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Molecular and Cellular Biology, January 2001, p. 289-297, Vol. 21, No. 1
0270-7306/01/$04.00+0 DOI: 10.1128/MCB.21.1.289-297.2001
Copyright © 2001, American Society for Microbiology. All rights reserved.
Stimulation of Homologous Recombination through
Targeted Cleavage by Chimeric Nucleases
Marina
Bibikova,1
Dana
Carroll,1,*
David J.
Segal,1,
Jonathan K.
Trautman,1
Jeff
Smith,2,3
Yang-Gyun
Kim,2,
and
Srinivasan
Chandrasegaran2,*
Department of Biochemistry, University of
Utah School of Medicine, Salt Lake City, Utah
84132,1 and Department of
Environmental Health Sciences, The Johns Hopkins University School
of Hygiene and Public Health,2 and
Department of Biophysics and Biophysical Chemistry, The
Johns Hopkins University School of Medicine,3
Baltimore, Maryland 21205
Received 28 August 2000/Returned for modification 2 October
2000/Accepted 5 October 2000
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ABSTRACT |
Chimeric nucleases that are hybrids between a nonspecific DNA
cleavage domain and a zinc finger DNA recognition domain were tested
for their ability to find and cleave their target sites in living
cells. Both engineered DNA substrates and the nucleases were
injected into Xenopus laevis oocyte nuclei, in which
DNA cleavage and subsequent homologous recombination were
observed. Specific cleavage required two inverted copies of the zinc
finger recognition site in close proximity, reflecting the need for
dimerization of the cleavage domain. Cleaved DNA molecules were
activated for homologous recombination; in optimum conditions,
essentially 100% of the substrate recombined, even though the DNA was
assembled into chromatin. The original nuclease has an 18-amino-acid
linker between the zinc finger and cleavage domains, and this enzyme cleaved in oocytes at paired sites separated by spacers in the range of
6 to 18 bp, with a rather sharp optimum at 8 bp. By shortening the
linker, we found that the range of effective site separations could be
narrowed significantly. With no intentional linker between the binding
and cleavage domains, only binding sites exactly 6 bp apart
supported efficient cleavage in oocytes. We also showed that two
chimeric enzymes with different binding specificities could collaborate
to stimulate recombination when their individual sites were
appropriately placed. Because the recognition specificity of zinc
fingers can be altered experimentally, this approach holds great
promise for inducing targeted recombination in a variety of organisms.
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INTRODUCTION |
Procedures and reagents that allow
the directed alteration of genes in situ constitute a powerful toolbox
for experimental genetics and potentially for agricultural and
therapeutic applications. In many organisms, however, and particularly
in higher eukaryotes, the efficiency of recombination between an
introduced DNA and the homologous chromosomal target is discouragingly
low. For example, such events typically occur in mammalian cells at a
frequency of only about 1 for each 106 cells treated
(3, 31). We are interested in developing procedures that
would substantially improve the frequency of gene targeting.
A major impediment to efficient gene replacement is the status of the
chromosomal target. Increasing the number of target sequences has
little or no effect on targeting efficiency (54, 60). In
contrast, making an intentional double-strand break (DSB) in the target
DNA increases the yield of specific homologous recombination events up
to 1,000-fold or more (10, 11, 14, 44, 46). It is believed
that exonucleases act at broken ends to generate single-stranded tails
that are recombinagenic in any of several pathways. In particular, the
single-strand annealing mechanism (33), by which
homologous recombination involving exogenous DNA usually occurs in
higher eukaryotes (53), cannot proceed unless both the
donor and target have ends (5, 48).
Whatever the mechanism of recombination, it is clear that the frequency
of targeted recombination can be substantially improved by introducing
a targeted DSB. The feasibility of this approach has been demonstrated
by directing cleavage with meganucleases, like I-SceI
(20); however, the utility of such enzymes is limited by
the need to introduce the corresponding recognition site by a
traditional, low-efficiency process before it can be cleaved. More
useful would be cleavage reagents that either inherently possess or can
be designed to have affinity for natural chromosomal sequences. If the
recognition specificity of such reagents could be manipulated to attack
different targets in different circumstances, this would be most powerful.
In the present study we investigate the potential of a class of
chimeric nucleases for DNA cleavage and initiation of recombination in
living cells. These enzymes are hybrids between the nonspecific cleavage domain of the type IIs restriction endonuclease
FokI and a DNA-binding domain made up of three
Cys2His2 zinc fingers (Fig.
1A) (7, 17, 24, 26-30, 37,
51). Recognition of DNA by zinc fingers is modular: each finger
contacts primarily three consecutive base pairs in the target, and a
few key residues in the protein mediate recognition. These features
have encouraged attempts to develop zinc finger combinations with novel
specificities, which have proved quite successful (8, 12, 13, 16,
18, 19, 43, 49, 58, 59). In fact, randomization of the codons for the recognition residues allows the selection of new fingers that
have high affinity for arbitrarily chosen DNA sequences. Furthermore,
zinc fingers are natural DNA-binding modules, and engineered fingers
have been shown to act on their designed targets in living cells
(1, 9, 25, 34). Thus, nucleases based on zinc fingers
should be targetable to specific but arbitrary recognition sites.

