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Molecular and Cellular Biology, February 2001, p. 1239-1248, Vol. 21, No. 4
0270-7306/01/$04.00+0 DOI: 10.1128/MCB.21.4.1239-1248.2001
Copyright © 2001, American Society for Microbiology. All rights reserved.
Endoplasmic Reticulum Stress-Induced Formation of Transcription
Factor Complex ERSF Including NF-Y (CBF) and Activating Transcription
Factors 6
and 6
That Activates the Mammalian Unfolded
Protein Response
Hiderou
Yoshida,1,2
Tetsuya
Okada,1
Kyosuke
Haze,2
Hideki
Yanagi,2
Takashi
Yura,2
Manabu
Negishi,1 and
Kazutoshi
Mori1,*
Graduate School of Biostudies, Kyoto
University, Sakyo-ku, Kyoto 606-8304,1 and
HSP Research Institute, Kyoto Research Park, Shimogyo-ku,
Kyoto 600-8813,2 Japan
Received 11 July 2000/Returned for modification 15 September
2000/Accepted 15 November 2000
 |
ABSTRACT |
The levels of molecular chaperones and folding enzymes in the
endoplasmic reticulum (ER) are controlled by a transcriptional induction process termed the unfolded protein response (UPR). The
mammalian UPR is mediated by the cis-acting ER stress
response element (ERSE), the consensus sequence of which is
CCAAT-N9-CCACG. We recently proposed that ER stress
response factor (ERSF) binding to ERSE is a heterologous protein
complex consisting of the constitutive component NF-Y (CBF) binding to
CCAAT and an inducible component binding to CCACG and identified the
basic leucine zipper-type transcription factors ATF6
and ATF6
as
inducible components of ERSF. ATF6
and ATF6
produced by ER
stress-induced proteolysis bind to CCACG only when CCAAT is bound to
NF-Y, a heterotrimer consisting of NF-YA, NF-YB, and NF-YC.
Interestingly, the NF-Y and ATF6 binding sites must be separated by a
spacer of 9 bp. We describe here the basis for this strict requirement
by demonstrating that both ATF6
and ATF6
physically interact with
NF-Y trimer via direct binding to the NF-YC subunit. ATF6
and
ATF6
bind to the ERSE as a homo- or heterodimer. Furthermore, we
showed that ERSF including NF-Y and ATF6
and/or
and capable of
binding to ERSE is indeed formed when the cellular UPR is activated. We concluded that ATF6 homo- or heterodimers recognize and bind directly to both the DNA and adjacent protein NF-Y and that this complex formation process is essential for transcriptional induction of ER chaperones.
 |
INTRODUCTION |
Two mammalian proteins with
molecular masses of 78 and 94 kDa identified in the mid-1970s were
named glucose-regulated proteins (GRP78 and GRP94, respectively) due to
the marked increases in their levels on depletion of glucose from media
for cell culture (24). Subsequent studies indicated that
this phenomenon is part of the cellular response to the accumulation of
unfolded proteins in the endoplasmic reticulum (ER) (8,
18). Not only glucose deprivation but also various physiological
and environmental stress conditions (ER stress) cause unfolding or
misfolding of proteins in the ER, where newly synthesized secretory and
transmembrane proteins fold and assemble. As only correctly folded
molecules are allowed to move along the secretory pathway, eukaryotic
cells must deal with protein misfolding in the ER promptly and
appropriately to avoid malfunction and/or mislocalization of proteins
that are synthesized on membrane-bound ribosomes and translocated into the ER. A typical cellular strategy to cope with unfolded proteins in
the ER is induction of molecular chaperones and folding enzymes localized in the lumen of the ER, such as BiP/GRP78 and GRP94, resulting in augmentation of the folding capacity of the ER. This homeostatic response is achieved by a transcriptional induction process
coupled with signaling from the ER to the nucleus, now known as the
unfolded protein response (UPR).
The transcriptional apparatus responsible for the mammalian UPR was
poorly understood until the cis-acting ER stress response element (ERSE), necessary and sufficient for the induction, was identified as a sequence of 19 nucleotides, the consensus of which is
CCAAT-N9-CCACG (20, 26). Based on our recent
results (5, 27) and the previous finding reported by Li et
al. (13) that the CCAAT part of the ERSE is constitutively
occupied at least in the GRP78 promoter, we proposed that the ER stress
response factor (ERSF), a transcription factor responsible for the
mammalian UPR, is a heterologous protein complex composed of a
constitutive component that binds to CCAAT and an inducible component
that binds to CCACG. The constitutive component of ERSF is almost
unambiguously NF-Y (CBF), a general transcription factor involved in
transcription of numerous genes (16), as essentially all
cellular binding activity to the CCAAT sequence in ERSE present in
nuclear extracts was supershifted by anti-NF-Y antiserum on
electrophoretic mobility shift assays (EMSAs) (20, 27). We
recently identified the basic leucine zipper (bZIP)-type transcription
factor ATF6 as an inducible component of ERSF based on its DNA-binding
specificity and tightly regulated mechanism of activation (5,
27).
It was previously reported (28) that mammalian cells
express another bZIP protein closely related to ATF6, which is encoded by the cyclic AMP response element binding protein-related protein (CREB-RP) gene (17) (also called the G13 gene
[9]). Our recent study revealed that this gene product
also functions as an inducible component of ERSF, and we thus proposed
calling the ATF6 gene product ATF6
and the CREB-RP (G13) gene
product ATF6
(K. Haze, T. Okada, H. Yoshida, H. Yanagi, T. Yura, M. Negishi, and K. Mori, submitted for publication). Both ATF6
and
ATF6
are constitutively synthesized as type II transmembrane
glycoproteins embedded in the ER and subjected to proteolytic
processing in response to ER stress, allowing translocation into the
nucleus of N-terminal fragments liberated from the ER membrane. The
N-terminal regions of ATF6
and ATF6
contain all the hallmarks
required for an active transcription factor, i.e., DNA binding,
dimerization, and activation domains, and bind to the CCACG part of
ERSE when the CCAAT part is bound to NF-Y. Thus, the soluble forms of
ATF6
and ATF6
produced in ER-stressed cells (designated
p50ATF6
and p60ATF6
, respectively) activate transcription of
mammalian UPR target genes in collaboration with NF-Y.
The CCACG part of ERSE appears to be a half-site of an E box
(CANNTG)-like palindromic sequence, to which transcription factors containing a basic region as a DNA-binding domain are known to bind
(6, 15).
We therefore examined in this study whether ATF6
and ATF6
bind to
ERSE as monomers or as dimers. Interestingly, CCAAT and CCACG parts are
separated by a spacer of 9 bp in all ERSE-like sequences found in the
promoter regions of various ER stress-inducible genes
(26), and we showed that this spacing is critical for both
ATF6-binding and transcription-inducing activities of ERSE (27). These results prompted us to examine whether ATF6
and ATF6
