indicated above the H5 blot (the anti-Pol II antibodies contained the
same mixture of antibodies as that in panel A). The supernatants from
the depletions were tested for the presence of different proteins by
Western blotting. The different forms of Pol II in the depleted extract
were assayed using the H5, H14, or 8WG16 antibodies in separate
blottings as indicated. Sm-containing snRNP proteins (the snRNP B and
B' protein region of the gel is shown) or SR proteins reactive with the
104 MAb were detected in the indicated blots. Lane numbers on each
blot used the same depleted extracts as indicated on the H5 blot; thus,
lane 3 (indicated by stars) on each blot corresponds to the supernatant
from the immunodepletion using antibodies specific for Pol II. For the
H5 blot, both supernatant and bound fractions were assayed by blotting.
Lanes 1 to 4, nuclear extract supernatants after absorption on the
indicated antibodies; lane 5, nuclear extract without immunoabsorption;
lanes 6 to 9, proteins bound to the antibody beads. Equal amounts of
nuclear extract were loaded in all lanes.
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The partially depleted extracts were tested for their ability to
support splicing of an adenovirus-based precursor RNA (Ad
600, the
substrate utilized in Fig.
1) both in the presence and
in the absence
of supplemental recombinant CTD-GST or GST. As
shown in Fig.
2A,
splicing of Ad 600 significantly decreased using
the partially depleted
nuclear extract (Fig.
2, compare lane 3
to lanes 1 or 2).
Supplementation of the depleted extract with
recombinant CTD resulted
in recovery of splicing activity to the
level seen in the control
depletions (compare lanes 3 and 4).
Addition of GST alone had no
ability to rescue splicing (compare
lanes 3 and 5). These data provide
supporting evidence that nuclear
Pol II participates in splicing and
that recombinant full-length
CTD fragment can supply this
function.
Enhancement of RNA processing by recombinant CTD is exon definition
dependent.
During this study, we tested the effect of
supplementation of nuclear splicing extract with recombinant CTD by
using a variety of precursor RNAs. Stimulation of in vitro splicing by
the CTD was limited to only a subset of the utilized pre-mRNAs. For
certain substrates, the CTD had no effect on splicing. One
representative of the nonreactive substrates is MINX, shown in Fig.
3. This precursor contains the same
splice sites as those in Ad 600 but has only one set of splice sites in
an intronic configuration (i.e., exon 2 is incomplete, having only a 3'
splice site). No splicing activation was observed upon supplementation
of nuclear extract with recombinant CTD (Fig. 3). Furthermore, partial
immunodepletion of endogenous Pol II in an experiment similar
to that in Fig. 2 resulted in little inhibition of splicing activity
compared to the control depletion using nonspecific antibodies, and
addition of recombinant CTD had minimal capacity to increase activity
(data not shown).

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FIG. 3.
Enhancement of RNA processing by recombinant CTD
requires the presence of intact internal exons within the substrate
RNA. (A) Splicing of the MINX precursor RNA containing an incomplete
second exon (diagrammed in panel B) using regular nuclear extracts
supplemented with recombinant CTD. Supplementation conditions were as
described for Fig. 1. RNA was removed at 10 (lanes 1 and 6), 15 (lanes
2 and 7), 20 (lanes 3 and 8), 25 (lanes 4 and 9), and 30 (lanes 5 and
10) min and displayed on 5% denaturing gels. Reaction substrates,
intermediates, and products are indicated. (B) Quantification of the
splicing of the MINX substrate from three experiments similar to that
shown in panel A. Percentage of product RNA was calculated for the
duplicate experiments and displayed with error bars as in Fig.
1.
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The above results strongly suggested that the precursor structural
frame, i.e., the presence or absence of complete pairs
of splice sites
in either an intronic or an exonic polarity, played
a critical role in
the response of the substrates to recombinant
CTD. As we collected
examples of different substrates within a
series of adenovirus-based
constructs that contained identical
splice sites but differed in the
geometry of these splice sites,
we saw a consistent pattern of
sensitivity to the CTD. Figure
4 shows
the CTD sensitivity of three additional substrates. Two
of these three
precursors were responsive (Ad 100 and MT16-L)
and one was not
responsive (MT16-S) to supplemental CTD. All 3'
splice sites in these
precursor RNAs are identical, as are all
5' splice sites. Intron
lengths are also similar (diagrammed in
Fig.
