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Molecular and Cellular Biology, January 2001, p. 136-147, Vol. 21, No. 1
0270-7306/01/$04.00+0 DOI: 10.1128/MCB.21.1.136-147.2001
Copyright © 2001, American Society for Microbiology. All rights reserved.
Identification of DNA cis Elements
Essential for Expansion of Ribosomal DNA Repeats in
Saccharomyces cerevisiae
Takehiko
Kobayashi,1,*
Masayasu
Nomura,2 and
Takashi
Horiuchi1
National Institute for Basic Biology, Okazaki
444-8585, Japan,1 and Department of
Biological Chemistry, University of California, Irvine, Irvine,
California 92697-17002
Received 24 August 2000/Accepted 9 October 2000
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ABSTRACT |
Saccharomyces cerevisiae carries ~150 ribosomal DNA
(rDNA) copies in tandem repeats. Each repeat consists of the 35S rRNA gene, the NTS1 spacer, the 5S rRNA gene, and the NTS2 spacer. The
FOB1 gene was previously shown to be required for
replication fork block (RFB) activity at the RFB site in NTS1, for
recombination hot spot (HOT1) activity, and for rDNA repeat
expansion and contraction. We have constructed a strain in which the
majority of rDNA repeats are deleted, leaving two copies of rDNA
covering the 5S-NTS2-35S region and a single intact NTS1, and whose
growth is supported by a helper plasmid carrying, in addition to the 5S
rRNA gene, the 35S rRNA coding region fused to the GAL7
promoter. This strain carries a fob1 mutation, and an
extensive expansion of chromosomal rDNA repeats was demonstrated by
introducing the missing FOB1 gene by transformation.
Mutational analysis using this system showed that not only the RFB site
but also the adjacent ~400-bp region in NTS1 (together called the EXP
region) are required for the FOB1-dependent repeat
expansion. This ~400-bp DNA element is not required for the RFB
activity or the HOT1 activity and therefore defines a
function unique to rDNA repeat expansion (and presumably contraction)
separate from HOT1 and RFB activities.
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INTRODUCTION |
In most eukaryotic organisms, the
ribosomal RNA genes (rDNA) are present in long tandem repeats at one or
a few chromosomal loci, the nucleolar organizers, and function in the
synthesis of rRNA. In the yeast Saccharomyces cerevisiae,
approximately 150 rDNA tandem repeats are located on chromosome XII. A
single unit of rDNA consists of two transcribed genes (5S and 35S rRNA genes) and two nontranscribed regions (NTS1 and NTS2) (Fig.
1). The 35S rRNA gene is transcribed by
RNA polymerase I (Pol I), yielding the 35S rRNA, which is then
processed into mature 18S, 5.8S, and 25S rRNAs, while the 5S rRNA gene
is transcribed by Pol III. Two DNA elements related to DNA replication,
the origin of replication (ARS) and the replication fork
barrier (RFB), are located in NTS2 and NTS1, respectively. During each
round of DNA replication, a bidirectional replication is initiated at,
on the average, one in five ARS sites (2, 21).
The RFB located near the end of the 35S rRNA gene allows the
progression of the replication fork in the direction of 35S rRNA
transcription but not in the opposite direction (2, 3,
19). The RFB site overlaps the E element of HOT1
(17, 35). (Actually, two closely spaced sites, RFB1 and
RFB2, are present in this region [37], but we call these
sites collectively the RFB site in this paper.) HOT1 was
originally discovered as a DNA element that stimulates genetic exchanges at nearby regions when inserted at a non-rDNA site
(17). Two elements were subsequently identified as
essential for HOT1 activity: the I element, which
corresponds to the Pol I promoter region, and the E element, which
overlaps the enhancer for Pol I transcription originally identified by
Elion and Warner (6). Thus, HOT1 activity
appears to be causally related to stimulation of transcription by Pol
I.

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FIG. 1.
(A) Structure of rDNA repeats in S. cerevisiae. The locations of the 35S and 5S rRNA genes (with the
direction of transcription indicated by arrows), the two nontranscribed
spacer regions (NTS1 and NTS2), ARS (replication origin),
and the HOT1 I-element are shown in the upper part.
BglII A and B DNA fragments are also shown. NTS1 and its
surrounding regions are expanded. Three solid bars represent the
HOT1 E-element, Pol I Enhancer, and RFB (the replication
fork blocking site, also indicated
by ). (B) Structure of
pRDN-hyg1 (4). This plasmid carries a single copy of rDNA
repeats obtained by cutting the repeats with SmaI (hence the
copy starting from 206 and ending at 207; the numbering is with
respect to the Pol I transcription start site as +1). There is a
mutation in the 18S rRNA gene (indicated as an asterisk) which makes
the ribosome hygromycin B resistant. (C) Structure of pNOY353. This
plasmid carries the 7.5-kb BamHI-XhoI fragment,
which contains GAL7-35S rDNA (the 35S rRNA coding region
fused to the GAL7 promoter as described by Nogi et al.
[23]) inserted between the BamHI and
SalI sites of the pTV3 vector (27). This
plasmid also contains the 1,085-bp PvuII-EcoRV
fragment carrying the 5S rRNA gene (see panel A) inserted in the
SmaI site upstream of the GAL7 promoter. The 35S
rRNA coding region contains up to the HindIII site,
+6935. Thus, the Pol I enhancer is present but the region from
HindIII to PvuII in NTS1 and the Pol I
promoter region (from 1 to the EcoRV site at +8757 or the
381-bp region) are absent.
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The total number of rDNA repeats per genome varies greatly depending on
the organism. For a given organism, the repeat number appears to be
maintained at an appropriate level, e.g., approximately 150 per haploid
genome for S. cerevisiae. However, variations of the repeat
numbers were observed quite often, and most organisms appear to have
the ability to alter repeat numbers in response to changes in intra- as
well as extracellular conditions. For example, we have previously shown
that the absence of an essential subunit of Pol I triggers a gradual
decrease in the number of rDNA repeats to about half the normal level
and reintroduction of the missing Pol I gene induces a gradual increase
of the number of repeats back to the original level (18).
