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Molecular and Cellular Biology, August 2001, p. 5541-5553, Vol. 21, No. 16
0270-7306/01/$04.00+0 DOI: 10.1128/MCB.21.16.5541-5553.2001
Copyright © 2001, American Society for Microbiology. All rights reserved.
Yeast RNA Polymerase I Enhancer Is Dispensable for
Transcription of the Chromosomal rRNA Gene and Cell Growth, and
Its Apparent Transcription Enhancement from Ectopic Promoters
Requires Fob1 Protein
Hobert
Wai,1,
Katsuki
Johzuka,1
Loan
Vu,1
Kristilyn
Eliason,1
Takehiko
Kobayashi,2
Takashi
Horiuchi,2 and
Masayasu
Nomura1,*
Department of Biological Chemistry,
University of California
Irvine, Irvine, California
92697-1700,1 and National Institute
for Basic Biology, Okazaki 444-8585, Japan2
Received 26 March 2001/Returned for modification 8 May
2001/Accepted 21 May 2001
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ABSTRACT |
At the end of the 35S rRNA gene within ribosomal DNA
(rDNA) repeats in Saccharomyces cerevisiae lies an
enhancer that has been shown to greatly stimulate rDNA transcription in
ectopic reporter systems. We found, however, that the enhancer is not necessary for normal levels of rRNA synthesis from chromosomal rDNA or
for cell growth. Yeast strains which have the entire enhancer from rDNA
deleted did not show any defects in growth or rRNA synthesis. We found
that the stimulatory activity of the enhancer for ectopic reporters is
not observed in cells with disrupted nucleolar structures, suggesting
that reporter genes are in general poorly accessible to RNA polymerase
I (Pol I) machinery in the nucleolus and that the enhancer improves
accessibility. We also found that a fob1 mutation
abolishes transcription from the enhancer-dependent rDNA promoter
integrated at the HIS4 locus without any effect on
transcription from chromosomal rDNA. FOB1 is required
for recombination hot spot (HOT1) activity, which also
requires the enhancer region, and for recombination within rDNA
repeats. We suggest that Fob1 protein stimulates interactions between
rDNA repeats through the enhancer region, thus helping ectopic rDNA
promoters to recruit the Pol I machinery normally present in the nucleolus.
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INTRODUCTION |
The transcription of large rRNAs in
most eukaryotes takes place in a subnuclear structure, the nucleolus,
using a distinct RNA polymerase, RNA polymerase I (Pol I). The
ribosomal DNA (rDNA) encoding the large precursor rRNA is tandemly
repeated in many copies and constitutes the structurally and
functionally essential component of the nucleolus. In addition to the
transcription of rDNA, subsequent steps, such as rRNA processing and
modification and ribosome assembly, all take place within the
nucleolus. Furthermore, several important cellular functions distinct
from ribosome synthesis appear to take place in the nucleolus, as
exemplified by the recent discovery of the presence of proteins in the
nucleolus regulating cell cycle progression in mitosis (reviewed in
references7 and 21). In addition, there are
unique mechanisms regulating the replication and recombination of the
tandemly repeated rDNA genes, and proteins involved in these processes
are also expected to be present in the nucleolus. An example is the
presence of a replication fork barrier (RFB) near the end of every rRNA
transcription unit, which might play a role in preventing collision of
the Pol I transcription machinery with the DNA replication machinery
(2). Thus, studies on rDNA transcription in vivo may have
to deal with nucleolar structures relevant to other nucleolar functions.
In the yeast Saccharomyces cerevisiae, there are ~150
rDNA tandem repeats located on chromosome XII. Each repeat is
~9.1 kb in size and contains the large 35S rRNA gene transcribed by
Pol I and the small 5S rRNA gene transcribed by Pol III (Fig.
1). This study examines the function of
the Pol I enhancer element, which was originally identified by Elion
and Warner (5, 6). These workers reported that a 190-bp
DNA element just distal to the 35S rRNA coding region (shown in Fig.
1A) gave a large stimulation of Pol I transcription in experiments
using an rRNA reporter gene carried on a CEN plasmid. Hence, this
element is called the enhancer of Pol I activity. Subsequently, many
papers on the enhancer were published, generally confirming the Pol I
stimulatory activity using various reporter systems, but as to the
exact DNA sequence element within this enhancer region, different
investigators reported somewhat different conclusions
(39). In addition, while the enhancer activity was even
reported to be observed in vitro (29), the mechanism of
stimulation of Pol I activity by the yeast enhancer and its
physiological significance have remained unclear.

