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Molecular and Cellular Biology, July 2001, p. 4162-4168, Vol. 21, No. 13
0270-7306/01/$04.00+0 DOI: 10.1128/MCB.21.13.4162-4168.2001
Copyright © 2001, American Society for Microbiology. All rights reserved.
TFIIS Enhances Transcriptional Elongation through an Artificial
Arrest Site In Vivo
Dmitry
Kulish
and
Kevin
Struhl*
Department of Biological Chemistry and
Molecular Pharmacology, Harvard Medical School, Boston,
Massachusetts 02115
Received 7 February 2001/Returned for modification 14 March
2001/Accepted 9 April 2001
 |
ABSTRACT |
Transcriptional elongation by RNA polymerase II has been well
studied in vitro, but understanding of this process in vivo has been limited by the lack of a direct and specific
assay. Here, we designed a specific assay for transcriptional
elongation in vivo that involves an artificial arrest
(ARTAR) site designed from a thermodynamic theory of DNA-dependent
transcriptional arrest in vitro. Transcriptional analysis and chromatin
immunoprecipitation experiments indicate that the
ARTAR site can arrest Pol II in vivo
at a position far from the promoter. TFIIS can
counteract this arrest, thereby demonstrating that it possesses
transcriptional antiarrest activity in vivo. Unexpectedly, the
ARTAR site does not function under conditions of
high transcriptional activation unless cells are exposed to conditions
(6-azauracil or reduced temperature) that are presumed to affect
elongation in vivo. Conversely, TFIIS affects gene expression
under conditions of high, but not low, transcriptional activation. Our
results provide physical evidence for the discontinuity of
transcription elongation in vivo, and they suggest that the functional
importance of transcriptional arrest sites and TFIIS is
strongly influenced by the level of transcriptional activation.
 |
INTRODUCTION |
Transcriptional elongation is a
distinct and important step in the transfer of genetic information from
gene to protein. Transcriptional elongation by Escherichia
coli RNA polymerase is discontinuous in vitro (24,
28). The ternary elongation complex, consisting of RNA
polymerase, DNA, and nascent RNA, can isomerize into an "arrested"
conformation that is stable but incompetent for further elongation.
Importantly, such isomerization depends on the transcribed DNA
sequence. Yeast RNA polymerase II (Pol II) also arrests transcription in vitro (19, 26), suggesting that discontinuous
elongation is a property of eukaryotic RNA polymerases. In addition,
transcript cleavage factor TFIIS significantly contributes to
the fidelity of Pol II transcription in vitro (17, 36),
perhaps as a consequence of its antiarrest activity. However, as these
in vitro experiments were performed under artificial conditions, they
do not address whether transcriptional arrest can occur in vivo. If
transcriptional arrest occurs in vivo, the stalled RNA polymerase would
prohibit any further transcription, and DNA in the transcription bubble might be susceptible to mutagenesis. In addition, a stalled elongation complex might be recognized as a damage signal, and it has been suggested that defects in elongation are associated with recombination between direct repeats (5, 33).
Discontinuity of transcription elongation in vivo has been suggested by
the observation of transcriptionally engaged Pol II at the
promoter-proximal regions of various eukaryotic genes (3). In yeast cells, Pol II can stall at the 5' end of the lacZ
gene (1, 5), and blocking Kin28-dependent phosphorylation
of the C-terminal tail of Pol II does not preclude association of the
preinitiation complex with promoters (20, 23). However, in
all these situations Pol II is stalled at or near the promoter, suggesting that the transcriptional defect may occur at the level of
promoter clearance and not at that of elongation per se. Furthermore, there is no evidence that the observed transcriptional defect depends
on the DNA sequence around the block.