physically interact with NF-Y. We further investigated
whether ER stress indeed induces formation of ERSF that contains both NF-Y and endogenous p50ATF6
or p60ATF6
.
 |
MATERIALS AND METHODS |
Cell culture and transfection.
HeLa cells were grown in
Dulbecco's modified Eagle's medium supplemented with 10% fetal calf
serum and antibiotics (100 U of penicillin and 100 µg of streptomycin
per ml). Cells were maintained at 37°C in a humidified 5%
CO2-95% air atmosphere. Transfection was carried out by
the standard calcium phosphate method (21) as described in
our previous report (26).
Construction of plasmids.
Recombinant DNA techniques were
performed according to standard procedures (21).
Expression plasmids were constructed on the basis of mammalian
expression vectors pcDNA3.1(+) (Invitrogen, Carlsbad, Calif.), pBIND
(Promega, Madison, Wis.), and pACT (Promega). Various subregions of
ATF6
and ATF6
were amplified by PCR and inserted into appropriate
restriction enzyme sites of appropriate vectors after their sequences
had been confirmed. In the case of N-terminal deletion mutants, the
consensus sequence for efficient initiation of translation
(10) was introduced at the N terminus together with an
initiation codon.
Two-hybrid assays in mammalian cells.
pBIND-based bait
plasmid and pACT-based prey plasmid were transfected into HeLa cells
cultured in 96-well plates together with reporter plasmid pG5luc
containing five Gal4p binding sites in a minimal promoter upstream of
the firefly luciferase gene (Promega). pBIND carried the
Renilla luciferase gene to normalize transfection
efficiency. Luciferase activities were determined as described
(27), and relative luciferase activity was defined as the
ratio of firefly luciferase activity to Renilla luciferase activity.
Pull-down assays.
Recombinant NF-Y trimer composed of
T7-tagged NF-YA, T7-tagged NF-YB, and histidine-tagged NF-YC was
prepared as described previously (1, 27). Various
subregions of ATF6
and ATF6
cloned in pcDNA3.1(+) were
translated in vitro using the TNT T7 quick coupled
transcription-translation system (Promega) in the presence or absence
of [35S]methionine using
EXPRE35S35S protein labeling mix (DuPont,
Wilmington, Del.) according to the manufacturer's instructions.
Recombinant NF-Y trimer (10 pmol) was rotated with 10 µl of
Ni-nitrilotriacetic acid (NTA)-agarose (Qiagen, Munich, Germany) in
binding buffer I (20 mM HEPES [pH 7.9], 100 mM KCl, 10% glycerol, 1 mM MgCl2, 1 mM 2-mercaptoethanol, 0.1% Tween 20, and 20 mM
imidazole) at 4°C for 1 h to immobilize NF-Y trimer through
binding of the histidine-tagged NF-YC subunit to nickel resin. After
washing with binding buffer I six times, various subregions of ATF6
or ATF6
labeled with [35S]methionine during in vitro
translation were rotated with NF-Y-immobilized resin in binding buffer
I at 4°C for 1 h. After washing with binding buffer I six times,
resin was suspended in sodium dodecyl sulfate (SDS) sample buffer (50 mM Tris-HCl [pH 6.8], 100 mM dithiothreitol, 2% SDS, 10% glycerol)
followed by boiling for 5 min. After brief centrifugation, supernatants
were subjected to SDS-12% polyacrylamide gel electrophoresis (PAGE).
Bound materials were visualized by exposure to X-ray film.
Histidine-tagged NF-YA, histidine-tagged NF-YB, and histidine-tagged
NF-YC were expressed in
Escherichia coli cells and
purified
separately as described previously (
1). Each
purified protein
migrated as a single band on SDS-PAGE, and their
protein concentrations
were determined using the Bio-Rad protein assay
kit. Each of the
NF-Y subunits (10 pmol) was also immobilized on 10 µl of Ni-NTA-agarose
and used for pull-down assays as described for
NF-Y
trimer.
EMSAs.
Synthetic double-stranded oligonucleotides
containing GRP78-ERSE1 and its flanking nucleotides
(AGGGCCTTCACCAATCGGCGGCCTCCACGACGGGGCT; nucleotides matching the ERSE consensus are underlined) were
radiolabeled using the Klenow fragment of DNA polymerase I and
[
-32P]dCTP (222 TBq/mmol; DuPont) and purified by
centrifugation through ProbeQuant G50 microcolumns (Amersham Pharmacia
Biotech). 32P-labeled oligonucleotide probes (0.1 pmol,
~9,000 cpm) were incubated with various mutant forms of
ATF6
(~800 fmol) or ATF6
(~400 fmol) translated in vitro
in the presence of recombinant NF-Y trimer (10 fmol) in binding buffer
E (20 mM HEPES [pH 7.9], 100 mM KCl, 10% glycerol, 1 mM
MgCl2, 1 mM 2-mercaptoethanol, 0.1% Tween 20, 20 ng of
poly[dI-dC]:poly[dI-dC] per µl) at 4°C for 1 h.
Electrophoresis was carried out essentially as described previously
(27).
Immunoblotting analysis.
Immunoblotting was carried out
according to the standard procedure (21) as described
previously (5) using an enhanced chemiluminescence Western
blotting detection system kit (Amersham Pharmacia Biotech). Rabbit
anti-NF-YA antibody and mouse anti-KDEL monoclonal antibody (clone
10C3) were obtained from Rockland (Gilbertsville, Pa.) and StressGen
Biotechnologies (Victoria, British Columbia, Canada), respectively.
Anti-ATF6
and anti-ATF6
antibodies were prepared as described
previously (5, 27).
Pull-down assays for ERSF.
Nuclear extracts were prepared as
described previously (2) from HeLa cells untreated or
treated with 300 nM thapsigargin for 4 h. Synthetic
double-stranded oligonucleotides containing wild-type or mutant
GRP78-ERSE1 (see Fig. 8A for their sequences) were biotinylated and
immobilized on UltraLink resin (Pierce, Rockford, Ill.) by
streptavidin-biotin interaction. ERSE-coupled resin was rotated with
nuclear extracts in binding buffer B (20 mM HEPES [pH 7.9], 100 mM
KCl, 10% glycerol, 1 mM MgCl2, 1 mM 2-mercaptoethanol,
0.1% Tween 20, and 0.1% bovine serum albumin) at 4°C for 1 h,
washed with binding buffer B six times, and then suspended in SDS
sample buffer, followed by boiling for 5 min. After brief
centrifugation, supernatants were subjected to SDS-12% PAGE and
analyzed by immunoblotting using anti-ATF6
or anti-ATF6
antibodies.
 |
RESULTS |
ATF6
and ATF6
bind to ERSE as a homo- or
heterodimer.
As both p50ATF6
and p60ATF6
, soluble and
active forms of ATF6
and ATF6
, respectively, are bZIP-type
transcription factors localized in the nucleus, we performed two-hybrid
assays to determine whether ATF6
and ATF6
can dimerize through
their leucine zippers. HeLa cells were transfected with pBIND-based
bait plasmid and pACT-based prey plasmid together with reporter plasmid
pG5luc, and then reporter luciferase activities constitutively
expressed in transfected cells were determined. pBIND carried the
DNA-binding domain of yeast transcriptional activator Gal4p (GAL4BD),
whereas pACT carried the activation domain of VP16
(VP16AD). ATF6
(1-373) and ATF6
(1-392), representing
p50ATF6
and p60ATF6
, respectively, were fused to
VP16AD to generate VP16AD-ATF6
(1-373) and
VP16AD-ATF6
(1-392), respectively, whereas GAL4BD was fused to
ATF6
(171-373), which lacked the activation domain present in
the N-terminal region (see schematic structures depicted in Fig.
1).