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FIG. 1.
(A) Schematic diagram of a chimeric nuclease and DNA
substrate. The nuclease consists of three zinc fingers (Zn) connected
to the cleavage domain of FokI (FN) by a
flexible peptide linker. The N and C termini of the protein are
indicated. Each finger makes contact with three consecutive base pairs
in the recognition sequence. In the DNA substrates, the canonical
binding site for QQR, 5'-GGG GAA GAA, was inserted, in
various numbers and orientations, between the 1.25-kb direct repeats
(boxes with arrows) of plasmid pRW4. (B) Scheme for the oocyte
injection experiments. The DNA substrate is diagrammed at the top left,
and the position of the unique PvuII site is shown. For each
sample the DNA was injected into the nuclei of 20 to 40 oocytes; they
were incubated for 3 to 4 h to allow chromatin assembly, and then
QQR was injected into the nuclei. After various lengths of time, DNA
was recovered from the oocytes, digested with PvuII, and
analyzed by Southern blot hybridization. This distinguishes DNA
molecules not cleaved by QQR (Uncut) from cleaved DNA (Cut) and from
cleaved molecules that have undergone homologous recombination (Rec).
The locations of the PvuII sites and the sizes of the
resulting PvuII fragments are shown.
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Here we characterize the cleavage abilities of the chimeric nucleases
in Xenopus laevis oocytes. These enormous cells have a large
capacity for homologous recombination that is readily accessed by
microinjection of appropriate substrates (5) and that
proceeds by the same single-strand annealing mechanism that is the
principal pathway available to exogenous DNAs in cultured mammalian cells (5, 53). Injected linear DNAs undergo
efficient recombination if they carry appropriately placed homologous
sequences, and a single oocyte can process more than 109
molecules into completed recombination products in a few hours (6, 35, 36). Injected circular DNAs are assembled into apparently normal chromatin and are inert for recombination, but they
can be induced to interact with a homologous partner, if they are
cleaved (48). A circular DNA thus serves as an effective model for an inactive chromosomal target.
We report that chimeric nucleases based on zinc fingers are capable of
finding their recognition sites in oocytes, directing specific
cleavage, and stimulating local homologous recombination. The substrate
requirements for cleavage in living cells are described, and future
applications are discussed.
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MATERIALS AND METHODS |
Enzymes.
Zif-QQR-FN (29) and
Zif-
QNK-FN (51) were purified from
overproducing bacteria as previously described (51, 52).
We refer to them by the three-letter designations QQR and QNK,
respectively. Coding sequences for enzyme variants with altered linkers
were created from the original QQR clone in the pET15b vector by PCR using primers carrying the desired alterations. The resulting plasmids
were verified by sequence analysis and transformed into Escherichia coli BLR(DE3)/pLysS; induction, lysis, and
enrichment of the enzymes were carried out as described for QQR
(51, 52). In vitro reactions were performed in 20 µl
containing 10 mM Tris (pH 8.5), 50 mM NaCl, 1 mM dithiothreitol, 100 µM ZnCl2, 50 µg of bovine serum albumin per ml, 100 µg of tRNA per ml, and 50 ng of substrate DNA (final concentration,
about 0.7 nM). After addition of various amounts of enzyme, the mixture
was incubated for 30 min at room temperature. MgCl2 was
added to a final concentration of 10 mM, and incubation was continued
for 1 h at room temperature. Cleavage was monitored by
electrophoresis in 1% agarose gels.
DNA substrates.
The parent plasmid, pRW4, consists of pBR322
sequences with a direct duplication of 1.25 kb and a unique
XhoI site between the repeats (36). Substrate
DNAs were constructed by insertion of oligonucleotide duplexes
containing the recognition site for QQR (5'-GGG GAA GAA)
and/or QNK (5'-GGG GCG GAA), in various arrangements, at the XhoI site. Sequences of the inserts were verified
experimentally in all cases, and they are reported explicitly elsewhere
(52).
Oocyte injections.
Injections, DNA recovery, and analysis
were performed as described previously (4, 36). A mixture
containing 1 ng of substrate DNA (about 0.3 fmol) and 1 ng of the
recovery control plasmid pHSS6 (22) was injected into each
oocyte in a volume of 20 nl. After incubation for 3 to 4 h to
allow chromatin assembly, the chimeric nuclease in 10% glycerol was
delivered to the nuclei in a volume of 2.5 to 15 nl. Two different QQR
solutions were used for injections: one with an estimated concentration
of 3 fmol/nl, and the other with 7 fmol/nl. The linker variant enzymes were approximately 7 fmol/nl, and the QNK stock was approximately 3 fmol/nl. Because glycerol can be toxic to oocytes, the injection volume
was limited. Some aliquots of enzyme tended to lose activity in the
injection needles, so care was taken to load a fresh needle for each
small batch of oocytes and to use it within about 20 min. Samples taken
from the needle before and after oocyte injections were assayed to
ensure that the enzyme remained active, and only examples that retained
activity were processed further.
After incubation and recovery of the DNA, it was digested with
PvuII and analyzed by Southern blot hybridization with
radioactive
pBR322 as a probe. The radioactivity in each band was
quantitated
with a Molecular Dynamics model 400E PhosphorImager using
ImageQuant
software. Reported percentages of recombination product were
calculated
as
R/(
R +
U) × 100, where
R
is the number of counts in the recombinant
band and
U is the
counts in the uncut substrate. The intensity
of the pHSS6 control band
(
C) was used to determine the recovery
of substrate DNA by
comparing (
R +
U)/
C in the recovered DNA to
U/C in an uninjected sample. While there appeared to be some
loss
of cleaved DNA in some cases, the total recovery was essentially
always above 80%.
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RESULTS |
Experimental design.
The general designs of the enzymes and
DNA substrates used in this study are shown in Fig. 1A. The chimeric
nucleases are composed of three zinc fingers at the N terminus,
connected by a flexible linker to the cleavage domain of
FokI (FN) at the C terminus. Each finger
contacts primarily three consecutive base pairs of DNA. Each plasmid
DNA carries one or more copies of the recognition sequence for the
chimeric nuclease between 1.25-kb direct repeats.
The protocol for injection into
Xenopus oocytes is
illustrated in Fig.
1B. For each combination of experimental
parameters,
the substrate DNA was injected into the nuclei of 20 to 40 oocytes
and allowed 3 to 4 h to assemble into chromatin (
15,
48).
We have verified chromatin assembly in our conditions by
showing
that only about one-quarter of restriction sites in the
plasmids
are susceptible to cleavage by enzymes injected into the
oocytes
and that recovered DNA is supercoiled after deproteinization
(data
not shown). The chimeric nuclease was then injected, again
directly
into the oocyte nucleus. DNA was recovered after various times
of incubation and assayed for cleavage and recombination by digestion
with
PvuII, gel electrophoresis, and Southern blot
hybridization.
Substrate molecules that were not cut by the chimeric
nuclease,
cut molecules, and molecules that had undergone homologous
recombination
all yield characteristic fragments in this analysis (Fig.
1B).
Although recombination products may be formed from these
substrates
largely by intramolecular events, we have shown previously
that
intermolecular reactions, very similar in principle to a
gene-targeting
setup, are stimulated to a comparable extent by directed
DSBs
in oocytes (
5,
48).
Requirements for cleavage and recombination in oocytes.
Figure
2A shows a time course experiment in
which a plasmid DNA with paired inverted recognition sites for QQR
(pQT10) was injected into oocytes and then isolated at various times
after enzyme injection. Products of cleavage at the expected site (Cut) were observed within 1 h after enzyme injection. There are two cut
bands because the linear DNA was digested with PvuII for
analysis. A band corresponding to recombination products (Rec) was also visible, and in longer exposures a faint trailing smear representing recombination intermediates (35) was seen. Both cleavage
and recombination proceeded through the 3-h time point, and the process was essentially complete by 6 h. This corresponds well to time courses of recombination of linear DNAs in oocytes determined previously (5, 35). In this experiment, the final level of recombination was 54%; both cleavage and recombination products were
absent if the nuclease was not injected (6, 48) (data not
shown). The total recovery of injected substrates was always good, as
indicated by comparison to the circular recovery control plasmid pHSS6.