A number of proteins can affect eukaryotic transcriptional
elongation in vitro (3, 38). The best-studied
transcriptional elongation factor is TFIIS, which induces
transcript cleavage in arrested elongation complexes, thereby
permitting stalled RNA polymerase to proceed downstream
(41). TFIIS is highly conserved among
eukaryotes, and it has functional homologues in prokaryotes (22) and archaea (13). In yeast,
TFIIS interacts genetically with several Pol II subunits
(2, 14, 15, 25), components of the Spt4/Spt5
elongation complex (12, 40), the Cdc68 component of the
FACT elongation complex (30), and the Swi/Snf nucleosome remodeling complex (7). Loss of TFIIS or
mutations that interact genetically with TFIIS confer
sensitivity to 6-azauracil (6-AU), a drug that inhibits GTP
biosynthesis and hence decreases the concentration of nucleotides in
vivo (8, 27). These observations have led to the
hypothesis that TFIIS and 6-AU affect transcriptional elongation in vivo and that TFIIS is the physiologically
relevant antiarrest factor. However, direct evidence for
transcriptional arrest and for the role of TFIIS in
transcription elongation in vivo is lacking.
Understanding of transcription elongation in vivo is significantly
limited by the lack of a direct assay for this process. Here, we
designed an artificial arrest (ARTAR) sequence, and
we demonstrate that Pol II can be arrested in vivo at a position far from the promoter in a DNA sequence-dependent manner.
TFIIS can counteract this arrest, thereby
demonstrating its antiarrest activity in vivo. In addition, we
show that the ARTAR sequence does not
function under conditions of high transcriptional activation unless
cells are exposed to conditions (6-AU or reduced temperature) that are
presumed to affect elongation in vivo. Conversely, TFIIS affects gene expression under conditions of high, but not low, transcriptional activation. Our results provide physical evidence for
the discontinuity of transcription elongation in vivo, and they suggest
that the recovery from transcriptional arrest can be functionally
distinguished from transcriptional elongation under conditions of high activation.
 |
MATERIALS AND METHODS |
Strains and DNAs.
pDK5, a multicopy URA3 plasmid
containing the lacZ structural gene expressed from the
GAL1 promoter, is a derivative of pRY131 (42).
It contains a KpnI-BglII cassette with two
in-frame stop codons that is inserted between residues
Pro686 and Gln687, a
position located in a functionally dispensable interdomain (domain IV)
loop of
-galactosidase. The KpnI-BglII
cassette was inserted into pRY131 by a "nick-repair" procedure that
employs homologous recombination in vivo. Specifically,
SacI-cleaved pRY131 and a 690-bp PCR product containing the
KpnI-BglII cassette flanked by corresponding
lacZ homology regions (obtained by sequential PCRs using the
product of the first reaction as a primer for the second reaction) were
introduced into yeast, and Ura+ transformants
that were white in galactose-grown cells were selected. Double-stranded
oligonucleotides carrying the full-length ARTAR sequence (UU*C) and a mutant derivative lacking the upstream-most segment (U*C) were obtained by PCR using appropriate oligonucleotides. Both the full-length and truncated versions of the
ARTAR sequence were flanked by KpnI and
BglII and cloned between the KpnI and BglII sites of pDK5. The resulting plasmids were partially
digested with EcoRI to remove the 2µm origin of
replication and then religated, thereby generating URA3
integration plasmids.
The yeast strains used in these experiments were derived from a cross
between Z280 (a his3-
200
leu2-3,112 ura3-52 HA-RPB3::LEU2), which was obtained from Rick Young
(the hemagglutinin [HA] epitope is inserted directly after the
RPB3 start codon and LEU2 is inserted downstream
of the RPB3 coding region), and GHY285 (
his4-912
lys2-128
leu2-
1 ura3-52
ppr2::hisG), which was obtained from
Grant Hartzog. Plasmids containing the wild-type GAL1-lacZ
reporter and the two ARTAR-containing derivatives
were integrated into the URA3 locus of wild-type and
TFIIS deletion strains expressing the HA-tagged Rpb3 subunit
of Pol II. Strains containing the ARTAR sequence
are genetically stable under all growth conditions examined.
LacZ expression assays.
For the
-galactosidase assays,
cells were grown overnight at 30°C (unless otherwise indicated) in
medium containing Casamino Acids and lacking uracil in the presence of
2% raffinose. In many experiments, glucose was added to 0.1%, a
concentration that does not affect glucose repression but significantly
increases cell growth, the galactose induction rate, and steady-state
-galactosidase levels. Upon reaching an optical density of
approximately 1, galactose was added to the desired concentration and
cells were incubated for an additional 4 h.