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FIG. 1.
Schematic structures of full-length and mutant forms of
ATF6 (A) and ATF6 (B). Numbers indicate amino acid positions
from the N terminus. The locations of the activation domain (AD), basic
leucine zipper region (bZIP), and transmembrane domain (TMD) are
marked.
|
|
Reporter expression in cells expressing GAL4BD-ATF6

(171-373) and
VP16 alone (Fig.
2A, line 4) was as low
as that in cells
expressing GAL4BD alone and VP16AD alone (line
1), indicating
no interaction between ATF6

(171-373)
and VP16AD. Interaction
between GAL4BD and ATF6

(1-373) was
also marginal (compare line
2 with line 1). In contrast, coexpression
of GAL4BD-ATF6

(171-373)
with VP16AD-ATF6

(1-373) markedly
enhanced luciferase expression
(line 5). Importantly,
GAL4BD-ATF6

(171-373) did not interact
with
VP16AD-ATF6

(1-291), lacking the leucine zipper (line 6).
Similarly, GAL4BD-ATF6

(171-373) interacted with
VP16AD-ATF6

(1-392),
and this interaction was dependent on the
leucine zipper region
of ATF6

(Fig.
2B). These results suggested
that ATF6

and ATF6
can homo- and heterodimerize via their
leucine zipper regions.

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FIG. 2.
Formation of homodimers of ATF6 (A) or
heterodimers between ATF6 and ATF6 (B) detected by two-hybrid
assays. Mammalian expression plasmids pBIND and pACT carried the
DNA-binding domain of yeast transcriptional activator Gal4p (GAL4BD)
and the activation domain of VP16 (VP16AD), respectively.
ATF6 (171-373) was fused with GAL4BD in pBIND to generate
GAL4BD-ATF6 (171-373), which was used as bait, whereas
ATF6 (1-373), ATF6 (1-291), ATF6 (1-392), and
ATF6 (1-310) were fused with VP16AD in pACT and used as prey (see
schematic structures depicted in Fig. 1). HeLa cells were transiently
transfected with a combination of bait plasmid (100 ng) and prey
plasmid (100 ng), as indicated, together with the reporter plasmid
pG5luc (100 ng), containing five GAL4BD binding sites upstream of the
firefly luciferase gene. Twenty-four hours after transfection, relative
luciferase activity constitutively expressed in transfected cells was
determined, and averages from four independent experiments are
presented with standard deviations (bars).
|
|
To visualize dimer formation using EMSAs, we analyzed truncated
forms of ATF6

and ATF6

, ATF6

(271-373) and
ATF6

(294-392),
respectively (Fig.
1), in addition to
p50ATF6

-like mutant ATF6

(1-373)
and p60ATF6

-like
mutant ATF6

(1-392). As reported previously
(
27; Haze et al.,
submitted) and reproduced in Fig.
3, neither
in vitro-translated
ATF6

(1-373) alone (lane 1) nor ATF6

(1-392)
alone (lane 2)
could bind to
32P-labeled ERSE, whereas recombinant NF-Y
trimer alone bound to
the probe, resulting in formation of a
DNA-protein complex designated
complex I (lane 5). However, in
vitro-translated ATF6

(1-373)
and ATF6

(1-392) bound to ERSE in
the presence of NF-Y trimer,
resulting in formation of a DNA-protein
complex designated complex
II (lanes 6 and 7, respectively). Similarly,
both ATF6

(271-373)
and ATF6

(294-392) translated in vitro
formed complex II only
in the presence of NF-Y trimer (compare lanes 8 and 9 with lanes
3 and 4), which migrated faster than complex II
composed of NF-Y
trimer and ATF6

(1-373) or ATF6

(1-392) bound
to
32P-labeled ERSE (lane 6 or 7). Under these conditions,
simultaneous
translation in vitro of ATF6

(1-373) and
ATF6

(271-373) and subsequent
incubation with
32P-labeled ERSE in the presence of NF-Y trimer resulted in
formation
of complex II (lane 10) that migrated at a position
intermediate
between those of ATF6

(1-373)-containing complex II
(lane 6) and
ATF6

(271-373)-containing complex II (lane 8).
Similarly, heterodimer
formation was observed between
ATF6

(1-373) and ATF6

(294-392)
(lane 11),
ATF6

(1-392) and ATF6

(271-373) (lane 12), and
ATF6

(1-392)
and ATF6

(294-392) (lane 13). These results
clearly demonstrated
that ATF6

and ATF6

bind to ERSE as
dimers.

