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Molecular and Cellular Biology, April 2001, p. 2641-2649, Vol. 21, No. 8
0270-7306/01/$04.00+0 DOI: 10.1128/MCB.21.8.2641-2649.2001
Copyright © 2001, American Society for Microbiology. All rights reserved.
A Step Subsequent to Preinitiation Complex Assembly
at the Ribosomal RNA Gene Promoter Is Rate Limiting for Human RNA
Polymerase I-Dependent Transcription
Kostya I.
Panov,
J. Karsten
Friedrich, and
Joost C. B. M.
Zomerdijk*
Division of Gene Regulation and Expression,
Wellcome Trust Biocentre, School of Life Sciences, University of
Dundee, Dundee DD1 5EH, Scotland, United Kingdom
Received 20 December 2000/Accepted 22 January 2001
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ABSTRACT |
The assembly, disassembly, and functional properties of
transcription preinitiation complexes (PICs) of human RNA polymerase I
(Pol I) play a crucial role in the regulation of rRNA gene expression. To study the factors and processes involved, an immobilized-promoter template assay has been developed that allows the isolation from nuclear extracts of functional PICs, which support accurate initiation of transcription. Immunoblotting of template-bound factors showed that
these complexes contained the factors required to support initiation of
transcription, SL1, upstream binding factor (UBF), and Pol I. We have
demonstrated that, throughout a single round of transcription, SL1 and
UBF remain promoter bound. Moreover, the promoter-bound SL1 and UBF
retain the ability to function in transcription initiation. SL1 has a
central role in the stable association of the PIC with the promoter
DNA. The polymerase component of the PIC is released from the promoter
during transcription yet is efficiently recycled and able to reinitiate
from "poised" promoters carrying SL1 and UBF, since the PICs
captured on the immobilized templates sustained multiple rounds of
transcription. Kinetic analyses of initiation of transcription by Pol I
revealed that Pol I-dependent transcription is rate limited in a step
subsequent to recruitment and assembly of Pol I PICs. The rate of RNA
synthesis is primarily determined by the rates at which the polymerase
initiates transcription and escapes the promoter, referred to as
promoter clearance. This rate-limiting step in Pol I transcription is
likely to be a major target in the regulation of rRNA gene expression.
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INTRODUCTION |
As cells grow, proliferate, and
differentiate, there is a varying demand for protein synthesis and,
with that, for ribosome biogenesis (14). The rRNAs are
precursors and integral components of ribosomes, and as such, their
production is controlled coordinately. A dedicated nuclear RNA
polymerase I (Pol I) mediates synthesis of the major rRNAs in the
nucleolus. A number of studies with both Saccharomyces
cerevisiae and higher eukaryotes have suggested that ribosome
biogenesis is regulated in a large part at the level of transcription
of the rRNA genes by Pol I (reviewed in references 13, 18, 23,
37, and 40). For example, in cancer cells rRNA transcriptional
activity and nucleolar size are inversely related to cell doubling time
(11), and consequently nucleolar morphology is used by
tumor pathologists as a diagnostic and prognostic marker. In order to
advance our understanding of this process crucial to the general
physiology of the cell, we have investigated the critical steps in the
expression of rRNA genes in mammalian cells.
Gene activation begins with the assembly of a transcription
preinitiation complex (PIC) at the gene promoter. The early stages of
PIC formation involve transcription factors specifically binding to the
core promoter of the rRNA genes to allow for the recruitment of Pol I,
which itself displays no sequence selectivity. In mammalian cells this
entry point for Pol I is provided by at least two transcription factors: selectivity factor SL1 (32), which is composed of
the TATA-binding protein (TBP) and three TBP-associated factors (TAFs) of 110, 63, and 48 kDa (8, 9, 48, 49), and upstream binding factor (UBF), the relaxed-specificity DNA binding and multiple-HMG-box-containing factor and activator of Pol I transcription (5, 24, 41). Studies with reconstituted cell-free
transcription systems from human cells have suggested a cooperative
interaction between SL1 and UBF preceding the recruitment of Pol I and
possibly other associated essential factors (5). In cells,
the formation of this PIC is likely to be facilitated by or include
activities that remodel and derepress chromatin at the gene promoter
(31).