-Galactosidase
values represent the average of at least six independent colonies and
are accurate to ±20%. lacZ and GAL1 RNA levels
were determined by hybridization to oligonucleotide probes (located
approximately 100 nucleotides downstream from the initiation site) and
digestion with S1 nuclease as described previously (16).
Chromatin immunoprecipitation.
Pol II occupancy was
determined by chromatin immunoprecipitation assays, which were
performed essentially as described previously (23). Cells
(400 ml) were grown overnight in medium containing Casamino Acids
without uracil in the presence of 2% of the appropriate carbon source
(glucose, raffinose, or galactose) and then treated with 1%
formaldehyde for 15 min. Chromatin from these cells was fragmented by
sonication, and the resulting material was immunoprecipitated with
anti-HA antibody bound to protein A-Sepharose beads. Quantitative PCR
determinations were performed with five primer pairs covering various
lacZ regions (see Fig. 5A) or with three primer pairs corresponding to the GAL1 locus (one centered at the
transcriptional initiation site, the others centered at +321 and +800).
 |
RESULTS |
Design of an ARTAR site.
Our initial goal
was to determine whether transcriptional arrest occurs in vivo. Towards
this end, we decided to engineer an ARTAR site. To
develop a simple genetic assay that specifically measures
transcriptional elongation (as distinct from promoter clearance), we
inserted the ARTAR site at a promoter-distal
position of the E. coli
-galactosidase (lacZ)
gene that is dispensable for enzymatic activity (4, 9).
As a conceptual framework for the design of the
ARTAR site, we used the thermodynamic theory of
DNA-dependent transcriptional
arrest (
39). In vitro,
transcriptional arrest occurs due to
the backward translocation (or
"backtracking") of RNA polymerase
along DNA and RNA (
19,
21). Translocation is reversible and
occurs in a DNA
sequence-dependent manner, indicating that lateral
stability of the RNA
polymerase at the DNA is the key factor for
a transcriptional arrest
site. Lateral stability depends on total
free energy of interactions at
the RNA-DNA hybrid and at the two
DNA-DNA duplexes flanking the
transcription bubble (
39). The
strength of the RNA-DNA
hybrid is particularly important because
RNA-DNA hybrids are generally
more stable than DNA duplexes. Indeed,
weakening of the RNA-DNA hybrid
increases backtracking in vitro
(
19,
29), and there is
evidence that the strength of this
hybrid affects the oscillations of
the elongation complex in vivo
(
37). Finally, the design
of the ARTAR site utilized biochemical
observations
about the dimensions of the elongation complex. Specifically,
the
length of hybrid is 8 nucleotides (
19,
29), the distance
between the active center and the front border of RNA polymerase
is
approximately 12 nucleotides (
28), and the length of DNA
covered by a single RNA polymerase molecule is approximately 30
nucleotides (
24).
The thermodynamically ideal transcription-arresting sequence
would (i) stop the elongating RNA polymerase, (ii) induce and
allow backtracking, and (iii) stabilize the backtracked (arrested)
conformation (Fig.
1). The first and
second goals could be achieved
by combining a weak 9-nucleotide RNA-DNA
hybrid with a strong
9-nucleotide downstream duplex. The second goal
could be facilitated
by a weak upstream duplex, and the third goal
could be achieved
by providing a strong RNA-DNA hybrid in the
backtracked conformation.
Given the reversible nature of backtracking,
another important
consideration was to prevent displacement of the
backtracked Pol
II by the trailing Pol II molecule. We therefore
designed the
ARTAR site to have three similar
arresting sites in tandem separated
by 12-bp spacers to prevent mutual
displacement of arrested polymerases.

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FIG. 1.