By analogy to this observation, one can imagine that a harmful deletion
of a significant fraction of rDNA repeats by homologous recombination
could be repaired by the ability of cells to expand repeat numbers, as was in fact observed for Drosophila bobbed mutations
(26, 34). In addition, it was recently discovered that
yeast mutants defective in the Pol I transcription factor UAF give rise
to variants that are able to grow by transcribing chromosomal rDNA
repeats by Pol II and that the switch to growth using the Pol II system
is accompanied by a large expansion of rDNA repeats up to approximately
400 (25, 36). In this case, the repeat expansion clearly
represents an adaptation process to growth without the intact Pol I
system. Thus, although an extensive recombination activity in rDNA
repeats may be harmful to cells, as discussed in connection with cell aging and SIR2-dependent gene silencing in yeast cells
(5, 11, 29), some limited and regulated recombinational
activities within rDNA repeats appear to be important for cellular
adaptation and repeat number maintenance, in addition to their
well-discussed role in the maintenance of sequence homogeneity among
many rRNA genes. However, although extensive studies were carried out
on the mechanism of recombination within rDNA repeats in
Drosophila and yeast and some specific models were proposed
(7, 18, 33, 39; for studies on
Drosophila, see the review in reference 12), actual molecular mechanisms unique to rDNA have
remained largely unknown.
An important gene required for rDNA repeat expansion and contraction
discovered in the yeast system is FOB1 (18).
FOB1 was originally identified as the gene required for both
replication fork-blocking activity (RFB activity) at the RFB site
within the rDNA repeats and HOT1 activity in a recombination
test system outside the rDNA repeats (20). Using the Pol
I-dependent rDNA repeat expansion-contraction assay system mentioned
above, it was subsequently demonstrated that FOB1 is
required for efficient rDNA expansion and contraction
(18). In addition, mutation in the FOB1 gene
was found to reduce the frequency of the formation of extrachromosomal
rDNA circles from the rDNA repeats (5) as well as the
frequency of actual recombination as assayed by the use of a marker
gene integrated within rDNA repeats (K. Johzuka and T. Horiuchi,
unpublished experiments). Because FOB1-dependent replication
fork blocking takes place at the RFB site (3, 19) and
because pausing of replication is known, at least in bacterial systems,
to stimulate both DNA double-strand breakage (22) and recombination (13, 14, 28), we have previously proposed that FOB1-dependent rDNA repeat expansion and contraction
takes place as a result of FOB1-dependent replication fork
blocking at the RFB site, presumably involving double-strand breakage
and repair of the break via gene conversion, as illustrated in Fig. 2 (see the legend for further
explanation). If this proposal is correct, that is, if the
FOB1-dependent replication fork block is in fact the cause
of the stimulation of rDNA repeat expansion and contraction by
FOB1, the RFB site located near the end of the 35S rRNA gene
should be essential for this expansion and contraction process. To
examine this question and to find whether any other DNA cis
elements surrounding the RFB site are required for repeat expansion and
contraction, we have developed a system in which these questions can be
studied by mutational analysis. Obviously, the presence of redundant
rDNA copies makes the mutational analysis very difficult. We have
constructed a yeast strain in which the majority of rDNA repeats are
deleted, leaving two copies of rDNA covering the 5S-NTS2-35S regions
and a single intact NTS1 region in between and whose growth is
supported by a multicopy helper plasmid which does not carry the intact
NTS1. Using this strain, initial mutational analyses were carried out.
We have found that the RFB site is in fact essential for
FOB1-dependent rDNA repeat expansion. We have also found
that in addition to the RFB region, the adjacent ~400-bp region in
NTS1 is required for the efficient repeat expansion but the Pol I
transcription enhancer region is apparently not required. The ~530-bp
region, which combines the RFB region with the newly identified
~400-bp region, is now called EXP (for expansion of rDNA repeats).
The requirement of the new DNA cis element(s) independent of
the RFB site can now define a new function(s) which is involved in the
rDNA repeat expansion independent of the RFB activity.

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FIG. 2.
The fork block-dependent recombination model for rDNA
repeat expansion and contraction. The positions of ARS and
RFB are shown as solid dots and
, respectively. Individual
lines represent chromatids with double-stranded DNA. In this model, DNA
replication starts from one of the ARS sites (ARS-2)
bidirectionally (a). In the yeast rDNA repeats, about one in five
ARS sites is used as an active origin (2, 21).
A rightward replication fork is arrested at the RFB site, and this
arrest is supposed to stimulate a double-strand break of DNA at a
nearby site (indicated by an arrowhead in row b). A strand invasion at
a homologous duplex (a downstream sister chromatid near ARS-1 in this
example) takes place (c), and a new replication fork is formed. The new
replication fork meets with the leftward replication fork from the
upstream site, resulting in formation of two sister chromatids, one of
which gains an extra copy of rDNA, indicated as boxed rDNA-2 (d). If
the strand invasion is at a site in a upstream repeat (e.g., near
ARS-3), a loss, rather than a gain, of an rDNA repeat is expected. This
model was proposed previously to explain the observed strong dependence
of rDNA repeat expansion and contraction on FOB1
(18).
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MATERIALS AND METHODS |
Media, strains, and plasmids.
SD is a synthetic glucose
medium (16). SGal is the same as SD except that 2%
glucose is replaced by 2% galactose. Both SD and SGal were
supplemented appropriately with amino acids and bases to satisfy
nutritional requirements and also to retain unstable plasmids
(16).
Yeast strains and plasmids used in this study are listed in Table
1. Disruption of
FOB1 was
described previously (
18).
Plasmid pTAK101 was constructed
by inserting the
FOB1 gene amplified
by PCR
(
20) into the
BamHI site of YEplac181
(
8). TAK200
was constructed from NOY408-1b as previously
described (
4,
24) and is described in Results.
NTS1 mutants A to G were constructed from TAK201 by gene replacement
(
16). The region (~1.1 kb) covering the NTS1 and the
5S
RNA gene was subdivided into seven segments, A to G (see Fig.
3 and
below), and each segment was replaced individually with
the 1,162-bp
HindIII fragment containing
URA3 as follows.
Two
DNA sequences of approximately 500 bp that flank a segment to
be
replaced were amplified by PCR using DNA prepared from TAK201.