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FIG. 1.
(A) Structure of rDNA repeats in S.
cerevisiae. One repeat unit of rDNA is 9,137 bp and is numbered
with respect to the Pol I transcription start site (+1). By convention,
one repeat unit is shown as the fragment obtained after digestion of
rDNA with SmaI, between positions 8931 and 8932. The
locations of the 35S and 5S rRNA genes (black bars; the direction of
transcription indicated by arrows), the two nontranscribed spacer
regions (NTS1 and NTS2), and enhancer and RFB regions are shown. The
orientation with respect to the centromere (CEN) and telomere (TEL) is
indicated. Although the enhancer studied by Elion and Warner (5,
6) is the ~190-bp EcoRI
(6743)-HindIII (6931) region, subsequent studies on the
HOT1 system showed that the ~130-bp
HindIII (6931)-HpaI (7060) region (called
the RFB region [see the text]) is also required for efficient Pol I
transcription in this system, and the 320-bp
EcoRI-HpaI region was called the E
element. Following this nomenclature, we define the enhancer and the E
element as shown in the figure, even though the entire E element may
represent an enhancer. The three restriction sites used to define these
regions are indicated. Other EcoRI,
HindIII, and HpaI sites are not shown.
The I element required for the HOT1 activity is also
indicated. In addition, restriction sites for XbaI (X)
and the fragment used as a probe (P) (thin black bar) relevant to
experiments shown in Fig. 2B are indicated. (B) Structures of pNOY373
(pPol I), pNOY454 (an E deletion [ E] derivative of pNOY373), and
pNOY130 (pPol II). (C) PCR analysis of genomic DNA showing that the E
element was deleted in rdn strain NOY906. DNA was
isolated from strains NOY505 (wild type [WT]), NOY903 ( pPol I),
NOY906 ( pPol I E), and NOY892 ( pPol II) and subjected to
PCR analysis using two primers outside the E element as indicated by
arrowheads 1 and 2 in panel A. The NOY505 and NOY903 genomic DNA
samples (lanes 1 and 2) yielded the 1.1-kb PCR product. The NOY906
sample (lane 3) yielded the 0.8-kb PCR product, confirming the absence
of the E element. As references, plasmids pNOY373 (pPol I), pNOY454
(pPol I E), and pNOY130 (pPol II) were also subjected to PCR analysis
(lanes 6, 7, and 8, respectively). As expected, pPol II plasmid (lane
8) and rdn strain NOY892 (lane 4) did not yield
any PCR product, because they did not contain DNA sequence
corresponding to primer 2. Lane 5 contains size markers (M).
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Stimulation of Pol I transcription by the enhancer was also observed in
connection with HOT1 activity in yeast. HOT1 was
originally identified as a DNA element that stimulates genetic
recombination at nearby regions when inserted at a non-rDNA site
(11). HOT1 activity requires the I element,
which corresponds to the rDNA promoter, and the E element, which
includes the enhancer studied by Elion and Warner (5, 6)
and the adjacent 130-bp region (the RFB region [Fig. 1A]). Extensive
studies have demonstrated that the E element greatly stimulates
transcription originated from the I element and that the resultant high
level of transcription is correlated with the stimulation of
recombination (9, 32). The 130-bp region of the E element
was not studied by Elion and Warner (5, 6) for stimulation
of Pol I transcription but was shown to be required for both Pol I
stimulation and HOT1 activities (nomenclature for DNA
elements with the enhancer activity used in this paper discussed in the
legend to Fig. 1). This 130-bp region overlaps the region containing
the RFB site(s) mentioned above, which allows progression of DNA
replication in the direction of 35S rDNA transcription, but not in the
opposite direction (3, 13). Because pausing of a
replication fork is known, at least in bacterial systems, to stimulate
both DNA double-strand breakage and genetic recombination (reviewed
recently in reference 26), replication fork pausing at the
RFB site could explain stimulation of recombination in the
HOT1 system. In fact, based on their discovery of the
FOB1 gene, which is required for both RFB activity and HOT1 activity, this model was proposed by Kobayashi and
Horiuchi (14) as an alternative to the original
explanation of HOT1 activity being solely a consequence of
high-level transcription from the Pol I promoter. However, it was
recently demonstrated that HOT1 activity can take place in
the absence of replication fork blocking (38). Thus, the
reason why both HOT1 and RFB activities require FOB1 has become a challenging question.
In this paper, we first describe our experiments examining the proposed
function of the Pol I enhancer directly by measuring synthesis of rRNA
and its function to support cell growth, rather than using reporters
fused to the Pol I promoter as was done previously. We found that,
contrary to the general belief, the enhancer is not directly involved
in rDNA transcription by Pol I, and that deletion of the entire
enhancer element from the yeast genome does not produce any significant
negative effects on rDNA transcription or cell growth relative to those
of control strains with the enhancer. We then describe experiments
designed to explain why earlier experiments using various reporter
systems led to the conclusion that the enhancer element stimulates
transcription. Our results demonstrate that the enhancer element is
required in ectopic reporter systems to recruit Pol I and Pol
I-specific factors, which are localized mostly in the nucleolus, and
that FOB1 plays an important role in this process. Some
relevant earlier observations such as the requirement of
FOB1 for HOT1 activity are discussed in light of these new findings.
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MATERIALS AND METHODS |
Media, strains, plasmids, and genetic methods.
YEPD medium
contains 1% yeast extract, 2% peptone, and 2% glucose. YEPGal medium
is the same as YEPD medium except 2% galactose was substituted for
glucose. Synthetic glucose (SD) medium (2% glucose, 0.67% yeast
nitrogen base) was supplemented with tryptophan and required bases as
described by Sherman et al. (30) and is called SD complete
medium. Synthetic galactose (SGal) medium is the same as SD medium
except 2% galactose was substituted for glucose. Cells were grown at
30°C.
The yeast strains and plasmids used in this study
are described in Table
1. Plasmid pNOY454
carrying an E-element deletion
was constructed from pNOY373.
This plasmid carries the
XhoI site
(CTCGAG; positions 6738 to 6743) and
NotI site (CGGCCG; positions
7068 to 7073)
flanking the E element (
37). The plasmid was digested
with
XhoI and
NotI, blunt ended with T4 DNA
polymerase, and ligated
with T4 DNA ligase. In the resulting plasmid,
pNOY454, the entire
E element has been deleted and the
XhoI
site has been regenerated.
Deletion of the E element in pNOY454 and in
strain NOY906 was
confirmed by PCR analysis with a primer set, primers
1 and 2.
Primer 1, GGGTACTGGCAGGAG, hybridizes 76 bp upstream of
the E-element
EcoRI site at position +6744. Primer 2, TTTGGATCCGAGTAGTGTAGTGGGTGAC,
hybridizes 762 bp downstream of the
E-element
HpaI site at position
+7062 (Fig.
1A).
Construction of strain TAK201, which has all
the rDNA
repeats deleted except for two copies of the 35S rRNA
gene (Fig.
2), was described previously (
15) together with
construction
of strains TAK312 and TAK314. An outline of the method is
included
in Fig.
2A. TAK312 carries approximately 70 rDNA repeats, in
which
the enhancer is deleted from all copies except for one at the
centromere-proximal boundary (Fig.
2A). This last copy was replaced
with
TRP1 by transformation using a DNA fragment which
carries
the
TRP1 gene flanked by two DNA sequences, one
~500 bp downstream
and the other ~300 bp upstream of this last
enhancer copy (190-bp
EcoRI-
HindIII). TAK401
is one of Trp
+ transformants obtained in this
way, whose structure is shown
in Fig.
2A. Deletion of the last enhancer
was confirmed by PCR
using two primers flanking this enhancer. Like
TAK312, TAK401
also carries approximately 70 rDNA repeats as judged by
contour-clamped
homogeneous electric field electrophoresis. Strains
TAK320, TAK321,
TAK322, and TAK323 were constructed as described
previously (
14).
The
HOT1 DNA, which consists
of the ~250-bp
SmaI-
EcoRI fragment
(I element)
and the ~320-bp
EcoRI-
HpaI fragment (E element)
(
32),
is inserted within the
BIK1 gene, which
is adjacent to
HIS4, in
TAK320 and TAK321. The
HOT1 recombination system constructed in
this work was
similar to that used by Voelkel-Meiman et al. (
35).
Stimulation of recombination by
HOT1 was confirmed by
measuring
the frequency of Ura

cells using SD
complete medium with and without 5-fluoroorotic
acid (5-FOA) as
described previously (
14). Strains NOY1003 and
NOY1004
were constructed from TAK320 and TAK322, respectively,
by replacing the
RAD52 coding region by a DNA containing
LEU2.