4C). Thus, the only
difference among the set is the number
and arrangement of the splice
sites. For example, the Ad 100 and
MINX precursor RNAs have identical
introns and the 5' splice site
(with flanking exon and intron
sequences) added at the end of
Ad 100 is the same site present at the
end of exon 1. A similar
relationship exists between the two
substrates, MT16-L and MT16-S,
having two introns. The characteristic
differentiating between
the sensitive and insensitive precursor RNAs is
the presence of
matching pairs of splice sites in an exonic polarity in
the former
and their absence in the latter (replaced instead with
matching
pairs of splice sites in an intronic polarity). This
difference
suggests both that the CTD effect is a direct effect on the
splicing
of the responsive substrates and that something about the
presence
of an intact exon renders a substrate responsive to exogenous
CTD.

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FIG. 4.
Response to recombinant CTD is related to exon
definition. (A) Splicing reactions using the precursor RNAs diagrammed
above each gel in the presence of recombinant CTD. These precursor RNAs
contain splice sites derived from adenovirus and are similar to the
substrates used in Fig. 1 and 3 except for the geometry of the exons
and introns. Supplementation with recombinant CTD and quantification of
reactions were performed as described for Fig. 1. Below each graph is
that portion of the gels that contained fully spliced product RNA
created in these reactions. (B) The complete gel for the reactions of
the three-exon substrates MT16-L and MT16-S shown in panel A. Substrates and fully spliced three-exon product RNAs are indicated. (C)
Exon and intron structures of the adenovirus-based precursor RNAs
compared in this study. The internal exon in all constructs is from
exon 2 of the adenovirus major late transcription unit. Containing
complete internal exons, Ad 100, Ad 600, and MT16-L can utilize exon
definition recognition mechanisms (depicted by arrows). In contrast,
MINX and MT16-S have incomplete exons and pairing of splice sites is
only possible in an intronic polarity, leading to recognition via
intron definition.
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The exon definition hypothesis suggests that splice sites are paired
either exonically to define exons or intronically to
define introns. In
vitro substrates with exonic pairs of splice
sites can access exon
definition via the cap-mediated recognition
of the first exon and
standard exon definition interactions across
the subsequent exons
(diagrammed in Fig.
4C). Substrates with
an incomplete last exon can
only pair splice sites across introns
because of the absence of a final
5' splice site after the last
exon. Thus, the responsiveness of the
substrates with complete
exons and the lack of response of substrates
with incomplete exons
suggests that the CTD is involved during exon
definition. In support
of this hypothesis, we tested the ability of the
CTD to stimulate
the splicing of a precursor RNA that does not utilize
exon definition
pathways. For this purpose, we used substrates
containing exons
from the human alpha globin gene. In vivo, the
splicing of this
gene appears to use intron definition rather than exon
definition
because mutation of the 5' splice site in intron 2 results
in
intron inclusion rather than exon skipping (
32). The
splicing
of an in vitro substrate RNA containing the second alpha
globin
intron was refractory to the effect of the CTD (data not shown),
again suggesting that utilization of exon definition is required
for
visualization of the CTD
effect.
It should be noted that the unresponsive MT16-S substrate does contain
an intact internal exon which might be expected to
exon define. If it
were to be recognized by this route, the 3'
splice site of the last
exon would not have a partner 5' splice
site. Thus, this substrate
could splice by two pathways: (i) exon
definition to remove intron 1 and intron definition to remove
intron 2 or (ii) intron definition to
remove both introns. Analysis
of the phenotype resulting from mutation
of the 5' splice site
within intron 2 indicates that the substrate
accesses both of
these pathways (data not shown). Thus, one would
predict an effect
of the CTD on the splicing of intron 1 for those
molecules undergoing
splicing via pathway 1 but no effect on the
removal of intron
2. None of the substrate molecules recognized via
pathway 2 would
be expected to be affected by the CTD for the removal
of either
intron. Because these substrates splice via an almost
completely
stepwise pathway in which intron 1 is removed before intron
2,
it is possible to separate the effects on the splicing of the
two
introns. As shown in Fig.