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FIG. 2.
Cleavage and recombination in oocytes. (A) Time course
of cleavage and recombination in Xenopus oocytes after
injection of QQR. Circular pQT10 DNA (0.3 fmol; this corresponds to 0.6 fmol of binding sites) was injected into oocyte nuclei, following the
scheme shown in Fig. 1B; 10 nl (30 fmol) of a solution of QQR was
delivered to each oocyte, and DNA was recovered at the indicated times
after enzyme injection. Recovered DNA was analyzed as described in the
legend to Fig. 1B; the positions of the expected fragments (Uncut, Cut,
and Rec) are indicated. pHSS6 is a circular plasmid that was included
as a recovery control (22). Uninjected pQT10 (Uninj) is
shown in the first lane, and uninjected pBR322 (pBR) serves as a marker
for the position of recombination products. Stds, linear size
standards. The percentage of the recovered DNA that was in the product
band (Rec) is indicated below each lane. (B) Effect of recognition site
disposition on cleavage and recombination. The number and orientation
of sites are indicated by the arrowheads above each lane, with the
point designating the A end of the binding site. pQS has a single
recognition site; pQT10 has two sites in tail-to-tail inverted
orientation; the two sites in pQH10 are in head-to-head orientation;
pQD10 has two sites in direct repeat orientation; and pQDD10 has three
direct repeats. Each pair of neighboring sites is separated by 10 bp.
DNA and enzyme concentrations were as in panel A; incubation was done
overnight. (C) Cleavage and recombination in oocytes after injection of
various amounts of QQR (3 fmol/nl), as indicated. The DNA substrate was
pQT10, and incubation was overnight.
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Studies of the chimeric nucleases in vitro demonstrated that the
enzymes require two recognition sites in close proximity
to effect
double-strand cleavage (
52). We tested the ability
of QQR
to cleave substrates with various site configurations in
oocytes (Fig.
2B). Incubation continued overnight, so only completed
recombination
products were scored. A pair of tail-to-tail inverted
repeats (pQT10)
provided an effective substrate for cleavage and
recombination. A
single copy of the zinc finger binding site (pQS
in Fig.
2B) did not
support cleavage by QQR; this substrate was
recovered entirely as
intact circles (Uncut). Similarly, a DNA
with head-to-head inverted
repeats (pQH10) was completely ineffective
as a substrate in oocytes.
Substrates with two (pQD10 in Fig.
2B) or three (pQDD10) direct repeats
yielded only low levels of
recombination products after injection of
QQR. The requirements
for cleavage in oocytes are thus somewhat
stricter than those
in vitro, where direct repeats were readily cleaved
and head-to-head
repeats showed some susceptibility (
52).
The level of cleavage and recombination was governed at least partly by
the amount of enzyme activity delivered to the oocytes,
since injection
of increasing volumes of enzyme solution led to
increased product
yields (Fig.
2C). At the highest level of enzyme
shown, 46% of pQT10
ultimately recombined, but even higher levels
were achieved with this
substrate using more concentrated enzyme
stocks (see Fig.
3). Although
the molar amount of QQR injected
greatly exceeded that of the DNA
substrate in these experiments,
the effective concentration could be
substantially lower, since
we do not know how much of the enzyme
remained intact, active,
and nuclear during the
incubation.
These results demonstrate that (i) the chimeric nuclease QQR can locate
its target and produce recombinagenic DSBs in living
cells even when
the target is incorporated into chromatin; (ii)
paired, inverted
recognition sites are required to effect efficient
cleavage; and (iii)
a large fraction of the substrate can be converted
to recombination
products.
Influence of recognition site separation on efficiency.
A
series of substrates carrying paired inverted repeats of the
recognition site separated by various lengths of spacer DNA were tested
for the ability of QQR to stimulate recombination in Xenopus
oocytes. Two different experiments are shown in Fig. 3, one that includes a broad range of
site separations (4 to 35 bp; Fig. 3A), and the other that concentrates
on the range between 12 and 20 bp (Fig. 3B). Effective cleavage and
recombination occurred with several substrates, but there was a rather
sharp dependence on the length of the spacer. Little product was formed
when the separation was 4 bp; this substrate was also not cleaved
effectively in vitro, probably due to steric clash between enzyme
molecules that attempt to bind to the two sites (52). The
yield was better with a separation of 6 bp, and a spacer of 8 bp
consistently gave the largest yield. In the experiment shown in Fig.
3A, 94% of this substrate was converted to recombination product; in
Fig. 3B the yield was 95%. A secondary maximum was often seen with a
16-bp spacer (Fig. 3B). The efficiency dropped at larger separations, and with distances of 20 bp and greater, very little or no product was
formed. (In a separate experiment [not shown], a separation of 5 bp
gave no recombination, and the yield with 7 bp was intermediate between
those for 6 and 8 bp.)

