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Molecular and Cellular Biology, October 2001, p. 6429-6439, Vol. 21, No. 19
0270-7306/01/$04.00+0 DOI: 10.1128/MCB.21.19.6429-6439.2001
Copyright © 2001, American Society for Microbiology. All rights reserved.
A Novel Upstream RNA Polymerase III Promoter Element Becomes
Essential When the Chromatin Structure of the Yeast U6 RNA Gene
Is Altered
Michael P.
Martin,
Valerie L.
Gerlach,
and
David A.
Brow*
Department of Biomolecular Chemistry,
University of Wisconsin Medical School, Madison, Wisconsin
53706-1532
Received 28 March 2001/Returned for modification 27 April
2001/Accepted 9 July 2001
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ABSTRACT |
The Saccharomyces cerevisiae U6 RNA gene,
SNR6, possesses upstream sequences that allow productive
binding in vitro of the RNA polymerase III (Pol III) transcription
initiation factor IIIB (TFIIIB) in the absence of TFIIIC or other
assembly factors. TFIIIC-independent transcription of
SNR6 in vitro is highly sensitive to point mutations in
a consensus TATA box at position
30. In contrast, the TATA box is
dispensable for SNR6 transcription in vivo, apparently because TFIIIC bound to the intragenic A block and downstream B block
can recruit TFIIIB via protein-protein interactions. A mutant allele of
SNR6 with decreased spacing between the A and B blocks,
snr6-
42, exhibits increased dependence on the
upstream sequences in vivo. Unexpectedly, we find that in vivo
expression of snr6-
42 is much more sensitive to
mutations in a (dT-dA)7 tract between the TATA box and
transcription start site than to mutations in the TATA box itself.
Inversion of single base pairs in the center of the dT-dA tract nearly
abolishes transcription of snr6-
42, yet inversion of
all 7 base pairs has little effect on expression, indicating that the
dA-dT tract is relatively orientation independent. Although it is
within the TFIIIB footprint, point mutations in the dT-dA tract do not
inhibit TFIIIB binding or TFIIIC-independent transcription of
SNR6 in vitro. In the absence of the chromatin
architectural protein Nhp6, dT-dA tract mutations are lethal even when
A-to-B block spacing is wild type. We conclude that the
(dT-dA)7 tract and Nhp6 cooperate to direct productive transcription complex assembly on SNR6 in vivo.
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INTRODUCTION |
Initiation of transcription by an
RNA polymerase at the start site of a gene involves multiple
protein-DNA interactions, but one protein-DNA interaction often has a
dominant role in specifying the site and efficiency of transcription
complex assembly. For example, a central step in initiation by
eukaryotic RNA polymerase II (Pol II) on many protein-coding genes is
binding of transcription factor (TF) IID, via its TATA-binding protein
(TBP) subunit, to an upstream TATA box promoter element. A key step in
initiation by Pol III on tRNA genes is binding of TFIIIC to two
intragenic promoter elements, the A and B blocks. TFIIIC then places
TFIIIB upstream of the transcription start site (reviewed in reference 9). These distinct promoter recognition steps in Pol II
and Pol III transcription imply divergent mechanisms for initiation complex assembly. Yet further characterization of Pol II and Pol III
transcription initiation complexes has revealed striking similarities. For example, like TFIID, TFIIIB contains the TATA-binding protein as a
subunit. Although most Pol III transcription units lack a consensus
TATA box in the TFIIIB-binding region, A/T-rich sequences 15 to 30 base
pairs upstream of the start site are known to contribute to the
efficiency of tRNA and 5S rRNA gene transcription in vitro (29,
38) and in vivo (23, 40). In addition, an
increasing number of Pol II transcription units have been found to
contain TFIID-binding promoter elements 20 to 30 base pairs downstream of the transcription start site in a position analogous to that of the
Pol III A block element (3, 33). These findings suggest that Pol II and Pol III transcription initiation complexes may in fact
have similar architectures but vary in the relative contributions of
different protein-DNA and protein-protein interactions to the assembly pathway.
In this study we investigate a noncanonical Pol III transcription unit
that contains a consensus upstream TATA box element, the
Saccharomyces cerevisiae U6 RNA gene SNR6 (Fig.
1). SNR6 also contains the
canonical A and B block promoter elements found in tRNA genes, but the
B block is in a unique location 100 base pairs downstream of the
transcribed region and 200 base pairs downstream of the A block
(8). TFIIIB binding to SNR6 is more sequence specific than on most tRNA genes, perhaps because the broad separation of the A and B block elements reduces the ability of TFIIIC to precisely position TFIIIB. The presence of a relatively weak A block
and an overlapping, cryptic A block in SNR6 may further increase the dependence of TFIIIB positioning on upstream sequences (10). The SNR6 upstream sequence is so highly
adapted to binding TFIIIB that the yeast U6 gene can be transcribed in
vitro with only purified TFIIIB and Pol III, in the complete absence of
the assembly factor TFIIIC (14, 28). In contrast, only a
few yeast tRNA genes are transcribed in a TFIIIC-independent manner in
vitro, and these genes also contain a consensus TATA box
(7). In vivo the SNR6 A and B blocks are
essential promoter elements (8, 15), while the
SNR6 TATA box is dispensable (8). The essential function of TFIIIC in vivo may reflect constraints on TFIIIB access to
DNA packaged in chromatin (4, 10) or competition of TFIIIB with other soluble DNA-binding proteins. Nevertheless, the TATA box
does contribute to TFIIIB placement in vivo, as its complete substitution (TATAbox-sub: TATAAATA
GCGCCCGC), while viable, results in degenerate start site selection (8).

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FIG. 1.
At the top is a linear portrayal of SNR6,
showing previously identified promoter elements as black boxes. The
open box designates the segment of DNA that codes for the U6 RNA, and
an arrow indicates the direction of SNR6 transcription.
The line labeled 42 shows the portion of SNR6 that is
deleted to create the 42 allele. The SNR6 sequence is
shown for the wild-type, TATA box-sub (TBS) and T7-sub alleles. Dashes
indicate no change from the wild-type sequence. The start site of
transcription is indicated by an arrow at +1. The region protected by
TFIIIB from DNase I digestion is indicated by the shaded boxes.