Each of
the primers used for PCR had recognition sites at the
5' ends, one for
BamHI (distal primer) and the other for
PinAI
(proximal primer, i.e., the primer containing the site to be used
for
connection to the
URA3 fragment). The two PCR products were
digested with these two enzymes and cloned together into the pUC18
vector at the
BamHI site. A DNA fragment consisting of the
1,162-bp
HindIII fragment containing
URA3 and
additional
PinAI sites at
both ends was constructed by PCR,
cleaved with
PinAI, and inserted
at the
PinAI
site between the two 500-bp flanking sequences in
pUC18 in the
orientation that would make
URA3 and the 5S rRNA
gene face
the same direction. The resultant recombinant plasmid
was digested with
BamHI. The fragment containing
URA3 and the
two
flanking sequences was separated from the vector portion and
then
introduced into TAK201 by transformation for replacement
of the
pertinent segment with
URA3. PCR was used to confirm the
positions and the size of the insert expected from the correct
replacement. The positions of the segments replaced by
URA3
are
as follows (using the conventional rDNA repeat numbering system,
starting with +1 at the site of the start of Pol I transcription
and
increasing in the direction of 35S rRNA transcription): G,
6750 to
6934; F, 6935 to 7063; E, 7064 to 7193; D, 7209 to 7326;
C, 7327 to
7462; B, 7463 to 7712; and A, 7713 to 7895. (A gap
of 15 bp is present
between the E and D segments but is irrelevant
to the experimental
design and the conclusion.)
Determination of the copy number of rDNA repeats.
In the
rDNA repeat expansion experiments, the number of rDNA repeats was
determined after ~45 generations of growth. The number of generations
was estimated based on the observation that a single colony with a
diameter of 1 mm contained ~2 × 105 cells and the
consequent assumption that cells in colonies of this size corresponded
to progeny 18 generations from the individual ancestor cells. The
FOB1 gene was introduced into the control strain (TAK201)
and NTS1 substitution mutants A to G by transformation using pTAK101.
Colonies 1 mm in diameter were picked from Leu+ selection
plates and restreaked on the same plates, and the same-sized colonies
were taken to inoculate the supplemented SGal medium. Cells were then
grown for nine generations before being harvested, thus making a total
of ~45 generations after the introduction of the FOB1
gene. Control transformation was done using the vector plasmid
YEplac181, and Leu+ transformants ("vector
transformants") were subjected to the same processes. DNA was then
isolated, digested with BglII, subjected to agarose gel
electrophoresis (1% agarose), and analyzed by Southern hybridization
using probes for rDNA (probe 2 for mutants A to C and probe 1 for D to
G [see Fig. 5C]) and for MCM2 (a 1.4-kb fragment prepared
by PCR) as described previously (30). Ratios of rDNA to
MCM2 were quantified, and the rDNA copy numbers were calculated by comparing these ratios (rDNA/MCM2) with the
corresponding ratio obtained for TAK201, which contained two copies of
rDNA. The amounts of radioactive probes hybridized were determined by phosphorimager analysis (BAS2000; Fujifilm).
Other methods.
Samples for contour-clamped homogeneous
electric field (CHEF) electrophoresis were prepared as described
previously (31). Electrophoresis was carried out in a
0.8% agarose gel with 0.5× Tris-borate-EDTA (TBE) buffer, using
CHEF-DRII (Bio-Rad, Richmond, Calif.) with a pulse time of 300 to
900 s and 100 cV for 68 h at 14°C. For the experiment in
Fig. 4, a 1% agarose gel was used and the conditions for
electrophoresis were altered to a pulse time of 60 to 120 s, 200 cV, and 40 h at 14°C. The gel was then stained with 1 µg of
ethidium bromide (EtBr) per ml for 30 min at room temperature,
photographed, and then subjected to Southern hybridization analysis
(30). RFB activity was analyzed using two-dimensional (2D)
gel electrophoresis as described previously (1). For field
inversion gel electrophoresis, samples were prepared as previously
described (31), digested with BamHI, and
subjected to gel electrophoresis in a 1% agarose gel with 0.5× TBE
buffer, using FIGE Mapper (Bio-Rad). The conditions used included a
switch time ramp of 0.4 to 2.0 s (linear shape), 180 cV (forward),
120 cV (reverse), and 20 h at 14°C. The gel was then stained
with 1 µg of EtBr per ml for 30 min at room temperature, photographed, and subjected to Southern hybridization analysis (30).
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RESULTS |
Construction of a strain with two rDNA repeats.
Most of the
yeast rDNA repeats can be deleted using a method described by Chernoff
et al. (4). Plasmid pRDN-hyg1 carries a single rDNA repeat
with a recessive hygromycin resistance mutation in the 18S rRNA gene
(Fig. 1B). This plasmid was first introduced into a control strain,
NOY408-1b, using URA3 for selection. The resultant strain
was then subjected to a hygromycin resistant selection. Because the
wild-type allele is dominant to the mutant hyg1 allele,
hygromycin-resistant mutants selected in this way are expected to have
lost most of the chromosomal rDNA repeats by recombinational events.
Because the rDNA repeats (~150 copies of the 9.1-kb repeat or ~1.4
Mb) represent a large fraction of the total length of chromosome XII
(1.05 Mb of non-rDNA regions plus 1.4 Mb rDNA repeats, or ~2.5 Mb),
degrees of reduction in rDNA repeat numbers can be assessed by
measuring the length of chromosome XII in these hygromycin-resistant
mutants by CHEF electrophoresis. Eight mutants were analyzed in this
way, and the result is shown in Fig. 3A.
Compared to the control strain (lane WT), a large reduction in the
length of chromosome XII was evident for all the mutants analyzed and
the remaining rDNA repeat numbers were estimated to be less than 20 in
these mutants. We selected mutants 7 and 8 (Fig. 3A, lanes 7 and 8) and
determined the copy numbers of their chromosomal rDNA repeats more
precisely. Field inversion gel electrophoresis was carried out after
digestion of their chromosomal DNA with BamHI. As shown in
Fig. 3B (lane 8), mutant 8 showed a band of approximately 57 kb.
Knowing the DNA sequences of non-rDNA flanking the rDNA repeats,
including the BamHI sites closest to the rDNA, we can
calculate that this value matches that for the presence of two rDNA
copies, as shown in Fig. 3C. Mutant 7 failed to show any significant
signal (Fig. 3B, lane 7) and may have lost the rDNA repeats completely.
No further analysis was done on this mutant.

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FIG. 3.