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FIG. 3.
Effect of spacer length on efficiency of cleavage and
recombination. All substrates carried two recognition sites in
tail-to-tail orientation, separated by the number of base pairs given
above the lanes. Labels and markers are as in Fig. 2. Two independent
experiments are shown, one (A) covering a broad range of recognition
site separations and the other (B) focusing on the range from 12 to 20 bp. About 0.3 fmol of DNA and 70 fmol of QQR were injected in each
sample. (C) Histogram summarizing the results of several independent
oocyte injection experiments. Recombination yields are plotted against
the distance in base pairs between inverted sites. Values were
normalized to the recombination fraction measured for pQT8 in each
experiment; thin lines represent standard deviations from three or four
independent experiments. The values for spacers of 14 and 18 bp are
based on a single experiment but were confirmed qualitatively by two
additional observations.
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Quantitated results from several experiments are summarized in Fig.
3C.
These data have been normalized to the yield obtained
with a separation
of 8 bp because the level of enzyme activity
delivered to the oocytes
could not be precisely controlled between
experiments, and thus the
absolute yields are not strictly comparable.
The oocyte results
contrast with those obtained in vitro (
52)
in several
respects. First, the range of effective site separations
was narrower
in cells: all substrates with spacers of between
6 and 35 bp were
cleaved to completion with a modest excess of
enzyme in vitro, while
the effective range in oocytes was 6 to
18 bp. Second, the dependence
of cleavage efficiency on distance
is sharper in cells, with a decided
maximum at 8 bp, while the
efficiency in vitro was roughly constant
throughout the effective
range. Third, no nicking by the nuclease was
observed in cells
(not shown). This may be a reflection of the DNA
repair capabilities
of the oocytes rather than a difference in inherent
nuclease
activity.
Linker variants in vitro.
The specificity of the chimeric
nuclease is determined by how many related sites are recognized and
cleaved. This is governed largely by the discrimination achieved by the
zinc fingers, but it also reflects how many different configurations of
the binding sites can be effectively recognized. As illustrated in Fig.
4, when the binding sites are moved
farther apart, the linker must extend a longer distance. For a given
linker length, there will be a limit to the distance between
recognition sites that is consistent with both binding and
dimerization. When the linker is shortened, we expect this limit to be
reduced. We therefore attempted to limit the range of competent targets
by shortening the flexible peptide linker between the binding and
cleavage domains of QQR.

