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Molecular and Cellular Biology, December 2000, p. 9041-9054, Vol. 20, No. 23
0270-7306/00/$04.00+0
Copyright © 2000, American Society for Microbiology. All rights reserved.
Transforming Growth Factor
-Independent
Shuttling of Smad4 between the Cytoplasm and Nucleus
Christophe E.
Pierreux,
Francisco J.
Nicolás, and
Caroline S.
Hill*
Laboratory of Developmental Signalling,
Imperial Cancer Research Fund, London WC2A 3PX, United Kingdom
Received 28 June 2000/Returned for modification 1 August
2000/Accepted 11 September 2000
 |
ABSTRACT |
Smad4 plays a pivotal role in all transforming growth factor
(TGF-
) signaling pathways. Here we describe six widely expressed alternatively spliced variants of human Smad4 with deletions of different exons in the linker, the region of Smad4 that separates the
two well-conserved MH1 and MH2 domains. All these Smad4 variants form
complexes with activated Smad2 and Smad3 and are incorporated into
DNA-binding complexes with the transcription factor Fast-1, regardless
of the amount of linker they contain. However, sequences encoded by exons 5 to 7 in the linker are essential for transcriptional activation. Most importantly, our observation that different Smad4 isoforms have different subcellular localizations has led us to the
identification of a functional CRM1-dependent nuclear export signal in
the Smad4 linker and a constitutively active nuclear localization
signal in the N-terminal MH1 domain. In the absence of TGF-
signaling, we conclude that Smad4 is rapidly and continuously shuttling between the nucleus and the cytoplasm, the distribution of
Smad4 between the nucleus and the cytoplasm being dictated by the
relative strengths of the nuclear import and export signals. We
demonstrate that inhibition of CRM1-mediated nuclear export by
treatment of cells with leptomycin B results in endogenous Smad4
accumulating very rapidly in the nucleus. Endogenous Smad2 and Smad3
are completely unaffected by leptomycin B treatment, indicating that
the nucleocytoplasmic shuttling is specific for Smad4. We
propose that, upon TGF-
signaling, complex formation between Smad4
and activated Smad2 or -3 leads to nuclear accumulation of Smad4
through inhibition of its nuclear export. We demonstrate that after
prolonged TGF-
signaling Smad2 becomes dephosphorylated and
Smad2 and Smad4 accumulate back in the cytoplasm.
 |
INTRODUCTION |
Members of the transforming growth
factor
(TGF-
) superfamily of growth and differentiation factors
regulate many diverse biological processes including cell
proliferation, differentiation, migration, adhesion, survival, and
specification of developmental fate (29). The ligands act by
binding and activating pairs of serine/threonine kinase receptors (type
I and type II), and the signals are transduced to the nucleus by the
Smads (29). The receptor-regulated Smads (R-Smads), for
example, Smad2 and Smad3, are directly phosphorylated by the
activated type I receptors and consequently form activated
complexes with a co-Smad (a Smad4 family member
[29]). These complexes translocate to the
nucleus, where they are involved in the regulation of
transcription of target genes. Some Smad complexes, such as the
TGF-
-activated Smad3-Smad4 complexes (46), bind DNA
directly, but others, such as ligand-induced Smad2-Smad4 complexes
or Smad1-Smad4 complexes, require specific transcription factors
to recruit them to DNA (2, 10, 15).
A fundamental step in TGF-
signal transduction is the translocation
of the Smads from the cytoplasm to the nucleus, but little is
understood about its molecular mechanism or regulation. A
membrane-associated protein, SARA, binds Smad2 and Smad3 in the
cytoplasm and presents them to the activated type I receptors for
phosphorylation (41). It is not clear whether SARA acts
as a cytoplasmic anchor for these R-Smads, or whether the Smads
associate only transiently prior to recruitment to the receptor. No
such specific cytoplasmic anchor has been found for the other R-Smads
or co-Smads. Other work has demonstrated that Smad2, Smad3, and Smad4
are bound to microtubules in unstimulated cells and that TGF-
triggers dissociation, allowing translocation of the Smads to the
nucleus (8). Whether association with microtubules is
sufficient to retain the Smads in the cytoplasm is unclear. Upon
signaling, active complexes of R-Smads and co-Smads rapidly move to the
nucleus, but little is known about the mechanism involved.
In the nucleus, activated Smad complexes regulate transcription.
However, this is transient, indicating that after a certain elapsed
time the signal must be terminated and the Smads must be deactivated.
Several mechanisms have been proposed for this. Firstly, TGF-
family
members upregulate the synthesis of inhibitory Smads, Smad6 and Smad7,
which can bind the type I receptors, blocking their ability to
phosphorylate the R-Smads and preventing further R-Smad
activation (29). Secondly, phosphorylated nuclear
Smad2 is ubiquitinated and targeted for destruction by the proteasome (28). However, the fate of the associated Smad4 in these
circumstances is not known (16, 28). There is as yet no
direct evidence for the most obvious termination mechanism,
dephosphorylation of the R-Smads.
The Smads contain two well-conserved domains, the N-terminal MH1 domain
and the C-terminal MH2 domain, which are separated by a proline-rich
linker that differs substantially between the different Smad classes
but has been well conserved through evolution. Whereas the MH1 and MH2
domains are functionally well characterized, much less is known about
the role of the linker (29). In Smad4, the region of the
linker adjacent to the MH2 domain, known as the Smad activation domain
(SAD), is involved in transcriptional activation, mediated by the
coactivator histone acetyltransferase p300/CBP (4, 5). In
addition, other evidence points to a function for the linker in
subcellular localization. Phosphorylation of the R-Smads in the linker
by extracellular signal-regulated kinases (Erks) leads to sequestration
of at least a proportion of the R-Smads in the cytoplasm, even in the
presence of a TGF-
or bone morphogenetic protein (BMP) signal
(25, 26). Moreover, two Smad4s that differ predominantly in
the linker region have recently been found in Xenopus
(18, 31). They both form complexes with activated R-Smads
which have similar transcriptional activities. However, whereas
XSmad4
, the Xenopus orthologue of human Smad4, moves from
the cytoplasm to the nucleus upon ligand stimulation, XSmad4
, which
has a divergent linker, is constitutively localized in the nucleus
(18, 31).
Here we identify six widely expressed alternatively spliced variants of
human Smad4 with deletions in different regions of the linker. Analysis
of these Smad4 variants has allowed us to investigate the role of the
Smad4 linker and to uncover a novel mode of regulation of Smad4. We
demonstrate that all these Smad4 isoforms form complexes with activated
Smad2 and Smad3 and are incorporated into DNA-binding complexes with
the transcription factor Fast-1, regardless of the amount of linker
they contain. However, the sequences encoded by exons 5 to 7 are
required for full transcriptional activity. Our demonstration that
different Smad4 isoforms have different subcellular localizations has
led us to the identification of a functional CRM1-dependent nuclear export signal (NES) in the linker and a constitutively active nuclear
localization signal (NLS) in the MH1 domain. We therefore propose that,
in the absence of TGF-
, Smad4 shuttles continuously between the
cytoplasm and the nucleus. We demonstrate that this nucleocytoplasmic
shuttling is a property of endogenous Smad4 but not of endogenous Smad2
or Smad3. Upon TGF-
signaling, formation of complexes with activated
Smad2 or -3 leads to nuclear accumulation of Smad4, possibly through
inhibition of NES function. Our data also shed light on the mechanism
of termination of TGF-
signaling. We demonstrate that following
prolonged TGF-
signaling Smad2 is dephosphorylated and this
coincides with the disappearance of Smad2 and Smad4 from the nucleus
and their accumulation back in the cytoplasm.
 |
MATERIALS AND METHODS |
Plasmids.
Mixer, Fast-1, XSmad2, and hSmad4 in EF expression
vectors (17) have been described previously (10).
Human and mouse alternatively spliced Smad4 variants, obtained by
reverse transcription-PCR (RT-PCR), were subcloned into pGEM-T
(Promega) and subsequently into EF expression vectors. NES, NLS, and
NES-NLS mutants of Smad4 (see Fig. 5A) were created using PCR.
EF-[ALK5 (TD)] was generated by subcloning the coding sequence of the
constitutively active ALK5 (32) into the EF expression
vector. The activin-responsive element (ARE)- and distal element
(DE)-driven luciferase reporter plasmids were generated by moving the
AREs or DEs and minimal
-actin promoter from the chloramphenicol
acetyltransferase versions (10) into pGL3 (Promega).
Oligonucleotides.
The oligonucleotides used were as follows:
1, ATGGACAATATGTCTATWACRAATAC (hSmad4 exon 1 forward); 2, ACCTGAACYTCCATTTCAAAGTAAGC (hSmad4 exon 8 reverse); 3, GTGTGAATCCATATCACTACG (hSmad4 exon 2); 4, CTCTCAGGATTAACACTGCAGAG (hSmad4 exon 3); 5, TATGTGCATGACTTTGAGGGAC (hSmad4 exon 4); 6, GGCAGCCATAGTGAAGGACTG (hSmad4 exon 5); 7, GGCGGGTGGTGCTGAAGATGG (hSmad4 exon 6); 8, CAGCCTCCCATTTCCAATCATCC (hSmad4 exon 7); 9, ATGTCGTCCATCTTGCCATTCAC (hSmad2 exon 2 forward); and
10, ATTGAACACCARAATGCAGGTTC (hSmad2 exon 8 reverse).
RNA isolation, RT-PCR, and RNase protections.
Isolation of
total RNA from HaCaT cells and adult mouse tissues and RNase protection
assays were performed as described previously (17, 18). The
antisense probe for the loading control,
-actin, was as described
previously (9). The antisense probe that detects mouse Smad4
5-6 protected 12 nucleotides of exon 3, exon 4, exon 7, and 48 nucleotides of exon 8; that designed to detect mouse Smad4
4-7
protected 55 nucleotides of exon 1, exon 2, exon 3, and 48 nucleotides
of exon 8. Note that each of these probes can also detect wild-type
mouse Smad4. RT-PCR was performed as described previously
(20). Oligonucleotides 1 and 2 were used as PCR primers to
detect alternatively spliced hSmad4 variants, and oligonucleotides 9 and 10 were used for hSmad2.
Southern blotting and silver staining.
RT-PCR products were
separated on a nondenaturing 5% polyacrylamide gel, which was silver
stained. For Southern blotting, the PCR products were transferred to a
Hybond-N membrane and hybridized with specific oligonucleotide probes
directed against particular exons, which were prepared by end labeling
oligonucleotides 1 to 8 (above).
Cell culture and transfections.
HaCaT, NIH 3T3, and
MDA-MB468 cells were all maintained in Dulbecco's modified Eagle
medium containing 10% fetal calf serum (FCS). NIH 3T3 cells were
transfected using Lipofectamine (Life Technologies) and MDA-MB468 cells
were transfected using Superfect reagent (Qiagen) with the plasmids
indicated in the figure legends.
Immunoprecipitation-Western blotting, band shift, and
transcriptional assays.
Immunoprecipitation assays followed by
Western blotting were performed essentially as described previously
(10) except that the NaCl concentration in the lysis buffer
was 400 mM, and the lysates were diluted to a final concentration of
160 mM NaCl before immunoprecipitation. Band shift assays using the ARE
probe were as previously described (10). For transcriptional
assays, cells were lysed in reporter lysis buffer (Promega), and
luciferase assays were performed as described previously
(22).
-Galactosidase assays were performed using
chlorophenol red-
-D-galactopyranoside (Calbiochem) as a
substrate and quantitated spectrophotometrically.
Nuclear and cytoplasmic extracts, TGF-
time courses, and
cycloheximide treatment.
For the TGF-
time courses, cultures of
HaCaT and NIH 3T3 cells growing in Dulbecco's modified Eagle
medium-10% FCS were treated with 20 µg of cycloheximide per ml to
prevent further protein synthesis and TGF-
was added at different
times. All cells were harvested together at the final time point.
Nuclear extracts were prepared as described previously (46).
The cytoplasmic extracts corresponded to the initial low-salt fraction
that was concentrated in a centrifugal filter (Millipore) to the same
volume as the nuclear extracts. Equal volumes of these extracts were
loaded on the sodium dodecyl sulfate (SDS)-polyacrylamide gel for
Western blotting with monoclonal antibodies against Smad4 (B8; Santa
Cruz), Smad2 (which also recognizes Smad3; Transduction Laboratories), PCNA (18), or GRB2 (Transduction Laboratories) or polyclonal antibodies against phosphorylated Smad2 (Upstate Biotechnology), the
ERM proteins (Santa Cruz), or poly(ADP-ribose) polymerase (Roche).
Visualization was performed by ECL (Amersham). To assess the efficiency
with which cycloheximide inhibited protein synthesis, HaCaT and NIH 3T3
cells were incubated with 100 µCi of Pro-Mix (Amersham) for 9 h
in the absence or presence of 20 µg of cycloheximide per ml. Cells
were lysed in SDS-gel sample buffer and fractionated in an
SDS-polyacrylamide gel which was stained with Coomassie blue, scanned,
and quantitated. [35S]methionine and
[35S]cysteine incorporation was quantitated using a
PhosphorImager, and this was normalized to the Coomassie blue stain.
From these data, the percent inhibition of translation was calculated.
Indirect immunofluorescence microscopy.
Immunofluorescence
to detect transfected Flag-tagged Smad4 isoforms was performed as
described previously (37) using the mouse anti-Flag
monoclonal antibody (M2; Sigma) as the primary antibody and the rabbit
anti-mouse immunoglobulin antibody coupled to fluorescein
isothiocyanate (DAKO) as the secondary antibody. To detect the
endogenous Smad2, Smad3, and Smad4 in HaCaT cells, the cells were
treated as described in the figure legends, fixed in 4% formaldehyde
in phosphate-buffered saline (PBS), permeabilized with 0.3% Triton
X-100-PBS, and then blocked in 5% milk-10% FCS-0.3% bovine serum
albumin-0.3% Triton X-100 in PBS for 30 min at room temperature. The
primary antibodies against Smad2 and Smad3 or Smad4 were as described
for Western blotting above, and the secondary antibody was as described
above. Antibodies were used at a dilution of 1 in 250 (anti-Smad2 and
-Smad3), 1 in 100 (anti-Smad4), or 1 in 200 (secondary antibody) in
10% FCS-0.3% bovine serum albumin-0.3% Triton X-100 in PBS. The
washes were done with 0.1% Triton X-100-PBS. Cells were stained with
4',6-diamidino-2-phenylindole (DAPI) and mounted in Vectashield (Vector
Laboratories, Inc.). Fluorescence was observed immediately either with
a Zeiss Axioplan upright fluorescence microscope or with a Zeiss
confocal LSM 510 microscope.
 |
RESULTS |
The Smad4 mRNA is alternatively spliced.
In the course of our
studies of Smad4 expression, we performed RT-PCR with a forward primer
centered on the initiation codon of Smad4 in exon 1 and a reverse
primer at the beginning of the MH2 domain in exon 8, using total RNA
from the TGF-
-responsive human keratinocyte cell line, HaCaT, as a
template (Fig. 1A and B). In addition to
the expected full-length product (1,004 bp; lane 2), two smaller
fragments were also detected (lane 2, bands 1 and 2). These products
corresponded to fragments of approximately 560 and 770 bp,
respectively. Analysis of the human Smad4 genomic sequence reveals that
any of the five exons between the end of the MH1 domain (exon 2) and
the beginning of the MH2 domain (exon 8) can be deleted while
maintaining the correct reading frame (13), suggesting that
these smaller fragments may be derived from alternatively spliced
variants of Smad4 containing different lengths of linker.