(A) Analysis of the size of chromosome XII by CHEF
electrophoresis. Eight independent hygromycin-resistant mutants (lanes
1 to 8), as well as the control strain, NOY408-1b, (lane WT), were
examined. The left panel shows chromosome patterns revealed by staining
with EtBr. The right panel shows an autoradiogram obtained after
hybridization with an rDNA probe (probe 3 in Fig. 5C). Size markers
(lane M) are made up of Hansenula wingei chromosomes
(Bio-Rad). (B) Analysis of the sizes of rDNA repeats by field inversion
gel electrophoresis. DNA samples prepared from mutants 7 and 8 (those
shown in lanes 7 and 8 in panel A, respectively) were digested with
BamHI, subjected to the electrophoresis, and analyzed by
hybridization using an rDNA probe (probe 3 in Fig. 5C). A band seen in
lane 8 which corresponds to the size expected from two copies of rDNA
is indicated by an arrowhead. Lane M is the 5-kb ladder provided by
Bio-Rad. Because the amounts of the marker DNA molecules were much
larger than the amount of fragment containing two copies of rDNA,
nonspecific hybridization of the probe to the markers took place,
providing positions of the markers conveniently on the same
autoradiogram. (C) Structures of two rDNA repeats remaining in strain
TAK201 and the NTS1-5S region subjected to the mutational analysis
(expanded below). Seven segments, A to G, replaced by URA3
individually in mutants A to G are indicated. The precise positions of
each segment are given in Materials and Methods.
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We selected mutant 8 (TAK200) for subsequent studies of rDNA repeat
expansion. It should be noted that the end of the intact
rDNA repeats
at the right border (telomere proximal) is near the
end of the 5S rRNA
gene and that their left end is within the
RFB region according to the
GenBank sequence information (
9).
We determined the
sequences around these two boundaries on DNA
isolated from strain
TAK200 and confirmed that they are identical
to those in the data bank.
Thus, TAK200 contains two intact 35S
rRNA genes, two intact NTS2
regions, and a single intact NTS1
region (Fig.
3C). We note that the
portion of the RFB region remaining
at the left border is not
sufficient to cause replication fork
blocking, as judged from the
results of previous experiments (
19),
leaving the single
intact RFB in the middle for the RFB function
in this strain. To
prevent
FOB1-dependent repeat expansion, thus
stabilizing
the two-copy state, the
FOB1 gene of TAK200 was disrupted
by
replacement with
HIS3. In addition, plasmid pRDN-hyg1 was
replaced
by pNOY353. This plasmid contains the 35S rDNA fused to the
GAL7 promoter and, in addition, the 1.1-kb
PvuII-
EcoRV fragment carrying
the 5S rRNA gene
and lacks most of NTS1 (i.e., the segment between
HindIII and
PvuII which includes the RFB site
[see the legend
to Fig.
1]). This helper plasmid was used to minimize
repairs
of mutations to be introduced in the chromosomal NTS1 by gene
conversion, which might take place when a single intact rDNA repeat
is
present on a helper plasmid like pRDN-hyg1. The resulting
fob1-disrupted
strain carrying pNOY353 (TAK201) was used for
mutational analysis
of rDNA repeat expansion. As expected from the
limited number
(two copies) of the chromosomal rDNA repeats and the
GAL7-dependent
rRNA synthesis through the helper
plasmid, growth of TAK201 was
galactose
dependent.
Mutational analysis of the NTS1 region to identify cis
elements required for rDNA repeat expansion.
A systematic
mutational analysis of the NTS1 region was done by dividing this region
(and the 5S rRNA coding region) into seven segments (A to G) (Fig. 3C)
(see Materials and Methods) and replacing each of them with the
URA3 gene, creating seven NTS1 substitution mutants (mutants
A to G). Segment F corresponds to the 129-bp
HindIII-HpaI region which contains the RFB
site. Segment G roughly corresponds to the 190-bp
EcoRI-HindIII region which was originally
defined as the Pol I transcription enhancer element (6).
The URA3 gene was placed in the same direction as the 5S
rRNA gene. Expected mutational alterations in these mutant strains were
confirmed by digestion of their DNA with BamHI followed by
Southern analysis, which showed no increase of rDNA repeat numbers, and
by PCR analysis, which showed correct replacements of each segment with
URA3 (data not shown).
The seven NTS1 mutant strains, A to G, as well as the original control
strain, TAK201, were transformed with a plasmid, pTAK101,
which carries
the wild-type
FOB1 gene, to induce a
FOB1-dependent
expansion of rDNA repeats (
18).
Transformants were selected
using
LEU2 on the plasmid on
supplemented SGal plates which did
not contain tryptophan or leucine.
Five independent transformants
were picked for each strain and purified
by streaking on the SGal
plates. Single colonies were then inoculated
in liquid SGal medium
with the same supplements, and the cells were
grown for 18 h.
Including colony formation twice on the plates and
the following
growth in the liquid medium, it was estimated that
approximately
45 generations had occurred since the
FOB1
gene was introduced
into these strains (see Materials and Methods). The
size of chromosome
XII was then analyzed by CHEF electrophoresis. The
gels were stained
with EtBr (Fig.
4A) and
subjected to hybridization with an rDNA-specific
probe and
autoradiography (Fig.
4B). In the original strain (TAK201),
which had
two copies of rDNA, the band of chromosome XII overlapped
those of
chromosomes VII and XV in the EtBr-stained gel (Fig.
4A and B, lane
2-copies). This result was expected because the
calculated size of
chromosome XII in the original strain is 1.05
Mb, which is similar to
the size (1.09 Mb) of chromosomes VII
and XV. In contrast, chromosome
XII in five transformants derived
from the control strain (TAK201),
which grew for 45 generations
after introduction of the
FOB1
gene, was much larger than that
of the two-copy control, and this was
the case for all five independent
transformants, as can be seen from
the autoradiogram in Fig.
4B
(lanes Control, FOB1). Each sample appears
to represent a heterogeneous
mixture of cells carrying chromosomes XII
with different sizes,
displaying smears rather than defined bands. For
this reason,
no defined bands corresponding to chromosome XII were
observed
for these samples on the EtBr-stained gel (Fig.
4A). The
observed
extensive expansion of rDNA repeats in these transformants
requires
the presence of the
FOB1 gene. No such expansion
was observed
for the five control cultures derived from five
independent Leu
+ transformants, which were formed on
introduction of the vector
DNA without
FOB1 (Fig.
4A and B,
lanes control, Vector). However,
some small increases in the length of
chromosome XII were clearly
seen relative to the original two-copy rDNA
strain, and the extents
of the increases varied depending on the
transformants obtained
independently. The bands of chromosome XII were
relatively homogeneous
in sizes and could be seen even in the
EtBr-stained gel. The observed
FOB1-independent increase in
rDNA repeat numbers is discussed
below.