Assembly of the PIC is one step in the events that lead to gene
activation, and these are conceptually similar for prokaryotic and
eukaryotic RNA polymerases. What follows is the isomerization of the
PIC from a closed complex to an open complex, initiation of
transcription by Pol I, escape or promoter clearance by Pol I, and
subsequent elongation through the gene to sequences and factors that
signal termination to complete the transcription cycle. Pol I is
recycled and may reinitiate transcription from a previously activated
and engaged promoter which has prebound transcription factors. Given
this multistage event, it is conceivable that every step in the
transcription cycle may be subject to tight regulation (for a review,
see reference 28), but the control of only those that
appear rate limiting will have a major impact on rRNA gene expression.
In this study, we set out to determine whether PIC assembly or
subsequent events are the critical rate-limiting steps in a human
cell-free transcription system. To this end, we developed an
immobilized-ribosomal DNA (rDNA) promoter template assay similar to
those which previously have proven instrumental in the analysis of Pol
III and Pol II PICs (2, 26, 34, 39). This assay allowed us
to capture and purify Pol I PICs from nuclear extracts and study their
fate in the transcription cycle. The formation of these complexes on
the DNA promoter template is experimentally unbiased; it may follow a
strictly sequential or stepwise pathway involving individual
components, as reported previously (5, 27, 35, 44), or it
may involve partial complexes or perhaps holoenzyme complexes (1,
19, 43, 46). Here we demonstrate that the rate-limiting step in
Pol I transcription in vitro is not at the stage of PIC formation but
rather is a postassembly event, in which Pol I initiates transcription
and clears the promoter.
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MATERIALS AND METHODS |
Preparation of immobilized templates.
The biotinylated
templates were synthesized by PCR using Vent DNA polymerase (New
England Biolabs). The plasmid prHu3 (32) was used as
template, and the sense primer used had been biotinylated at the 5'
end. The binding sites in the ribosomal promoter of the primers are
indicated in Fig. 1 and have the following coordinates: 5' primers,
193 to
163 (Fr4),
324 to
294 (Fr3), and
515 to
492 (Fr2);
3' primer, +215 to +239. The DNA fragments were purified by extraction
from an agarose gel and by QIAquick spin columns (Qiagen). The
5'-end-biotinylated DNA fragments were immobilized on
streptavidin-coated paramagnetic beads (M280 Dynabeads; Dynal) according to the manufacturer's instructions. Typically, 10 to 50 ng
of biotinylated DNA was immobilized on 1 µl (10 mg/ml) of beads.
Beads were concentrated with a magnetic particle concentrator (Dynal)
and washed extensively to remove possible traces of unbound DNA, and
they were incubated with bovine serum albumin (5 mg/ml; Merck BDH) to
block nonspecific binding sites.
Isolation of Pol I PICs.
Immobilized template DNA (IT-DNA),
typically 1 to 20 µl in a 20- to 200-µl total reaction volume, was
incubated with gentle agitation in HeLa cell nuclear extract
(12) or partially purified transcription factors
(8) for 5 to 25 min at 4°C in 50 mM KCl (final
concentration)-TM10i buffer (50 mM Tris HCl [pH 7.9], 12.5 mM
MgCl2, 1 mM EDTA, 10% glycerol, 1 mM sodium metabisulfite, 1 mM dithiothreitol, 50 ng of bovine serum albumin per µl, 0.03% NP-40) to which an EDTA-free protease inhibitor cocktail (Roche) was
added. Under these conditions, we did not detect nonspecific binding of
transcription factors to the M280 Dynabeads (data not shown). After
separation using a magnetic stand, beads were washed three times with 2 reaction volumes of TM10i-0.05M KCl buffer.
Protein detection.
Proteins were analyzed by immunoblotting.