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FIG. 2.
(A) Construction of strain TAK401, in which the
enhancer was deleted from all rDNA repeats. Strain TAK201 was
constructed from the wild-type (WT) strain. Strain TAK201 has
two copies of rDNA covering the 5S-NTS2-35S region and a single copy
of the intact NTS1 between the two copies of rDNA. The E-element region
is shown as expanded. The enhancer element was replaced by a
URA3 DNA segment, and repeat expansion was initiated by
introduction of FOB1. The structure of rDNA repeats in
strain TAK312 constructed in this way is shown. TAK401 was then
constructed by replacing one remaining enhancer copy with
TRP1 as shown in the figure. (B) Southern analysis of
DNA from strains TAK314, TAK401, and NOY999. DNA was isolated from
TAK314, TAK401, and NOY999 (lanes 1, 2, and 3, respectively), digested
with XbaI, subjected to agarose gel electrophoresis, and
probed with the radioactive DNA shown in Fig. 1A (thin black bar
labeled P). An autoradiogram is shown. TAK314 (control) and NOY999 (WT)
carry intact 9.1-kb rDNA repeats which yielded the expected 5.5-kb
XbaI fragment detected by the probe. TAK401 (enh )
carries ~70 copies of 10.1-kb repeats which yielded the expected
6.5-kb XbaI band. No band corresponding to 5.5 kb was
observed, indicating that all the expanded repeat unit contained the
enh ::URA3 mutation. (C)
Accumulation of [14C]uracil-labeled RNA in the three
strains analyzed in panel B, strains TAK314, TAK401, and NOY999 (lanes
1, 2, and 3, respectively). Cultures growing exponentially in SD
complete medium containing 5 µg of uracil per ml were diluted to a
cell density giving an A600 of 0.07 using
the same medium containing [14C]uracil (0.1 µCi/ml) and
incubated for 5 h (to an A600 of
approximately 0.7). The amounts of total
[14C]uracil-labeled RNA accumulated per cell density were
the same for the three strains within experimental errors (data not
shown). RNA was then isolated, and equal amounts of radioactive RNA
were analyzed by acrylamide-agarose gel electrophoresis. An
autoradiogram is shown. (D) Primer extension analysis of rDNA
transcription. RNA was prepared from TAK314 (+E) and TAK401 ( E), and
0.6 and 1.2 µg were used to determine the amounts of the 5' end of
35S rRNA as indicated. Radioactive bands visualized by a PhosphorImager
are shown in the gel, and the results of quantification (in arbitrary
units) are shown in the graph.
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Other procedures.
Analysis of RNA synthesis by
[3H]uridine or
[14C]uracil incorporation was performed as
described previously (18). Northern analysis of RNA and
Southern analysis of DNA were done by standard procedures
(27). T7 reporter transcripts from plasmids YCprR8 (rR8)
and YCprR10 (rR10) were detected with a
32P-labeled antisense riboprobe prepared with
pSP-T7(+) by the method of Johnson and Warner (10).
Analysis of the 5' end of 35S rRNA by primer extension was performed by
using a 32P-labeled primer which hybridizes to
the 35S rRNA external transcribed spacer as described previously
(36). Analysis of transcript from the Pol I promoter in
the HOT1 system was done with the primer described by
Stewart and Roeder (32) which is complementary to
chromosomal sequences downstream from the site of HOT1
insertion. Autoradiograms were quantified with a PhosphorImager
(Molecular Dynamics, Sunnyvale, Calif.).
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RESULTS |
Enhancer deletion in rdn
strains.
We have
previously constructed yeast strains in which all the chromosomal rDNA
repeats had been deleted (which we will call rdn
here). Growth is supported by a helper plasmid carrying, in
addition to the 5S rRNA gene, either the 35S rRNA gene transcribed from
the native promoter by Pol I (Pol I plasmid or pPol I) or the
35S rRNA gene fused to the GAL7 promoter for transcription by Pol II (Pol II plasmid or pPol II). This system has made it possible
to assess the expression of rDNA by measuring the actual rRNA
synthesized and its ability to support cell growth, rather than by
using reporter mini-rDNA genes (19, 37). Two Pol I plasmids, one with the 320-bp E element (pNOY373) and one without the
320-bp E element (pNOY454), were constructed (Fig. 1B) and introduced
into rdn
strain NOY892, which carries a Pol II plasmid (pNOY130). The growth of NOY892 without the Pol I plasmid (or with only
the control vector plasmid) can take place only on galactose, but not
on glucose, because cell growth depends on the synthesis of 35S rRNA
from the GAL7-35S rDNA fusion gene on the Pol II
plasmid (Fig. 3A). As expected,
introduction of the control Pol I plasmid, pNOY373, allowed the strain
to grow on glucose. To our initial surprise, the Pol I plasmid with the
E-element deletion (
E) also allowed growth on glucose (Fig. 3A). No
differences in colony size (Fig. 3A) or growth rate measured in liquid
culture (in YEPD or YEPGal medium) for the two strains were observed
(Table 2). We measured plasmid copy
numbers in these strains and found no significant difference between
the two strains (70 to 100 copies per genome in both strains). We have
also confirmed the complete absence of the E element in DNA from the
strain carrying the
E Pol I plasmid by PCR using two primers
flanking the E element (Fig. 1A and C).