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FIG. 4.
Molecular model of the domains of the chimeric nuclease
on DNA. The cleavage domain dimer (ball representation in transparent
wheat) sits largely behind the DNA (white) in this view and reaches
around the duplex at the top and bottom. The zinc finger domains wind
through the major groove and are shown in ribbon representation
centered around the cleavage dimer: cyan for binding sites separated by
6 bp and red for a 10-bp separation. The residues that must be
connected by the flexible linker are colored green on the zinc finger
domains and dark blue on the cleavage domains. In moving from the 6-bp
to the 10-bp separation, the attachment sites for the linker have
retracted both axially and into the plane of the picture. The distance
that the linker must extend to join the binding and cleavage domains
has gone from about 20 Å for the 6-bp spacer to >30 Å for the 10-bp
case. If the linker cannot reach this distance once the zinc finger
domains are bound, the cleavage domain cannot dimerize. This model
(52) was produced with the program O, and the figure was
generated with MolScript.
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The original QQR construct has 18 amino acids inserted between domains
obtained from a zinc finger protein and
FokI (
26,
52). We prepared derivatives in which this number was reduced
to
6, 2, and 0 amino acids, and we further encroached on the cleavage
domain by deleting an additional 3 or 6 residues from its N terminus.
In the shorthand we have chosen for these proteins, QQR is designated
L18, and the derivatives are L6, L2, L0, L

3, and L

6, respectively.
These enzymes were used to treat the range of substrates shown
in Fig.
3 both in vitro and in oocytes. (L

6 was not studied in
oocytes due to
the relative ineffectiveness of L

3.)
As noted earlier, L18 is capable in vitro of cleaving to completion all
substrates with 6 to 35 bp between recognition sites,
while spacers of
4, 5, and 40 bp do not support cleavage. Examining
the altered enzymes,
we found a progressive decrease in cleavage
of some DNAs with
decreasing linker length (Table
1). The
first
to show reduced cleavage were spacers of 10, 20, and 30 bp, which
were essentially resistant to L6 and all smaller linkers. Next,
distances of 8, 18, and 35 became resistant, and finally cleavage
of
the 7- and 12-bp spacers disappeared. Concomitantly, DNAs with
spacers
of 4 and 5 bp became sensitive as the linker was shortened.
The 5-bp
construct was cleaved moderately well by L6 and very
effectively by all
shorter linkers, while the 4-bp target showed
weak cleavage by L2 and
L0 and strong cleavage by L

3 and L

6.
The substrates that retained the greatest ability to be cleaved with
shorter linkers had spacers of 5, 6, 14, and 16 bp, with
lesser
cleavage at 7 and 26 bp. Molecular modeling (
52) showed
that these separations allow the linker peptide to lie entirely
on one
side of the DNA duplex, which appears to be a favorable
situation. The
steric constraints that prevent cleavage of the
4- and 5-bp separations
by L18 are relieved by deletion of linker
residues and particularly by
deletion into the cleavage domain
(L

3 and L

6).
Linker variants in oocytes.
We tested the capabilities of the
same enzyme variants (except L
6) to cut substrates with different
spacer lengths in oocytes. The basic observations were that the range
of susceptible targets became restricted as the linker was shortened;
and for each enzyme, as with QQR (L18), the range was narrower in cells
than in vitro. Some examples are shown for L0 in Fig.
5. At moderate concentrations of the
nuclease, essentially the only substrate cleaved was that with a 6-bp
spacer. Neither the 5-bp nor the 7-bp construct showed any
recombination, and those with 14-bp and 16-bp spacers gave very weak
product bands. At higher enzyme inputs (not shown), greater cleavage of
the 14- and 16-bp substrates could be forced, but there was still no
cleavage of any shorter spacer except 6 bp.

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FIG. 5.
Activity of the L0 linker variant. Two separate
experiments showing cleavage and recombination of substrates with
various spacer lengths (indicated above each lane) after injection of
L0 nuclease. DNA (0.3 fmol) was injected, followed by 5 fmol of enzyme
in A and 10 fmol of enzyme in B. Other conditions are as in Fig. 2.
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The linkerless L0 protein not only exhibited the most restricted
substrate preference, it also had the greatest activity in
the
injection experiments. L2 had similar substrate selectivity
but
somewhat less activity. This is shown graphically, along with
data for
the other variants, in Fig.
6. For these
experiments
the input quantities were adjusted so that the physical
amounts
of nuclease protein (judged by Coomassie blue staining) and the
in vitro cleavage activities were matched. One aspect to note
is that
QQR (L18) was used at a much lower concentration than
shown in earlier
figures, and the extent of recombination was
substantially reduced as a
consequence.