To this end, proteins were separated by sodium dodecyl
sulfate-polyacrylamide gel electrophoresis and subsequently transferred
to Immobilon P membranes (Millipore). Primary antibodies used for the
detection of proteins were as follows: anti-A190 (Pol I) antibodies
(1:250) affinity purified from sheep immunized with a mixture of three
peptides derived from A190, the largest subunit of human Pol I (K. I. Panov, G. Miller, and J. C. B. M. Zomerdijk,
unpublished results); anti-UBF antibodies (at 1:1,000) from a
polyclonal rabbit serum raised against recombinant and purified human
UBF (kindly provided by B. McStay); and anti-TAFI110,
anti-TAFI63, and anti-TAFI48 (SL1 subunits)
(all at 1:1,000) from polyclonal rabbit sera (9, 48).
Appropriate secondary antibodies conjugated to horseradish peroxidase
were used to detect immunocomplexes on the blot by chemiluminescence
according to the manufacturer's instructions (ECL kit; Amersham
Pharmacia Biotech).
In vitro transcription.
In vitro transcription reactions
were performed as described previously (5, 33) at a final
salt concentration of 50 mM KCl. Supercoiled prHu3 DNA
(32), pseudo-wild-type rDNA promoter (5), or
immobilized linear DNA fragments were used as templates in the
transcription reaction. In transcription assays where competitor DNA
was used to limit transcription to a single round, we included controls
to determine the appropriate ratios of immobilized template, nuclear
extracts, and competitor DNA. The last component, when mixed
simultaneously with the template and nuclear extract, should totally
block transcription. Pol I and SL1 were purified as described previously (8); UBF was purified to near homogeneity from
Sf9 cells infected with recombinant UBF baculovirus (K. I. Panov
and J. C. B. M. Zomerdijk, unpublished results). Each
component alone did not support transcription, and recombinant UBF
activated about eightfold reconstituted transcription with SL1 and Pol
I (data not shown). Transcription assays were analyzed in an S1
nuclease protection assay after annealing the RNA to a 5'-end-labeled
oligonucleotide, which was identical to the region between
20 and +40
of the template strand in the human rRNA gene promoter
(5). The pseudo-wild-type-specific oligonucleotide used
was identical to the sequences from
20 to +29 of the template strand
in the pseudo-wild-type rRNA gene promoter.
Rate constant calculations.
Complete PIC formation is a
second-order reaction: template + NE
PIC
VPIC = k [template] [NE].
For the kinetics experiments, we used nuclear extract/immobilized
template ratios such that no significant depletion of transcriptional
activity was observed from the NE after the beaded templates had been
removed. Thus, all Pol I factors were in vast excess in comparison with
template DNA, and the reaction is of the first order, as follows:
template + GTFs
PIC; if [GTFs] >> [template], then
VPIC
k [GTFs], where GTFs are
general transcription factors and Pol I.
A single-round transcription reaction programmed by preformed PICs is
of the first order: PIC
Pol I* + template/UBF/SL1 + RNA
Vsynt = ksynt
[PIC], where Pol I* depicts a Pol I that has synthesized a transcript
of at least 40 nucleotides (nt) (the length of the oligonucleotide used
in S1 nuclease protection) and that upon release from the promoter
template was prevented from reinitiation by nonspecific competitor DNA.
Thus, analysis of the entire kinetic curves using standard methods for
chemical kinetics (as outlined below) yielded the rate constant. To
this end, the amounts of RNA produced in in vitro transcription
reactions were quantified with a Fuji phosphorimager. After subtracting background, phosphorimager units (PU) from the transcription signal at
each time point were divided by the average PU produced at the longest
time points (in the plateau region) to obtain the fractional completion
at each time point. These values were fed into the following equation:
Fc = 1
e
kt
, or
[ln(1
Fc)] = kt, where Fc is the fractional
completion, k is the observed rate constant, and
t is time in seconds (see reference 29). The
logarithmic plot of the fractional completion,
[ln(1
Fc)], versus time (t) results in a
straight line, whose slope corresponds to k (per second).