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Deletion of 42 base pairs of noncoding sequence between the
SNR6 terminator and downstream B block, creating the
snr6-
42 allele (Fig. 1), decreases transcription in vivo
and in cell extracts three- to fourfold (8) and disrupts
the native chromatin structure over the SNR6 TATA box
(10). This and other evidence suggests that the DNA
between the SNR6 A and B blocks is packaged in a chromatin
structure that brings the distant elements into the proper relative
position for binding of TFIIIC (10, 27). The snr6-
42 allele appears to exhibit an increased dependence
of TFIIIB binding on sequence-specific DNA contacts, since the
TATAbox-sub mutation is lethal in the snr6-
42 allele
(10).
Here we have utilized the snr6-
42 allele to identify
upstream sequences important for productive transcription complex
assembly in vivo. Surprisingly, even in the snr6-
42
allele the TATA box is relatively resistant to mutation of up to 4 of
the 8 positions, perhaps because an overlapping nonconsensus TATA box 4 base pairs downstream can also direct TFIIIB placement. In contrast, a
stretch of 7 dT-dA base pairs centered between the TATA box and the
transcription start site is strikingly sensitive to mutation in the
snr6-
42 allele. Inversion of 1, 3, or 5 base pairs in the
T7 stretch is synthetically lethal with
snr6-
42, as is repositioning the T7 stretch 4 base pairs downstream. In contrast, inversion of all 7 dT-dA
base pairs has little effect on transcription of the
snr6-
42 allele. Electrophoretic mobility shift assays
(EMSAs) show that recombinant TBP and TFIIIB bind to a DNA probe
bearing mutations in the T7 stretch with similar
or higher affinity than to the wild-type SNR6 upstream
region. Furthermore, transcription of T7 stretch
mutant alleles with TFIIIB and purified Pol III is at least as
efficient as transcription of wild-type SNR6. Thus, the
T7 stretch may facilitate transcription complex
assembly only on a chromatin template. Consistent with this idea, we
find that the absence of the chromatin architectural protein Nhp6,
recently implicated in SNR6 transcription (18,
25), is synthetically lethal with mutations in the
T7 stretch. In addition, purified Nhp6 stimulates
transcription of the snr6-
42 allele in yeast subcellular
extract more than 20-fold. These results indicate that Nhp6 and the
T7 stretch act cooperatively to facilitate
transcription complex assembly on SNR6 in a chromatin environment.
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MATERIALS AND METHODS |
Plasmid construction.
Plasmids used in these experiments are
derivatives of either p-539H6 (2) or p
139-178
(hereafter p
42) (8). Briefly, p-539H6 contains S. cerevisiae sequence from
539 to +630 relative to the start site
of SNR6 transcription cloned into pUC118. p
42 was
generated from the plasmid p-539H6 and contains a 42-base-pair deletion
downstream of the transcription terminator. Plasmids used for in vivo
study were generated by digestion of p-539H6 or p
42 with
EcoRI-PstI, gel purification, and subsequent
ligation into EcoRI-PstI-cut yeast shuttle vector
pRS314 (TRP1, CEN6, ARSH4) (37). Plasmids containing the TATA-sub, AATA-sub, and
TATAbox-sub mutations were described previously (8).
Oligonucleotide-directed mutagenesis was employed essentially as
described by Kunkel et al. (21) to create mutant
SNR6 alleles. TATA box mutagenesis was done on pRS314-
42
and used the oligonucleotide TATA box-sat. T7
stretch mutagenesis was done on pRS314-
42 using the following
oligonucleotides: BFP-down-sat, U6T-15B, U6T-14B, and U6T-13B.
Oligonucleotides T7-flip, T5-flip, T3-flip, T7-slide2, and T7-slide4
were used to mutagenize either pRS314-539H6 or pRS314-
42 to create
alleles of the same name. The T6-flipU/
42 and T6-flipD/
42 alleles
were made using the plasmid pRS314-T5-flip/
42 and the oligonucleotide T-12A/T-18A mut. This strategy also afforded new T7-flip/
42 and T5-flip/
42 alleles to confirm previous results. Following mutagenesis, the plasmids were sequenced from the TATA box to
the B block to confirm that the only mutations present were those
intentionally introduced. Plasmids used for in vitro transcription were
generated by digestion of pRS314-T3-flip or pRS314-T3-flip/
42 with
EcoRI and PstI, gel purification, and subsequent
ligation into EcoRI-PstI-cut pUC118
(41). These plasmids were purified by CsCl gradient
centrifugation prior to use in transcription reactions.
Oligonucleotides.
The following oligonucleotides were used
in mutagenesis, where N is A, C, G, or T in a ratio of
70%:10%:10%:10% wild-type nucleotide to other three nucleotides, B
is G, T, or C in equal amounts, and W is A or T in equal amounts: TATA
box-sat, 5'-GTTGCGAAAAAAACATTNNNNNNNNGTAGCCGAAAATAGTGG; BFP-down-sat, 5'-GAACACATAGTTGCGAAANNNNNNNNTATTTATAGTAGCCG;
U6T-15B, 5'-CATAGTTGCGAAABAAACATTTATTTATAGTAGC; U6T-14B,
5'-CATAGTTGCGAABAAAACATTTATTTATAGTAGC; U6T-13B,
5'-CATAGTTGCGABAAAAACATTTATTTATAGTAGC; T7-flip,
5'-CGCGAACACATAGTTGCGTTTTTTTCATTTATTTATAGTAGCC; T5-flip,
5'-CGCGAACACATAGTTGCGATTTTTACATTTATTTATAGTAGCC; T3-flip, 5'-CGCGAACACATAGTTGCGAATTTAACATTTATTTATAGTAGCC; T-12A/T-18A
mut, 5'-CGCGAACACATAGTTGCGWTTTTTWCATTTATTTATAGTAGCC;
T7-slide 2, 5'-CGCGAACACATAGTTGAAAAAAACACATTTATATATAGTAGCC; T7-slide 4, 5'-CGCGAACACATAGTAAAAAAACATTCATTTATATATAGTAGCC.
The following oligonucleotides were used in primer extension analysis:
6D, 5'-AAAACGAAATAAATCTCTTTG; 14C,
5'-ACAATCTCGGACGAATCCTC; 5B,
5'-AAGTTCCAAAAAATATGGCAAGC.