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FIG. 6.
Summary of the activities of all linker variants in
oocytes. Results of experiments like those in Fig. 3 and 6 were
quantitated, and the percent recombination is plotted against spacer
length (in base pairs) for each enzyme. In all experiments 0.3 fmol of
DNA and approximately 10 fmol of nuclease were injected. For L18 (QQR),
this is considerably less enzyme than was used in the experiments shown
in Fig. 2.
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Cleavage of paired nonidentical recognition sites.
When
cleavage of a chromosomal target is desired, it is very unlikely that
exact inverted repeats of a 9-bp sequence will be located in favorable
positions. Thus, it will be necessary to devise nucleases with two
different sets of zinc fingers designed to bind two different 9-mers.
We tested the feasibility of this scheme using two chimeric nucleases
that recognize related but different sites. The preferred site for QQR
is 5'-GGG GAA GAA (29, 50), while that for QNK
is 5'-GGG GCG GAA (23, 51). Three substrates
were prepared: one with two sites for QQR (QQ), one with two sites for
QNK (KK), and one with one site of each type (QK). An 8-bp spacer was
chosen because it was optimal for cleavage and recombination in oocytes
(see Fig. 3). Earlier experiments had shown that similar substrates
with 14-bp spacers were cleaved in vitro by a combination of the two
enzymes (52).
When the hybrid substrate was injected into
Xenopus oocytes,
it was activated effectively for recombination only when both
enzymes
were injected together (Fig.
7). Both
single-enzyme controls
were positive on their own substrates, but
cross-cleavage was
not observed. Injection of QQR stimulated
recombination of the
QQ substrate, and the yield of product was 29%.
Injection of QNK
led to cleavage and recombination of KK, with a yield
of 16%.
With the combined substrate (QK), essentially no recombination
was observed when QQR was injected alone; with QNK a low level
of
recombination was seen (yield, 2%), reflecting the lower selectivity
of this enzyme. When a mixture of the two enzymes was injected,
a level
of recombination was observed (yield, 19%) that was comparable
to that
obtained with the single-enzyme substrates. Thus, two
enzymes directed
to nonidentical sites can collaborate to produce
a recombinagenic DSB
in cells.

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FIG. 7.
Cleavage and recombination with paired nonidentical
sites. The DNA substrates carried two sites for QQR (QQ), two sites for
QNK (KK), or one each for QQR and QNK (QK). They were injected into
oocytes followed by no enzyme ( ), with a single enzyme (Q or K), or
with a mixture of the two enzymes (QK). In each case, 0.3 fmol of DNA
and 15 fmol of each enzyme were injected.
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DISCUSSION |
Requirements of the chimeric nucleases.
Our long-term goal is
to provide reagents that will substantially improve the frequency of
targeted homologous recombination. Because DSBs stimulate recombination
dramatically in their vicinity in a wide variety of organisms
(10, 11, 14, 38, 39, 41, 44, 46-48), we have focused our
attention on chimeric nucleases that have the potential for making
targeted breaks at arbitrarily selected DNA sequences.
The enzymes of particular interest carry a nonspecific DNA cleavage
domain linked to a DNA-binding domain comprised of
Cys
2His
2 zinc fingers. We have shown that these
chimeras are capable of
locating their target sequences in chromatin,
cleaving with good
efficiency, and thereby stimulating homologous
recombination.
Although the substrates we used were engineered plasmid
DNAs and
the cellular milieu was that of the
Xenopus oocyte,
our findings
should be applicable to mammalian somatic cells and to
many other
cells and organisms that do not have the ability to initiate
recombination
efficiently at unbroken chromosomal targets. This might
include
organisms popular with geneticists, like
Drosophila
melanogaster and nematodes. In the former case, target cleavage
might be combined
with the recently described procedures for producing
linear donor
DNA in vivo (
45) to achieve maximum
efficiency.
Our results define the requirements for cleavage by the chimeric
nucleases in living cells. Because dimerization of the cleavage
domain
is required for nuclease activity (
2,
52), two recognition
sites for the zinc fingers must occur in close proximity. These
sites
must be in the inverted repeat orientation that directs
the two
cleavage domains toward the space between the sites. Furthermore,
only
a limited range of separations between binding sites is tolerated.
With
the original 18-amino-acid linker between the binding and
cleavage
domains of QQR, the range was 6 to 18 bp. When the linker
was
shortened, the range of effective spacer lengths was
correspondingly
constrained; and with no intentional linker
between the domains,
a separation of 6 bp was the only one cleaved
efficiently.
When the above criteria were met and sufficient enzyme was
provided, essentially all of the substrate molecules were cleaved
in
oocytes. This indicates that assembly into chromatin does not
prevent
access of the nucleases to their targets. There is reason
to be
optimistic that this will be true with other chimeras based
on zinc
fingers, since these domains are derived from transcription
factors
that are capable of locating their recognition sequences
in the normal
nuclear environment. Furthermore, other engineered
zinc fingers have
been shown to modulate transcription at their
specific targets in
mammalian cells (
1,
9,
25,
34).
Interpretation of linker variants.
Our earlier molecular
modeling of the complexes of the chimeric nucleases with DNA
(52) provides a basis for evaluating the results with
interdomain linkers of different lengths (see Fig. 4). Several
conclusions were drawn. First, it was certainly anticipated that the
upper limit on spacers that allow effective cleavage would be reduced
as the linker was trimmed, since the linker must extend to allow
dimerization of the cleavage domains attached to the two separately
bound recognition domains.
Second, short spacers that did not allow cleavage by the original QQR
(L18) were cleaved when the linker was reduced. Although
the linker
does not form part of the interface that causes steric
interference between binding and cleavage domains, shortening
it
may allow adjustments in other parts of the cleavage domains
to allow
closer approach of the binding
domains.
Third, the secondary maximum in cleavage efficiency at separations of
14 to 16 bp reflects the helical nature of DNA. This
phenomenon is
observed both in vitro (Table
1) and in oocytes
(Fig.
3 and
6). The
modeling and cleavage mapping results show
that when the spacer between
sites is 16 bp, the cleavage dimer
sits off-center, 3 bp from one site
and 13 bp from the other,
and both linkers lie on the same helical face
(
52). When the
separation between sites is 8, 10, or 12 bp, all possible domain
arrangements require the linker to traverse
around the helix to
some extent. This extends the distance the linker
must stretch,
and it also seems that there is some inherent preference
to keep
the linker on one side of the DNA (
52).
Fourth, it is still puzzling that enzymes with very short linkers
cleave substrates with sites separated as widely as we observed.
The
6-bp spacer requires the linker to stretch 18 to 20 Å by our
estimate
(
52) (Fig.
4). In the L0 construct, there are three
residues in each binding domain and three in each cleavage domain
that
are disordered in the crystal structures; these six residues
could
easily reach the necessary distance. This same enzyme also
cuts the
16-bp substrate efficiently, however, and the required
extension in
that case is about 40 Å for one of the linkers. Furthermore,
the L