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FIG. 3.
Formation of homo- and heterodimers between ATF6 and
ATF6 detected by EMSA. Various subregions of ATF6 and ATF6
were translated in vitro individually or together with other
subregions, as indicated, and then incubated with
32P-labeled oligonucleotide probe GRP78-ERSE1 in the
presence or absence of NF-Y trimer. DNA-protein complexes formed were
analyzed by EMSA. The positions of complexes I and II are indicated.
The arrow marks the positions of complex II composed of NF-Y and
heterodimer of ATF6 and/or ATF6 bound to 32P-labeled
GRP78-ERSE1.
|
|
ATF6
and ATF6
directly interact with NF-Y trimer through
binding to NF-YC subunit.
To gain insight into possible
interactions of ATF6
and ATF6
with NF-Y, we performed two-hybrid
assays, as shown in Fig. 4. As NF-Y is a
heterotrimer composed of NF-YA, NF-YB, and NF-YC, each subunit was
fused to GAL4BD to generate GAL4BD-NF-YA, GAL4BD-NF-YB, and
GAL4BD-NF-YC, respectively. In addition, GAL4BD-NF-YA was expressed
together with full-length NF-YB and NF-YC to allow heterotrimer formation in transfected cells. Subregions of ATF6
and ATF6
fused
with VP16AD were used as prey.

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FIG. 4.
Interaction between NF-Y and ATF6 (A) or ATF6
(B) detected by two-hybrid assays. Full-length NF-YA was fused with
GAL4BD in pBIND to express GAL4BD-NF-YA fusion protein, whereas unfused
full-length NF-YB or NF-YC was expressed from a pcDNA3.1(+)-based
plasmid. Various subregions of ATF6 and ATF6 were fused with
VP16AD in pACT to express various VP16AD fusion proteins, as indicated.
HeLa cells were transiently transfected with a combination of bait
plasmid (total, 100 ng) and prey plasmid (100 ng) together with
reporter plasmid pG5luc (100 ng). Relative luciferase activity was
determined and is presented as in Fig. 2.
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|
Coexpression of VP16AD-ATF6

(1-373) with GAL4BD-NF-YA,
GAL4BD-NF-YB, or GAL4BD-NF-YC did not significantly affect luciferase
expression (data not shown). Thus, no interaction could be detected
between ATF6

and any of the three subunits of NF-Y by
two-hybrid
assays. Importantly, however, coexpression of
VP16AD-ATF6

(1-373)
with GAL4BD-NF-YA in the presence of
full-length NF-YB and NF-YC
resulted in marked enhancement of
luciferase expression (Fig.
4, line 5) compared to the control (line
4). Essentially identical
results were obtained with ATF6

(lines 10 and 11 and data not
shown). These results suggested that p50ATF6

and
p60ATF6

interact
with NF-Y
trimer.
We next performed pull-down assays. In vitro-translated and
[
35S]methionine-labeled ATF6

(1-373) or
ATF6

(1-392) was mixed with
resin to which recombinant NF-Y
trimer had been immobilized, and
then bound materials were eluted and
subjected to SDS-PAGE. As
shown in Fig.
5A, approximately 10% of ATF6

(lanes 4 to 6) and
ATF6

(lanes 7 to 9) applied to resin bound to
NF-Y trimer, whereas
binding of luciferase to NF-Y trimer was
negligible (lanes 1 to
3). These results further confirmed the
interaction of ATF6

and
ATF6

with NF-Y. We then examined whether
direct binding of ATF6
and ATF6

with any of the three subunits of
NF-Y could be detected
by pull-down assays. As shown in Fig.
5B, in
vitro-translated
and [
35S]methionine-labeled
ATF6

(1-373) and ATF6

(1-392) bound to resin
to which the
NF-YC subunit (lanes 15 and 21) but not the NF-YA
(lanes 13 and 19) or
NF-YB (lanes 14 and 20) subunit had been
immobilized, albeit much less
efficiently than to NF-Y trimer
(compare with lanes 12 and 18). These
results were inconsistent
with those of the two-hybrid assays described
above, in which
we failed to detect interaction of ATF6

or ATF6

with any of
the three NF-Y subunits. However, we found in two-hybrid
assays
that reporter luciferase expression was not
enhanced when VP16AD-ATF6

(1-373)
or
VP16AD-ATF6

(1-392) was coexpressed with GAL4BD-NF-YC in the
presence of full-length NF-YA and NF-YB (data not shown), in marked
contrast to the results shown in Fig.
4, where
VP16AD-ATF6

(1-373)
or VP16AD-ATF6

(1-392) was coexpressed
with GAL4BD-NF-YA in the
presence of full-length NF-YB and NF-YC. Thus,
the discrepancy
between the two-hybrid and pull-down assays could be
explained
by the inability of the GAL4BD-NF-YC fusion protein to bind
to
ATF6

or ATF6

despite the ability of unfused NF-YC to bind to
ATF6

or ATF6

both in vivo and in vitro. From these results,
we
concluded that ATF6

and ATF6

interact directly with NF-Y
trimer through binding to the NF-YC subunit.