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FIG. 1.
Human Smad4 mRNA is alternatively spliced. (A)
Silver-stained polyacrylamide gel showing fragments obtained from
RT-PCRs performed using total RNA from HaCaT cells as template and
forward and reverse primers specific for exon 1 and exon 8, respectively, of human Smad4 (lanes 1 and 2) or exon 2 and exon 8, respectively, of human Smad2 (lanes 3 and 4). The reactions in lanes 1 and 3 were performed with no reverse transcriptase. DNA markers are
measured in base pairs. The fragment derived from full-length Smad4 is
designated Smad4 (exons 1-8), and that derived from full-length Smad2
is designated Smad2 (exons 2-8). Bands 1 and 2 are derived from
alternatively spliced Smad4 mRNA. The asterisk denotes the Smad2
alternatively spliced variant (Smad2 exon 3) (49). (B)
Identification of Smad4 isoforms by Southern blotting. A diagram of the
Smad4 coding region is shown, denoting the MH1, linker, and MH2
domains. Arrowheads show PCR primers used in the RT-PCR. Exons are
denoted as boxes with the exon numbers indicated. Numbers below are
amino acids at the exon-intron boundaries (13). Positions of
the oligonucleotide exon-specific probes are indicated. RT-PCR products
similar to that in lane 2 above were Southern blotted with
exon-specific probes as indicated. The bands 1 and 2 are as described
above; band 3 is detected only by Southern blotting. The bands are
identified as Smad4 4-6, 5-6, and 6, respectively. (C)
Schematics of the alternatively spliced Smad4 isoforms identified.
|
|
To investigate whether this was the case, the PCR fragments were
blotted onto nitrocellulose and hybridized with oligonucleotide
probes
specific for each of the eight amplified exons. The product
derived
from full-length Smad4 hybridized with all eight probes
as expected
(Fig.
1B). Band 1 hybridized with all the probes except
those directed
against exons 4, 5, and 6, suggesting that it corresponds
to an
alternatively spliced Smad4 variant with deletions of exons
4, 5, and 6 (Smad4