The following oligonucleotides were used to create T7 RNA polymerase
templates for RNase protection probes:
5' U6 PCR/XhoI,
5'-TCCGCTCGAGGTTCGCGAAGTAACCCTT; T7-U6R,
5'-TAATACGACTCACTATAGGGAAAACGAAATAAATCTC; SNR7-5',
5'-TAGTATTCTCATCACGATTAACG; U5R-T7,
5'-TAATACGACTCACTATAGGGAAGTTCCAAAAAATATGGCAAGCCC.
In vivo analysis of gene function.
To test if an
SNR6 allele can provide viable levels of U6 RNA, a plasmid
shuffle was performed. Mutant alleles cloned into pRS314 plasmid were
tested in the strain MWK027 (15), which has a chromosomal
SNR6 deletion and carries pseudo-wild-type U6 (2) on a YCp50 (URA3 CEN4 ARS1)
(35) plasmid. Trp+
Ura+ transformants of MWK027 were grown in yeast
extract-peptone-dextrose (YEPD) overnight followed by plating to
Trp
media containing 0.75 mg of 5-fluoroorotic acid (5-FOA)/ml. 5-FOA
selects against cells that harbor a functional URA3 gene,
thus assuring that the sole copy of SNR6 is the pRS314
plasmid-borne allele. Cells that produce a sufficient amount of U6 RNA
from the mutant allele survive; those that do not die.
Total cellular RNA was isolated using the guanidinium thiocyanate
method, including a 65°C phenol extraction (43). Cells were grown under conditions that selected for maintenance of both the
pseudo-wild-type U6 plasmid and SNR6 plasmid.
32P-labeled oligonucleotides 6D and 14C were used
in primer extensions of 0.25 to 0.75 µg of RNA as described by
Eschenlauer et al. (8), except that the annealing
temperature was held at 45°C. RNase protection assays were done
according to the procedure outlined by Gilman (11), with a
4-h incubation of probe and RNA at 37°C. Reverse transcription and
RNase protection reaction products were run on 6% polyacrylamide-8.3
M urea gels and visualized with a PhosphorImager (Molecular Dynamics).
Data were quantitated with Molecular Dynamics ImageQuant software.
Strain construction.
Strain MM082
(snr6-
::LEU2 nhp6A-
2::ura3
nhp6B-
1::HIS3, pRS316-pseudo-wild-type U6) was
used to test the effect of deletion of the NHP6A and
NHP6B genes (nhp6-
) on SNR6
transcription. To construct this strain, PCR-generated DNA fragments
containing the NHP6A and NHP6B loci of DKY625
(6) were transformed sequentially to knock out the
corresponding loci in strain MM032 (MWK027 with pseudo-wild-type U6 in
pRS317 rather than YCp50), and knockouts were confirmed by PCR and
phenotype. Knockout strains were grown on plates containing 5-FOA to
select for a mutation in the URA3 gene at the
NHP6A locus. 5-FOA-resistant strains were transformed with
pRS316-pseudo-wild-type U6 and selected on
Ura plates. Transformants were next grown on
Ura plates containing 2 mg of
-aminoadipate/ml to select for loss of the pRS317-pseudo-wild-type plasmid, thus creating MM082. Candidate MM082 strains were screened by 5-FOA sensitivity to confirm their identity.
EMSAs.
Complementary oligonucleotides corresponding to
positions
45 to
8 of SNR6 or snr6-T3-flip
were gel-purified and 5'-end labeled with polynucleotide kinase and
[
-32P]ATP. Oligonucleotides were annealed
according to the protocol given by the manufacturer (Gibco).
Double-stranded DNA was separated from unannealed oligonucleotides on a
12% native gel prior to passive elution at 37°C overnight.
Protein-DNA complexes were formed in a volume of 20 µl at 20°C
under the following conditions: 5 mM Tris-Cl (pH 8.0), 70 mM NaCl, 5 mM
MgCl2, 2.5 mM KOAc, 25 µM EDTA, 0.1 mg of
acetylated bovine serum albumin/ml, 4% glycerol, 5 ng of
poly(dG-dC)/µl, and 0.5 fmol of probe. Reactions were run on 6%
(29:1 acrylamide:bisacrylamide) native gels that included 50 mM
Tris-borate, 1 mM EDTA, 1 mM MgCl2, 0.5 mM
dithiothreitol, and 3% glycerol. Running buffer lacked dithiothreitol
and glycerol. Gels (10 cm by 10 cm by 1 mm) were run at room
temperature for 15 to 20 min at 15 V/cm before exposure to a
PhosphorImager screen overnight. Recombinant yeast TFIIIB subunits were
purified as described previously (16) and were a generous
gift from George Kassavetis and Peter Geiduschek (University of
California at San Diego). Nhp6A was purified as described previously
(46) and was kindly provided by Reid Johnson (University
of California at Los Angeles).
In vitro transcription.
TFIIIB-DNA complexes for
TFIIIC-independent in vitro transcription were formed in 19.5-µl
volumes containing 40 mM Tris-Cl (pH 8), 7 mM
MgCl2, 3 mM dithiothreitol, 0.1 mg of acetylated bovine serum albumin/ml, 70 mM NaCl, and 200 ng of supercoiled plasmid
DNA. Reactions contained 1 pmol of TBP, 360 fmol of Brf, and 300 fmol
of B" (recombinant TFIIIB subunits; see above) and were incubated at
20°C for 60 min. Five microliters of nucleoside triphosphate (NTP)
mix was then added to give final concentrations of 200 µM ATP, 100 µM CTP, 100 µM UTP, and 25 µM
[
-32P]GTP (~6 µCi/reaction).
Purified yeast Pol III (a kind gift from G. Kassavetis and E. P. Geiduschek) was added 2 min after the NTP mix and was incubated for 60 min at 20°C. Transcription was stopped by addition of 25 µl of stop
mix containing 10 mM Tris-Cl (pH 8), 20 mM EDTA, 0.2% sodium dodecyl
sulfate (SDS), 200 µg of sheared salmon sperm DNA/ml, and a
radiolabeled recovery marker. Following phenol-chloroform extraction
and ethanol precipitation, samples were run on a 10% acrylamide (19:1
acrylamide:bisacrylamide)-8.3 M urea denaturing gel that included 50 mM Tris-borate and 1 mM EDTA. Gels (39 cm by 15.5 cm by 0.5 mm) were
run for 85 min at 0.9 W/cm and exposed to a PhosphorImager screen overnight.