Rationale for the artificial arresting DNA sequence
design. The modules of the ARTAR site and three
elongation complexes (gray boxes) occupying them are shown
schematically. There are three similar arresting sections containing a
spacer (SPC), a strong stabilizing hybrid (SH), a weak oligo(U)
destabilizing hybrid (UH), and a strong stopping downstream
bubble-flanking duplex (DBF). C-UH is an oligo(U) destabilizing hybrid
that is modified by the clamp-forming element. The nascent transcript
(dark grey line), DNA (open box in both duplex and RNA-DNA hybrid
forms), active Pol II centers (triangles), and transcription bubble
borders (brackets) are indicated. The upper panel shows three
elongation complexes stalled by DBFs and prone to backtracking because
of the weak UH and SPC. These complexes are shown to isomerize
(backtrack) into the arrested conformations shown in the bottom panel
that are stabilized by the SHs. The hairpin at the downstream ternary
complex is predicted to form because of the C-UH structure.
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The particular ARTAR sequence (UU*C; Fig.
2) was designed based on the following
considerations. First, we employed the weakest
possible RNA-DNA hybrid,
namely an oligo(A) track in DNA hybridized
with an oligo(U) track in
RNA. Second, the weak DNA duplex was
formed by an AT-rich sequence,
whereas both the strongest RNA-DNA
hybrid and DNA duplex would be
formed by GC-rich sequences. Third,
all sequences were diversified in
their nucleotide composition
to avoid homologous
recombination. Fourth, the ARTAR site was
placed in frame within the
lacZ structural gene, and codons
were
biased to amino acids without chemically functional groups. Fifth,
glycines were introduced at the ends of the sequence to facilitate
flexibility of the loop. The first and second arresting sections
of the
ARTAR sequence correspond with the above
description. The
third section was modified in the RNA-DNA hybrid
region to further
promote stabilization of backtracked conformation
based on the
assumption that when the leading RNA polymerase
backtracks, a
hairpin might form at the 3' end of the transcript and
act as
a clamp stabilizing the backtracked RNA polymerase (C-UH; Fig.
1
and
2). We also designed a mutant form of the ARTAR
site that
lacked the upstream-most segment (U*C; Fig.
2).

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FIG. 2.
The nucleotide sequence of the ARTAR
site. The names of the ARTAR elements correspond to
those described in the legend to Fig. 1.
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The ARTAR sequence can arrest transcription in
vivo.
As we wished to assay elongation-specific events in
vivo, the ARTAR sequence was inserted into the
interdomain (domain IV) loop of
-galactosidase between
Pro686 and Gln687. This
loop has minimal impact on lacZ activity (4,
9), and it is located more than 2,000 nucleotides downstream
from the promoter. Wild-type and ARTAR
site-containing lacZ derivatives expressed from the
GAL1 promoter were integrated into the URA3 locus
of wild-type and TFIIS deletion strains. For each of the resulting strains, we measured
-galactosidase activity in cells grown in glucose (repressed conditions; Fig.
3A), raffinose (noninducing conditions
that permit low-level transcriptional activation; Fig. 3B), and
galactose (inducing conditions; Fig. 3C).

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FIG. 3.
Effect of the ARTAR site and
TFIIS on lacZ expression. -Galactosidase
levels in the indicated strains (artar designates the mutated U*C
derivative) grown in medium containing 2% glucose (A), 2% raffinose
(B), and 2% galactose (C). Note the differences in scales for
-galactosidase levels in the various panels. (D) RNA levels in the
indicated strains grown in 2% galactose medium.
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Under conditions of weak activation (raffinose medium), TFIIS
does not affect the level of wild-type
lacZ expression and
hence
does not affect the function of the
GAL1 promoter. In
the presence
of TFIIS, the ARTAR sequence
inhibits
lacZ expression by a factor
of 10. In the absence
of TFIIS,
lacZ expression is barely or not
at all
detectable, indicating that the ARTAR site causes
at least
a 30-fold inhibition. The U*C mutant form of the
ARTAR site (designated
artar in Fig.
3), which
lacks the upstream-most segment, does
not affect
lacZ
expression. Thus, the ARTAR site can have a
significant
inhibitory effect on
lacZ expression, and this
effect is more
pronounced in the absence of
TFIIS.
Unexpectedly, when cells are grown in galactose medium
lacZ
expression is insensitive to the ARTAR site, but it
is reduced
10-fold in the absence of TFIIS. To determine
whether TFIIS affects
Gal4-dependent activation under these
conditions, we measured
RNA levels for the native
GAL1 gene
as well as the
lacZ reporter
genes (Fig.