4-6). Similarly, band 2 was identified as
Smad4 with
deletions of exons 5 and 6 (Smad4

5-6). An additional
very weak band
(Fig.
1B, band 3) was detected by Southern blotting
and was not
visualized by silver staining. It corresponded to
Smad4 with a deletion
of exon 6 (see below). These shorter PCR
products were therefore
derived from alternatively spliced variants
of Smad4 lacking specific
sequences in the
linker.
Cloning and sequencing of these products (bands 1 to 3) confirmed their
identity (data not shown). In addition, three more
Smad4 isoforms
(Smad4

3, Smad4

4, and Smad4

4-7) were detected
by sequencing
the PCR products (data not shown). They were not
detected by Southern
blotting or with silver stain because their
sizes are such that they
are not resolved from other spliced variants
of similar size by
polyacrylamide gel
electrophoresis.
Alternative splicing of the region encoding the linker is not a general
property of all Smads. A similar RT-PCR analysis of
the
receptor-regulated Smad Smad2 (Fig.
1A, lane 4) generated
only a major
product (858 bp) corresponding to full-length Smad2
and a shorter
fragment (768 bp, marked with an asterisk) that
arises from an
alternatively spliced variant lacking sequences
in the MH1 domain
(Smad2

exon 3) (
49). No fragments corresponding
to Smad2
derivatives lacking linker sequences were
detected.
Taken together, these results indicate that the Smad4 mRNA
is alternatively spliced in the linker region to give six
different
mRNA isoforms (Smad4

3,

4,

5-6,

6,

4-6,
and

4-7) (Fig.
1C).
The alternatively spliced variants of Smad4 are widely
expressed.
One of the Smad4 isoforms (Smad4
5-6) was previously
identified in a breast tumor cell line, MDA-MB231, thought to arise from a mutation leading to inappropriate splicing (6), and Smad4
5-6 and Smad4
4-6 have also been detected in neuroblastomas (24). To determine whether differential splicing of the
Smad4 linker region was a widespread phenomenon, we generated mouse RNase protection probes to investigate the presence of alternatively spliced Smad4 variants in a panel of mouse tissues (Fig.
2A). Smad4
5-6 and Smad4
4-7 were
used as examples of abundant and less abundant isoforms, respectively.
These Smad4 isoforms are present in every mouse tissue examined (Fig.
2B). All six alternatively spliced Smad4 variants are also present in
embryonic stem cells and mouse embryo fibroblast cells (data not
shown). Thus, these alternatively spliced Smad4 variants are widely
expressed in mammalian tissues and cell lines with full-length Smad4.

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FIG. 2.
The alternatively spliced Smad4 variants are widely
expressed in the adult mouse. (A) Diagram of the RNase protection
probes designed to specifically protect Smad4 5-6 mRNA and Smad4
4-7 mRNA and the sizes of the resulting protected fragments. In
both cases, the probes also protect full-length Smad4 mRNA, giving
rise to a second, smaller fragment. (B) RNase protection assays
detecting Smad4 5-6 (upper panels) or Smad4 4-7 (lower panels) in
different adult mouse tissues. Protected fragments corresponding to the
alternatively spliced mRNA variants and full-length Smad4 mRNA
are indicated. -Actin was used as a loading control for all tissues.
wt, wild type.
|
|
We have also detected alternatively spliced Smad4 mRNAs in other
vertebrates: in zebra fish, a highly abundant mRNA corresponding
to
Smad4

5 was isolated, and in
Xenopus laevis, an XSmad4

with
a deletion of exon 6 was identified (data not shown and reference
18).
The Smad4 linker is not required for interaction with activated
Smad2 or Smad3 or for complex formation with activated Smad2 and
Fast-1.
These naturally occurring Smad4 isoforms containing
different lengths of linker provide us with ideal molecular tools to
investigate the function of the Smad4 linker in TGF-
signaling.
We first determined, using coimmunoprecipitation, whether the
alternatively spliced Smad4 variants could associate with Smad2
in a
signaling-dependent manner. This would indicate whether the
linker was
involved in this and whether the MH2 domain (which
is known to be
required for Smad2 interaction [
14,
47]) was
correctly
folded in all the Smad4 isoforms. Flag-tagged Smad4
isoforms were
coexpressed in NIH 3T3 cells with hemagglutinin
(HA)-tagged Smad2, with
or without the constitutively active TGF-
receptor [ALK5 (TD)]
(
45) to mimic TGF-

signaling. The Smad4
derivatives were
immunoprecipitated with the anti-Flag antibody,
and the
immunoprecipitates were blotted with an anti-HA antibody
to detect
coprecipitating Smad2 (Fig.
3A, top
panel). Equal loading
of extracts and
equal protein expression were confirmed by Western
blotting of
whole-cell extracts using anti-Flag or anti-Smad2
antibodies (Fig.
3A,
middle and bottom panels). Smad2 clearly
interacts with all the Smad4
isoforms in a signaling-dependent
manner. Most strikingly, Smad4

4-7, the isoform that has virtually
no linker, interacts with
activated Smad2 as efficiently as does
full-length Smad4 (Fig.
3A,
lanes 1, 2, 13, and 14). Thus, the
Smad4 linker is not required for
association with Smad2, and all
six alternatively spliced Smad4
variants have correctly folded
MH2 domains.