Transcription reactions using a subcellular extract were performed as
previously described (8). Briefly, 19.5-µl reaction mixtures containing 40 mM HEPES (pH 7.9), 65 mM
(NH4)2SO4,
7 mM MgCl2, 3 mM dithiothreitol, and 100 ng of
plasmid DNA were assembled at room temperature. Three microliters of
purified Nhp6A or protein dilution buffer (20 mM HEPES [pH 7.5], 100 mM potassium acetate, 1 mM EDTA, and 50% glycerol) was added, and
reaction mixtures were placed at 25°C. After 5 min of incubation, 3 µl of subcellular extract (55.2 µg of protein) was added, and
incubation was continued for 15 min. An additional 30 min of incubation
followed addition of 2.5 µl of NTP mix containing 6 mM concentrations
each of ATP, CTP, and UTP and 250 µM
[
-32P]GTP (~8 µCi/reaction). Reactions
were brought to 0.1% SDS and 1 mg of proteinase K/ml and incubated for
5 min at 25°C then stopped and run on a discontinuous gel (23 cm by
16.5 cm by 0.75 mm) at 35 mA as described previously (15).
The fixed and dried gel was exposed to a PhosphorImager screen overnight.
 |
RESULTS |
Sequence specificity of SNR6 TATA box function.
To determine
the sequence specificity of TATA box function in vivo in the context of
SNR6, we examined the effects on gene expression of a range
of TATA box mutations in the snr6-
42 allele. From a
combination of random and site-directed mutagenesis of the 8-base-pair
consensus sequence (Fig. 1), 38 mutant alleles were obtained (Table
1). The in vivo function of each mutant allele as the sole copy of SNR6 was tested by the plasmid
shuffle technique (see Materials and Methods). The growth phenotype at 30°C was scored by quantitative serial dilution. None of the 11 single base pair substitutions resulted in a detectable growth phenotype. However, 2 of the 17 double substitutions, 2 of the 4 triple
substitutions, and 2 of the 5 quadruple substitutions resulted in a
detectable decrease in growth rate (Table 1). The range of growth
phenotypes obtained is illustrated in Fig.
2A, which shows the growth on solid
medium of fivefold serial dilutions of cultures of several mutant
strains.

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FIG. 2.
TATA box mutagenesis in the 42 allele results in
growth defects and aberrant start site selection. Lower-case sequences
indicate mutations in the wild-type TATA box. (A) Fivefold dilutions of
representative mutants to assign growth values. 1X equals an optical
density at 600 nm of 0.25. (B) Primer extension of transcripts produced
by TATA box mutant alleles using primers complementary to U6 and U4
RNAs. Cells were grown under selection for the plasmids containing the
mutant SNR6 allele and the pseudo-wild-type U6 allele
prior to isolation of whole-cell RNA. U6 +1 indicates the U6 RNA that
has initiated at the normal start site. U6 +5 indicates an aberrant
start site 4 nucleotides downstream. -wt U6 is pseudo-wild-type U6
RNA and is 13 nucleotides shorter than wild-type U6. U4 RNA is used as
a normalization standard in this experiment.
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To directly examine in vivo RNA synthesis from selected mutant alleles,
transcripts were detected by primer extension using total cellular RNA
from the mutant strains as template. Because the copy number of
centromere-containing plasmids can increase severalfold under selective
pressure, strains bearing the mutant SNR6 alleles also
contained a pseudo-wild-type SNR6 allele, which provides
functional U6 RNA but generates shorter primer extension products than
the alleles to be analyzed (26). In the presence of the
pseudo-wild-type SNR6 allele, the copy number of the
plasmids bearing the mutant alleles is not expected to vary
significantly between strains.
Figure 2B shows a representative primer extension experiment. Two
effects on RNA synthesis are seen. First, most mutations result in some
amount of misdirection of initiation to position +5. The percentage of
transcripts that initiate at +5 varies from 0 to 54% (Table 1).
Second, the total amount of U6 RNA that is synthesized varies. When RNA
loading is normalized using the U4 RNA level as a control, the
snr6-
42 allele produces 27% of the wild-type level of U6
RNA (Fig. 2B, compare lanes 1 and 11). Substitution of all eight
positions of the TATA box (allele 138 is TATAbox-sub of reference
8) reduces the transcript level to 1% or less of
wild-type (Fig. 2B, compare lanes 10 and 11). The tested 2-, 3-, and
4-base-pair substitution mutations result in 11 to 28% of the
wild-type level of RNA synthesis (Table 1).
From these data we can draw two conclusions regarding the sequence
specificity of SNR6 TATA box function in vivo. First,
mutations that alter both halves of the TATA box result in the
strongest growth phenotypes. Substitution of positions 1 to 4, as in
allele 136 (TATA-sub of reference 8), has no effect on
growth. In contrast, mutation of positions 4 and 5, as in allele 125, significantly impairs growth. The apparent requirement for mutations in
both halves of the consensus TATA box to produce a growth defect is likely due to the fact that SNR6 has an overlapping TATA box
sequence,
26/aATAAATg/-19. The nonconsensus TATA-like sequence is 4 base pairs downstream of the consensus TATA box and appears to be
responsible for initiation at position +5. Second, mutations A4C and
A5G in the consensus TATA box seem to be particularly deleterious to its function. These mutations appear in combination in alleles 125 and
131, which exhibit the greatest shift to initiation at position +5.
The T7 stretch: a novel promoter element between the
SNR6 TATA box and transcription start site.
Given that the in
vitro and in vivo footprints of TFIIIB extend well beyond the
SNR6 TATA box (Fig. 1), it seemed possible that
additional sequence-specific interactions might be detectable in
the snr6-
42 background. A 6-base-pair substitution in the T-rich region immediately downstream of the TATA box (called
T7-sub; Fig. 1) decreases SNR6 transcription approximately
fivefold in vitro, although it has no effect in vivo
(10). However, when introduced in the
snr6-
42 allele, the T7-sub mutation is lethal. Analysis
of RNA produced in vivo from the snr6-T7-sub/
42 allele documents a synergistic effect of the two mutations on transcript levels, resulting in approximately 1% of wild-type transcription (data
not shown). Thus, mutations downstream of the TATA box act similarly to
mutations in the TATA box when present in combination with the
42 mutation.