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FIG. 5.
Interaction between NF-Y and ATF6 or ATF6 detected
by pull-down assays. (A) Pull-down assays using immobilized NF-Y
trimer. In vitro-translated and [35S]methionine-labeled
luciferase, ATF6 (1-373), or ATF6 (1-392) was mixed with
resin to which recombinant NF-Y trimer had been immobilized (lanes +)
or control resin (lanes ). After washing, bound materials were
eluted, subjected to SDS-12% PAGE, and visualized by exposure to X-ray
film. Aliquots (10%) of input materials were run on the same gel for
comparison (lanes input). (B) Pull-down assays using immobilized NF-Y
subunit. In vitro-translated and
[35S]methionine-labeled ATF6 (1-373) or
ATF6 (1-392) was mixed with resin to which NF-Y trimer (lanes 12 and 18) or one of the three subunits of NF-Y (NF-YA, NF-YB, and NF-YC,
lanes 13 to 15 and lanes 19 to 21) had been immobilized, or control
resin (lanes 11 and 17). Bound materials and 10% aliquots of input
materials were analyzed as in panel A.
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|
bZIP regions of ATF6
and ATF6
are sufficient for interaction
with NF-Y.
As ATF6
and ATF6
bind to ERSE as dimers, we
determined whether dimerization is required for interaction with NF-Y
trimer. As shown in Fig. 6A and B, we
found that deletion of the leucine zipper made ATF6
and ATF6
unable to interact with NF-Y trimer; neither ATF6
(1-331) (lanes
4 to 6) nor ATF6
(1-350) (lanes 13 to 15) could be retained in
NF-Y trimer-immobilized resin. Consistent with these results, deletion
of the leucine zipper from ATF6
and ATF6
abolished their
association with NF-Y trimer as detected by two-hybrid assays (Fig. 4,
lines 6 and 12, respectively). We then examined the effects of deleting
the leucine zipper regions on the ERSE-binding activities of ATF6
and ATF6
using EMSA. As shown in Fig. 3, in vitro-translated
ATF6
(1-373) and ATF6
(1-392) bound to ERSE only in the
presence of NF-Y trimer, resulting in formation of complex II (Fig.
7A, lanes 2 and 7, respectively). In
marked contrast, ATF6
(1-331) and ATF6
(1-350) containing
the DNA-binding basic region but lacking the leucine zipper failed to
form complex II even in the presence of NF-Y trimer (lanes 3 and 8, respectively). ATF6
and ATF6
lacking the leucine zipper were
inactive in activating transcription of UPR target genes (Fig. 7B);
overexpression of ATF6
(1-373) and ATF6
(1-392) led to a
constitutively enhanced level of GRP78 protein (lanes 12 and 15, respectively), as reported previously (5, 27; Haze et al., submitted),
but overexpression of ATF6
(1-331) and ATF6
(1-350) failed
to do so (lanes 13 and 16, respectively). It should be noted that not
only ATF6
(1-373) and ATF6
(1-392) but also
ATF6
(1-331) and ATF6
(1-350) accumulated in the nuclei of
transfected cells (Haze et al., submitted). Thus,
leucine zipper region-mediated dimerization of ATF6
and ATF6
appeared not to be critical for nuclear localization
but to be indispensable for their interaction with NF-Y, binding to
ERSE, and transcriptional activator activity.

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FIG. 6.
Identification of the regions in ATF6 (A and C)
and ATF6 (B and D) important for interaction with NF-Y. Interactions
of NF-Y trimer with various subregions of ATF6 and ATF6
translated in vitro and labeled with [35S]methionine were
determined by pull-down assays as described for Fig. 5A.
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|

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FIG. 7.
Effects of deleting leucine zipper regions on the
activities of ATF6 and ATF6 . (A) Effects on ERSE-binding
activity. Various C-terminal deletion mutants of ATF6 and ATF6
translated in vitro were incubated with 32P-labeled
oligonucleotide probe GRP78-ERSE1 in the presence of NF-Y trimer.
Rabbit reticulocyte lysate that had been incubated with vector alone
was used as a control. DNA-protein complexes formed were analyzed by
EMSA. The positions of complexes I and II are indicated. (B) Effects on
transcriptional activity. HeLa cells were transiently transfected with
10 µg of pcDNA3.1(+) alone (vector) or one of the pcDNA3.1(+)-based
plasmids to express various C-terminal deletion mutants of ATF6 or
ATF6 , as indicated. Forty-eight hours after transfection, cells were
lysed with phosphate-buffered saline containing 1% SDS and boiled for
5 min. Samples (6 µg of protein) were subjected to SDS-10% PAGE and
analyzed by immunoblotting with anti-KDEL antibody, which
recognizes GRP78.
|
|
To identify the region(s) important for the interaction with NF-Y
trimer, we constructed N-terminal deletion mutants of
ATF6

(1-373)
and ATF6

(1-392) (see Fig.
1 for their
schematic structures).
Binding of various subregions of
ATF6

(1-373) and ATF6

(1-392)
to NF-Y trimer was analyzed
by pull-down assays. As shown in Fig.
6C and D, deletion of N-terminal
regions from ATF6

(1-373) or
ATF6

(1-392) did not
significantly affect the binding activities;
both ATF6

(271-373)
(lanes 28 to 30) and ATF6

(294-392) (lanes
40 to 42) containing
almost only the bZIP region bound to NF-Y
trimer as efficiently as
ATF6

(1-373) (lanes 19 to 21) and ATF6

(1-392)
(lanes 31 to
33). These results provided the basis for our finding
that both
ATF6