3D). In accord with
the

-galactosidase assays, wild-type
and
ARTAR-containing
lacZ RNA levels
were reduced 10-fold in TFIIS
deletion strains, even
though
GAL1 RNA was reduced only twofold
under these
conditions. The observation that TFIIS does not significantly
affect the level of
GAL1 activation indicates that the
TFIIS-dependent
effect on
lacZ RNA levels
reflects a transcriptional defect that
occurs at a step after
initiation. This postinitiation effect
on
lacZ transcription
is similar to that observed for various
proteins (Hpr1, Tho2, Mfp1,
Thp2, and Thp1) that are presumed
to be important for transcriptional
elongation (
5,
6,
10,
32,
33). The TFIIS- and
ARTAR-dependent effects are clearly
different in
raffinose and galactose, and the shift between
ARTAR
dependence and TFIIS dependence
occurs gradually as a function
of galactose concentration, with both
effects occurring at 0.2%
galactose (Fig.
4).

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FIG. 4.
Inverse effects of the ARTAR site
and TFIIS as a function of galactose (gal) concentration.
-Galactosidase levels in the indicated strains grown in medium
containing 2% raffinose, 0.1% glucose, and the indicated
concentrations of galactose. The scale for -galactosidase levels is
exponential.
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Pol II can arrest at the ARTAR sequence in
vivo.
Although the above experiments suggest that the
ARTAR sequence can affect transcriptional
elongation in vivo, conclusive evidence requires direct observation of
Pol II arrested at the ARTAR sequence. Although the
transcriptional run-on assay has been widely used for measuring Pol II
occupancy throughout the gene in vivo (3), this assay is
based on the assumption that elongation-competent RNA polymerase
becomes active after nuclei isolated from cells are treated with
sarcosyl. As it is impossible to assess the validity of this assumption
for the case of the ARTAR sequence, we instead measured Pol II occupancy in vivo using chromatin immunoprecipitation. Such experiments were facilitated by the fact that all the yeast strains described above contain an HA epitope-tagged version of the
Rpb3 subunit of Pol II.
Chromatin was cross-linked with formaldehyde, sonicated, and
immunoprecipitated with HA antibodies, and the resulting material
was
assayed by quantitative PCR for Pol II occupancy at five locations
within
lacZ (Fig.
5A), at the
GAL1 promoter and a site 800 bp
downstream, and at the
PGK1 promoter. As expected, Pol II occupancy
in wild-type
and TFIIS-deficient strains containing the wild-type
lacZ gene is very low at all positions tested when cells are
grown
in glucose or raffinose, and it increases approximately 40-fold
when cells are grown in galactose (Fig.
5B). Indistinguishable
results
were observed for the ARTAR sequence-containing
lacZ gene
in the presence of TFIIS.

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FIG. 5.
Analysis of Pol II occupancy by chromatin
immunoprecipitation. (A) Diagram showing the location of primer pairs
for analysis of Pol II occupancy over the lacZ region.
(B) Cross-linked chromatin from the indicated HA-Rpb3-containing
strains grown in glucose (glu), raffinose (raf), or galactose (gal)
medium immunoprecipitated with an HA-specific antibody and analyzed by
quantitative PCR primers to the indicated regions.
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Interestingly, when cells lacking TFIIS but containing the
ARTAR site are grown in raffinose medium, there is
a sharp increase
in Pol II occupancy just before the
ARTAR site (15-fold increase
at region C and
10-fold at region D). This increased Pol II occupancy
at regions C and
D depends on the ARTAR site. Pol II occupancy
at
region E, which lies about 500 bp downstream from the
ARTAR
sequence, is only threefold higher under
these conditions and
hence is significantly reduced in comparison
to that observed
at regions C and D. These observations strongly
suggest that the
ARTAR sequence mediates
transcriptional arrest in vivo when TFIIS
is not present. In
fact, we suspect that much (and perhaps all)
of the apparent increase
at region E reflects Pol II molecules
arrested at the
ARTAR site, not elongation through the region.