To determine which residues downstream of the TATA box are important
for transcription of the
42 allele, we randomly mutagenized residues
22 to
15 of snr6-
42. Thirty-three mutant alleles were obtained (11 single, 16 double, 5 triple, and 1 quadruple
substitution), and the function of each as the sole SNR6
allele was tested as described for the TATA box mutants. The only
alleles that resulted in growth defects were those that have
substitutions in positions
17,
16, or
15, which correspond to
positions 2, 3, and 4 of the T7 stretch (data not
shown). To systematically examine the sequence requirement for the
T7 stretch, we made every possible single
substitution at the middle five positions. Remarkably, the phenotype
resulting from some of these point mutations is more severe than that
of the most severe quadruple substitution in the TATA box. Figure
3 shows the growth phenotype of point mutations in the middle three positions of the T7
stretch in a
42 allele. The T7 stretch
positions that are most sensitive to mutation are T-14 and T-15. In
general, T-to-A transversions in the middle of the
T7 stretch resulted in the strongest growth phenotype. The more severe T7 stretch mutations
exhibit a papillate growth phenotype similar to that of a B block
mutation that was shown to grow weakly when present on a centromeric
plasmid but was lethal when integrated (15).

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FIG. 3.
Point mutations at positions T-14 and T-15 in the 42
allele have the greatest effect on growth. Cells were grown
overnight in YEPD followed by plating fivefold dilutions on
5-FOA, Trp. 1X equals an optical density at 600 nm of 0.13. Plates
were incubated at 30°C for 2 days. The sequence of the T7
stretch of each SNR6 allele is shown to the right of the
figure.
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The above results imply that dT residues in the nontemplate strand
and/or dA residues in the template strand at positions
14 and
15
are important to facilitate transcription of SNR6 by Pol
III. Point mutations in the T7 stretch could
alter TFIIIB base-specific interactions or disrupt the structure
provided by a contiguous stretch of dT-dA base pairs. To distinguish
between these two possibilities, additional mutations were made in the T7 stretch. Since poly(dT-dA) elements that
perform a structural role in transcription have previously been shown
to function in an orientation-independent manner (13, 47),
we inverted the entire T7 stretch sequence to
place the dT residues in the template DNA strand of the
snr6-
42 allele (called T7-flip; Fig.
4A). Plasmid shuffle demonstrated that
snr6-T7-flip/
42 produces enough U6 RNA for
normal growth (Fig. 4B). Using RNase protection assays to analyze RNA
steady-state levels, U6 RNA levels from
snr6-T7-flip/
42 are only slightly lower than the
levels produced by the
42 mutation alone (Fig. 4C, compare lanes 4 and 5). This result suggests that the T7 stretch
is acting as an orientation-independent structural element that is
crucial for transcription of snr6-
42, although there is
slight preference for dT residues in the nontemplate strand.

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FIG. 4.
Full and partial inversions of the T7
stretch suggest that it acts as a structural element in promoting
transcription. (A) Sequence upstream of the transcription start site in
wild-type and T7 stretch mutant alleles in the nontemplate
strand; the TATA box is located at position 30 to 23. Dashed lines
indicate no change from the wild-type sequence. Plus and minus signs
indicate viability and inviability, respectively. The amount of U6 RNA
present in each strain is designated as the percent of the wild-type
(wt) value. Values listed are the averages of at least four experiments
and are shown ± standard deviation. (B) Viability test to
determine if any of the T7 stretch mutants are
synthetically lethal with 42. Cells were grown in YEPD followed by
plating to 5-FOA, Trp, to select against the plasmid harboring the
pseudo-wild-type U6 allele. The plates were incubated at 30°C for 2 days. pRS314 contains no SNR6 allele and should
therefore die on 5-FOA, Trp. (C) Total cellular RNA from strains
containing the indicated SNR6 allele and the
pseudo-wild-type U6 allele on separate plasmids was analyzed by RNase
protection assay. Samples were run on an 8.3 M urea-6% polyacrylamide
gel and exposed to a PhosphorImager screen overnight. U5 RNA is a
normalization standard in this experiment. The undigested probes and
probes digested in the absence of total cellular RNA are shown in lanes
1 and 2, respectively.
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If the structure of the T7 stretch is necessary
for efficient transcription, there should be a minimal length that is
sufficient to adopt the structure found in (dA-dT) elements. Any
element that is shorter than the minimal length will no longer
facilitate transcription. Two new mutants were constructed that invert
the middle five T residues (T5-flip) or the middle three T residues (T3-flip) of the T7 stretch. In contrast to
T7-flip, either T5-flip or T3-flip is lethal in snr6-
42
(Fig. 4B; see Fig. 6). RNase protection assays show that
T5-flip/
42 produces about 2% of wild-type U6 RNA steady-state
levels, a 10-fold reduction in the amount of U6 RNA found in
42
strains (Fig. 4C, compare lanes 4 and 8). T3-flip/
42 also exhibits a
severe transcription defect. Thus, dA-dT tracts of less than 6 base
pairs are insufficient to facilitate transcription of the
42 allele.
Two different 6-base-pair dA-dT stretches were constructed to determine
whether a 6-base-pair tract could promote transcription of
SNR6. The upstream and downstream 6 base pairs of the
T7 stretch were inverted in the
42 allele to
create T6-flipU/
42 and T6-flipD/
42 (Fig. 4A). When present as the
sole copy of SNR6 in a cell, snr6-T6-flipU/
42 generates sufficient U6 RNA to provide viability (Fig. 4B), an amount
nearly equivalent to that produced by T7-flip/
42 (Fig. 4C, compare
lanes 5 and 6). However, the T6-flipD/
42 mutation does not promote
transcription to the same degree. In fact, T6-flipD is synthetically
lethal with
42 (Fig. 4B) and is transcribed only slightly better
than T5-flip/
42 (Fig. 4C, compare lanes 7 and 8). These results
suggest that a 6-base-pair dA-dT tract is marginally sufficient to
adopt the structure necessary for snr6-
42 transcription.
These two 6-base-pair tracts are not functionally equivalent in nature,
possibly resulting from an altered position relative to the TATA box
(see below) or differences in the dinucleotide steps present at the 5'
and 3' tract junctions.
The T7 stretch cannot reposition the transcription
start site.