4, the major effect observed was
the removal
of intron 2 which would occur by intron definition
using either
pathway. There is a small effect on the removal of
intron 1 (observed
at the earliest time point before appreciable
intron 2 removal has
occurred), suggesting that a subpopulation
of the substrate molecules
are being recognized by exon definition
of exon 2 and are thus
sensitive to the
CTD.
CTD promotes assembly of spliceosomes.
If the CTD is involved
during exon definition, one predicts an effect during assembly of the
ATP-dependent spliceosome. To test the effect of the CTD on assembly,
we asked if the CTD would stimulate the assembly of a precursor RNA
containing an intact internal exon with flanking splice sites but no
complete intron (diagrammed in Fig. 5).
Such substrates assemble only the first ATP-dependent spliceosome
complex, complex A, and are dependent upon the entire exon and exon
definition for maximal assembly (41). As demonstrated in
Fig. 5A, supplemental CTD promotes in vitro spliceosome formation.
Enhancement of assembly by recombinant CTD was also seen when other
substrates containing complete exons were used, including Ad 600. In
this case, the assembly of both complexes A and B was significantly
increased by the addition of supplemental recombinant CTD (data not
shown). As seen with splicing, addition of the CTD had minimal impact
on the assembly of the MINX one-intron precursor that lacked a complete
second exon (data not shown).

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FIG. 5.
Supplemental recombinant CTD enhances initial
ATP-dependent spliceosome assembly. (A) Assembly of a precursor RNA
containing the intact adenovirus second exon and flanking splice sites
(Ad exon) in the presence of recombinant GST or CTD-GST. Standard
splicing reaction mixtures were supplemented with recombinant CTD
proteins as described for Fig. 1. At the indicated times, spliceosome
complexes were visualized by electrophoresis of reaction mixtures on
native complex gels in the presence of 2 mg of heparin/ml.
ATP-dependent spliceosomal complex A is denoted. (B) Depletion of Pol
II and rescue of assembly activity in the depleted extract by
recombinant CTD-GST. Immunodepletion conditions are identical to those
in Fig. 2. The antibodies used for the depletion are indicated at the
top. The complementing proteins added to the depleted extract are
indicated for each lane. Reaction mixtures with depleted extracts were
incubated for 4 or 10 min as shown in panel A to produce two sample
lanes for each condition.
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To confirm the involvement of endogenous Pol II during formation of
splicing complexes, nuclear extract with a partial immunodepletion
of
Pol II as described for Fig.
2 was also used in assembly assays
(Fig.
5B). As with splicing activity, reduction of the level of
endogenous
Pol II depressed spliceosome assembly. More importantly,
addition of
recombinant CTD-GST, but not GST, rescued assembly.
These observations
suggest a direct role of the Pol II CTD in
promoting exon assembly
during exon
definition.
Recombinant CTD becomes associated with the spliceosome.
If
supplemental CTD directly participates in in vitro splicing, it might
be predicted to become incorporated into the spliceosome. To search for
such an interaction, we asked if antibodies specific for the
recombinant CTD could coimmunoprecipitate RNA substrates after their
assembly into the spliceosome. Use of the CTD-specific antibodies
8WG16, H14, and H5 for this purpose was problematic because of their
potential ability to prevent association of the CTD with interacting
factors by virtue of their affinity for the multiple repetitive domains
of the CTD. Indeed, we and others have observed that direct addition of
the antibodies to in vitro reaction mixtures inhibits activities of
splicing and polyadenylation (48; data not shown).