(271-373) and ATF6

(294-392) were able to bind
to
32P-labeled ERSE in the presence of NF-Y (see Fig.
3).
Thus, the
bZIP regions of ATF6

and ATF6

were sufficient for their
interaction
with NF-Y
trimer.
There are two explanations for our observations. NF-Y may directly
interact with ATF6

and ATF6

via the leucine zipper region,
although a computer-based search revealed no leucine zipper-like
motifs
in the amino acid sequences of NF-YA, NF-YB, or NF-YC.
Alternatively,
NF-Y may directly bind to the basic regions of
ATF6

and ATF6

only
when they are homo- or heterodimerized. Currently,
we are unable to
distinguish between these two possibilities because
the leucine zipper
regions of ATF6

and ATF6

alone are too small
to be analyzed by
two-hybrid or pull-down assays. In any event,
our results indicated
that direct interaction between NF-Y and
ATF6

or ATF6

is mediated
through binding of the NF-YC subunit
to the bZIP region of ATF6

or
ATF6

.
ERSF including NF-Y trimer and ATF6
and/or ATF6
is formed in
response to ER stress.
Previously, we failed to demonstrate ER
stress-induced formation of complex II (ERSF composed of NF-Y trimer
and p50ATF6
or p60ATF6
bound to ERSE) by means of EMSA because of
the low levels of p50ATF6
and p60ATF6
produced in ER-stressed
cells (27). We therefore examined whether ERSF formation
could be detected by pull-down assays. To ensure that the system used
was reliable, we attempted to reconstitute complex II in vitro as shown
in Fig. 8. Double-stranded
oligonucleotides encoding GRP78-ERSE1 (referred to here as ERSE-CC)
were immobilized on resin using biotin-avidin interaction. To confirm
binding specificity, two critical regions of ERSE were mutated
separately or simultaneously to generate ERSE-CM, ERSE-MC, and ERSE-MM
(see Fig. 8A for their sequences), and mutant ERSEs were similarly
immobilized on resin.

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FIG. 8.
In vitro reconstitution of ERSF consisting of NF-Y and
ATF6 or ATF6 . (A) Nucleotide sequences of oligonucleotides
immobilized on resin. A 37-bp sequence containing GRP78-ERSE1 and
its flanking nucleotides is referred to as ERSE-CC. Two critical
regions of ERSE (shaded) were mutated separately or simultaneously
(indicated by lowercase letters) to generate ERSE-CM, ERSE-MC, and
ERSE-MM. Each of the synthetic double-stranded oligonucleotides was
immobilized on resin. Principles of assays to analyze formation of ERSF
are shown schematically on the right. (B and C) Binding of
ATF6 (B) and ATF6 (C) in the presence of NF-Y to resin
carrying ERSE-CC. Various subregions of ATF6 and ATF6 labeled
with [35S]methionine during in vitro translation were
mixed with recombinant NF-Y trimer and applied to resin to which one of
the four oligonucleotides (ERSE-CC,-CM,-MC, or -MM) had been
immobilized. After washing, bound materials were eluted and subjected
to SDS-12% PAGE together with 10% aliquots of input material. Eluted
NF-Y was detected by immunoblotting using anti-NF-YA antibody, whereas
eluted ATF6 and ATF6 were visualized by exposure to X-ray film.
|
|
In vitro-translated and [
35S]methionine-labeled
ATF6

(1-373) (Fig.
8B) or ATF6

(1-392) (Fig.
8C) was mixed
with NF-Y trimer
and applied to resin to which one of the four ERSEs
had been immobilized.
Bound materials were eluted and analyzed by
immunoblotting for
NF-Y or autoradiography for ATF6

and ATF6

. As
NF-Y recognizes
the CCAAT part of ERSE, NF-Y bound to and eluted from
resin carrying
ERSE-CC or ERSE-CM but not ERSE-MC or ERSE-MM (Fig.
8B,
lanes
1 to 5, and Fig.
8C, lanes 16 to 20), as expected. In contrast,
ATF6

(1-373) and ATF6

(1-392) were enriched only in the
eluate
from resin carrying ERSE-CC (Fig.
8B, lanes 6 to 10, and Fig.
8C, lanes 21 to 25, respectively). Importantly, leucine zipper-mediated
dimerization was required for this enrichment, as expected
from
the above results; neither ATF6

(1-331) nor
ATF6

(1-350) was retained
by any of the resins under the same
conditions (Fig.
8B, lanes
11 to 15, and Fig.
8C, lanes 26 to 30).
These results strongly
indicated that binding of ATF6

and ATF6

to
ERSE requires both
interaction with NF-Y trimer and intactness of the
CCACG part
of
ERSE.
As the ERSE-CC-immobilized resin but not other resins efficiently
trapped ERSF in our pull-down system, we then analyzed nuclear
extracts
prepared from HeLa cells that had been untreated or treated
for 4 h with thapsigargin, a potent inducer of ER stress (
12).
As expected from previous reports (5; Haze et al., submitted),
thapsigargin treatment induced proteolytic processing of both
ATF6

and ATF6

(Fig.
9A, lanes 1 to 4).
Importantly, p50ATF6
and p60ATF6

but not p90ATF6

or
p110ATF6

were recovered in nuclear
extracts (lanes 5 to 8),
consistent with their subcellular localization.
When nuclear extract of
thapsigargin-treated cells was subjected
to the pull-down assays
described above, both p50ATF6

and p60ATF6
were enriched in the
eluate from resin carrying ERSE-CC (Fig.
9B, lane 15), whereas no
such enrichment was observed when nuclear
extract of untreated cells
was applied (lane 10). From these results,
we concluded that p50ATF6

and p60ATF6

produced by ER stress-induced
proteolysis indeed form a
complex with NF-Y on the ERSE in the
nucleus and that the resulting
ERSF activates transcription of
UPR target genes.