The values of k and the standard errors were calculated from
curve fitting by linear regression using EnzFitter software (Biosoft,
Cambridge, United Kingdom). The data from three independent experiments
(see Tables 1 and 2) were processed, and rate constants were
calculated. From these, a mean rate constant and standard deviation
were derived.
 |
RESULTS |
RNA Pol I-mediated transcription in vitro from an immobilized human
rRNA gene promoter.
We developed an immobilized-rDNA promoter
template assay to isolate and study the properties of Pol I PICs. To
examine what would be an appropriate promoter fragment, we used prHu3
DNA (32), which contains a region of the rRNA gene
transcription unit from
515 to +1548 relative to the transcription
start site at +1, as a template in a PCR. DNA fragments with
progressively shortened 5' ends that contained the previously mapped
upstream control element (UCE) and core region of the human rRNA gene
promoter (16, 17) were generated (Fig.
1). The 5'-end oligonucleotide used in
the PCR was biotinylated to allow for attachment of the PCR fragment to
streptavidin-coated paramagnetic beads. In a comparative analysis, we
tested equimolar amounts of supercoiled template (prHu3) or linearized
prHu3 and promoter fragments as free DNA or as 5'-end-immobilized
templates in in vitro transcription assays with HeLa cell nuclear
extract. All promoter fragments (as free or immobilized DNA) supported
in vitro transcription more efficiently than supercoiled prHu3 DNA
(Fig. 1). Remarkably, a bead (at
193) close to the UCE (
156 to
107) in Fr4 did not affect the activity, since this promoter fragment
was as efficient as longer fragments in supporting transcription
initiation. Under the in vitro transcription conditions used the
-amanitin-resistant and Pol I-mediated transcription was in most
cases a little higher when the 5' end of the promoter fragment was
attached to beads, possibly resulting from reduced accessibility of the
promoter to repressive activities in the nuclear extract. Attachment of
Fr4 at the 3' end, however, led to reduced levels of transcription
(data not shown). This probably resulted from interference with
polymerases running off the end of the template and consequently the
jamming of polymerases on the template occluding successive rounds of
transcription. Taken together, the data indicated that the Fr4 template
was a suitable promoter substrate for our subsequent studies of PIC
assembly and recycling during initiation of transcription.

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FIG. 1.
Immobilized human rRNA gene promoter fragments
containing the UCE and core promoter elements support in vitro
transcription. The promoter fragments generated by PCR (Fr2 to Fr4) are
schematically outlined. PCR primer binding sites, relative to the
transcription start site at +1, and the UCE ( 156 to 107) and core
region ( 45 to +18) in the ribosomal promoter are indicated. prHu3 is
a pBR322-derived supercoiled plasmid DNA containing the human ribosomal
promoter sequence from 515 to +1548. In vitro transcription assays
contained 1 µl of HeLa cell nuclear extract (NE), and a 1.25 pM
concentration of the appropriate template. 5'-end-biotinylated DNA was
immobilized (5' imm.) onto 2.5 µl of streptavidin-coated paramagnetic
beads (Dynabeads M280; Dynal). Transcripts synthesized in vitro were
analyzed in S1 nuclease protection assays with a radiolabeled
oligonucleotide overlapping the transcription start site (see Materials
and Methods).
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Isolation of functional Pol I PICs.
Since the minimal promoter
fragment, Fr4 (Fig. 1), supported efficient initiation of transcription
in vitro, we wished to determine whether it would allow for the
isolation from nuclear extracts of functional PICs containing Pol I. To
this end, we incubated the immobilized template with HeLa cell nuclear
extract and subsequently washed these templates at various salt
concentrations. To ascertain the presence of functional PICs on these
templates, we then analyzed their ability to support transcription.
Functional PICs were recovered after 50 mM KCl washes (Fig.
2, lane 2), and the recovered
transcriptional activity for these PICs on the immobilized templates
was 75% of that in the nuclear extract (Fig. 2, compare lane 2 with
lane 1). Efficient capture of Pol I factors was evident under
conditions where the template was in excess, as the nuclear extract was
almost completely depleted of Pol I transcriptional activity by the
immobilized template (Fig. 2, lane 3).

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FIG. 2.