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FIG. 3.
(A) Growth of rdn strains in the
presence of helper plasmids with and without the E element. Strains
NOY995 (wild type [WT]), NOY903 ( , +E), NOY906 ( , E),
and NOY907 (vector) ( , V) were grown on YEPGal medium (GAL) at
30°C for 5 days and on YEPD medium (GLU) at 30°C for 2 days. (B)
Polyacrylamide-agarose gel electrophoresis of RNA synthesized in the
strains shown in panel A. Cells were grown in SGal complete medium. At
a cell density (A600) of 0.2, the cultures
were divided: one part was shifted to SD complete medium (D) and the
other was kept in the same medium (G). One hour after the shift, cells
were labeled with [3H]uridine (162 mCi/mg; 50 µCi/ml)
for 1 h. RNA was isolated from each culture, and samples
containing approximately equal radioactivities were subjected to
electrophoresis. An autoradiogram of the gel is shown. (C) Primer
extension analysis of rDNA transcription. RNA was prepared from strains
NOY903 (rdn ) carrying pNOY373 (+E) and NOY906
(rdn ) carrying pNOY454 ( E), and 0.3, 0.6, and
1.2 µg were used to determine the amounts of the 5' end of 35S rRNA
as indicated. Radioactive bands visualized by a PhosphorImager are
shown in the gel, and the results of quantification (in arbitrary
units) are shown in the graph.
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TABLE 2.
Growth rates and RNA accumulation rates of
rdn strains carrying helper Pol I plasmids with or
without the E element and a control RDN1
straina
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We next compared the rate of accumulation of rRNA by
[
3H]uridine incorporation in synthetic glucose
medium. Although total
[
3H]uridine
incorporation in these
rdn

strains was reduced
somewhat
relative to that in the wild-type strain which does not have
the
rdn deletion (consistent with a small reduction in their
growth
rates), no further decrease due to the E-element deletion was
observed (Table
2). (In fact, total [
3H]uridine
incorporation was slightly higher [~28%] in the E-element
deletion
strain. The significance of this slight increase was
not studied.)
Analysis of radioactive RNAs by gel electrophoresis demonstrated that
there was no significant difference in the synthesis
of rRNAs relative
to that of total RNA in the two
rdn

strains,
one with
and one without the E element (Fig.
3B, lanes 4, 6, and
8). The amounts
of the unstable 5' end of 35S precursor rRNA,
which reflect rDNA
transcription rates by Pol I, in the cells
were also measured by primer
extension. Again, no significant
difference was observed between the
two
rdn

strains (Fig.
3C).
We conclude that the
absence of the E element on helper Pol I
plasmid in
rdn

strains causes no significant decrease in rDNA
transcription rate and does not lead to a decrease in the growth
rate
of the
cells.
Growth and rDNA transcription in a strain in which the enhancer is
removed from all the chromosomal rDNA repeats.
In connection with
analyses of cis elements required for chromosomal rDNA
repeat expansion, we constructed a yeast strain in which most of the
rDNA repeats are deleted, leaving two copies of rDNA covering the
5S-NTS2-35S region and a single copy of the intact NTS1 between the
two copies. Growth of this strain is supported by the presence of the
helper Pol II plasmid pNOY353 (15) (Fig. 2A). This strain is made
fob1 by deletion to prevent FOB1-dependent repeat
expansion. Thus, it was possible to perform mutagenesis of the intact
NTS1 region first and then expand the rDNA containing the desired
mutation by introduction of FOB1 on a plasmid by
transformation. It was shown that the RFB region is essential for
repeat expansion whereas the enhancer is not essential but has a
stimulatory role. Substitution of the 190-bp
EcoRI-HindIII corresponding to the enhancer
with a URA3 fragment allowed repeat expansion, although the
rate of expansion was reduced. Strain TAK312 was obtained in this way
and was shown to have approximately 70 copies of the expanded rDNA
repeats with the coamplified URA3 fragment replacing the
enhancer (15) (Fig. 2A). Because there is a single enhancer copy
present at the centromere-proximal boundary of the rDNA and this copy
was not deleted in strain TAK312, strain TAK401 was constructed from
TAK312, replacing this last copy of the enhancer with TRP1
(Fig. 2A). Control strain TAK314 was constructed following the same
steps but without the mutational substitution of the enhancer and had
approximately the same number (~70) of rDNA repeats. Following the
rDNA repeat expansion, loss of the FOB1-containing plasmid
was selected in order to stabilize rDNA repeat numbers. The helper Pol
II plasmid was spontaneously lost because the chromosomal rDNA repeat
expansion allowed these strains to grow in its absence. The
substitution of the enhancer by URA3 in all the expanded
rDNA repeats in TAK312 was demonstrated previously (15)
and was confirmed by a different Southern analysis of genomic DNA
prepared from TAK401 in this study (Fig. 2B).
Strain TAK401 essentially had the same growth rate and rRNA
accumulation rate as the control strain (TAK314) (Fig.
2C and
other
data not shown). The rates of rDNA transcription in TAK401
and TAK314
were also compared by measuring the amounts of the
unstable 5' end of
35S rRNA by primer extension, as was done in
the experiment shown in
Fig.
3C. No significant difference was
observed between the two
strains, TAK401 and TAK314 (Fig.
2D).
These results are consistent with
the conclusion obtained using
the
rdn

strains
described above, and it appears that the enhancer
element is not
required for rDNA transcription even in the context
of the normal
tandemly repeated rDNA structure on chromosome
XII.
Plasmid Pol I reporter genes with and without the enhancer.
We
obtained two CEN/ARS plasmids carrying the Pol I reporter genes used in
the original Pol I enhancer experiments (5, 6), rR8 and
rR10, from J. R. Warner. These plasmids carry a fragment of
Escherichia coli phage T7 DNA fused to the rDNA promoter together with the upstream NTS1-5S-NTS2 region. Plasmid rR10 retains the intact NTS1, but plasmid rR8 has the enhancer element deleted (Fig.
4A). The two plasmids were individually
introduced into our standard wild-type strain NOY505 by transformation.
Several independent Ura+ transformants obtained
after introduction of rR8 and those obtained after introduction of rR10
were examined. The expression of the T7 reporter was analyzed by
Northern blotting (see the legend to Fig. 4 for details).