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FIG. 9.
Formation of ERSF in nuclear extract of ER-stressed
cells. (A) Effects of thapsigargin treatment on the processing of
ATF6 and ATF6 . HeLa cells were untreated ( Tg) or treated with
300 nM thapsigargin for 4 h (+Tg). The cells were lysed directly in 50 µl of 1× Laemmli's SDS sample buffer and boiled for 5 min. Aliquots
(5 µl) of the samples were subjected to SDS-PAGE and analyzed by
immunoblotting with anti-ATF6 or anti-ATF6 antibody. Nuclear
extracts were also prepared as described in Materials and Methods and
analyzed similarly by immunoblotting. The positions of p90ATF6 ,
p50ATF6 , p110ATF6 , and p60ATF6 are indicated by arrowheads.
The positions of prestained SDS-PAGE molecular size standards (Bio-Rad,
Hercules, Calif.) are also shown (in kilodaltons). (B) ER
stress-induced formation of ERSF. Nuclear extract of HeLa cells
prepared as in panel A was mixed with resin to which one of the four
oligonucleotides (ERSE-CC,-CM,-MC, or -MM) had been immobilized, as
indicated. After washing, bound materials were eluted and subjected to
SDS-12% PAGE together with 10% aliquots of input materials. Eluted
ATF6 and ATF6 were detected by immunoblotting using anti-ATF6
and anti-ATF6 antibodies, respectively.
|
|
 |
DISCUSSION |
Identification of the cis-acting ERSE responsible for
the mammalian UPR as 19 nucleotides of CCAAT-N9-CCACG not
only provided the opportunity to search for transcription factors
specific to the mammalian UPR but also delineated the nature of the
expected binding protein(s) (20, 26). The expected
proteins should bind to the CCACG part of ERSE, because the general
transcription factor NF-Y binds to the CCAAT part. The characteristics
of the expected proteins should explain why the binding site is always located 9 bp downstream of the NF-Y-binding site; altering the spacing
from 9 bp to 8 or 10 bp inactivated ERSE regardless of whether the
ERSE was present in the natural XBP-1 promoter (27) or
transplanted upstream of the heterologous simian virus 40 promoter (26). Furthermore, the transcriptional activity of the
expected proteins should be specifically regulated, because the UPR is activated only in response to the accumulation of unfolded proteins in
the ER. The bZIP proteins ATF6
and ATF6
were promising candidate transcription factors because they bind to CCACG in ERSE in an NF-Y-dependent manner and their transcriptional activities are tightly
regulated by ER stress-induced proteolysis (5, 27; Haze et
al., submitted). In this study, we determined why the CCAAT and CCACG
parts of ERSE must be separated by a spacer of 9 bp. Homo- or
heterodimers of ATF6
and ATF6
physically interact with NF-Y
trimer through direct association with the NF-YC-subunit, as depicted
in Fig. 10. Thus, ATF6
and ATF6
recognize and bind to both NF-Y and ERSE simultaneously to activate
transcription, and this bipartite interaction requires optimal spacing.
Interestingly, the bZIP regions of ATF6
and ATF6
alone were
sufficient for association with the NF-Y trimer (Fig. 6) and binding to
ERSE (Fig. 3), consistent with our unpublished observation that
ATF6
(271-373) and ATF6
(294-392), both lacking the activation
domain, exhibited strong dominant negative effects on the UPR.