3
and L

6 constructs, in which more of the cleavage domain
has been
deleted, also cut both the 6-bp and 16-bp substrates
in vitro. It
appears that some of the cleavage domain must become
unstructured in
order to accommodate these distances. The first
regular feature at the
N terminus of the cleavage domain is an

-helix that may be
stabilized in native
FokI by interaction with
elements of
the binding domain (
55,
56). In the chimeric nucleases,
it
is conceivable that this helix may be unfolded with modest
energy
input. In addition, the actual distance between the binding
and
cleavage domains could be reduced by a change in the DNA structure,
for
example, a bend or kink at the site of
cleavage.
Cleavage parameters in oocytes.
Cleavage by the chimeric
nucleases in oocytes shows stricter limits on effective recognition
site separations with all linker deletions. While a site separation of
8 bp is optimal for the L18 enzyme, the optimum shifts to 6 bp as the
linker is trimmed. The secondary optimum with spacers of 14 and 16 bp
is maintained in oocytes except for the L
3 enzyme, presumably
reflecting the preference for the linker to remain on one side of the
DNA. With the L0 nuclease there is a very strong preference for sites
exactly 6 bp apart, and this fact should enhance the specificity of cleavage.
We have never seen substrates with a single recognition site cleaved in
oocytes, even though such a configuration can be cleaved
in vitro at
high enzyme concentrations (
52). One difference
between
these situations is that oocytes, like other living cells,
have the
ability to repair single-strand breaks. If the cuts in
the two strands
are not made in a concerted fashion by the nuclease,
particularly in
less favorable situations, it is possible that
the DNA repair machinery
fixes one break before a second can be
made.
The modeling indicates that binding and cleavage by two enzyme
molecules require exposure of a fairly extensive region of
the major
groove. It seems unlikely that this could occur on DNA
segments that
remain closely associated with a nucleosome core.
Either natural
nucleosome dynamics expose all possible sequences
in linker
DNA during the course of an experiment, or binding of
one zinc finger
domain could facilitate the release of nearby
segments of DNA
(
57). The different requirements for cleavage
in vitro and
in oocytes could reflect the structure of DNA exposed
in cells,
or the environment provided by the oocyte may impose
structural
constraints on the protein. For example, the interdomain
linker may
adopt a folded structure that restricts its extensibility
in the cell
nucleus.
The efficiency of cleavage in oocytes, even of the best substrates,
also varied with the size of the linker. A substantially
larger amount
of the L18 nuclease than of the L0 construct had
to be injected to
achieve optimal cleavage. Since the binding
and cleavage domains are
unaltered by the linker manipulations,
it seems unlikely that binding
affinities differ in these cases.
An alternative explanation is that
the stability of the protein
is greater in the L0 nuclease, perhaps
because the L18 linker
provides an unstructured target for oocyte
proteases.
Applications to gene targeting.
A chromosomal gene targeting
experiment utilizing the chimeric nucleases would presumably proceed as
follows. A target site would be chosen within a gene of interest. Zinc
finger combinations would be derived that bind inverted sites separated
by 6 bp at the target locus. These sites need not be identical, as we
have demonstrated that two chimeras with different DNA-binding domains are capable of collaborating to achieve cleavage. The zinc finger domains would be linked to the DNA cleavage domain and tested in vitro
for specificity to ensure that the zinc fingers recognize the desired
sites. For maximum specificity, linkerless (L0) constructs would be
made; but if suitable sites spaced by exactly 6 bp could not be found,
longer linkers could be incorporated to accommodate greater
separations. The two new chimeric nucleases would then be delivered to
cells along with a linear donor DNA molecule carrying the desired
sequence alteration. The method of delivery would depend on the
organism, cell type, and other experimental conditions.
Will the chimeric nucleases have sufficient specificity to attack the
desired target without introducing breaks at many other
chromosomal
locations? The requirement for dimerization of the
cleavage domain
enforces a high level of sequence specificity,
as long as the zinc
fingers show good discrimination against related
sites. Since each set
of three fingers binds nine consecutive
base pairs, two chimeric
nucleases effectively demand an 18-bp
target if each zinc finger domain