To determine if the location of the
T7 stretch can influence start site selection, as
expected if it is a strong determinant of TFIIIB positioning, we moved
it 2 or 4 base pairs downstream of its normal position. To facilitate a
switch of TFIIIB from the
30 TATA box to the nonconsensus
26 TATA
box, the two elements were made identical in sequence at positions 1 to
4, 6, and 7 by replacing
26A with T in the
42 allele (A-26T, Fig.
5A). The A-26T/
42 allele produces a U6
RNA population that contains 5% of transcripts initiating at +5. If
the T7 stretch affects the positioning of TFIIIB,
transcription initiation should shift from +1 to +5 as the
T7 stretch is moved downstream in the A-26T/
42 allele. We hypothesized that the T7-slide4/
42 allele (Fig. 5A) would
produce the most +5 U6 RNA, since this mutation places the
26 TATA
box and T7 stretch at the same spacing as is present in the wild-type
allele. Surprisingly, we found that T7-slide4 is synthetically lethal
with
42, while the T7-slide2/
42 strain is viable (Fig. 5B) and
has only a minor transcription defect (Fig. 5C, lane 4). Neither strain
exhibits an increase in the amount of +5 U6 RNA that is synthesized
(Fig. 5C, lane 5). We conclude that the T7
stretch does not play a major role in positioning TFIIIB, but the
location of the T7 stretch appears to be critical for the efficiency of SNR6 transcription.

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FIG. 5.
Positioning the T7 stretch further
downstream from the TATA box does not affect transcription start site
selection but does decrease overall transcription. (A) Sequence of
mutant alleles used to test the effect of moving the T7
stretch. Dashes represent no change from the wild-type sequence. Both
the normal (+1) and aberrant (+5) start sites are shown. Values for the
in vivo transcription activity of these mutant alleles are compiled
from the data shown in panel C of this figure. These values are the
averages of three experiments and are shown ± standard
deviations. (B) Growth phenotype when the mutant allele is the sole
copy of SNR6. Cells were grown overnight in YEPD before
streaking onto 5-FOA, Trp. Plates were incubated at 30°C for 2 days. The plasmid-borne allele of SNR6 is indicated in
each sector, except for pRS314, which has no SNR6 allele
and serves as a negative control. (C) RNase protection of whole-cell
RNA from strains expressing the indicated mutant SNR6
alleles and the pseudo-wild-type U6 RNA. Products specific to both +1
and +5 start sites are shown. U5 RNA is used as a control.
|
|
T7 stretch mutations do not disrupt TFIIIB binding or
TFIIIC-independent transcription of SNR6.
Mutations in the
T7 stretch may affect SNR6
transcription by lowering the affinity of TFIIIB for SNR6
upstream sequences. This hypothesis was tested in vivo by increasing
the effective amount of TFIIIB present in the cell. It has previously
been shown that overexpression of the Brf1 subunit of TFIIIB increases
transcription from mutant but not wild-type Pol III promoters
(36). We transformed cells containing various
SNR6 alleles with a high-copy plasmid harboring either
BRF1 or no insert. Cells were subsequently grown on 5-FOA
(
Trp, His) to determine the ability of BRF1 overexpression to suppress the synthetic lethalities of TBS/
42, T3-flip/
42, and
T6-flipD/
42 (Fig. 6). BRF1
overexpression partially suppresses the synthetic lethalities of both
T3-flip/
42 and T6-flipD/
42. Although it is possible that
BRF1 overexpression suppresses
42 and not the upstream
mutations, this seems unlikely since the TBS/
42 mutation was not
rescued. The presence of an empty vector had no effect on cell growth
in any strain. These results suggest that the T7
stretch mutations inhibit the assembly of TFIIIB on SNR6 in
vivo. However, we cannot exclude indirect effects due to
BRF1 overexpression.

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FIG. 6.
Overexpression of BRF1 suppresses the
synthetic lethality of T7 stretch/ 42 mutations. Cells
were grown overnight in YEPD prior to plating on 5-FOA ( Trp, His).
Fivefold dilutions were grown at 30°C for 2 days. 1X equals an
optical density at 600 nm of 0.08. The SNR6 alleles are
listed to the left of the panels. pRS423 is a
HIS3-marked high-copy vector, and cells were tested with
either the empty vector or a vector containing BRF1
(pRS423-BRF1).
|
|
To examine directly whether T7 stretch mutations
result in decreased affinity for TFIIIB and/or its individual subunits
(TBP, Brf, B"), we performed EMSAs using recombinant TFIIIB components. All EMSA experiments were done using wild-type and T3-flip probes that
contained SNR6 sequence from
45 to
8, which was found to be the minimal sequence required to assemble a TFIIIB-DNA complex (5). Binding of TBP might be affected by the T3-flip
mutation, since in vitro analysis of TBP binding demonstrates a
preference for specific sequences flanking the TATA box (24,
45). However, TBP exhibited no marked preference for binding
wild-type or mutant probes (Fig. 7A,
compare lanes 2 and 4 with lanes 6 and 8). The kinetics of TBP binding
were also examined; mutant and wild-type SNR6 probes exhibit
no difference in rate of association with TBP (data not shown).

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FIG. 7.
The T3-flip mutation does not inhibit TFIIIB binding to
the SNR6 promoter in vitro. (A) In vitro binding of TBP
to SNR6 promoters. Free probe is expressed as a
percentage of the amount in the protein-free lane. Wild-type and
T3-flip probes were incubated with the indicated amount of TBP for 45 min, followed by loading on a 6% polyacrylamide (30:1
acrylamide:bisacrylamide) gel. The presence of 13 pmol of Nhp6 is
indicated by a plus sign. (B) Brf binds with similar affinity to
wild-type and T3-flip probes. The amounts of added TBP and B" are 1 pmol and 300 fmol, respectively. Reaction conditions were identical to
those described for panel A, except heparin was added to 180 µg/ml
prior to loading to remove nonspecific complexes from the DNA. An
asterisk indicates a heparin-resistant complex that is present when TBP
and B" are added to the probe. The percentage of probe in TFIIIB-DNA
complex is listed below each lane.
|
|
Given our Brf overexpression results and the fact that Brf is the only
TFIIIB subunit that cross-links efficiently to the region corresponding
to the SNR6 T7 stretch (1,
31), we also tested whether Brf incorporation is affected by the
T3-flip mutation. TFIIIB complex formation was assayed at a fixed TBP
concentration, with saturating levels of B" and various amounts of Brf.