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FIG. 10.
Model for mammalian UPR. Under normal growth
conditions, the general transcription factor NF-Y constitutively
occupies the CCAAT part of ERSE. On the other hand, both ATF6 and
ATF6 are sequestered from the CCACG part of ERSE due to their
anchoring in the ER membrane. Upon accumulation of unfolded proteins in
the ER, both ATF6 and ATF6 are cleaved, allowing entrance of the
resulting N-terminal fragments into the nucleus, where homo- and/or
heterodimers of ATF6 and ATF6 bind to both NF-YC and CCACG. ER
stress-induced formation of the transcription factor complex ERSF
composed of NF-Y and ATF6 / culminates in induced transcription of
UPR target genes.
|
|
NF-Y is a trimer composed of three subunits, NF-YA, NF-YB, and
NF-YC (16). Among these, NF-YB and NF-YC contain regions homologous to each other and similar to the histone fold motif. NF-YB and NF-YC form a stable heterodimer, and this heterodimerization allows association of the third subunit, NF-YA, resulting in the formation of a heterotrimer capable of binding to the CCAAT motif (16). NF-Y not only controls basal transcription of many
genes by itself but also participates in inducible transcription by interacting with other specific transcription factors. One such example
is interaction of NF-Y with regulatory factor X (RFX), involved in
gamma interferon-induced transcription of the major histocompatibility complex (MHC) class II genes (14,
19). The promoters of the MHC class II genes contain the RFX
binding site (X box) approximately 20 bp upstream of the NF-Y binding site (Y box), and both RFX and NF-Y can bind independently to their
respective target sequences. Interestingly, the binding of RFX to the X
box was enhanced severalfold when the Y box was bound to NF-Y, and the
amounts of RFX-NF-Y-DNA complex, rather than those of RFX-DNA
or NF-Y-DNA complex, correlated well with the promoter activity,
suggesting that the RFX-NF-Y interaction is critical for
transcriptional activation of the MHC class II genes. This cooperative
binding and subsequent activation of the promoter required correct
alignment between RFX and NF-Y because formation of the RFX-NF-Y-DNA
complex as well as promoter activation were not affected by altering
the spacing by one helical turn (insertion or deletion of 10 bp) but
were abolished by changing the spacing by a half turn (insertion or
deletion of 5 bp).
NF-Y is also involved in sterol-regulated transcription of several
genes, such as those encoding farnesyl diphosphate synthase, 3-hydroxy-3-methylglutaryl coenzyme A synthase, and squalene synthase, by interacting with sterol regulatory element-binding protein (SREBP)
(3, 4, 7, 22). In the promoter of the farnesyl diphosphate
synthase gene, the SREBP binding site is located 20 bp downstream of
the NF-Y binding site, and weak binding of SREBP to its target sequence
was enhanced over 20-fold by simultaneous incubation with NF-Y
(4). Insertion of 4 bp between the SREBP and NF-Y binding
sites abolished the cooperative binding of SREBP and NF-Y as well as
the activation of the promoter for the farnesyl diphosphate synthase
gene in response to depletion of sterol (4). In the
promoter of the 3-hydroxy-3-methylglutaryl coenzyme A synthase gene,
the SREBP binding site is located 17 bp downstream of the NF-Y binding
site, and insertion of 5 or 10 bp between the SREBP and NF-Y binding
sites made the promoter insensitive to sterol depletion
(3). Consistent with these observations, it was shown that
spacing of 16 to 20 bp between the SREBP and NF-Y binding sites is
optimal for sterol-regulated transcription (7). Thus, to
our knowledge, nothing is as strict as the interaction between NF-Y and
ATF6
or ATF6
; insertion or deletion of 1 bp is sufficient to
inactivate transcriptional activity of ERSE by abolishing binding of
ATF6
or ATF6
to ERSE. These results indicated that the
transcriptional activation by ATF6
or ATF6
definitely requires
the presence of both a precise DNA sequence and NF-Y trimer at an
optimal distance. Interestingly, SREBP was found to interact directly
with NF-Y only when NF-Y is trimerized (3), whereas we
showed that ATF6
and ATF6
associate with NF-Y trimer through
direct binding to the NF-YC subunit. Because binding of ATF6
and
ATF6
to the NF-YC subunit is much less efficient than that to the
NF-Y trimer (Fig. 5), ATF6
and ATF6
translocated into the nucleus
would form a functional complex with NF-Y trimer on the ERSE (see
below) without being trapped by free NF-YC subunit nonproductively, as
proposed for the case of SREBP-NF-Y interaction (3).
Wang et al. conducted binding-site selection experiments using the bZIP
domain of ATF6
tagged with a polyhistidine that had been expressed
and purified from bacterial cells (25). As a result, the
consensus binding sequence, designated the ATF6 site, was deduced to be
TGACGTGG/A, which contains a partially palindromic sequence
(GACGTG), suggesting that ATF6
binds to the ATF6 site as a dimer.
The ATF6 site conferred strong ER stress inducibility on the
c-fos minimal promoter. A point mutation in the 3' half-site from G to T (TGACGTTG; the mutated nucleotide is
underlined) blocked not only its binding activity to ATF6
but also
its transcriptional response to ER stress. It is therefore possible
that ATF6
activates transcription of its target genes via direct
binding to the ATF6 site even in the absence of the NF-Y binding site
nearby, as the authors proposed, although the ATF6 site has not yet
been identified in natural promoters of ER stress-inducible genes.
Interestingly, the CCACG part of ERSE is entirely complementary to the
3' half-site of the ATF6 site (TGACGTGG). We
showed in this study that ATF6
and ATF6
bind to ERSE as dimers in
the presence of NF-Y. Thus, the half-site of the palindromic sequence
appears to be sufficient for recognition and binding when the ATF6
dimer is physically associated with NF-Y.
Li et al. recently analyzed the mechanism of activation of ATF6
by
ER stress (11) using anti-ATF6
antibody raised by Zhu et al. (28). They found that the level of p90ATF6
decreased 2 h after thapsigargin treatment, consistent with our
previous results (5), but they failed to detect
p50ATF6
, contrary to our results. This discrepancy could be due, at
least in part, to the region of ATF6
used to immunize rabbits; the
anti-ATF6
antibody produced by Zhu et al. was raised against
ATF6
(155-345), whereas our anti-ATF6
antibody
was raised against ATF6
(6-307). We also had difficulty in
detecting p50ATF6
using their anti-ATF6
antibody (data not
shown). Four hours after thapsigargin treatment, they observed the
recovery of p90ATF6
together with the appearance of a new band
migrating slightly faster than p90ATF6
. Although the amounts of
these doublet protein bands increased over time from 4 to 12 h
after thapsigargin treatment, it is not yet clear whether this increase
is required for the induction of GRP78 mRNA, a target of the mammalian
UPR. Perhaps the most critical difference between their results and our
results was that they recovered both p90ATF6
and the band migrating
slightly faster than p90ATF6
in nuclear extracts of HeLa cells
(11), whereas we recovered only the cleaved product,
p50ATF6
, in HeLa nuclear extracts, as shown in Fig. 9A. We have no
explanation for this discrepancy because we could not find a difference
significant enough between their methods (23) and our
methods (2) for preparing nuclear extracts from HeLa cells
to account for the discrepancy. Nevertheless, it is very difficult to
see how a protein containing a transmembrane domain can be extracted as
a soluble nuclear protein as they reported. Although they speculate
that alternative splicing might be able to produce a soluble form of
ATF6
without proteolysis by removing the short hydrophobic stretch
acting as a transmembrane domain from p90ATF6
, such specific changes
at the mRNA level have not been observed in ER-stressed HeLa cells
(26).
Li et al. also reported that ATF6
was coimmunoprecipitated with YY1,
a ubiquitous transcription factor, but not with NF-Y from
ATF6
-overproducing COS cells (11). However, the
physiological significance of their findings remains unclear, as they
overexpressed full-length ATF6
containing the transmembrane domain
that anchors ATF6
in the ER membrane, and they performed
immunoprecipitation after solubilization of cell extracts with
detergent (0.5% NP-40); ATF6
may have been dissociated from NF-Y
under these conditions. Thus, the most important finding of this study
was the ER stress-induced formation of a transcription factor complex
ERSF in the nucleus including NF-Y and p50ATF6
and/or p60ATF6
that binds to ERSE and activates transcription of ER chaperone genes.
Although the amounts of this complex were too low to be detected by
EMSA, as we reported previously (27), the complex was
detected in the nuclear extract of ER-stressed cells by pull-down
assays in the present study (Fig. 9). These results, together with our
previous observations (5, 27; Haze et al., submitted),
unambiguously established that ER stress-induced activation of ATF6
and ATF6
through proteolytic processing plays a major role in the
mammalian UPR. The next important issue to be resolved is the mechanism of regulated proteolysis that activates ATF6
and ATF6
.
 |
ACKNOWLEDGMENTS |
We are grateful to Ron Prywes (Columbia University) for providing
us with anti-ATF6
antibody. We thank Masako Nakayama, Seiji Takahara, and Tomoko Yoshifusa for technical assistance.
This work was supported in part by Research for the Future Program of
the Japan Society for the Promotion of Science.
 |
FOOTNOTES |
*
Corresponding author. Mailing address: Graduate School
of Biostudies, Kyoto University, 46-29 Yoshida-Shimoadachi, Sakyo-ku, Kyoto 606-8304, Japan. Phone: 81-75-753-7687. Fax: 81-75-753-7688. E-mail: kazumori{at}ip.media.kyoto-u.ac.jp.
 |
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Molecular and Cellular Biology, February 2001, p. 1239-1248, Vol. 21, No. 4
0270-7306/01/$04.00+0 DOI: 10.1128/MCB.21.4.1239-1248.2001
Copyright © 2001, American Society for Microbiology. All rights reserved.
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