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FIG. 4.
(A) Structures of plasmids rR8 and rR10. The Pol I start
site of the 35S rRNA gene (+1) is shown by a bent arrow, and the 5S
rRNA gene is shown by an arrow. T7 reporter DNA is shown as a black bar
which is followed by the distal part of the 25S rRNA coding region
(thick line). The RFB, enhancer (enh), and E element are indicated. The
sizes of these DNA elements are not to scale. (B) Expression of the T7
Pol I reporter RNA in strains NOY505 (wild type [WT]), NOY908
( , pPol I), and NOY891 ( , pPol II) carrying plasmid rR8 or
rR10. RNA was prepared from cells growing exponentially in
uracil-deficient SGal medium, and equal amounts of RNA were subjected
to Northern analysis first using a 32P-labeled actin probe
(not shown), followed by stripping of the probe and reprobing using a
32P-labeled T7 RNA probe. DNA was isolated from the same
cultures, and plasmid copy numbers were estimated by Southern analysis
using a 32P-labeled URA3 probe and by
comparing plasmid URA3 signals to chromosomal
URA3 signals. The amounts of T7 reporter RNA (indicated
by the arrow) were quantified by PhosphorImager analysis, and relative
amounts obtained after normalization to the amounts of actin mRNA and
correction for copy number differences are given in the figure. Lane 3 is a sample obtained from NOY505 (WT) without any plasmid ( ). The
autoradiogram shown for lanes 1 to 7 was exposed for 18 h. Lanes
6' and 7' correspond to lanes 6 and 7, respectively, and are from the
autoradiogram after 8 min of exposure.
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Although a significant degree of variation was observed among
independent transformants for both the rR8 and rR10 transformation
sets
(discussed further below), it was clear that plasmid rR10,
which
carries the enhancer, showed greater expression of the T7
reporter than
rR8 (Fig.
4B, lanes 1 and 2). Using averages of
the values for 10 independent transformants for each plasmid,
it was calculated that the
reporter expression from rR10 was approximately
fivefold higher than
that from rR8. The results confirm the original
results obtained by
Elion and Warner (
5,
6) but are in apparent
conflict with
the conclusion described above, namely, the absence
of a requirement of
the enhancer for the transcription of the
intact 35S rRNA. To resolve
this discrepancy, we introduced plasmids
rR8 and rR10 individually into
rdn

strains, one carrying a helper
Pol I plasmid
(NOY908) and the other carrying helper Pol II plasmid
(NOY891).
Although there was some variability in the expression of the T7
reporter gene among individual transformants derived from
the
rdn

strain carrying pPol I, there was no
significant difference
between the rR8 and rR10 transformant groups,
and the expression
in those transformants (both rR8 and rR10) was in
general higher
than in rR10 transformants derived from the
wild-type strain (Fig.
4B, lanes 4 and 5). When rR8 or rR10 was
introduced into the
rdn
strain carrying pPol II , the
reporter T7 expression was strikingly
high in both rR8 and rR10
transformants (Fig.
4B, lanes 6 and
7), and there was essentially no
significant variability among
independent transformants. Reporter T7
expression was nearly 100-fold
higher than that in rR8 or rR10
transformants derived from a
rdn
strain carrying pPol
I. There was no significant difference in
the reporter expression for
rR8 and
rR10.
FOB1 is required for Pol I transcription in a
HOT1 system at the HIS4
region.
Another reporter system where stimulation of Pol I
transcription by the enhancer has been well studied is the
HOT1 system constructed at the HIS4
region on chromosome III (9, 32). A requirement for the E
element in both Pol I transcription and stimulation of recombination
has been clearly demonstrated. In addition, it is known that
HOT1 activity, i.e., stimulation of recombination,
requires FOB1. Thus, we considered the possibility that
stimulation of Pol I activities in such a system, which utilizes a
reporter promoter present outside the nucleolus, may require FOB1.
We constructed a
HOT1 system at the
HIS4 locus of
chromosome III which is similar to the system used by Roeder and
coworkers
in their studies on
HOT1 stimulation of
recombination (
32,
35).
This system consists of a direct
repeat of (truncated)
HIS4 DNA
which was inserted downstream
of the
HOT1-initiated transcription
site as shown in Fig.
5A. In this system, recombination between
the
HIS4 repeats is measured by loss of the intervening
URA3 marker,
resulting in resistance to 5-FOA. As shown in
Fig.
5B (and other
results not shown), the frequency of recombination
between direct
repeats was increased by the presence of the
HOT1 DNA by 20- to
100-fold. This
HOT1-dependent
stimulation of recombination was
abolished by a deletion of
FOB1, confirming the previous observations
(
14).