Therefore, to do this experiment, we utilized an antibody against the
GST tag to immunoprecipitate complexes containing recombinant CTD-GST
(Fig. 6A). As diagrammed in Fig. 6A,
three adenovirus-based substrate RNAs were employed
a precursor containing two exons (Fig. 1, Ad 600), an RNA containing only a
complete internal exon (Fig. 5, Ad exon), and an RNA containing only a
complete first exon (Ad 5'). An RNA containing no splicing signals was
also used as a control. Three- to sevenfold more RNA was
immunoprecipitated when recombinant CTD-GST was used to supplement the
reaction mixtures than when GST alone had been added. The ability of an
antibody directed towards the supplemental recombinant CTD to
precipitate substrate RNA containing splicing signals but not a control
RNA suggests incorporation of the recombinant CTD into assembled
complexes.

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FIG. 6.
Supplemental recombinant CTD associates with substrate
RNA in the spliceosome. (A) Radiolabeled RNA substrates were incubated
in an in vitro splicing assay supplemented with either GST-CTD or GST,
and reaction mixtures were immunoprecipitated with an anti-GST antibody
to detect the association of the CTD and substrate RNA.
Immunoprecipitated RNAs were displayed on 5% denaturing acrylamide
gels, and the radioactivity in each band was quantified in the
phosphorimager. Substrates were as diagrammed. All sequences were
derived from adenovirus exon 1 or 2. Antibodies were added to reaction
mixtures at 4 and 10 min (nonspecific and Ad 5 RNAs), 15 min (Ad exon),
or 19 min (Ad 600). (B) Relative immunoprecipitation of substrates,
intermediates, and products using anti-GST antibodies from reaction
mixtures supplemented with GST-CTD. Reaction RNAs were quantified in
both the total reaction mixture and the immunoprecipitate by using the
phosphorimager. The percentage of each RNA in the total reaction
mixture is compared to the percentage of each species in the anti-GST
antibody immunoprecipitate.
|
|
We also performed immunoprecipitations at later times during the
splicing reaction to see if reaction intermediates and products
were
associated with the exogenously added CTD. Figure
6B shows
a comparison
of the relative amounts of splicing intermediates
and products in the
total reaction mixture and in the immunoprecipitates.
From this figure,
it is obvious that only small amounts of lariat
exon 2 RNA were
immunoprecipitable and that lariat and final spliced
product RNAs were
not. Thus, the interaction of the CTD appears
to occur only during the
earliest steps of precursor RNA
recognition.
CTD facilitates binding of certain splicing factors to splice
sites.
One hypothesis for the function of the CTD is that it
recruits of splicing factors to the site of spliceosome assembly. It is
already known that the CTD binds snRNPs (26, 33). We asked if the supplementation with recombinant CTD stimulated association of
the U1 snRNP with substrate RNA (Fig. 7).
A single first exon-Ad 5' was incubated in a standard splicing reaction
mixture supplemented with either recombinant CTD or GST and
immunoprecipitated with an antibody specific for the U1 70-kDa (70k)
protein. Compared to reactions with a nonspecific RNA without splice
sites, a significant amount of Ad 5' RNA was precipitated by the U1 70K
antibody with or without supplemental CTD. However, two- to fourfold
more RNA was precipitated in the reaction mixtures containing the CTD
than in reaction mixtures containing the control GST (Fig. 7, compare lanes 1 and 2; quantified in Fig. 7B). Addition of the CTD did not
prevent the natural dissociation of U1 snRNP from the complex as the
reaction progressed, as observed by the decrease in
immunoprecipitability after 10 min of reaction, suggesting that the CTD
is only involved in stimulating early assembly but does not provide
extra stabilization for complexes associated with CTD. Similar results
were also seen when the two-exon-containing substrate Ad 600 was used
(data not shown). These observations suggest that the CTD facilitated
addition of the U1 snRNP to the spliceosome.

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|
FIG. 7.