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FIG. 4.
Analysis of the size of chromosome XII in
FOB1 transformants of NTS1 substitution mutants by CHEF
electrophoresis. (A and B) Five independent FOB1
transformants derived from each of mutants A to G and from the control
strain (TAK201) were analyzed along with five vector transformants of
the control strain after ~45 generations. The reference TAK201, which
had two rDNA repeats without expansion, was also analyzed (lane
2-copies). (A) Chromosomal patterns revealed by staining with EtBr; (B)
autoradiograms obtained after hybridization with an rRNA probe (probe 3 in Fig. 5C). (C) Analysis of five FOB1 transformants and
five vector transformants derived from mutant G by hybridization using
a URA3 probe. The left panel shows chromosomal patterns
revealed by staining with EtBr. The right panel shows an autoradiogram
obtained after hybridization with the URA3 probe. The
position of chromosome V carrying the native URA3 gene is
indicated by an asterisk. On the right sides of the gels in panels A
and B and on the left side in panel C, the positions of chromosomes and
their sizes (in megabases) are indicated.
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The effects of substitution mutations (A to G) on
FOB-dependent rDNA repeat expansion were examined in the
same way, that
is, by introducing the
FOB1 gene by
transformation and analyzing
the size of chromosome XII after ~45
generations of growth. Five
independent
FOB1 transformants
were analyzed for each mutant,
together with five independent vector
transformants. The results
for the
FOB1 transformants are
shown in Fig.
4A and B. The results
for the vector transformants are
not shown except for those derived
from mutant G (Fig.
4C; see below),
but all the vector transformants
showed only a limited increase in the
size of chromosome XII,
as with the vector transformants derived from
TAK201 mentioned
above and those derived from mutant G. For
FOB1 transformants,
an efficient expansion of rDNA, that is,
a large increase in the
size of chromosome XII, was clearly observed
for all the transformants
derived from mutant A and G (Fig.
4B, lanes A
and G). Some of
them (one transformant of A and two transformants of
G), however,
showed lower degrees of expansion compared to others with
the
same mutation (A or G) or those without mutation (mentioned above).
For mutant B, the extent of expansion was reduced significantly.
However, two of the five
FOB1 transformants (marked with
asterisks
in Fig.
4B) showed a clear expansion and two others showed a
smear,
suggesting that at least some fractions of heterogeneous cell
populations had started repeat expansion (Fig.
4B, lanes
B).
For the other mutants, C, D, E, and F, no significant
FOB1-dependent repeat expansion was observed. Only a limited
increase
in size was observed (Fig.
4A and B, lanes C, D, E, and F),
and
the patterns of chromosome XII bands shown by five
FOB1
transformants
for each of these mutants were similar to those seen for
vector
transformants of the control strain, TAK201, or vector
transformants
of mutant G; that is, the bands were relatively
homogeneous and
could be recognized above the 1.1-Mb bands of
chromosome VII and
XV in the EtBr-stained gel (Fig.
4A). The absence of
FOB1-dependent
expansion was expected for mutant F because
the RFB region has
been completely replaced by the
URA3 gene
in this mutant, and
the model shown in Fig.
2 predicted this result.
The results obtained
for mutants C, D, and E demonstrate that there are
DNA elements
in these regions which are required for efficient
FOB1-dependent
expansion of rDNA
repeats.
The
URA3 gene fragment which has replaced segments A to G
individually in the NTS1 mutants A to G was found to undergo repeat
expansion processes together with adjacent rDNA. In the experiment
in
Fig.
4, we rehybridized the same filter (A to G) with a
URA3-specific
probe after stripping the rDNA probe and
obtained patterns of
chromosome XII sizes similar to those shown in
Fig.
4B (data not
shown except for mutant G as an example in Fig.
4C).
Hybridization
with the
URA3 probe revealed bands of
chromosome V, which carries
a single copy of the native
URA3
gene (asterisk in Fig.
4C). Comparison
of the intensities of chromosome
XII bands with those revealed
by the single-copy
URA3 show
strong coamplification of
URA3 in
FOB1
transformants of mutant G and limited coamplification in
vector
transformants of mutant
G.
In the CHEF electrophoresis experiments described above, it is
difficult to obtain accurate estimates of the degree of rDNA
repeat
expansion. First, the conditions of electrophoresis were
chosen to
improve the resolution of chromosomal bands with different
sizes at a
region near 1.1 Mb, which made resolution of bands
of 1.5 Mb or higher
difficult (compare lane M in Fig.
4C with
lane M in Fig.
3A). Second,
significant fractions of chromosome
XII failed to enter the gel,
presumably reflecting the difficulty
of obtaining complete release of
this large chromosome from cellular
components and/or debris resistant
to enzyme digestion during
sample preparation. Therefore, we determined
the extent of increase
of rDNA repeat numbers by Southern hybridization
after digestion
of DNA with
BglII. Specific probes used to
detect rDNA were probe
2 for mutant strains A to C and probe 1 for
mutant strains D to
G (indicated in Fig.
5C). A single-copy gene,
MCM2,
was also analyzed
as a reference by using a suitable hybridization
probe. The results
obtained are shown in Fig.
5A for a single
FOB1 transformant taken
from each group of mutants as well
as single
FOB1 and single vector
transformants of the
control strain that were subjected to the
rDNA repeat expansion
process. First, it should be noted that
the
BglII fragment
detected for the transformants derived from
the control strain had a
size of 4.6 kb (Fig.
5A, arrowhead marked
rDNA), corresponding to the
BglII-A fragment shown in Fig.
1A.
The bands detected for
the mutants were larger [Fig.
5A, arrowhead
marked rDNA (URA3)], and
no heterogeneity was observed for each
mutant band. The larger sizes
reflect the differences between
the sizes of each region deleted (120 to 250 bp) and the size
of the
URA3 fragment inserted (1.1 kb). The results demonstrate
that each repeating unit in rDNA after
extensive expansion (mutants
A, B, and G [sample B shown in Fig.
5A
was the one with a large
expansion]) or after limited expansion
(mutants C, D, E, and F)
contained
URA3; that is,
URA3 was coamplified with the remaining
rDNA in the
expansion process.

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|
FIG. 5.