Any TBP-Brf-DNA complexes should be chased into heparin-resistant
TFIIIB-DNA complexes under these conditions. We found that Brf
incorporation is not impaired on the T3-flip probe (Fig. 7B). For both
wild-type and T3-flip DNAs, 23 to 24% of the probe was shifted into a
TFIIIB-DNA band with the highest amount of Brf. (Interestingly, the
T3-flip DNA yielded ~3-fold higher amounts of a novel
heparin-resistant complex formed in reactions containing only TBP and
B". The significance of this result is unclear.) Furthermore, when the
cloned T3-flip/
42 and T-14A/
42 alleles were incubated with
recombinant TFIIIB subunits, purified Pol III and NTPs, transcription
was at least as efficient as for wild-type SNR6 (data not
shown). Thus, T7 stretch mutations do not inhibit
TFIIIC-independent transcription in vitro, and so may hinder
SNR6 transcription in vivo by interfering with TFIIIC function or altering chromatin structure.
Nhp6 cooperates with the T7 stretch in SNR6
transcription complex assembly.
Recently published studies by
Kruppa et al. (18) and Lopez et al. (25)
implicate the yeast nonhistone chromatin protein Nhp6 in stimulation of
SNR6 transcription. Deletion of both of the redundant and
nonessential NHP6A and NHP6B genes decreases U6
RNA accumulation, while overexpression of Nhp6A or Nhp6B suppresses mutations in the SNR6 TATA box or B block. Two models have
been proposed for the function of Nhp6 at the SNR6 promoter:
(i) it may stimulate binding of TBP (and thus TFIIIB) to the
SNR6 TATA box, as it has been shown to do for a Pol II
promoter (30a), or (ii) it may package DNA between the
SNR6 A and B blocks, thus stimulating binding of TFIIIC to
these distantly spaced promoter elements. We find that purified Nhp6A
does not appear to stimulate binding of TBP or TFIIIB to wild-type or
T3-flip SNR6 upstream DNA in vitro (Fig. 7A, lanes 3 and 7 and data not shown). However, purified Nhp6A greatly stimulates
transcription of the snr6-
42 and
snr6-T3-flip/
42 alleles in yeast subcellular extract
(Fig. 8A). At
the highest Nhp6 concentration, U6 RNA yield was increased >20-fold,
whereas transcription from a wild-type SNR6 allele increased only about 4-fold under these conditions (18, 25, and data not shown). Importantly, stimulation of U6 RNA synthesis is coincident with inhibition of downstream transcript synthesis. The downstream transcripts arise from misinitiation downstream of the SNR6
terminator (Fig. 8B) (8) when B block-bound TFIIIC fails
to recognize the SNR6 A block. Packaging of DNA between the
SNR6 A and B blocks into a protein complex would be expected
to suppress such misinitiation and stimulate proper initiation. Thus,
our results favor the latter model for Nhp6 function on
SNR6.

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FIG. 8.
Nhp6 stimulates transcription of SNR6.
(A) In vitro transcription of SNR6 is stimulated by
Nhp6A while downstream transcripts are suppressed. Plasmids pUC118
(vector control), p 42, and pT3-flip/ 42 were incubated with 0, 100, or 600 ng of purified Nhp6A for 5 min before addition of
subcellular extract. After a 15-min incubation nucleoside triphosphates
were added, and incubation continued for 30 min. Samples were treated
with SDS and proteinase K prior to loading on a denaturing gel. Marker
consists of pBR322 cut with MspI. (B) Schematic of U6
RNA and downstream transcripts from the 42 allele. Endpoints of
transcription are indicated with an arrowhead. Downstream transcripts
terminate in an oligo(dT) stretch at +378 of the 42 allele. The
location of the 42 deletion is indicated, and the open box
represents the U6 RNA coding region. (C) Promoter mutations in
SNR6 are lethal in the absence of Nhp6. Strains that are
isogenic except for deletions of NHP6A and
NHP6B were grown over- night in YEPD before dilutions were plated to 5-FOA, trp.
1X equals an optical density at 600 nm of 0.1. Strains with wild-type
NHP6 were grown at 30°C for 2 days, while
nhp6- strains were grown at 30°C for 3 days.
SNR6 alleles are listed to the left of the panels, with
pRS314 being a vector control.
|
|
To determine if Nhp6 similarly influences transcription of mutant
SNR6 alleles in vivo, we tested whether nhp6-
enhances the effect of our SNR6 mutations. A
nhp6-
snr6-
strain was transformed with
various SNR6 alleles on centromeric plasmids. Plasmid
shuffle experiments showed that snr6-
42 is synthetically
lethal with nhp6-
, while wild-type SNR6
exhibits a slow growth phenotype characteristic of nhp6-
(Fig. 8C). The T-14A and T5-flip mutations, which have no effect on
growth and little effect on transcription in an otherwise wild-type
SNR6 allele, are lethal in the absence of Nhp6 (Fig. 8C).
The marked enhancement of T7 stretch and
42 mutations in the absence of Nhp6 strongly implies a cooperative function of Nhp6 and the T7 stretch in assembly
of a functional transcription complex on SNR6 in vivo.
 |
DISCUSSION |
In this study we mutated the SNR6 TATA box and
T7 stretch upstream sequences and studied their
function in vivo, making use of an SNR6 allele with an
increased dependence on upstream contacts for Pol III transcription.
Although the SNR6 TATA box is relatively refractory to
mutation in vivo, we could nevertheless discern a sequence preference
for promoter activity. In particular, mutations at positions 4 and 5 of
the snr6-
42 TATA box produced the greatest decrease in
transcription and misdirection of initiation to position +5. These
results imply similar sequence requirements for binding of the
TBP-containing initiation factors TFIID and TFIIIB to Pol II and Pol
III TATA boxes, respectively, since substitution of either position 4 or 5 of a consensus TATA box with dC or dG results in a severe decrease
in Pol II transcription (44).