As
the average length of the chromatin fragments is approximately
500 bp,
some Pol II molecules arrested at the ARTAR site
will
be detected by the region E probe (
11,
18). In
addition, Pol
II occupancy increases fourfold at region B, suggesting
that Pol
II molecules might accumulate prior to the
ARTAR site due to the
elongation
block.
The above results suggest that the ARTAR sequence
can mediate transcriptional arrest under conditions of low
GAL1 promoter
activity (raffinose). However, Pol II
occupancy is comparably
high at all studied
lacZ regions
when cells are grown in galactose,
suggesting that high levels of
transcriptional activation can
override the elongation block. In
addition, TFIIS does not appear
to affect Pol II occupancy of
the
lacZ gene when cells are grown
in galactose, despite the
fact that the level of
lacZ RNA is 10-fold
lower when
TFIIS is deleted. This suggests that the overall rate
of
elongation at the
lacZ gene is decreased (see
Discussion).
Other phenotypes of the ARTAR sequence relevant
to transcriptional elongation.
We used three phenotypic assays to
independently address the relevance of the ARTAR
sequence and TFIIS to transcriptional elongation. First, we
examined transcriptional elongation through the
ARTAR sequence in the presence of 6-AU, a compound
believed to inhibit elongation by reducing intracellular GTP and UTP
levels (8, 27, 38). Interestingly, in galactose-grown
strains containing TFIIS, 6-AU dramatically affects
lacZ expression in an
ARTAR-dependent manner (Fig.
6). As expected, the absence of TFIIS causes a dramatic reduction in lacZ
expression, with the effect being somewhat more pronounced when the
ARTAR site is present. Thus, 6-AU can enhance the
effect of the ARTAR site in vivo, thereby strengthening their links to transcription elongation.

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FIG. 6.
ARTAR and TFIIS
dependence of lacZ expression in the presence of the
indicated concentrations of 6-AU.
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Second, we examined the kinetics of
lacZ expression based on
the observation that transcriptional activation is often delayed
in
strains lacking Elongator, a complex that mediates transcriptional
elongation in vitro (
31). Indeed, the presence of the
ARTAR
sequence delayed induction in cells induced
by galactose (Fig.
7). At 30 min after
induction, there was considerable expression
of the wild-type
lacZ allele, whereas the ARTAR
sequence-containing
lacZ allele essentially was not
expressed. This delayed induction
effect of the
ARTAR sequence occurs in both wild-type and
TFIIS
deletion strains.

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FIG. 7.
ARTAR and TFIIS dependence
of the kinetics of lacZ expression after induction with
2 or 0.1% galactose.
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Third, we analyzed transcription at a low temperature
(16°C) based on the observation that presumed elongation-defective
spt5 alleles are cold sensitive (
12). Most
significantly, the ARTAR
sequence has a strong
effect on
lacZ expression under conditions
of high
activation (0.2 and 2% galactose; Fig.
8). This result
is in contrast to the
situation at 30°C, in which the ARTAR sequence
has essentially no effect on
lacZ expression (Fig.
3). In
addition,
under conditions of high activation TFIIS has no
effect on wild-type
lacZ expression at 16°C (Fig.
6C),
whereas TFIIS is important
for
lacZ expression at
30°C (Fig.
3). Thus, at 16°C
lacZ expression
is more
significantly affected by the ARTAR sequence and
less
significantly affected by TFIIS.
 |
DISCUSSION |
A specific assay for transcriptional elongation in vivo.
Although there are various biochemical assays for transcriptional
elongation, it has been difficult to specifically assay elongation in
vivo. Nuclear run-on assays, which are often used to analyze elongation
in vivo, are actually performed under artificial biochemical
conditions, and extrapolation of such results to the physiological
state requires a number of assumptions about the properties of Pol II.
In yeast, elongation has been analyzed by measuring lacZ RNA
(or protein) levels based on the observation that various mutations can
decrease lacZ expression at a step after transcriptional
activation (5, 6, 10, 32). However, it is unclear whether
the specific effect on lacZ expression is due to
transcriptional elongation per se or rather to promoter clearance or
some other process. Lastly, 6-AU sensitivity has been used as a genetic
assay for elongation, although the mechanistic basis for this is
unclear (8, 27, 34, 35).