View larger version (54K):
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|
FIG. 5.
Examination of HOT1 recombination
activity and HOT1-promoted transcription at the
HIS4 region. (A) HOT1-dependent
recombination system used. The location of the HOT1
segment consisting of the Pol I promoter (I) and the E element is
indicated, as is the location of the primer used for primer extension
to measure HOT1 RNA. The orientation with respect to the
centromere (CEN) and telomere (TEL) is shown by arrows. (B)
HOT1-dependent stimulation of recombination between two
tandemly repeated H1S4 DNA sequences. Strains TAK320
(HOT1, +), TAK322 (no HOT1 insertion,
), TAK321 (fob1 ; HOT1, +), and
TAK323 (fob1 ; no HOT1 insertion, )
were grown in SD complete medium (SC) lacking uracil. The frequencies
of Ura recombinants were then determined by spotting
aliquots of 10-fold serial dilutions of the cultures on SC with and
without 5-FOA. (C) The four strains analyzed in panel B, together with
two rad52 strains with the HOT1 insertion
(NOY1003) (+) and without the HOT1 insertion (NOY1004)
( ) were grown in SC medium lacking uracil, and RNA was isolated.
Equal amounts of RNA (20 µg for HOT1 RNA and 2 µg
for chromosomal 35S rRNA) were used for primer extension analyses using
the primer indicated in panel A to measure the amount of RNA
(HOT1 RNA) initiated at the Pol I promoter inserted at
the HIS4 region (top gel) and using another primer to
measure the amounts of the 5' end of 35S rRNA transcribed from the
chromosomal rDNA repeats (bottom gel). The primer extension products
were analyzed by gel electrophoresis adjacent to products (lanes 1 to
4) obtained by dideoxy-chain termination sequencing reactions with the
same primer using DNA obtained from TAK320. The sequence shown is
complementary to the sequence read from the sequencing reaction and
corresponds to positions 6 to +8, indicating that the initiation site
of HOT1 RNA is identical to the 35S rRNA start site (the
A at position +1 indicated by a small solid circle). We note that the
amount of HOT1 RNA in the rad52 mutant
(lane 9) was approximately twofold higher than that in the
control FOB1 strain (lane 5). The significance of this
observation is not known.
|
|
We then performed primer extension experiments to measure the amounts
of transcripts specifically initiated from the Pol I
promoter in the
HOT1 system. The transcript initiating at position
+1 of the
Pol I initiation site was detected in the
FOB1 genetic
background (Fig.
5C, top gel, lane 5). In contrast, only a very
small
amount (~3% relative to
FOB1) of the corresponding
transcript
was observed for the
HOT1 system in the
fob1 mutant (Fig.
5C,
lane 7). Unstable 5'-end transcripts
from the Pol I promoters
in the chromosomal rDNA were also analyzed by
primer extension
using the same RNA samples. As expected from the
growth rates
of these strains, which were approximately the same, no
significant
effect of the
fob1 mutation was observed (Fig.
5C, bottom gel,
lanes 5 to 8). We conclude that
FOB1 is
specifically required
for increased transcription initiation from the
Pol I promoter
associated with the E element located at the
HIS4 region.
FOB1-dependent Pol I transcription in the
HOT1 system does not require RAD52.
FOB1 is known to be required for efficient recombination
within rDNA repeats (4, 12). Therefore, there was the
possibility that the HOT1 element, the Pol I promoter plus
the E element, on chromosome III was integrated into the rDNA repeats
on chromosome XII using homologous recombination, which could be the
basis for the requirement of FOB1 for efficient Pol I
transcription in the HOT1 system. Such a scenario seems
unlikely, since a homologous recombination between the two chromosomes
would yield a dicentric chromosome and an acentric chromosome due to
the orientation of the HOT1 element used in the present
experiments (Fig. 1A and 5A). In addition, examination of the
HIS4 gene by fluorescence in situ hybridization using a
specific HIS4 probe showed no significant difference in the
location of the HIS4 gene with respect to the nucleolus in
strains with and without the HOT1 element at the HIS4 region; in a majority of cells, the HIS4
gene was localized outside the nucleolus in both types of strains (M. Oakes and M. Nomura, unpublished data). Nevertheless, the possibility
of recombinational events between the two chromosomes in a small
fraction of cells could not be excluded. Therefore, we examined whether
FOB1-dependent Pol I transcription in the HOT1
system required RAD52. The RAD52 gene product is
required for most homologous recombinational events (reviewed in
reference 31) including recombination within the rDNA
repeats that leads to production of extrachromosomal rDNA circles
(20) and rDNA repeat expansion (T. Kobayashi, unpublished data). As shown in Fig. 5C (compare lane 9 to lane 5; for quantitative comparison, see the figure legend), deletion of RAD52 did
not decrease the transcription from the Pol I promoter in the
HOT1 system. Thus, we conclude that the E-element
(enhancer)-dependent Pol I transcription in the HOT1 system
does not involve RAD52-mediated homologous recombination;
that is, the FOB1-dependent Pol I transcription in this
system appears to take place almost certainly without integration of
the HOT1-HIS4 region into the chromosomal rDNA repeats.
 |
DISCUSSION |
The yeast Pol I enhancer is dispensable for Pol I
transcription.
The experiments described in this paper demonstrate
that the yeast Pol I enhancer, which has been assumed to be important for rDNA transcription, is completely dispensable for rDNA
transcription and cell growth. First, rdn
strains with
all chromosomal rDNA deleted and carrying a helper Pol I plasmid did
not show any significant differences in rRNA synthesis rate or cell
growth rate, regardless of whether the single rDNA repeat on the
plasmid had a complete deletion of the enhancer (together with the
adjacent RFB region). Second, a yeast strain was constructed in which
approximately 70 copies of an rDNA unit were tandemly repeated at the
natural RDN1 locus of chromosome XII, but all the enhancer
elements were deleted, a terminal copy replaced by a TRP1
fragment and all others replaced by a URA3 DNA
fragment. No significant difference in rRNA synthesis rate or
cell growth rate was observed between this strain and a control strain
without the enhancer deletion.
Previous experiments which led to the conclusion of a large stimulation
of Pol I transcription by the enhancer were mostly
performed with
artificial reporter gene systems set outside the
nucleolus. Our
interpretation is that the stimulation of transcription
by the enhancer
in these systems is probably due to inefficient
accessibility of the
Pol I promoter to the Pol I transcription
machinery, which is localized
to the nucleolus. First, we confirmed
stimulation by the enhancer of
Pol I transcription of the ectopic
reporter in standard (i.e.,
RDN1) strains. However, the expression
of the reporter gene
without the enhancer was greatly increased
in
rdn

strains, especially in the
rdn

strain carrying pPol
II. In these strains, no significant difference was observed between
reporter plasmids with and without the enhancer. It was previously
shown that in
rdn

strains, the crescent nucleolar
structure
does not exist; in the case of the helper Pol I plasmid, many
mininucleoli with Pol I and Pol I factors are formed and preferentially
localized to the nuclear periphery. In the case of the helper
Pol II
plasmid, helper plasmid molecules apparently coalesce,
forming one (or
two) round nucleolus at a more internal location(s)
(
19).
In the latter case, both Pol I and Pol I factors are spread
throughout
most of the nuclear region without colocalization with
the Pol II-type
nucleolus (
19). Thus, in the
rdn

strains
carrying
pPol II, both rR8 and rR10 plasmids may be equally accessible
to Pol I and Pol I factors, and without any competition with
other
DNA elements for the use of Pol I and Pol I factors, expression
of the T7 reporter gene may be maximal. The results suggest a
correlation between stimulation of Pol I transcription by the
enhancer
for the plasmid reporter system and the presence of an
intact nucleolar
structure. It should be noted that plasmids carrying
the rDNA reporter
gene are introduced into the wild-type cells
by transformation using
the
URA3 gene (or other Pol II genes)
for selection.
Therefore, it appears likely that these plasmids
take a subnuclear
localization outside the nucleolus (as was found
by fluorescence in
situ hybridization; Oakes and Nomura, unpublished),
that the
efficiency of recruitment of Pol I and Pol I factors
is low, and that
the enhancer somehow increases this efficiency.
The variability of the
reporter gene expression among transformants
in the wild-type
background, but not in
rdn