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FIG. 3.
Sequences in the Smad4 linker are not required for
formation of transcription factor complexes but are required for
transcriptional activation. (A) The Smad4 linker is not required for
interaction with activated Smad2. Extracts were prepared from NIH 3T3
cells transfected with the different Flag-tagged alternatively spliced
Smad4 variants with HA-Smad2, with or without constitutively active
ALK5 [ALK5 (TD)] as indicated. Extracts were assayed either by
immunoprecipitation of complexes with anti-Flag antibody followed by
Western blotting with anti-HA antibody (top panel) or by Western
blotting the whole extract with anti-Flag antibody (middle panel) or
with anti-Smad2 antibody (bottom panel). (B) The Smad4 linker is not
required for formation of the Fast-1-Smad2-Smad4 complex ARF on the
ARE. Extracts were prepared from NIH 3T3 cells transfected with
Myc-Fast-1, HA-Smad2, and Flag-tagged alternatively spliced Smad4
variants and ALK5 (TD) as indicated. The extracts were analyzed by band
shift using the ARE as probe in the presence or absence of anti-Flag
antibody ( -Flag) as indicated to confirm the presence of the
Flag-tagged Smad4 spliced variant in the complex. The
Fast-1-Smad2-Smad4 complex ARF is indicated, as is the supershifted
ARF complex. (C) Sequences encoded by exons 5, 6, and 7 are required
for transcriptional activation mediated by Smad4. MDA-MB468 cells were
transfected with the ARE-luciferase reporter, plasmids expressing
Fast-1, and alternatively spliced Smad4 variants as indicated. Cells
were cultured with or without TGF- 1 (2 ng/ml) for 6 h. Cells
were harvested, and luciferase activity was measured relative to LacZ
activity from the internal control. The data are averaged from at least
four independent experiments and were normalized by setting the TGF-
induction mediated by wild-type Smad4 to 100%. IP,
immunoprecipitation; wt, wild type.
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|
Activated Smad2-Smad4 complexes are predominantly recruited to DNA
through their interaction with other transcription factors
(
30,
40,
44). The best characterized is the
Xenopus
winged-helix/Forkhead
transcription factor, Fast-1, which forms
an activin-induced complex
with Smad2 and Smad4 called ARF (for
activin-responsive factor)
at the ARE of the
Xenopus Mix.2
promoter (
2,
3,
19). We
therefore investigated whether
all the Smad4 isoforms could be
incorporated into the ARE-bound ARF
complex upon TGF-

signaling.
Extracts were prepared from NIH 3T3
cells transfected with plasmids
expressing Myc-Fast-1,
HA-Smad2, and Flag-Smad4 isoforms, with
or without activated
ALK5. The ARF complex is barely detected
upon TGF-

signaling when
Fast-1 is expressed (Fig.
3B, lanes
1 to 3) but is enhanced when Smad2
is expressed and further induced
by expression of wild-type Smad4
(lanes 5 and 8). Each of the
Smad4 isoforms, regardless of the amount
of linker sequences that
they contain, is incorporated into the ARF
complex, as seen by
the high level of ARF complex formed, migrating
according to the
size of the Smad4 isoform that it contains and
supershifting with
the anti-Flag antibody (Fig.
3B, lanes 10 to 27;
also compare
mobilities of the complexes with the mobilities of
the Smad4 isoforms
on the SDS-polyacrylamide gel in Fig.
3A,
middle panel). In addition,
all the Smad4 isoforms formed nuclear
complexes with Smad3 upon
TGF-

signaling that bound to the
Smad-binding element from the
c-jun promoter (data not shown and
reference
46). The linker
therefore plays no role in
Smad complex recruitment by transcription
factors or in the formation
of the DNA-binding Smad
complexes.
Exons 5, 6, and 7 of Smad4 are required for its transcriptional
activity.
Previous work has identified a region in the Smad4
linker adjacent to the MH2 domain (amino acids 275 to 322, encoded by
exon 7 and part of exon 6) as a SAD, required for transcriptional
activation (4, 5). To investigate whether other linker
sequences might also be involved, we assayed the transcriptional
activity of the alternatively spliced isoforms of Smad4 in the absence
and presence of TGF-
, in the context of the ARF complex bound to the
ARE. The Smad4-null cell line MDA-MB468 (36) was used, to
avoid interference with endogenous Smad4.
In the absence of Smad4, Fast-1 elicited a weak TGF-

induction via
the ARE (Fig.
3C). Overexpression of wild-type Smad4 increased
the
basal activity and substantially increased the TGF-

-induced
level of
transcription (Fig.
3C). The results indicated that neither
exon 3 nor
exon 4 contributed to TGF-

-induced transcriptional
activity of Smad4
but that sequences encoded by exons 5, 6, and
7 are all required for
full TGF-

-induced transcriptional activation
by Smad4. Exactly
analogous results were obtained when the Smad4
isoforms were assayed in
the context of a different transcription
factor-Smad complex, the
Mixer-Smad2-Smad4 complex that binds
the DE of the
Xenopus
goosecoid promoter (reference
10 and data
not
shown).
Smad4 is actively exported from the nucleus.
In the current
model for TGF-
signaling, Smad4 is assumed to be retained in the
cytoplasm in the absence of a signal (29), but nothing is
known about the mechanism whereby this is achieved. To determine
whether sequences within the linker are required, we investigated
the subcellular localization of the alternatively spliced Smad4 variants.
Flag-tagged derivatives of the Smad4 isoforms were transfected into NIH
3T3 cells, and their subcellular localization in the
absence of TGF-

signaling was determined by indirect immunofluorescence
(Fig.
4, left
panels). Transfected Smad4 is localized
both in
the cytoplasm and in the nucleus, with cytoplasmic staining
being
stronger than nuclear staining in these cells (Fig.
4, left)
(
27).
Deletion of exon 6 or exons 5 and 6 had no effect on
the subcellular
localization of Smad4 (Fig.
4, left; Smad4

6 and

5-6). In contrast,
deletion of exon 3 had a dramatic effect, in that
Smad4

3 was
localized in the nuclei of all transfected cells (Fig.
4, left).
Deletion of exon 4 gave a similar, though less emphatic,
result,
in that some strong staining is still seen outside the nucleus
(Fig.
4, left, Smad4

4). Smad4 isoforms that contained
deletions
of exon 4 in the context of larger deletions
were more or less
uniformly distributed throughout the cell (Fig.
4,
left, Smad4

4-6 and

4-7) (see below).