CTD facilitates early recruitment of U1 snRNPs but not
the SR protein ASF/SF2 to cap-proximal exons. (A) Standard splicing
reactions were performed in the presence of either CTD-GST (C) or GST
(G) by using a capped substrate RNA containing a cap-proximal exon and
its flanking splice site (Ad 5') or a nonspecific RNA. At 8 min,
reaction mixtures were immunoprecipitated using antibodies specific to
U1 70K and ASF/SF2. (B) Quantification of the relative amount of
immunoprecipitation using the U1 70K antibody. Relative radioactivity
was determined in the phosphorimager for the precipitated RNA from
three experiments and plotted versus reaction time. Error bars
represent 1 standard deviation.
|
|
Recently, certain SR-rich proteins were demonstrated to associate with
the Pol II CTD (
48). SR proteins are known to facilitate
association of U1 snRNPs with 5' splice sites; therefore, it was
possible that the ability of the CTD to facilitate U1 snRNP association
with substrate was mediated by an interaction with SR proteins.
One of
the major SR proteins with a pronounced ability to stimulate
U1 snRNP
association with 5' splice sites is the small SR protein
ASF/SF2
(
17,
24,
29,
46). To test if addition of exogenous
CTD
stimulated ASF/SF2 association with precursor RNA, we precipitated
reaction mixtures with the Ad 5' substrate RNA with an MAb specific
for
only ASF/SF2. As shown in Fig.
7A, anti-ASF/SF2 precipitated
Ad 5' RNA
intensively, indicating a strong binding of this SR
protein to the
substrate. However, binding of ASF/SF2 to the substrate
was not
stimulated by supplemental CTD. Similar results were also
seen using
the substrate Ad 600 (data not shown), suggesting that
the Pol II CTD
only facilitates recruitment of certain splicing
factors to splice
sites and traditional SR proteins are probably
not targets of CTD
activation during spliceosome
assembly.
Recombinant Pol II CTD is actively phosphorylated by the nuclear
extract.
The phosphorylation state of the Pol II CTD has been
implicated as important in interaction of the CTD with processing
factors (21, 22, 30, 31, 33). The experiments in this study included a 15-min preincubation of the CTD with nuclear extract prior
to the addition of precursor RNA to permit nuclear kinases to
phosphorylate the CTD. As shown in Fig.
8, recombinant CTD was actively
phosphorylated within these 15 min as detected by [32P]ATP incorporation or immunoblotting of
phosphorylated forms by antibodies specific for the Pol II CTD. Three
antibodies were used in immunoblotting
MAb 8WG16, which recognizes
nonphosphorylated CTD epitopes (45), and MAbs H5 and H14,
which recognize different phospho-epitopes (7, 26). All
three antibodies recognized the large subunit of endogenous Pol II in
nuclear extract (Fig. 8B, arrowhead). H5 and 8WG16 normally recognize
the forms with the highest and lowest apparent molecular masses,
respectively. H14 typically recognizes Pol II forms having intermediate
states of phosphorylation and gel migration. For the recombinant CTD, both hyper- and hypophosphorylated fragments were formed during incubation in extract, as indicated by the appearance of
higher-molecular-weight forms of the recombinant protein detectable
with the CTD antibodies, indicating that hyperphosphorylation of CTD
can occur without concomitant involvement in transcription. In
addition, detection of a wide range of CTD forms with increased
molecular weight after phosphorylation suggests that multiple
phosphorylated forms of recombinant CTD were generated by kinases in
the nuclear extract. However, the majority of the recombinant protein
was hypophosphorylated, as revealed by [32P]phosphate
labeling of the intact CTD-GST protein (Fig. 8A and C). Although our
CTD preparation usually contained partial CTD peptide fragments, as
detected in immunoblotting, these degraded peptides are only a small
portion of the recombinant CTD as shown by Coomassie blue staining
(Fig. 8) and they appeared not to be substrates for phosphorylation,
suggesting both that the observed phosphorylation is not random and
that the fragments are not probable participants in subsequent events.

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FIG. 8.