Functional Pol I transcription PICs captured from
nuclear extracts (NEs) onto immobilized promoter templates. The
experimental design to test for the isolation of PICs is outlined. Five
microliters of immobilized template (50 ng of Fr4 per µl of beads
[IT-DNA]) was incubated for 5 min at 4°C with 2 µl of HeLa NE in
a 10-µl reaction volume and washed with TM10i-0.05 M KCl buffer. The
reaction mixture was split equally into two. In one portion, the
immobilized template was left in the NE for the entire time (lane 1),
while in the other the beaded template was separated (lanes 2 and 3).
The beads were washed in TM10i-0.05 M KCl buffer before initiation of
transcription (lane 2), and the supernatant was tested for
transcriptional activity by adding back the immobilized promoter
template. Transcription in all three reactions was initiated with the
addition of ribonucleoside triphosphates NTPs, and the reactions were
allowed to proceed for 30 min at 30°C. Transcript synthesis was
analyzed by S1 nuclease protection. The autoradiograph shows the
transcript levels from in vitro transcription reactions supported by
HeLa cell NE and immobilized DNA (lane 1), by isolated PICs on the
immobilized DNA (lane 2), and by HeLa cell NE after PIC extraction
(lane 3). Phosphorimager quantitation is presented in a bar graph, with
the signal in lane 1 set at 100%.
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Relaxed DNA binding specificity of Pol I transcription factors
during PIC formation.
To test for the specificity of the
interaction of the Pol I transcription machinery with the immobilized
template, we performed competition experiments with increasing
concentrations of an assortment of nonspecific DNAs as schematically
outlined in Fig. 3A. Supercoiled plasmid
DNA (pBR322) and linear DNAs such as sheared calf thymus DNA and
poly(dA-dT) all prevented PIC formation, since transcription was
completely blocked (Fig. 3A, lanes 4, 13, and 19). Significantly, pBR322 and prHu3 (a pBR322 derivative containing the ribosomal promoter) were equally capable of completely abolishing Pol I-specific transcription at only a 15-fold molar excess (Fig. 3A, lanes 4 and 10).
Calf thymus DNA also appeared to be an effective competitor DNA (Fig.
3A, lanes 11 to 14). Taken together, the data imply a relaxed sequence
specificity of the Pol I general transcription factors. This is in
agreement with DNA binding characteristics observed for individual
factors, such as that for UBF (10, 22, 38) and SL1
(3-5, 33; J. K. Friedrich and J. C. B. M. Zomerdijk, unpublished data).

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FIG. 3.
The Pol I transcription PIC displays stable DNA binding
with a relaxed sequence specificity. (A) PIC formation from nuclear
extracts (NEs) was allowed to proceed in the presence of various
competitor DNAs as outlined. The effects on transcription of 20-min
preincubation at 4°C of 100 ng of prHu3 DNA (template), various
amounts of competitor DNA, and 2 µl of NE at 50 mM KCl in a 12.5-µl
total reaction volume were analyzed by S1 nuclease protection.
Competitor DNAs used are indicated above the lanes: pBR322 (0.5, 1, and
2 µg for lanes 2, 3, and 4, respectively), sheared calf thymus DNAs
(ct-DNAs) (0.1, 0.5, and 1 µg for lanes 12, 13, and 14, respectively), and poly (dA-dT) (0.1, 0.2, 0.5, and 1 µg for lanes
16, 17, 18, and 19, respectively). Increasing amounts of prHu3 template
itself were titrated in transcription reactions (0.05, 0.1, 0.2, 0.5, 1, and 2 µg for lanes 5 through 10, respectively). Control
transcriptions for each of the competitor DNA experiments were
performed (lanes 1, 11, and 15). (B) The experimental setup to analyze
the immobilized templates for the presence of components of the Pol I
transcription machinery upon challenge with nonspecific DNA at
different stages during the assembly is outlined. Twenty microliters of
IT-DNA (50 ng Fr4 DNA per µl of M280 Dynabeads) was incubated at
4°C for 20 min with 40 µl of HeLa cell NE in a total reaction
volume of 160 µl, in the presence of nonspecific competitor DNA (I).