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FIG. 4.
Subcellular localization of the alternatively spliced
Smad4 variants in the absence and presence of LMB. NIH 3T3 cells were
transfected with Flag-tagged Smad4 isoforms as indicated. (Left) The
subcellular localization of the Smad4 isoforms in untreated cells was
determined by indirect immunofluorescence using the anti-Flag antibody,
and nuclei of the same cells were also stained with DAPI as indicated.
(Right) Subcellular localization of the Smad4 isoforms in cells treated
with LMB at a 20-ng/ml final concentration for 1 h. wt, wild
type.
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These results enabled us to make two predictions. Firstly, the nuclear
localization of Smad4

3 and, to a lesser extent, Smad4

4
indicates that Smad4 must be capable of being constitutively
transported to the nucleus in the absence of signaling, because
the
alternatively spliced Smad4 variants are relatively large
proteins
(greater than 50 kDa) that cannot freely diffuse across
the nuclear
membrane (
12). Secondly, for Smad4 to be normally
more
cytoplasmic than nuclear, it must then be either actively
exported from
the nucleus or actively retained in the cytoplasm.
This activity must
require sequences encoded by exon 3 and also
exon
4.
The best-understood nuclear export mechanism is that mediated by a
short NES which requires the CRM1 protein (
12). To test
whether Smad4 undergoes CRM1-mediated nuclear export, we investigated
whether the localization of wild-type Smad4 was sensitive to leptomycin
B (LMB), a specific inhibitor of CRM1-mediated nuclear export
(
34). After treatment with LMB for 1 h, full-length
Smad4 was
indeed completely nuclear (Fig.
4, right panels,
top). Thus, in
untreated cells Smad4 must be constitutively imported
into the
nucleus and then immediately exported. When nuclear export is
blocked by LMB treatment, Smad4 is trapped in the nucleus. We
also
investigated the behavior of all the Smad4 alternatively
spliced
variants upon LMB treatment. In all cases, they rapidly
accumulated in
the nucleus, except Smad4

3, which was already
nuclear (Fig.
4,
right panels). This indicates that any cytoplasmic
localization of the
Smad4 isoforms is due to the activity of an
NES, presumably located in
exon 3, and that a strong NLS must
be present in Smad4, outside the
linker, in the MH1 domain or
MH2 domain (see
below).
In the absence of TGF-

signaling, therefore, a nuclear export
mechanism is responsible for the substantially cytoplasmic
localization
of Smad4 in NIH 3T3
cells.
Smad4 contains a canonical NES.
Prototypic NESs are short
hydrophobic sequences, rich in leucine residues (Fig.
5A) (12, 33). Human
Smad4 contains a putative leucine-rich NES in exon 3 (Fig. 5A). This
sequence is absolutely conserved in mouse, rat, and chick Smad4;
Xenopus Smad4
; and Drosophila Medea.
Significantly, it is absent in Xenopus Smad4
, which is
known to be constitutively nuclear (18, 31). The R-Smads do
not contain such sequences.

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FIG. 5.
Smad4 contains an NES and an NLS. (A) The
putative NES encoded by exon 3 of Smad4 is aligned with other
previously characterized NESs (21, 43). Leucines 146 and 148 were mutated to alanine to generate the NES mutant as shown. The
putative NLS of Smad4 is aligned with well-characterized NLSs
(7) and with the putative NLSs of the R-Smads, Smad1
and Smad2. Lysines 45, 46, 48, 50, and 51 were mutated to alanine to
generate the Smad4 NLS mutant. (B) The NES and NLS of Smad4 are
functional. NIH 3T3 cells were transfected with Flag-tagged Smad4
derivatives, and their subcellular localization was determined as
described for Fig. 4. (C) Smad4 forms functional complexes with
activated Smad2 and Fast-1 or Mixer in the nucleus. MDA-MB468 cells
were transfected with the appropriate luciferase reporters, plasmids
expressing transcription factors (Fast-1 or Mixer), and wild-type or
mutant Smad4 as shown. TGF- inductions and luciferase assays were
performed as described for Fig. 3. The data are averaged from at least
three independent experiments, which were normalized by setting the
TGF- induction mediated by wild-type Smad4 to 100%. PKI, cyclic
AMP-dependent protein kinase inhibitor; MAPKK, mitogen-activated
protein kinase kinase; wt, wild type; mut., mutant; SV40, simian virus
40.
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To test whether this putative NES was functional, we mutated two of the
critical leucine residues (Leu-146 and Leu-148) to
alanines (Fig.
5A).
The resulting Smad4-NES mutant was exclusively
localized in the nucleus
(Fig.
5B), indicating that exon 3 of
Smad4 contains a functional NES
that is absolutely required for
nuclear
export.
In addition, deletion of exon 4, either alone or in the context of a
larger deletion, was shown above to at least partially
abolish the
nuclear export activity in Smad4, indicating that
sequences in exon 4, outside the canonical NES, are also required
for full NES function.
Deleting exon 4 alone had a bigger effect
than deleting it with exons 5 and 6, or with exons 5, 6, and 7
(Fig.
4). This suggests that the
important residues are at the
exon 3-exon 4 boundary, which are
different in Smad4

4 from those
in Smad4

4-6 or Smad4

4-7. The
most likely explanation is that
the requirement for the residues in
exon 4 is structural, providing
the NES in exon 3 with an
appropriate protein context to adopt
the correct conformation ftk;2or
CRM1 binding, as previously proposed
for other NESs
(
12).
We have, therefore, identified a functional NES encoded by exon 3 of Smad4, which is necessary, though not sufficient, to
mediate
nuclear
export.
Smad4 contains a functional NLS in its MH1 domain.
The rapid
accumulation of Smad4 in the nucleus in the presence of LMB and the
exclusively nuclear localization of some of the Smad4 isoforms indicate
that Smad4 must be actively transported to the nucleus in the absence
of TGF-
signaling. The best-understood nuclear import mechanism is
mediated by a classical NLS and requires the importin-
/
heterodimer (12). NLSs are characterized by clusters of
basic residues, often followed by a hydrophobic aliphatic residue and
an acidic residue (12). Two types of NLSs have been identified: those exemplified by the simian virus 40 large-T-antigen NLS, which is a cluster of basic amino acids, and bipartite NLSs, such
as those in nucleoplasmin and other histone binding proteins, N1 and
N2, which are defined as two basic amino acids and a spacer of any 10 amino acids followed by a cluster of basic amino acids (7)
(Fig. 5A). Smad4 contains a sequence reminiscent of a bipartite NLS in
its MH1 domain (Fig. 5A). This motif is conserved in all Smad4s, and
the basic cluster is conserved in all the R-Smads (48). To
test whether this sequence is a functional NLS in Smad4, we generated a
mutant in which five lysine residues in this putative motif were
mutated to alanines (Fig. 5A). The resulting Smad4-NLS mutant is
completely excluded from the nucleus in transfected NIH 3T3 cells. This
is not dramatically different from wild-type Smad4, which is
substantially cytoplasmic anyway due to its strong NES activity (Fig.
5B). Therefore, to provide stronger evidence for the activity of the
NLS, we combined the NLS mutation with the NES mutation. We reasoned
that the Smad4-NES mutant was exclusively nuclear because the activity
of the NLS transported it into the nucleus, and in the absence of NES
function, the mutant was retained there. Mutating the NLS in the
context of the mutated NES gave rise to a protein that was uniformly
distributed throughout the cell (Fig. 5B). Given that this subcellular
localization is completely different from that seen with the Smad4-NES
mutant, which is exclusively nuclear, we conclude that this NLS plays a
major role in the nuclear import of Smad4. However, the fact that the
Smad4-NLS-NES mutant is not entirely cytoplasmic suggests that some
additional NLS activity resides elsewhere in Smad4 (see Discussion).
Thus, Smad4 has a functional NLS in its MH1 domain, required for rapid
transport of Smad4 to the nucleus, even in the absence
of TGF-