The recombinant Pol II CTD fragment is in vitro
phosphorylated to form multiple phosphorylated forms. (A) Incorporation
of [32P]phosphate into recombinant CTD-GST in HeLa
nuclear extract under splicing conditions. Splicing reaction mixtures
contained 14% HeLa nuclear extract (lanes 1 to 6) and 20 pmol of GST
(lanes 1, 3, 5) or 20 pmol of CTD-GST (lanes 2, 4, 6). Total incubation
was for 0, 15, or 45 min. For the 15-min time point and the first 15 min of the 45-min time point, the reactions were performed at room
temperature; the remainder of the incubation was at 30°C. Radioactive
proteins were displayed on sodium dodecyl sulfate-6% polyacrylamide
gels. The full-length CTD-GST fusion protein has an apparent molecular
mass of 90 kDa. (B) Immunodetection of the CTD using Pol II antibodies
H5 (lanes 1 to 6), H14 (lanes 7 to 12), and 8WG16 (lanes 13 to 18).
Star, position of full-length recombinant CTD-GST; arrow,
hyperphosphorylated CTD-GST; arrowheads, endogenous Pol II. IIo is the
hyperphosphorylated form of Pol II; IIa is the non- or
hypophosphorylated form of Pol II. Concentrations of CTD-GST or GST and
incubation times are as in panel A. (C) Coomassie blue staining of the
samples in panel A.
|
|
 |
DISCUSSION |
Participation of Pol II CTD in splicing.
The involvement of
Pol II in splicing and the inherent communication between splicing and
transcription indicated by this involvement has received recent
interest (reviewed in references 3, 11, 18, 34, 42,
and 43). We show here that just the CTD portion of
the large subunit of Pol II can function to stimulate splicing in vitro
in an assay uncoupled from transcription. Perhaps most interestingly,
we observed that only substrate RNAs with intact exons (and their
flanking splice sites) were subject to enhancement by the CTD. Combined
with the observation that partial depletion of endogenous Pol II
inhibits in vitro splicing such that readdition of a recombinant CTD
fragment of Pol II restores activity, our results suggest a direct
involvement of Pol II during splicing. Our observation is consistent
with a recent study of Hirose et al. who reported stimulation of in
vitro splicing and spliceosome assembly by purified RNA Pol II in a
CTD-dependent manner (22). Compared to the 10-fold
stimulation of splicing afforded by intact Pol II observed in their
study, it is perhaps not surprising that we observed a weaker effect
(three- to fivefold) using a recombinant CTD fragment.
In vitro approaches to the role of the CTD in splicing using reactions
uncoupled from transcription present problems for the
interpretation of
results that indicate stimulation by the addition
of intact Pol II or
portions thereof to a reconstituted reaction.
The potential exists for
the CTD to bind splicing factors and
thereby concentrate reagents in
dilute extracts and indirectly
enhance the splicing reaction via
concentration effects. Although
such effects may be an important part
of the in vivo role of the
CTD in splicing, they could also occur
artificially in diluted
in vitro extracts. Designing experiments to
distinguish such effects
from a more direct role of the CTD in splicing
is nontrivial.
We suggest that the substrate dependence observed in
this study
is difficult to reconcile with a concentration effect and
implicates
a more direct role for Pol II in exon
recognition.
Exon definition and Pol II.
An important aspect of our results
is that recombinant CTD free of other components of Pol II activated in
vitro splicing and assembly of the spliceosome only if the assayed
precursor RNA contained complete exons. This feature of the CTD effect
may at least partially suggest why CTD length differs among species. Introns in Saccharomyces cerevisiae pre-mRNAs are small, and
there are only two pre-mRNAs with more than one intron. Recognition of
exons does not appear to operate in yeast; instead, introns are the
recognition unit, with interactions spanning the intron (via intron
definition; reviewed in references 4, 5, and 40). Yeast Pol II has the shortest number of CTD
consensus sequence repeats (26 compared to 52 in mammals). In contrast,
higher vertebrates have pre-mRNAs with multiple short exons separated
by large introns and have been demonstrated to use the exon as the
basic recognition unit (i.e., exon definition). Correspondingly, they
have the longest CTD and the most variable CTD sequence.
We suggest a model in which the CTD functions as a stage for exon
assembly as exons are revealed by the transcriptional machinery
(Fig.