strains carrying
pPol II,
might also be explained on the basis of heterogeneity
in subnuclear
localization of the reporter
plasmids.
Another system we used to study the Pol I enhancer is a
HOT1
system similar to the
HOT1 system in which the requirement
of
the E element for Pol I transcription was established
(
32).
We have discovered that a
fob1 mutation
abolishes Pol I transcription
in this ectopic system without any effect
on the transcription
of chromosomal rDNA. The
HOT1 system
analyzed was integrated at
the
HIS4 region of (heterologous)
chromosome III, which is localized
outside the nucleolus. Thus, we
would expect that the Pol I promoter
in this
HOT1 system to
be poorly accessible to the Pol I transcription
machinery. In fact, we
have found that without some special mechanism,
which apparently
requires both the enhancer and the Fob1 protein,
transcription from
this ectopic Pol I promoter is extremely inefficient.
It was previously
observed that the effect of the enhancer was
higher when the T7 Pol I
reporter was integrated at the
URA3 locus
compared to the
effect observed in the rR8-rR10 plasmid system;
as much as a
nearly 100-fold stimulation of Pol I transcription
by the
enhancer was reported for the integrated reporter system
(
10). The Pol I promoter on rR8 without the enhancer
appears
to have a limited but higher accessibility to the Pol I
machinery
in the nucleolus than the same reporter integrated at
URA3. However,
even plasmid DNAs in this Pol I reporter
system appear to be primarily
extranucleolar. Our preliminary
examination of localization of
the rR8 and rR10 plasmids by
fluorescence in situ hybridization
analysis indicated that even the
rR10 plasmid, which has the enhancer
and the RFB regions, is localized
outside the nucleolus in a majority
of cells in which the plasmid
signal was clearly distinguishable
(Oakes and Nomura, unpublished). (In
preliminary experiments,
we have examined the expression of the
reporter T7 RNA carried
by rR8 and rR10 plasmids in a
fob1
mutant. While the results varied
among individual transformants, on
average, there was no significant
difference between the two reporter
plasmids. However, the data
in this case were not as clear as those
seen for the
HOT1 system.
This might be due to the presence
of the RFB region in plasmid
rR8 [Fig.
4], the region which was
clearly shown to be required
for efficient Pol I transcription in the
HOT1 system [
32]. In
addition, the plasmid
reporter system shows high variability in
the reporter expression in
different transformants, making a reliable
analysis rather difficult.
The role of
FOB1 in Pol I transcription
in plasmid reporter
systems will require further study.)
Some earlier studies on yeast Pol I enhancers were done using reporters
integrated within chromosomal rDNA repeats. Here,
the reported effects
of deletion of the E element (the enhancer
and the RFB regions) were
smaller than those observed using reporter
systems integrated at
heterologous chromosomal loci or plasmid
reporter systems; the
difference between a reporter missing the
E element on one side and a
control reporter was approximately
twofold, and the difference between
a reporter missing the E element
on both sides and the control reporter
was approximately fourfold
(
1,
16). Nevertheless, it was
argued from the data that the
observed effects may have been small
because of the presence of
the E element in many other rDNA repeats at
the
RDN1 locus. These
rDNA repeats would presumably have
exerted a stimulatory effect
at a distance on the reporter, and the
importance of the E element
in overall rRNA synthesis in vivo was
emphasized (
16). Although
these data are more difficult to
explain, it should be noted that
the E element comprises the RFB
region, which is essential for
rDNA repeat expansion (and presumably
also contraction) (
15).
In fact, copy numbers of the
control reporter were described to
vary more widely than those of the
reporter missing one or both
of the adjacent E elements
(
16). Thus, without any means to
reduce reporter copy
number fluctuation, e.g., by the use of a
fob1 mutation, it
might be difficult to completely eliminate experimental
errors due to
copy number fluctuation. In any event, the present
experiments
demonstrate that deletion of the enhancer from all
the rDNA repeats did
not cause any significant reduction in rRNA
synthesis rate or cell
growth rate, an observation which is not
consistent with the direct
function of the enhancer in transcription
stimulation proposed in these
previous
studies.
Possible function(s) of Pol I enhancer and
FOB1.
Two alternative models explain our
observations that the enhancer (the E element) is required only for
stimulation of Pol I transcription in ectopic systems, such as the
HOT1 system at the HIS4 region, but not for Pol I
transcription of the rRNA genes in the chromosomal rDNA repeat context.
The first model assumes that Pol I, Pol I factors, and Fob1p are
present mostly in the nucleolus but are also present in lower amounts
outside the nucleolus and that the E element and Fob1p play direct
roles in transcription by somehow facilitating recruitment of Pol I and
Pol I factors to ectopic Pol I promoters. The second model assumes that
both the enhancer (the E element) and Fob1p do not play a direct role in transcription and that both are required for an efficient
interaction between ectopic Pol I promoters with the nucleolus, perhaps
specifically with the chromosomal rDNA, and thus indirectly stimulate
transcription of ectopic Pol I promoters. The first model implies a
physiological significance of the proposed (hypothetical) role of the
enhancer and Fob1p in transcription of chromosomal rDNA repeats,
perhaps under conditions of extremely reduced concentrations of the Pol I machinery in the nucleolus. While we cannot exclude this model completely, we have failed to find growth conditions where one finds a
significant difference in growth rate or rRNA synthesis rate for a
strain with the intact enhancer present versus a strain with deletion
of the entire enhancer from rDNA copies. In addition, the first model
proposes an additional (new) function for Fob1p, whereas the second
model gives a unified explanation for this and other known functions of
Fob1p, as discussed below. Therefore, we favor the second model and
suggest that the physiological function(s) of the enhancer and Fob1p
are not directly related to Pol I transcription but are concerned
mainly with facilitating interactions between rDNA repeats that are
important for rDNA repeat expansion and contraction.
Fob1p is localized to the nucleolus (
4). It was previously
demonstrated that
FOB1 is required for rDNA repeat expansion
and contraction (
12) and formation of extrachromosomal
rDNA
circles (
4). These recombinational events require
pairing of
different rDNA repeat units. The E element consists of the
enhancer
and the RFB region, and both elements are required for
stimulation
of Pol I transcription in the
HOT1 system
(
32). It was recently
shown that the RFB region is
essential for repeat expansion and
the enhancer region is not essential
but has a stimulatory role
in this process (
15). As shown
in this paper, stimulation of
Pol I transcription by
FOB1
and the E element in the
HOT1 system
almost certainly takes
place in the absence of recombinational
events. Therefore, we speculate