signaling. In unstimulated cells, this activity is counteracted
by the
activity of the NES, which exports Smad4 back into the
cytoplasm. Smad4
is therefore shuttling between the nucleus and
cytoplasm in
unstimulated
cells.
Smad4 can associate with activated Smad2 in the nucleus.
Upon
TGF-
signaling, activated Smad2 and Smad3 are assumed to form
complexes with Smad4 in the cytoplasm which translocate to the nucleus
(29). However, activated Smad2 can translocate to the
nucleus in the absence of Smad4 in the Smad4-deficient lines SW480.7,
MDA-MB468, and BxPC3 (reference 27 and
unpublished data). To address whether activated Smad2 can form
complexes with a Smad4 that is already nuclear prior to TGF-
signaling, we analyzed the transcriptional activity of the Smad4-NES
mutant, which is constitutively nuclear. The transcriptional activity
of the Smad4-NES mutant was identical to that of wild-type Smad4, in
the context of both a Fast-1-Smad2-Smad4 complex and a
Mixer-Smad2-Smad4 complex (10) (Fig. 5C). This indicates
that Smad4 can efficiently form complexes with activated Smad2 in the
nucleus. Equivalent results were obtained with Smad4
3, which is
also constitutively nuclear (Fig. 3C). In addition, no increase in
basal activity of the reporters was seen in the absence of TGF-
signaling in cells expressing the Smad4-NES mutant, indicating that the
nuclear Smad4 in unstimulated cells is not transcriptionally active.
Endogenous Smad4 shuttles between the cytoplasm and the
nucleus.
Our analysis above suggests that transfected Smad4
shuttles continuously between the nucleus and cytoplasm in the absence of TGF-
signaling due to the combined activities of nuclear import and export signals in Smad4. It was essential to prove that endogenous Smad4 also exhibited this behavior and to investigate whether it was
specific for Smad4. The TGF-
-responsive keratinocyte cell line HaCaT
was used for this analysis, as its cellular architecture facilitates
the visualization of endogenous Smads in both unstimulated and
stimulated cells. The Smads were detected with monoclonal antibodies
specific for Smad4 (exon 5) or for Smad2 and -3, which do not
cross-react with any other proteins on Western blots (data not shown)
(see Fig. 7).
We asked whether endogenous Smad4 accumulated in the nucleus when cells
were treated with LMB. If so, this would indicate
that the Smad4 NLS
was functional in the absence of TGF-

signaling
and that Smad4 was
normally actively transported from the nucleus
via a CRM1-dependent
mechanism. In the absence of LMB, and in
the absence of TGF-

, Smad4
was distributed throughout the HaCaT
cells (Fig.
6A, left
panels) with clear nuclear staining seen
in addition to cytoplasmic staining. This is also very obvious
in the
confocal section shown in Fig.
6B. In contrast, in the
same conditions,
Smad2 and Smad3 were almost exclusively cytoplasmic
(Fig.
6). After 10 min of LMB treatment, endogenous Smad4 was
largely concentrated in the
nuclei, whereas Smad2 and Smad3 remained
cytoplasmic (Fig.
6A),
demonstrating that only Smad4 is efficiently
imported into the nucleus
and accumulates there when nuclear export
is blocked by LMB. This
striking difference between Smad4 and
Smad2 and -3 was also clearly
seen after longer incubations with
LMB. Smad4 was exclusively nuclear
after 60 min of treatment with
LMB, while Smad2 and Smad3 were
completely unaffected by this
treatment (Fig.
6). When the LMB
treatment was performed at 4°C,
little relocalization of Smad4 was
observed (Fig.
6A), indicating
that import of Smad4 to the nucleus is
an active process. As a
control for the immunostaining, the behavior of
Smad4 and Smad2
and -3 was tested in response to TGF-

signaling. As
expected,
30 min after TGF-

stimulation, all the Smads were
beginning to
accumulate in the nucleus, and this was complete by 60 min
(Fig.
6A, right panels, and 6B).


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FIG. 6.
Endogenous Smad4 rapidly shuttles between the
nucleus and the cytoplasm in unstimulated cells. (A) HaCaT cells were
treated with LMB (20 ng/ml) for the times shown at either 37 or 4°C
or with 2 ng of TGF- per ml and then processed for
immunofluorescence using either an anti-Smad4 monoclonal antibody or an
anti-Smad2 and -Smad3 monoclonal antibody. Nuclei of the same cells
were also stained with DAPI. Fluorescence was visualized using a Zeiss
Axioplan upright fluorescence microscope. (B) Fields from a subset of
the samples shown in panel A were examined by confocal laser scanning
microscopy using a Zeiss LSM 510 confocal microscope. Phase-contrast
images of the same fields are also shown.
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Thus, in unstimulated HaCaT cells, Smad4 is continuously shuttling
between the cytoplasm and the nucleus. This results in
some nuclear
localization of Smad4 in the absence of TGF-

signaling.
Smad2 and
Smad3, in contrast, do not shuttle between the cytoplasm
and nucleus in
these conditions and are clearly regulated independently
of Smad4 in
unstimulated
cells.
Prolonged TGF-
signaling leads to export of Smad2,
Smad3, and Smad4 from the nucleus to the cytoplasm.
Finally, we
wanted to confirm the subcellular localization of the endogenous Smads
in unstimulated cells by subcellular fractionation, comparing NIH 3T3
cells which were used for the transfection studies with HaCaT cells
that were used for the studies of the endogenous Smads. We also wanted
to investigate the fate of the Smads after prolonged TGF-
signaling.
Nuclear and cytoplasmic extracts were made from HaCaT or NIH 3T3 cells
that had been preincubated with the protein synthesis inhibitor
cycloheximide (20 µg/ml) to prevent any Smad synthesis and then
incubated with TGF-
for different times. Control experiments
indicated that this amount of cycloheximide was sufficient to inhibit
protein synthesis by 93% in both cell types (see Materials and
Methods). The Smads were visualized by Western blotting with the
specific monoclonal antibodies described above. To control for protein
loading, the cytoplasmic extracts were blotted with an antibody that
recognizes the exclusively cytoplasmic ezrin, radixin, and moesin (ERM
proteins) (42), and the nuclear extracts were blotted
with an antibody against PCNA (Fig. 7A, bottom
panels). Control experiments
indicated that there was virtually no cross-contamination of nuclei
with cytoplasm or vice versa in either cell type (Fig. 7C).