9). Such a model easily fits with
interpretations of microscopic
studies that have suggested
cotranscriptional splicing in vivo
(
2,
5). If correct, it
would suggest a preferred removal
of introns in a general 5' to 3'
polarity within a large pre-mRNA.
Although such a polarity has not
always been observed in reverse
transcription-PCR experiments on
steady-state RNA populations
(
25), it remains possible that
steady-state nuclear RNA populations
may not represent a good model for
the active transcription splicing
machinery in which adjacent introns
may only fleetingly exist
in a single RNA. The models in Fig.
9 suggest
that the CTD remains
associated with a recently defined exon until the
next exon in
the precursor RNA is revealed during transcription and
assembled.
Although completely speculative at this point, such
association
might facilitate exon juxtaposition as well as exon
recognition.

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|
FIG. 9.
Proposed model of the involvement of the Pol II CTD in
exon definition. The participation of the CTD is shown in two steps. In
step one, the CTD mediates association of splicing factors with the
newly transcribed exon. In step two, the polymerase translocates to the
next exon, which also binds to the CTD close to the first exon, thereby
facilitating splicing.
|
|
Use of exon definition in pre-mRNA recognition implies a two-step
process during assembly of the active spliceosome

exon definition
and
exon juxtaposition. If the Pol II CTD acts as a platform for
recruitment of splicing factors to exons, a logical inference
is that
CTD-bound exons facilitate exon juxtaposition. Exon definition
is most
commonly observed in vertebrate genes with small exons
and large
introns, occasionally extremely large introns. One unresolved
problem
in spliceosome assembly is how two distal exons can be
juxtaposed over
extremely long introns. The unique repetitive
structure of CTD and its
ability to bind exons make it an ideal
candidate as the bridge for exon
juxtaposition (Fig.
9).
Tying the role of the CTD to exon definition leads to several
predictions. The first is that the role of the CTD in splicing
may be
limited or at least different in organisms that do not
utilize
exon-based recognition mechanisms, such as yeast. In yeast,
therefore,
one might predict a relationship between Pol II and
capping but not
between Pol II and splicing. Secondly, if the
CTD recognizes exons, one
might predict that the CTD also binds
the pseudo-exons within introns
that have recently been reported
to function as splicing regulators or
as intermediates in the
splicing of long introns (
20). Thus,
CTD-spliceosome interactions
could be part of the mechanism whereby
higher eukaryotes handle
extremely long introns. Also, using the CTD to
recognize exons
raises the possibility of an interplay between
transcription and
splicing factors during alternative processing, as
has recently
been suggested by the observation that SR-dependent
alternative
splicing is promoter-dependent (
12). Thirdly,
the CTD could
play a role in recognition of three types of
exons

cap-proximal
first exons, internal exons, and 3'-terminal exons
with poly(A)
sites. Experimental evidence for an interaction between
3'-terminal
exon definition and transcription has recently been
reported (
16,
21). Although not yet directly linked to exon
definition, the
binding of capping enzymes to the CTD (
9,
23,
30,
47)
and the need for caps in 5'-terminal exon definition
(
28) suggest
a role here
also.
CTD and splicing factors.
How might the CTD function during
exon definition? We and others have viewed exon definition as an
ATP-dependent process in which interactions between U2AF, U1 snRNPs, U2
snRNPs, and SR proteins bound to either constitutive splicing signals
or enhancer elements serve to identify exons and create stable initial
spliceosomal complexes. The relationship between this process and
initial interactions that occur across introns is still not known but
the former is thought to utilize the small subunit of U2AF and SR
proteins whereas the latter usually invokes interactions of the large
subunit of U2AF and SF1.