Expansion of rDNA repeats observed in FOB1
transformants of NTS1 substitution mutants. (A) The DNA samples
analyzed in the experiments in Fig. 4A and B were digested with
BglII and analyzed by Southern hybridization using
rDNA-specific probes, probe 2 for the left panel and probe 1 for the
right panel (the probes are indicated in panel C). The gels were also
analyzed using a probe specific for a single-copy gene,
MCM2, as a reference. (B) The numbers of rDNA repeats was
calculated for each transformant, and the values for five independent
transformants derived from each mutant and control strain were
averaged. The results are shown as bars, and standard deviations are
indicated as lines. (C) Summary of the mutational analysis indicating
the region (EXP) essential for FOB1-dependent rDNA repeat
expansion. The locations of segments A to G as well as probes 1, 2, and
3 used for hybridization are shown together with pertinent restriction
sites in this region.
|
|
The number of rDNA repeats in the samples was determined by first
measuring the intensities of bands, calculating the ratios
of the rDNA
to
MCM2 signals for each sample, and then comparing
these
ratios to the ratio obtained for the reference two-copy
rDNA strain.
This Southern analysis was repeated with the remaining
four
FOB1 transformants of the mutants (A to G) and the control
strain, as well as four vector transformants of the control strain.
Averages of the values for five independent transformants obtained
in
this way were then calculated, and the results are shown in
Fig.
5B. It
is evident that replacing regions C, D, E, and F with
URA3
abolished the efficient
FOB1-dependent repeat expansion.
Repeat numbers were less than 10 in all these cases and were not
larger
than the small increases observed for the vector transformants
of the
control strain. In contrast, replacement of the A, B, and
G segments
with
URA3 still allowed
FOB1-dependent expansion,
although
the extent of expansion appeared to be less than that observed
for the control strain. In summary, the experiments described
in this
section demonstrate that the DNA region covering segments
C to F is
required for
FOB1-dependent rDNA repeat expansion. We
call
this region EXP (for "expansion of rDNA repeats") (Fig.
5C).
Effects of NTS1 substitution mutations on replication fork-blocking
activity.
Although deletion analysis was previously carried out to
define the region (the RFB region) required for RFB activity, the analysis was done by using artificial plasmid systems (3,
19) rather than in the context of the native rDNA locus on
chromosome XII. To examine the relationship between the DNA elements
required for rDNA repeat expansion and those required for RFB activity, we used the 2D electrophoresis method (1) and analyzed
cultures of the five FOB1 transformants of the mutants and
the FOB1 and vector transformants of the control strain
(those used in the experiment in Fig. 5A) for accumulation of
intermediates of replication arrested at the RFB site. DNA was isolated
from cells growing exponentially in galactose medium, digested with
BglII, and subjected to 2D gel electrophoresis followed by
hybridization using a rDNA probe (probe 3 in Fig. 5C). The results are
shown in Fig. 6. The control
FOB1 transformant culture showed a spot (indicated by an
arrowhead) corresponding to the replication fork intermediate arrested
at the RFB site (panel FOB1). The vector transformant culture did not
show such a spot (panel fob1), as expected from the previous work
(20). For mutants A through E, a spot was observed at a
position which is shifted slightly to the left from the position of the
spot seen for the control FOB1 cells (see the position of
spots indicated by arrowheads in panels A through E relative to the
position in panel FOB1). This small shift to the left is consistent
with the increase in the size of the BglII A fragment caused
by the URA3 substitution (as mentioned above in connection
with the results in Fig. 5A) combined with the expectation that the
increase is in the replicated "branch" region of the Y-shaped
intermediate formed at the site.

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|
FIG. 6.
Effects of NTS1 mutations on RFB activity analyzed by 2D
gel electrophoresis. DNA was prepared from FOB1
transformants of NTS1 substitution mutants (A to G) and FOB1
and vector transformants (panels FOB1 and fob1, respectively) derived
from the control strain, TAK201. DNA was then digested with
BglII and subjected to 2D agarose gel electrophoresis
followed by Southern hybridization using a rDNA probe (probe 3 in Fig.
5C). Spots indicated by arrowheads show the accumulation of Y-shaped
molecules at RFB sites. A schematic diagram of the positions of various
Y-shaped replication intermediates is shown as a Y-arc in the bottom
right panel.
|
|
For mutant F, a large reduction in the spot intensity was observed, as
expected from deletion of the previously defined RFB
site in the F
segment. However, we noted the presence of a weak
spot at approximately
the same position as those seen for mutants
A to E, that is, slightly
left of that seen for the control culture
(compare panel F with other
panels). Therefore, it appears that
a weak RFB activity remains in
mutant F and that the (weak) replication
fork arrest takes place soon
after replication of the
URA3 fragment
inserted to replace
the F segment, i.e., presumably in the G segment.
Although further
studies are required to establish this tentative
conclusion, it is
possible that we failed to detect this weak
activity previously because
the previous work was done with an
artificial plasmid system, where the
RFB activity was weaker than
that observed in the chromosomal rDNA
repeats (
19).
When mutant G was analyzed, a clear spot was observed and its position
was shifted to the right along the Y arc from the position
observed for
the control
FOB1 cells (panel G). This shift is consistent
with replication fork arrest occurring at the previously defined
RFB
site in the F segment, that is, an increase in the size of
the
unreplicated "stem" of the Y-shaped replication intermediate
in
mutant G relative to the intermediate in the control
FOB1 cells.
The main conclusion obtained from the 2D gel analysis described above
is that replacement of the C, D, or E segment with
URA3 does
not affect the RFB activity even though it abolishes the
FOB1-dependent expansion of rDNA repeats, as described in
the
previous section. Some specific DNA element(s) exists in the region
covering segments C, D, and E (and perhaps extending to F) which
is
involved in a function(s) separate from replication fork blocking,
enabling the expansion of rDNA
repeats.
 |
DISCUSSION |
Identification of a new DNA cis element(s) required for
expansion of rDNA repeats.
We have constructed a yeast strain
which carries only a single intact NTS1 region surrounded by two
5S-NTS2-35S regions on chromosome XII. The strain also carries a
deletion in the FOB1 gene, and an efficient
FOB1-dependent repeat expansion can be induced by
introduction of the missing FOB1 gene. Using this system, we
carried out a mutational analysis of the entire NTS1 region. We first
confirmed the prediction based on the previously proposed model (Fig.