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FIG. 7.
Prolonged TGF- signaling leads to export of
Smad2 and Smad4 from the nucleus to the cytoplasm. (A and B) Nuclear
and cytoplasmic extracts were made from HaCaT cells (A) or NIH 3T3
cells (B) that were treated with 20 µg of cycloheximide per ml and
were either uninduced or induced with TGF- (2 ng/ml) for the times
shown. They were analyzed by Western blotting with antibodies against
Smad4 or Smad2 and -3 (as in Fig. 6); phosphorylated Smad2; the ERM
proteins ezrin, radixin, and moesin; or PCNA. Nuclear and cytoplasmic
extracts were from the same cells. Cytoplasmic extracts were
concentrated to the same volume as nuclear extracts, and equal volumes
were loaded on the SDS-polyacrylamide gel. The Western blots were
quantitated, and the results are presented graphically (right panels).
(C) Western blotting of the nuclear and cytoplasmic extracts from two
time points with antibodies against the cytoplasmic protein GRB2 and
the nuclear protein poly(ADP-ribose) polymerase (PARP) indicates that
the extracts are virtually free from cross-contamination. (D)
TGF- -dependent nuclear import of Smad2 and Smad3 and export after
prolonged signaling in HaCaT cells as detected by immunofluorescence.
Cells were treated with 20 µg of cycloheximide per ml and were either
uninduced or induced with TGF- (2 ng/ml) for 1, 4, or 9 h and
processed for immunofluorescence as described for Fig. 6. Cells were
examined by confocal laser scanning microscopy using a Zeiss LSM 510 confocal microscope. Nuc., nuclear; Cyt., cytoplasmic.
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In HaCaT cells, in the absence of TGF-

signaling, some Smad4 was
detected in the nuclear fraction as predicted from the observation
that
Smad4 is undergoing continuous nucleocytoplasmic shuttling
(Fig.
7A, lane 1). In the same conditions, Smad2 and Smad3 are
predominantly
cytoplasmic (Fig.
7A, lanes 1 and 8). This is in
precise agreement with
the immunofluorescence data shown in Fig.
6. After a 30-min treatment
with TGF-

, increased levels of Smad4
are seen in the nuclear
fraction, together with Smad2 and Smad3
(lane 2). As the levels of the
Smads increase in the nuclear extracts,
they correspondingly fall in
the cytoplasmic extracts (Fig.
7A,
lanes 2 to 5 and 9 to 12). The
nuclear Smad2 is clearly phosphorylated,
as seen by its detection with
a polyclonal antibody directed against
Smad2 phosphorylated at the
C-terminal "SSXS" motif (
29) which
has previously been
well characterized (
11,
28). A low level
of Smad2 in the
cytoplasm is also phosphorylated. After 6 h of
TGF-

treatment,
the levels of bulk Smad2, phosphorylated Smad2,
Smad3, and Smad4 in the
nuclear fraction were very low (lane 6),
and by 9 h, very little
of any of the Smads was detected in the
nuclear extracts (lane 7). This
could be due to Smad degradation
(
28) or to export of the
Smads to the cytoplasm. The latter
mechanism appears to be the dominant
one. After prolonged TGF-
induction (6 and 9 h), levels of
Smad2, Smad3, and Smad4 in the
cytoplasmic extracts increase again to
approximately the levels
seen in unstimulated cells (Fig.
7A, lanes 13 and 14). This is
not due to new protein synthesis, as the cells had
been incubated
with cycloheximide prior to the initial treatment with
TGF-

.
The fact that the anti-phosphorylated Smad2 antibody does
not
detect any Smad2 in the cytoplasm after prolonged TGF-

treatment
indicates that the Smad2 accumulating back in the cytoplasm is
dephosphorylated.
The same experiment was performed in NIH 3T3 cells, the cell line used
for the transfection studies described above (Fig.
7B). A major
difference between these cells and HaCaT cells is
that NIH 3T3 cells
have extremely low levels of Smad3 relative
to Smad2. The Smads exhibit
essentially the same behavior in NIH
3T3 cells as in HaCaT cells. Some
Smad4 was nuclear prior to signaling,
although this was considerably
less than in HaCaT cells, in agreement
with the immunofluorescence data
(Fig.
4 and
6); Smad 2 was exclusively
cytoplasmic. Both Smad2 and
Smad4 accumulated in the nucleus 30
min after stimulation with TGF-

and were depleted from the cytoplasm.
After 6 h, Smad2 became
dephosphorylated, and coincidentally,
both Smad2 and Smad4 accumulated
back in the cytoplasm (Fig.
7B).
The export of Smad2 and Smad3 back to the cytoplasm after prolonged
TGF-

signaling was confirmed by immunofluorescence (Fig.
7D). HaCaT
cells were treated with cycloheximide and then TGF-
for the times
shown. It is clear in these confocal images that
after 1 h of
TGF-

stimulation Smad2 and Smad3 are exclusively
nuclear.
After 4 h, Smad2 and Smad3 begin to reappear in the
cytoplasm,
and after 9 h, this is almost
complete.
 |
DISCUSSION |
The Smad4 mRNA is alternatively spliced.
We have described
six alternatively spliced variants of Smad4, some of which are
expressed at substantial levels (at least at the mRNA level)
relative to wild-type Smad4 and are widely expressed in many different
cell types. The six alternatively spliced Smad4 mRNAs can be
translated into proteins that interact with Smad2 and Smad3 in a
ligand-inducible manner and are incorporated into a DNA-binding
transcription factor complex with activated Smad2 and Fast-1. However,
they differ in their transcriptional activity and in their subcellular
localization in unstimulated cells. This diversity in Smad4 could
contribute to determining how different cell types respond to TGF-
ligands, possibly dictating the transcriptional activation potential of
Smad-transcription factor complexes. Although we have raised antibodies
that detect the specific spliced Smad4 isoforms when overexpressed,
they are not avid enough to detect the endogenous proteins. The
production of better antibodies is required to enable us to address the
in vivo role of the alternatively spliced variants.
Smad4 is continuously shuttling between the cytoplasm and nucleus
in the absence of TGF-
signaling.
Our identification of the
alternatively spliced isoforms of Smad4 has enabled us to uncover a
novel mechanism for Smad4 regulation. From the experiments described
here, we conclude that in the absence of TGF-
signaling Smad4
shuttles between the cytoplasm and the nucleus. The strongest evidence
for this is provided by the experiments with LMB. After
inhibiting the nuclear export machinery with LMB, endogenous Smad4 has
substantially accumulated in the nucleus after 10 min and is completely
nuclear after 60 min. We propose that this behavior is
regulated by the combined activities of an NES that we have
identified in the Smad4 linker and an NLS in its MH1 domain. We have
demonstrated the functionality of the NES and NLS in Smad4 by making
point mutations in these motifs in the context of full-length Smad4 and
showing that this inhibits their activity. In the case of the NLS, the
inhibition was not complete, suggesting that another NLS exists
elsewhere in Smad4 or alternatively that the mutant Smad4 forms
complexes with endogenous Smads or with other proteins that contain
strong NLSs. We are currently investigating this further. Consistent
with this idea, we have shown that the NLS that we have identified
in the MH1 domain is not sufficient to direct an otherwise
cytoplasmic protein to the nucleus (our unpublished data).
The NLS that we have identified in human Smad4 is conserved in all
Smad4s (see below). The NES, however, is present in only
a subset of
Smad4s;
Xenopus Smad4

and
Caenorhabditis
elegans SMA-4 and DAF-3 do not contain an NES. We would thus
expect all
the Smad4s containing the NES to shuttle between the
cytoplasm
and the nucleus in the absence of signaling and expect those
that
do not contain an NES to be constitutively nuclear. Indeed,
consistent
with this view,
Xenopus Smad4

has been shown
to be constitutively
nuclear (
31) and DAF-3 is thought to
have a nuclear role in
the absence of signaling by the
C. elegans TGF-

ligand, DAF-7
(
35).
Taken together, our data suggest that the distribution of Smad4 between
the cytoplasm and the nucleus will be governed by
the relative
strengths of nuclear import over export in different
cell types. For
example, in HaCaT cells, a substantial proportion
of the endogenous
Smad4 is nuclear in unstimulated cells, which
we demonstrate by
immunofluorescence and by subcellular fractionation.
In NIH 3T3 cells,
in contrast, Smad4 is predominantly cytoplasmic
in similar
conditions.
Although this mode of regulation is novel for Smad4, the retention of
molecules in the cytoplasm through a mechanism of active
export from
the nucleus is not without precedent and has been
recently demonstrated
for such disparate proteins as the target
of the Hedgehog (Hh)
signaling pathway, the 155-kDa transcription
factor Cubitus interruptus
(Ci155); cyclin B1; the NF-