This study deliberately used precursor RNAs with strong vertebrate
splice sites capable of both types of interactions. The
3' splice site
used in these substrates is capable of associating
with U2 snRNPs and
forming complex A in the absence of a 5' splice
site in either polarity
although complex formation is assisted
by the presence of a 5' splice
site in either an intronic or an
exonic polarity. Addition of the CTD
had no effect when a 5' splice
site was added upstream of the 3' splice
site but had an effect
when the same 5' splice site was placed
downstream of the 3' splice
site. Thus, strong splicing substrates that
bind splicing factors
well and assemble with relatively equal
efficiency into stable
complexes responded differently to the CTD. We
also observed that
the addition of the CTD stimulated U1 snRNP binding
to the substrate
RNA but not the binding of either ASF/SF2 or
U2AF. These observations
suggest that the CTD affects the efficiency
with which snRNPs
bind to exons during exon definition. This model fits
well with
the pivotal role that 5' splice sites and U1 snRNPs have been
demonstrated to play in exon definition and suggests a fundamental
difference between this process and the mechanism whereby U1 and
U2
snRNPs interact across
introns.
Phosphorylation of Pol II CTD during splicing.
CTD
phosphorylation is closely related to the engagement of Pol II during
transcription and a shift of the transcription machinery from
initiation to elongation (reviewed in references 13
and 14). In sodium dodecyl sulfate-polyacrylamide
gel electrophoresis, the largest subunit of Pol II appears as two
differently migrating species. The isoform with the slowest gel
mobility, Pol IIo, is considered hyperphosphorylated and the isoform
with the faster gel mobility, IIa, is considered to be hypo-
or nonphosphorylated. In vitro phosphorylation experiments
demonstrate that incorporation of 15 to 25 phosphates into the CTD is
able to cause a mobility shift in electrophoresis (27, 49).
A recent study has revealed that MAb H5 (binding Pol IIo specifically)
and MAb H14 (binding Pol IIa) recognize phosphorylated serine 2 or
serine 5, respectively, within the heptad CTD repeat, implying that in
addition to the intensity of Pol II phosphorylation, IIo and IIa may
differ in phosphorylation of preferred sites (39). This
observation may also suggest that phosphorylation of serine 2 is
important for CTD effects on splicing. However, both we and others have
observed that in vitro RNA processing is inhibited by the CTD-specific antibody 8WG16, whose epitope is nonphosphorylated
(47; data not shown).
Given the presence of multiple phosphorylation sites on the CTD, it is
unclear which form of the phosphorylated CTD is actively
involved in
splicing. The presence of such a high number of phosphorylation
sites
is further complicated by the nonconsensus repeats present
in the
C-terminal portion of the vertebrate CTD. Recent reports
have suggested
that hyperphosphorylated Pol II has affinity for
RNA processing factors
involved in both capping and polyadenylation
(
2,
22,
30,
33); similarly purified Pol IIo but not IIa
stimulates in vitro
splicing in an S100 extract supplemented with
SR proteins
(
22). In this study, using nuclear extract, we observed
the
rapid production of multiple bands of recombinant CTD with
slower
migration in electrophoresis, indicating the occurrence
of both hyper-
and hypophosphorylation and considerable diversity
in the
phosphorylation state of the final CTD protein. However,
as indicated
by [
32P]phosphate incorporation (Fig.
8), the majority of
the supplemental
recombinant CTD was hypophosphorylated. We do not know
which form
of the CTD afforded stimulation in our experiments given the
rapid
changes in phosphorylation that occurred in extract. Our data
do
suggest that phosphorylation of the CTD is a dynamic process
in nuclear
extracts and that forms of the CTD can be generated
that participate in
the splicing
process.
 |
ACKNOWLEDGMENTS |
We specially thank Bill Dynan for generously providing the CTD
expression construct, Stephen L. Warren for Pol II antibodies H5 and
H14, and Adrian Krainer for ASF/SF2 antibody.
This work was supported by NIH grant RO1 GM 38526 to S.M.B.
 |
FOOTNOTES |
*
Corresponding author. Mailing address: Verna and Mars
McLean Department of Biochemistry and Molecular Biology, Baylor College of Medicine, One Baylor Plaza, Houston, TX 77030. Phone: (713) 798-5758. Fax: (713) 795-5487. E-mail:
sberget{at}bcm.tmc.edu.
 |
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Molecular and Cellular Biology, November 2000, p. 8290-8301, Vol. 20, No. 21
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