Here, we describe a specific assay for transcriptional elongation in
vivo that employs an ARTAR sequence. Unlike
previous
elongation assays in vivo, our assay depends on a specific DNA
sequence within a structural gene. Moreover, as the
ARTAR sequence
is located more than 2 kb from the
promoter, ARTAR-dependent effects
cannot be due to
promoter clearance or other promoter-proximal
events but rather must be
due to elongation. Finally, the ARTAR-dependent
assay utilizes
lacZ as a reporter gene and hence should be
useful
for genetic screens to identify new genes influencing
transcriptional
elongation and for further studies of
elongation-relevant proteins
described previously. We note that
although the ARTAR sequence
was designed based on a
thermodynamic theory of backtracking,
we have not proven that
ARTAR-dependent effects in vivo are due
to
classical backtracking as defined in
vitro.
The ARTAR sequence can arrest transcription in
vivo.
Five lines of evidence indicate that the
ARTAR sequence can, under appropriate conditions,
affect transcription in vivo in a manner that is promoter distal and
sequence dependent. First, in the absence of TFIIS, there is
a striking ARTAR-dependent increase in Pol II
occupancy just prior to the ARTAR sequence (Fig. 5; regions C and D). Importantly, Pol II occupancy 500 bp downstream from
the ARTAR site (region E) is reduced at least
fivefold in comparison to that observed at region C. These observations
provide direct physical evidence for transcriptional arrest in vivo.
Second, in wild-type cells grown under conditions of low activation
(raffinose medium), there is a 10-fold reduction in lacZ
expression that depends on the ARTAR sequence (Fig.
3). Third, under conditions of high activation (galactose medium), 6-AU
dramatically affects lacZ expression in an
ARTAR-dependent manner (Fig. 6). Fourth, the
ARTAR sequence delays galactose-inducible
lacZ expression (Fig. 7). Fifth, the
ARTAR sequence has a strong effect on
lacZ expression under conditions of high activation and low
temperature (16°C) (Fig. 8). Although these
ARTAR-dependent effects occur under specific
experimental conditions, their existence provides conclusive evidence
for the discontinuity of transcription elongation in vivo.
Unexpectedly, the ARTAR sequence does not appear to
function under conditions of high transcriptional activation (galactose
medium) and optimal growth conditions (30°C in the absence of
6-AU).
We consider two possible explanations for this observation.
In one
model, a powerful transcriptional activator (and its associated
coactivators) alters the Pol II elongation machinery such that
it does
not stall at the ARTAR sequence. Potential
alterations
might include the recruitment of an antiarrest factor other
than
TFIIS or modification of Pol II or an associated factor.
Alternatively,
conditions of high transcriptional activation might
create a "bumper-to-bumper"
situation in which Pol II molecules
"push" each other down the
gene. Such bumper-to-bumper conditions
are likely to inhibit any
backtracking and therefore should decrease
the probability of
transcriptional
arrest.
TFIIS can function as an antiarrest factor in vivo.
Chromatin immunoprecipitation experiments conclusively demonstrate that
TFIIS can relieve transcriptional arrest at the
ARTAR site. Specifically, under conditions of low
activation (raffinose or glucose) there is a sharp increase in Pol II
occupancy just before the ARTAR site in cells
lacking TFIIS but not in wild-type cells. Under
low-activation conditions, we presume that only a single Pol II
molecule transverses the gene at any given time, such that
transcriptional arrest results in a traffic jam of Pol II
molecules just before the ARTAR sequence. Such
transcriptional arrest is clearly observed in TFIIS
deletion cells but not in wild-type cells, therefore demonstrating
that TFIIS can function as an antiarrest factor in vivo. To
our knowledge, these results represent the first physical evidence for
an elongation-specific function of TFIIS in vivo.
Although the buildup of Pol II molecules upstream of the
ARTAR site is not observed in raffinose-grown
wild-type cells, the
ARTAR site nevertheless
inhibits
lacZ transcription in this situation.
We presume
that ARTAR-dependent arrest is occurring in such
cells
but that the antiarrest of activity of TFIIS is
sufficient to
reduce the length of time an individual Pol II molecule
remains
blocked at the ARTAR site. In addition, the
antiarrest activity
of TFIIS should also reduce the length of
the Pol II traffic jam.