B inhibitor
I

B

; and the yeast
AP-1-like transcription factor yap1p (
1,
23).
Mechanism of accumulation of Smad4 in the nucleus upon TGF-
signaling.
Smad4 accumulates in the nucleus within 30 min of
stimulation of cells with TGF-
, presumably due to formation of
complexes with the R-Smads Smad2 and Smad3. In principle, this could be achieved either by increasing the rate of nuclear import or by reducing
the rate of nuclear export. We favor the latter mechanism, since
nuclear import of Smad4 is extremely rapid, even in the absence of
signal. We do not yet understand the mechanism whereby formation of
complexes with R-Smads inhibits nuclear export, although obvious
possibilities are masking of the NES either through complex formation
per se or through binding of the Smad complexes to DNA.
The R-Smads contain an NLS but not an NES.
The continuous
nucleocytoplasmic shuttling that we have demonstrated for Smad4 prior
to TGF-
signaling is not a property of the R-Smads, as they do not
contain an NES and are completely insensitive to the effects of LMB.
This suggests that they are retained in the cytoplasm in the absence of
TGF-
by a different mechanism, possibly through interaction with
other cytoplasmic proteins, such as microtubules (8) and/or
molecules such as the SARA (41). The receptor-regulated
Smads, however, do have NLSs related to the one that we have identified
in Smad4 (48). We propose that, in the absence of signal,
the NLS in Smad2 and Smad3 is masked and that phosphorylation of these
Smads by the activated type I receptor unmasks the NLS, resulting in
translocation of the Smads to the nucleus (48).
It has been assumed that formation of complexes composed of an
activated R-Smad and Smad4 occurs in the cytoplasm, before
translocation to the nucleus (
29). However, here we
demonstrate
that TGF-

-inducible transcriptional activity of Smad4 is
the
same whether the Smad4 is completely nuclear prior to stimulation
or predominantly cytoplasmic, suggesting that complexes of activated
Smad2 or -3 and Smad4 can form in the nucleus. It will be important
to
determine directly where complex formation normally
occurs.
The fate of the Smads after prolonged TGF-
signaling.
In
this study, we have also addressed the fate of the Smads after
prolonged TGF-
signaling. We conclude that, 6 to 9 h after TGF-
stimulation, the bulk of Smad2, Smad3, and Smad4 is exported from the nucleus to the cytoplasm. Since the kinetics of this correlate
with the kinetics of R-Smad dephosphorylation, we favor a model whereby
dephosphorylation of the R-Smads leads to dissociation of Smad4 from
the complexes and export of the Smads to the cytoplasm. Smad4 is
presumably exported via a CRM1-dependent mechanism. The R-Smads,
however, which do not contain a recognizable NES and are completely
insensitive to the effects of LMB, must be exported from the nucleus by
a distinct mechanism.
It was recently proposed that Smad signaling was terminated through the
destruction of Smad2 (
28), based on the ability
of
proteasome inhibitors such as MG-132 and lactacystin to stabilize
phosphorylated Smad2 and the clear demonstration that at least
a
fraction of activated nuclear Smad2 is ubiquitinated and thus
targeted
for destruction via the proteasome. Since we do not detect
any
substantial depletion of the R-Smads or Smad4 after prolonged
TGF-

signaling, we suggest that perhaps only a small proportion
of activated
Smad2 is degraded by the proteasome. In addition,
other components of
the TGF-

signaling pathway are regulated
by proteolysis, in
particular the activated receptors and the
corepressors Ski and SnoN
(
16,
39,
50). It is possible that
the gross stabilization of
phosphorylated Smad2 in the presence
of proteasome inhibitors
(
28) is a combination of direct stabilization
of Smad2 and
some indirect effects such as stabilizing the type
I receptor kinase or
stabilizing phosphorylated Smad2 in complexes
with molecules such as
Ski and SnoN. These corepressors associate
preferentially with
phosphorylated Smad2 and Smad3 and are then
normally targeted for
degradation by the proteasome (
16); proteasome
inhibitors
stabilize the Smad-Ski and Smad-SnoN complexes (
39).
It will
be important to determine how stabilization of these other
components
by the proteasome inhibitors affects the stabilization
of activated
Smad2.
The role of nuclear Smad4 prior to signaling.
The fact that
Smad4 undergoes continuous nucleocytoplasmic shuttling
prior to TGF-
signaling, while the R-Smads are actively retained in the cytoplasm, suggests that the nuclear Smad4 may have an
important role in unstimulated cells. Indeed, there are readily
detectable levels of Smad4 in the nucleus in unstimulated HaCaT and NIH
3T3 cells, but virtually no Smad2 or Smad3. This nuclear Smad4 is
clearly transcriptionally inactive, since we detect no increase in
basal transcription even when Smad4 is entirely targeted to the nucleus
by mutating the NES. A role for such nuclear Smad4 was recently
proposed (38). Smad4 was shown to form complexes with the
nuclear proto-oncoprotein SnoN in the absence of a signal, and it was
suggested that the role of these complexes was to bind to promoter
sequences and repress the transcription of target genes prior to
TGF-
signaling. Upon stimulation, SnoN is rapidly degraded, allowing
Smad4 to form complexes with the activated R-Smads to activate
transcription of target genes (38). This is an attractive
mechanism which would ensure very tight regulation of transcription in
response to TGF-
signaling.
 |
ACKNOWLEDGMENTS |
We thank Rik Derynck, Steve Goodbourne, Jon Graff, Tim Hunt,
Peter ten Dijke, and Malcolm Whitman for plasmids and antibodies and
Minoru Yoshida for LMB. We are very grateful to Christine Tran Quang
for invaluable help with the immunofluorescence experiments and to Mike
Howell for the experiment in Fig. 7C. We thank Stéphane Germain,
Mike Howell, Gareth Inman, Helen McNeill, Peter ten Dijke, and
Rebecca Randall for helpful discussions and comments on the manuscript.
The work was supported by the Imperial Cancer Research Fund, a TMR
Research Network grant (ERBFMRXCT980216) to C.S.H., and an MRC Research
Fellowship to F.J.N.
 |
FOOTNOTES |
*
Corresponding author. Mailing address: Laboratory of
Developmental Signalling, Imperial Cancer Research Fund, 44 Lincoln's Inn Fields, London WC2A 3PX, United Kingdom. Phone: 44 (0)20 7269 2941. Fax: 44 (0)20 7269 3093. E-mail:
c.hill{at}icrf.icnet.uk.
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Kalinina, N., Agrotis, A., Antropova, Y., Ilyinskaya, O., Smirnov, V., Tararak, E., Bobik, A.
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