2) that the 129-bp HindIII-HpaI region
(segment F) containing the RFB site is required for rDNA repeat
expansion. Although this confirmation does not necessarily prove the
model (see the discussion below), the results are at least consistent with the proposal that replication fork blocking is required for the
efficient expansion and contraction of rDNA repeats (18).
Somewhat unexpectedly, we have discovered that the adjacent ~400-bp
region distal to the 35S rRNA gene (segments C, D, and
E) is required
for the
FOB1-dependent repeat expansion even though
it is
not required for the RFB activity. Thus, this new
cis
element(s)
defines a new function required for expansion of rDNA
repeats.
Since both expansion and contraction are largely
FOB1 dependent
(
18), we think it likely that
this new
cis element, called EXP,
is involved in both
expansion and contraction, although the present
experiments demonstrate
only the requirement for expansion and
not that for contraction. It
should be noted that we define the
EXP element (or region) as the DNA
region required for repeat
expansion, and this includes segment F,
which contains the RFB
region; regardless of whether replication fork
blocking is really
essential for repeat expansion, the RFB region is
required for
expansion and hence is included in the EXP region. If
replication
fork blocking is really essential for efficient
FOB1-dependent
repeat expansion, the EXP region would be
functionally divided
into two subregions or DNA elements, one required
for replication
fork blocking and the other required for another
function, a function
presumably involved in a step subsequent to
replication fork blocking,
and these two elements might or might not
overlap in segment
F.
Regarding the function of the EXP element that is independent of the
RFB function, we have little information. As discussed
previously
(
18,
25), there are two different kinds of factors
which
influence rDNA repeat expansion and contraction. One comprises
protein
factors which are involved in recombination processes,
such as Fob1
protein and Sir2 protein (in addition to proteins
used in recombination
in general, such as
RAD52 [T. Kobayashi,
unpublished
data]), and the other includes protein factors, such
as Pol I and Pol
I-specific transcription factors, which presumably
do not participate
in recombination processes but do participate
in the maintenance of
rDNA repeat numbers within a certain range,
presumably by forming some
specific nucleolar structures that
include rDNA repeats. For example,
in mutants defective in Pol
I and growing by Pol II-dependent
transcription of an artificial
fusion gene,
GAL7-35S rDNA,
on a plasmid, rDNA repeat numbers
are reduced to about half of the
normal level (
18). Another
example is that of mutants
defective in the transcription factor
UAF and growing by transcribing
chromosomal rDNA by Pol II, where
average rDNA repeat numbers are
increased to approximately 400
(
25,
36). In both
instances, average repeat numbers are substantially
altered relative to
the wild-type level but the cells retain the
ability to expand and
contract rDNA repeats and the populations
show a significant
heterogeneity of cells with different sizes
of rDNA repeats. In mutants
C, D, and E, which fail to expand
rDNA repeats, a limited degree of
expansion was observed but the
repeat numbers appeared to be relatively
homogeneous. Repeat numbers
obtained were also different among five
different transformants
for a given mutation. Therefore, it appears
that the EXP element
defined here is involved in a
FOB1-dependent recombination process(es)
rather than
influencing repeat numbers through some nucleolar
structures. Since the
replacements of each of segments C, D, and
E (but not A, B, and G [see
below]) with the
URA3 sequence all
abolish
FOB1-dependent repeat expansion, we suspect that the EXP
element may represents a site(s) for the binding of some specific
protein factor(s) that is involved in a recombination process(es)
unique to rDNA repeats, possibly the one(s) counteracting the
function
of other rDNA-specific chromatin proteins, such as Sir2
protein, that
decrease the frequency of recombination within rDNA
repeats.
Replacement of each of segments A, B, and G with
URA3
allowed
FOB1-dependent rDNA repeat expansion, but the
extents of repeat
number increase after 45 generations were
significantly lower
than for the control. Since the degrees of
expansion were not
uniform in five
FOB1 transformants
analyzed for each of these
mutants, these mutations appear to reduce
the rate of expansion
rather than limiting the extent of expansion. It
is possible that
some DNA sequence elements contained in these segments
play some
specific (stimulatory) role in repeat expansion but are not
essential.
Alternatively, the presence of a Pol II gene,
URA3, in each repeat
that would attract nonnucleolar
proteins including the Pol II
transcription machinery may cause a
nonspecific inhibition of
the expansion
process.
In a search of genomic DNA elements that would promote the
amplification of a plasmid carrying the thymidine kinase gene in
cultured mouse cells, Wegner et al. (
38) isolated two DNA
fragments
(called muNTS1 and muNTS2) which were identified as two
segments
within the nontranscribed spacer region in rDNA repeats. The
plasmids
carrying these sequences were found to be integrated into some
chromosome locations in the form of long tandem repeats. Because
these
two nontranscribed spacer fragments were highly AT rich,
a likely
possibility considered was that they might function as
origins of
replication. The fragments in the EXP region studied
here contain some
AT-rich sequences, but other fragments that
were not required for
expansion (A, B, and G) also contain equally
AT-rich segments. In
addition, the function of the EXP element
in the yeast system is
clearly not that of a replication origin.
Whether there is any
functional relationship between the mouse
nontranscribed spacer
elements and the yeast EXP element is presently
unclear.
FOB1-independent limited increases of rDNA
repeats.
The system we used to study cis elements for
rDNA repeat expansion contains a single NTS1 surrounded by two copies
of 5S-NTS2-35S repeats. The FOB1-dependent expansion model
in Fig. 2 requires at least three tandem repeats for repeat expansion.
Therefore, expansion in the present system must have initially used a
different mechanism, such as an unequal crossing over between sister
chromatids. A limited degree of FOB1-independent expansion
was in fact observed in vector transformants of the control strain
(and of NTS1 mutants). The RFB-independent limited expansion observed
in FOB1 transformants of mutant F may also represent such a
FOB1-independent repeat expansion. Although we have not
studied mechanisms involved in such FOB1- and
RFB-independent copy number increase, this process is presumably very
inefficient because of the small numbers of repeats available as sites
of recombination and the general reduction of recombination caused by
protein components unique to rDNA chromatin, such as the Sir2 and Net1
proteins (10, 32). We expect that once copy numbers reach
certain sizes, FOB1-dependent repeat number alterations will
start to become dominant and the rate of expansion per genome may
presumably become higher with increased copy numbers during the 45 generations used for the analysis, because an increase in repeat number
will increase the total frequency of FOB1-dependent recombinational events. In addition, the direction of copy number changes in populations will be mostly toward expansion rather than
contraction due to a selection for faster growth, at least until
certain repeat numbers are reached (see below). Such considerations may
explain the large differences among five independent FOB1 transformants that were derived from the same strain (e.g., mutant B)
and had undergone the same transformation and subsequent subcultures (Fig. 4B, mutant B).