that the role of Fob1p in recombination
within rDNA repeats is to
facilitate initial pairing (or interaction)
of different repeats
by the use of the RFB and the enhancer regions
(i.e., the E element)
and that stimulation by Fob1p of a similar
pairing (or interaction)
between the E element in the
HOT1 system
and the
corresponding regions in the chromosomal rDNA repeats
may be the basis
of the stimulation of recruitment of the Pol
I machinery to the Pol I
promoter in the
HOT1 system. After this
initial common
pairing step involving the Fob1p protein and the
E element, subsequent
steps leading to repeat expansion on one
hand and those leading to
recruitment of the Pol I machinery on
the other are obviously expected
to be different. Thus, the requirement
of some DNA
cis
elements in addition to the E element for repeat
expansion
(
15) but not for transcription stimulation in the
HOT1 system (
35) is not inconsistent with the
model suggested
here.
There are some unique features of the enhancer activity found in the
earlier studies using the plasmid reporter system (
5,
6).
These features are orientation independence, action from
either
upstream or downstream of the reporter gene, and action
over long
distances (more than 2 kb from the promoter), which
are quite different
from known yeast enhancers for Pol II. In
addition, using the Pol I
reporter integrated at the
URA3 locus,
it was observed that
transcription of the reporter gene increases
roughly in proportion to
the number of enhancer elements (
10).
These observations
are highly consistent with the model proposed
here that the enhancer
element increases the probability of localization
of the reporter gene
to be near the nucleolus, perhaps through
its interaction with rDNA,
rather than by stimulating Pol I transcription
directly.
In addition to its requirement for the
HOT1 activity, the
FOB1 gene is known to be required for RFB activities
(
14). As
for
cis elements required for RFB
activities, the work by Ward
and coworkers (
38) showed
that some DNA elements are shared
with those required for
HOT1 activity, but others are required
for one activity but
not for the other. Although RFB activities
were demonstrated using
plasmids carrying cloned DNA containing
the E element or the RFB region
(
3,
13,
38), the observed
activities were reported to be
very weak compared to the activities
in the chromosomal context
(
3). This situation resembles that
observed for
transcription of a reporter gene; transcription of
a Pol I reporter on
a plasmid was reported to be much weaker relative
to transcription of
the same reporter integrated into the chromosomal
rDNA repeats
(
16). It may be interesting to examine whether
interactions of rDNA repeats through the E element might play
a role in
forming, at or near this element, a presumptive macromolecular
structure that would achieve the RFB
function.
Role of FOB1 in HOT1 activity.
Extensive studies done on the HOT1 system have demonstrated
that strong transcription by Pol I stimulates intra- and
interchromosomal recombination (9, 32, 35). Stimulation of
mitotic recombination by high levels of transcription was also
demonstrated for RNA Pol II (28, 33) and may be a general
phenomenon related to changes in DNA supercoiling and torsional stress.
We have now demonstrated that the requirement for FOB1 in
HOT1 activity can be entirely accounted for by its
requirement for stimulation of Pol I transcription by the E element
(including the enhancer) in ectopic Pol I promoter systems outside the
nucleolus. Thus, our finding supports the original conclusion of
transcription-associated stimulation of recombination and explains why
FOB1 is required for HOT1 activity.
Pol I terminator is dispensable.
Although there were
disagreements on the exact sites of yeast Pol I transcription
termination in earlier studies (see, e.g., reference 34),
extensive in vivo and in vitro studies performed by Reeder and
coworkers led to the conclusion that there are two terminators, one at
a site 93 nucleotides downstream of the 3' end of 25S rRNA, which
requires binding of the Reb1 protein at a nearby site, and the second
at a site 250 bp downstream of the 3' end of 25S rRNA
(23). Although the present work was not designed to study
transcription termination, the 190-bp enhancer element we studied
contains the Reb1 binding site essential for termination and the second
fail-safe terminator. As described in this paper, deletion of the
enhancer region, i.e., deletion of the two Pol I terminators, does not
cause a significant decrease in the synthesis of rRNA or in growth
rate, either in rdn
strains or in the context of
chromosomal rDNA repeats. It appears that transcription termination at
these two proposed sites is not required for processing of rRNA to form
functional ribosomes. How and where Pol I transcription terminates in
these enhancer deletion strains have not been studied.
Pol I enhancers in higher eukaryotes.
The S. cerevisiae Pol I enhancer studied in this work is structurally
different from Pol I enhancers in higher eukaryotes, which consist of
several repeats of a sequence that is similar to a portion of the gene
promoter (22). Thus, results and conclusions obtained for
the yeast enhancer in the present study may not apply to those in
higher eukaryotes. Nevertheless, we would like to note that most of the
published experiments were done using cloned enhancer DNA fragments in
ectopic expression systems. In addition, the assays used for enhancer
function were mostly by competition assays rather than actual
stimulation of transcription in cis. Thus, the possibility
that these intergenic elements might have a function(s) only indirectly
related to Pol I transcription (rather than direct enhancement of Pol I
transcription) cannot be excluded. It is interesting that rDNA enhancer
elements in Drosophila melanogaster are known to play an
essential role in X-Y meiotic chromosome pairing (17, 24).
It may be prudent to await more rigorous future experimentation before
accepting the conclusion that these enhancer elements really function
directly in stimulating Pol I transcription within the native
chromosomal rDNA genes in vivo.
 |
ACKNOWLEDGMENTS |
The first two authors, Hobert Wai and Katsuki Johzuka,
contributed equally to this work.
We thank Jonathan R. Warner for providing plasmids and for helpful
discussions; C. Greer, S. M. Arfin, and S. Jinks-Robertson for
critical reading of the manuscript; and M. Oakes and S. VanAmburg for
help in preparation of the manuscript.
This work was supported in part by Public Health Service grant GM35949
from the National Institute of Health (to M.N.) and by grants from the
Ministry of Education, Culture, Sports, Science and Technology of Japan
(to T.H. and T.K.) and the Ministry of Health, Labour and Welfare,
Japan (to T.K.).
 |
FOOTNOTES |
*
Corresponding author. Mailing address: Department of
Biological Chemistry, 240D Medical Sciences I, University of
California
Irvine, Irvine, CA 92697-1700. Phone: (949) 824-4564. Fax:
(949) 824-3201. E-mail: mnomura{at}uci.edu.
Present address: Beckman Coulter, Inc., Bioresearch Division,
Fullerton, CA 92834-3100.
 |
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0270-7306/01/$04.00+0 DOI: 10.1128/MCB.21.16.5541-5553.2001
Copyright © 2001, American Society for Microbiology. All rights reserved.
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