has perfect specificity. Any
given sequence of this length is predicted
to be unique in a DNA
as complex as the human genome (3 × 10
9 bp), since there are 4
18 (6.9 × 10
10) different 18-mers. Furthermore, it has been shown
that additional
fingers provide enhanced specificity (
1,
25,
34), so the
number of zinc fingers in each DNA-binding domain
could be
increased.
What are the prospects for deriving zinc finger combinations that can
recognize any desired 9-bp sequence? Fingers with new
binding
specificities have been produced by randomizing coding
sequences for
key residues that contact DNA, then selecting by
phage display for
combinations that bind the desired target most
avidly (
8,
12,
13,
19,
43,
59). In compelling demonstrations
of the power of this
approach, Greisman and Pabo (
16) evolved
zinc fingers that
recognized completely new 9-bp sites by selecting
sequentially for one
finger at a time, and Segal et al. (
49)
systematically
derived fingers that recognize the complete subset
of GNN triplets. It
is not known what limitations might exist
on the ability of zinc
fingers to bind the full spectrum of possible
target sequences, but it
is clear that the accessible range is
large (
18,
58).
Several additional issues remain to be addressed to confirm the utility
of chimeric nucleases as tools for gene targeting.
Among these are
demonstrating discrimination against related sequences;
proving the
efficacy of zinc fingers designed to bind arbitrarily
chosen sequences;
and testing the cleavage of genuine chromosomal
targets. The question
of discrimination among potential binding
sites is a particularly
critical one. In this regard, neither
QQR nor QNK is the ideal model
enzyme, since both can bind alternative
sites (
23,
29,
51). Impressive zinc finger binding selectivity
has been
achieved recently with the assistance of negative selection
against
closely related base triplets (
49). An additional concern
is the existence of nonhomologous recombination pathways, which
will
compete with homologous recombination to repair the broken
target. It
may be possible to take advantage of differences in
the genetic
requirements of these processes (
21,
32,
40)
to tip the
balance in favor of homologous
events.
Assuming that these issues can be resolved satisfactorily, the
use of chimeric nucleases for targeted gene manipulation should
be applicable to a wide variety of organisms and experimental
purposes. At present the effort required to produce zinc finger
combinations with novel binding specificities will likely restrict
application of the chimeric nucleases to situations in which the
same
site is targeted repeatedly. As experience accumulates, methods
of
producing new specificities will be improved, and even single-use
applications may become
feasible.
 |
ACKNOWLEDGMENTS |
This project is an equal collaboration between the Carroll and
Chandrasegaran labs.
We thank Frank Whitby for providing Fig. 4. We are grateful to Jeremy
Berg for advice on zinc finger recognition, to H. O. Smith for
continuing interest in this project, and to Tim Formosa, Wes
Sundquist, and Mario Capecchi for comments on various versions of
the manuscript.
This work was supported in part by grants from the National
Institutes of Health (GM50739 and GM58504) and the University of
Utah to D.C. and by grants from the National Institutes of Health
(GM53923) and the National Science Foundation (MCB 9415861) to S.C.
Assistance was also provided by the Markey Center for Protein
Biophysics, the Huntsman Cancer Institute at the University of Utah,
and the Environmental Health Sciences Core Facility at Johns Hopkins
University. S.C. is a member of the Scientific Advisory Board of
Sangamo Biosciences, Inc.
 |
FOOTNOTES |
*
Corresponding author. Mailing address for Dana Carroll:
Department of Biochemistry, University of Utah School of Medicine, Salt
Lake City, UT 84132. Phone: (801) 581-5977. Fax: (801) 581-7959. E-mail: carroll{at}path.utah.edu. Mailing address for
Srinivasan Chandrasegaran: Department of Environmental Health Sciences,
The Johns Hopkins University School of Hygiene and Public Health, 615 N. Wolfe St., Baltimore, MD 21205. Phone: (410) 614-2289. Fax:
(410) 955-0617. E-mail:
chandra{at}welchlink.welch.jhu.edu.
Present address: Department of Molecular Biology, The Scripps
Research Institute, La Jolla, CA 92037.
Present address: Department of Biology, Massachusetts Institute of
Technology, Cambridge, MA 02139.
 |
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Molecular and Cellular Biology, January 2001, p. 289-297, Vol. 21, No. 1
0270-7306/01/$04.00+0 DOI: 10.1128/MCB.21.1.289-297.2001
Copyright © 2001, American Society for Microbiology. All rights reserved.
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