These considerations are relevant because
measurements of Pol
II occupancy by chromatin immunoprecipitation are
influenced both
by the occupancy time of an individual Pol II molecule
as well
as by the number of Pol II molecules associated with a given
region
of the gene. Our results suggest that although TFIIS
functions
as an antiarrest factor in vivo, the physiological
concentration
of TFIIS is insufficient to completely override
the transcriptional
block at the ARTAR site. In
this regard, TFIIS dosage is very
important for its
antiarrest function in
vitro.
Effect of TFIIS on transcriptional elongation in
vivo.
In addition to its ability to mediate antiarrest at the
ARTAR site, TFIIS is important for
lacZ expression under conditions of strong Gal4-dependent
activation. This decreased lacZ expression in the absence of
TFIIS is presumably due to a transcriptional elongation
defect, because the level of GAL1 mRNA is not significantly affected. By this assay, TFIIS behaves similarly to the Hpr1, Tho2, Mfp1, Thp2, and Thp1 proteins that have been implicated in
transcriptional elongation (5, 6, 10, 32, 33). As such,
our results provide additional evidence that TFIIS is important for transcriptional elongation in vivo. This presumed elongation activity of TFIIS on lacZ may or may
not be similar to the activity that allows TFIIS to read
through the ARTAR sequence (see below).
Two aspects of the above elongation function of TFIIS are
surprising. First, TFIIS is not required for
GAL1-lacZ expression
at a reduced temperature (16°C) or
under conditions of low activation
(raffinose medium). Second, even
under conditions where TFIIS
has a 10-fold effect on
lacZ mRNA levels, Pol II occupancy throughout
the
lacZ gene is unaffected by TFIIS. This latter
observation
suggests that under conditions of high transcriptional
activation,
Pol II molecules are tightly packed in a bumper-to-bumper
manner
over the
lacZ gene in both wild-type and
TFIIS deletion cells
and TFIIS increases the speed
of the Pol II traffic through the
gene. The hypothesis that
TFIIS increases the rate of transcriptional
elongation in
vivo explains why TFIIS is important under conditions
of high
transcriptional activation (where elongation is limiting)
but not under
conditions of low activation (where initiation is
limiting).
Transcriptional elongation and recovery from transcriptional arrest
are distinguishable functions in vivo.
It is generally believed
that transcriptional elongation and the relief of transcriptional
arrest are mechanistically related and that both processes involve
TFIIS. However, our results indicate that the
ARTAR sequence and TFIIS differently
affect transcription in response to particular experimental
conditions. At 30°C, ARTAR is important for
lacZ expression under conditions of low activation (raffinose), whereas TFIIS is not. Conversely,
TFIIS is important under conditions of high activation
(galactose), whereas ARTAR is not. At 16°C,
lacZ expression is more significantly affected by the
ARTAR sequence and less significantly affected by
TFIIS. These observations suggest that the
ARTAR sequence imposes a transcriptional block that
is distinct from the ones hindering transcriptional elongation at high
activation levels. This distinction might involve different functions
of TFIIS and/or might arise from kinetic effects related to
which parameters of the overall transcriptional process are rate
limiting under particular experimental conditions.
 |
ACKNOWLEDGMENTS |
We thank Grant Hartzog, Mikhael Kashlev, Eugene Nudler, Fred
Winston, and Rick Young for strains and for fruitful discussions.
This work was supported by a research grant to K.S. from the National
Institutes of Health (GM30186).
 |
FOOTNOTES |
*
Corresponding author. Mailing address: Department of
Biological Chemistry and Molecular Pharmacology, Harvard Medical
School, Boston, MA 02115. Fax: (617) 432-2529. E-mail:
kevin{at}hms.harvard.edu.
Present address: Wharton Business School, Philadelphia, Pa.
 |
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Molecular and Cellular Biology, July 2001, p. 4162-4168, Vol. 21, No. 13
0270-7306/01/$04.00+0 DOI: 10.1128/MCB.21.13.4162-4168.2001
Copyright © 2001, American Society for Microbiology. All rights reserved.
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