Surprisingly, the SNR6 T7 stretch is
much more sensitive to mutation in vivo than the TATA box. The
orientation-independent function of the T7
stretch suggests that a particular DNA structure is critical to
facilitate SNR6 transcription. There is evidence suggesting
that oligo(dA-dT) tracts induce an overall DNA curvature or bend in
solution and that this altered DNA structure is more likely to form as
the length of a dA-dT tract increases (17). Consistent
with natural curvature induced by the T7 stretch,
Grove and coworkers (12) found that an increase in DNA
flexure due to insertion of single-stranded loops or missing
nucleosides in a region centered at position
15 of a yeast tRNA gene
stimulates TFIIIC-independent formation of the TFIIIB-DNA complex. This
result suggests that TFIIIB binding induces an extended DNA deformation between the TATA box and transcription start site. Conceivably, the
SNR6 T7 stretch is naturally curved in
a way that promotes TFIIIB function. However, we were unable to detect
any inhibition by T7 stretch mutations of TFIIIB
binding or TFIIIC-independent transcription in vitro.
The TATA box and the T7 stretch appear to have
different functions in directing the transcription of SNR6
by Pol III. The TATA box is responsible for the appropriate placement
of TFIIIB, via binding of its TBP subunit, in order to initiate
transcription at +1. Mutations in the TATA box generally alter start
site selection. The presence of a consensus TATA box in SNR6
may have evolved in order to direct precise initiation of the U6 RNA at
+1. Precise initiation may be more important for U6 RNA, which does not
undergo trimming of its 5' end, than for other Pol III transcripts,
such as tRNA and RNase P RNA, that are 5'-end trimmed during
maturation. In contrast to the TATA box, our results indicate that the
T7 stretch does not play a major role in start
site selection. Placement of the T7 stretch
downstream of its normal location results in decreased transcription,
but no aberrant start site selection is associated with these
mutations. We conclude that the T7 stretch participates in forming active Pol III complexes on SNR6 in
vivo but cannot position TFIIIB. This is consistent with the absence of
a marked effect of the T3-flip mutation on TFIIIB binding in vitro,
demonstrating that the T7 stretch is not the
major determinant of TFIIIB binding to SNR6.
Two possible functions of the T7 stretch are
interaction with TFIIIC and opening of the chromatin structure at the
TFIIIB binding site. Both of these functions are expected to be
important in vivo but unnecessary in the TFIIIC-independent in vitro
transcription assay. TFIIIC directs the selective recruitment of
TFIIIB rather than TFIID to the SNR6 promoter in vivo
(34), as well as the proper orientation of TFIIIB on the
near-symmetric SNR6 TATA box in vitro (42). The
second-largest subunit of TFIIIC, Tfc4 (Pcf1), reaches far
upstream of the start site in the transcription initiation complex and cross-links efficiently to the region corresponding to the SNR6 T7 stretch
(1). Tfc4 is the TFIIIC subunit that directs
recruitment of TFIIIB to the promoter, primarily via interaction with
Brf (9). It seems possible that the
T7 stretch may mediate the interaction between
Tfc4 and Brf, given that both proteins cross-link to the
corresponding region of Pol III promoters. Such a function would, of
course, not be required in TFIIIC-independent transcription but could
be particularly crucial in vivo if TFIIIC binding to the A block is
inhibited by the
42 mutation or by the absence of Nhp6.
The T7 stretch could also aid transcription in
vivo by precluding nucleosome assembly over the upstream portion
of SNR6. Poly(dA-dT) elements have been shown to
inhibit assembly of nucleosomes (20, 32) and to increase
accessibility of DNA within a nucleosome (47). Also, in vitro experiments show that
nucleosomes are passed upstream during Pol III transcription
(39). If this phenomenon occurs in vivo, an element
antagonistic to nucleosome assembly might prevent TFIIIB displacement
by nucleosomes, resulting in faster recycling of Pol III.
TFIIIC-independent transcription of SNR6 by purified
TFIIIB and Pol III becomes TFIIIC dependent when SNR6 is
first assembled into chromatin (4). Thus, TFIIIC appears
to function in derepression of chromatin. Indeed, human TFIIIC
exhibits histone acetyltransferase activity (19). It is
therefore reasonable that a nucleosome-disrupting activity of
the T7 stretch would become essential when TFIIIC
interaction with the SNR6 upstream region is disrupted by
the
42 mutation or by the absence of Nhp6.
If the T7 stretch facilitates TFIIIB recruitment
in vivo by either of the proposed mechanisms, one might expect to find
it in other Pol III promoters, perhaps in conjunction with a consensus TATA box. Indeed, three yeast tRNA genes possess a consensus TATA box
and a T-rich sequence in a position analogous to that of
SNR6 (7). These tRNA genes are similar to
SNR6 in possessing abnormally large A-to-B block spacing due
to the presence of introns (7). Interestingly,
RPR1, which encodes the RNase P RNA and is transcribed by
Pol III in yeast, possesses an upstream T7
stretch interrupted by a single C residue but lacks a good match to the
SNR6 TATA box or the consensus B block (22).
Furthermore, the RPR1 and SNR6 T-rich sequences
are flanked by the same dinucleotides
(underlined)
TGTTTcTTTTCG (lowercasing
indicates a nucleotide present in RPR1 but not
SNR6)
and are present in the same position relative
to the transcription start site (22). Finally, a T-rich
sequence 14 to 21 base pairs upstream of the start site of a silkworm
tRNA gene contributes to the efficiency of transcription in crude
nuclear extracts (30). Thus, a T7
stretch centered between 10 and 20 base pairs upstream of a Pol III
transcription start site may be a common adaptation to suboptimal
position or sequence of the A and B block promoter elements.
 |
ACKNOWLEDGMENTS |
We are very grateful to George Kassavetis for generously
providing purified proteins and instruction in the TFIIIB-binding assays. We also thank Reid Johnson, Ian Willis, and David Kolodrubetz for providing purified proteins, plasmids, and yeast strains, respectively. We are grateful to George Kassavetis for critical reading
of the manuscript and to members of the Brow and Dahlberg labs for
discussions and suggestions. We thank David Kolodrubetz and Mike Kruppa
for sharing unpublished results.
This work was supported by National Institutes of Health grant GM44665
to D.A.B. V.L.G. was a trainee of National Institutes of Health
training grant GM07215.
 |
FOOTNOTES |
*
Corresponding author. Mailing address: Department of
Biomolecular Chemistry, University of Wisconsin Medical School, 1300 University Ave., Madison, WI 53706-1532. Phone: (608) 262-1475. Fax:
(608) 262-5253. E-mail: dabrow{at}facstaff.wisc.edu.
Present address: CuraGen Corporation, Branford, CT 06405.
 |
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