In connection with the selective advantage of cells with increased rDNA
repeat numbers, we note that rDNA repeat numbers (which
are still less
than 10) which are attained by the limited increase
through the
FOB1-independent mechanism are not sufficient for
cell
growth. We found that the vector transformants of the control
strain
were unable to form colonies on glucose plates after 45
generations of
subculture while
FOB1 transformants of control
strains were
able to form colonies on glucose (and to lose the
helper plasmid,
pNOY353). On the other hand, as emphasized previously
(
18), control cells with ~40 rDNA repeats had growth
rates identical
to those with normal (i.e., ~150) rDNA repeat
numbers. Thus, expansion
beyond ~40 copies appears to be achieved not
because of selective
advantage but presumably because of the stability
of a nucleolar
structure(s) carrying rDNA repeat numbers close to
~150.
In passing, we note that transformants of mutant G, which received
FOB1, were able to expand rDNA repeats, although apparently
not to the same extent as the control
FOB1 transformants.
The
resultant strain lacks segment G, which was originally defined
as
the Pol I enhancer (
6), in the expanded rDNA repeats
except
for the single copy at the leftmost end. However, this strain
was able to form colonies on glucose plates and to lose the helper
plasmid. Such a strain with rDNA repeats carrying mutation G and
without the helper plasmid showed only a small decrease in growth
rate
in glucose medium compared to the control strain with the
intact
enhancer in all the rDNA repeats. The role of the enhancer
element in
Pol I transcription is a separate subject under current
study.
Relationship between rDNA repeat expansion and recombination by
HOT1.
The HOT1 element stimulates recombination
between two nearby repeat sequences at a chromosome site outside the
rDNA locus. HOT1 consists of two elements, the I element,
which corresponds to the Pol I promoter, and the E element, which
comprises segments F and G studied here. It has been assumed that
HOT1 activity is responsible for recombinational events
within rDNA repeats. The discovery that FOB1 is required for
both HOT1 activity (20) and rDNA repeat
expansion and contraction (18) has appeared to support
this assumption. However, HOT1 activity requires active transcription by Pol I (15, 35) whereas recombinational
events within rDNA repeats take place in the absence of their
transcription (18). In addition, the present work has
demonstrated clear differences in the cis elements required
for stimulation of recombination between the two systems. First,
segments C, D, and E are required for rDNA repeat expansion (see above)
but not for HOT1 activity (35). Second,
deletion (or substitution) of segment G abolishes HOT1
activity nearly completely (35) but reduces the extent and
presumably the rate of rDNA repeat expansion only weakly (see above).
(It should be noted that there is one copy of the intact G segment at
the left border in mutant G used in the expansion experiments described
in this paper. Thus, although we think it rather unlikely, we cannot
eliminate the possibility that this single copy might play a role in
recombination events responsible for repeat expansion.) The main
features shared by the two systems are the requirement of segment F,
which contains the RFB site, and the requirement of the intact
FOB1 gene as mentioned above. Thus, the previous assumption
may be incorrect and elucidation of the mechanisms of rDNA sequence
homogenization as well as rDNA repeat expansion and contraction may
have to depend on the use of systems designed within the native rDNA
repeat locus. In addition to the present FOB1-induced repeat
expansion system, we have previously described experimental systems in
which the effects of various factors on the expansion and contraction
of rDNA repeats can be studied (18, 25). These systems
should be useful in studies not only of the mechanism but also of the
physiological significance of rDNA repeat expansion and contraction.
After completion of the present work, a paper by Ward et al.
(
37) appeared, which has demonstrated that
HOT1
activity can
occur in the absence of replication fork blocking, even
though
both
HOT1 and RFB activities requires
FOB1. These workers also
carried out mutational analysis
within the F and G segments and
found that some DNA elements are shared
but others are required
for one activity but not for the other. Thus,
their conclusion
that the
FOB1 function is involved in two
clearly different activities,
HOT1 and RFB activities, is
related to our conclusion that it
is also required for two clearly
separable activities,
HOT1 and
rDNA repeat expansion.
Elucidation of the function(s) of the
FOB1 gene product
appears to be a key to solving the intriguing problem
of relationships
among these three activities. In addition, consideration
of these new
observations made by Ward et al. (
37) and by the
present
study raises the question whether our previous proposal
is really
correct, that is, whether replication fork blocking
is really the first
step in rDNA expansion and contraction. Although
available experimental
results support this proposal, they have
not proven it. Detailed
mutational analysis of DNA sequence elements
within the F segment may
be helpful to settle this question. Regardless
of the answer to this
question, however, the discovery of the
new DNA elements that are
uniquely involved in rDNA repeat expansion
(and presumably also in
contraction) indicates the presence of
an unexplored aspect(s) of
recombinational mechanisms used in
rDNA repeat structures that
constitute the structurally and functionally
essential component of the
nucleolus.
 |
ACKNOWLEDGMENTS |
We thank S. Arfin for critical reading of the manuscript.
This work was supported in part by grants from the Ministry of
Education, Science and Culture, Japan (to T.H. and T.K.), a grant from
the Ministry of Health and Welfare, Japan (to T.K.), and a grant from
the National Institutes of Health (to M.N.).
 |
ADDENDUM IN PROOF |
We replaced the G segment, still located at the left border of
rDNA repeats in mutant G. In this mutant, the FOB1-dependent expansion of rDNA took place as well. Therefore, the G segment was not
required for the expansion.
 |
FOOTNOTES |
*
Corresponding author. Mailing address: National
Institute for Basic Biology, 38 Nishigonaka, Myodaijicho, Okazaki
444-8585, Japan. Phone: 81-564-55-7692. Fax: 81-564-55-7695. E-mail:
koba{at}nibb.ac.jp.
 |
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Molecular and Cellular Biology, January 2001, p. 136-147, Vol. 21, No. 1
0270-7306/01/$04.00+0 DOI: 10.1128/MCB.21.1.136-147.2001
Copyright © 2001, American Society for Microbiology. All rights reserved.
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