Subsequently, the beads were washed in TM10i-0.05 M KCl buffer, and
bound proteins were eluted with 5 M urea. The setup for panels II was
the same as for panels I except that competitor DNA was added 10 min
after NE and IT-DNA were mixed. Urea-eluted proteins were analyzed by
immunoblotting with antibodies raised against the largest subunit of
human Pol I, A190, against UBF, and against two subunits of SL1,
TAPI63 and TAPI48. In lanes 1 and 4, 20 µg of
ct-DNA was used; in lanes 2 and 5, 20 µg of poly(dA-dT) was used; and
in lanes 3 and 6, 20 µg of pBR322 DNA was used. The control lane,
lane 7, contains no competitor DNA in the reaction mixture.
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We next analyzed by immunoblotting the binding of factors to
immobilized templates and the influence of nonspecific competitor
DNAs
(Fig.
3B). Competitor DNAs effectively blocked the association
of SL1
and Pol I with the immobilized template when added simultaneously
(Fig.
3B, lanes 1 to 3) but did not displace these factors after
PIC
formation (Fig.
3B, lanes 4 to 6). Sequence-specific promoter
DNA
binding of UBF1 and UBF2 was also affected by competitor DNA,
with the
exception of supercoiled plasmid DNA, for which perhaps
higher
concentrations of nonspecific DNA are required in order
to effectively
compete. Note that on the minimal ribosomal promoter
both splice
variants of UBF, UBF1 and UBF2 (
21,
36), which
are present
in the nuclear extracts in about equimolar amounts,
appeared to bind
stoichiometrically (Fig.
3B, lanes 4 to 7). This
suggests that perhaps
UBF in the PIC is a heterodimer, despite
the reported reduced DNA
affinity and a much reduced transcriptional
activation function of UBF2
(
30). Taken together, the data illustrate
the relaxed
specificity of DNA binding of Pol I factors during
PIC formation. They
further indicate that the PIC, once formed,
is relatively stable, since
no appreciable decrease in factor
binding could be observed upon
addition of competitor DNA (Fig.
3B, compare lanes 4 to 6 with lane 7).
Moreover, the data suggest
that the inhibition of transcription by
competitor DNAs occurred
by blocking promoter binding and hence
assembly of functional
PICs.
The binding of Pol I factors to the immobilized template correlated
with their transcriptional activities.
We next determined the
stability of assembled PICs at increasing salt concentrations. To this
end, PICs were assembled onto immobilized promoter fragments at a 50 mM
salt concentration and were subsequently washed at various salt
concentrations (Fig. 4A). The complexes,
or partial complexes, that remained on the template were analyzed for
their protein composition in immunoblots and in transcription assays.
The Pol I enzyme is the least salt-stable component of the PIC, and the
vast majority of the largest subunit of Pol I, and therefore presumably
the enzyme complex, dissociated from the template at 100 mM KCl, under
conditions where SL1 and UBF remained bound (Fig. 4B, lane 2). Indeed,
the transcriptional activity from this engaged template was drastically
reduced (Fig. 4C, compare lanes 1 and 2) but could be recovered by
adding back purified Pol I (Fig. 4C, lane 4).

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FIG. 4.
Stability of Pol I PICs at the ribosomal promoter. (A)
In parallel, for transcription and immunoblotting assays, PICs were
assembled for 20 min at 4°C in nuclear extracts (NEs) (2 and 40 µl,
respectively, and final volumes of 20 and 160 µl, respectively) with
immobilized ribosomal promoter templates (IT-DNA, 2.5 and 20 µl of 50 ng of Fr4 DNA per µl of beads, respectively) as outlined. The
immobilized DNA-Pol I transcription complexes were then washed at 50 mM
KCl in TM10i buffer before being subjected to washes in the same buffer
but with increased salt concentrations (50 to 200 mM KCl). (B) For
immunobloting, proteins were eluted from the IT-DNA with 5 M urea,
subjected to sodium dodecyl sulfate-polyacrylamide gel electrophoresis,
and blotted onto polyvinylidene difluoride membranes which were probed
with antibodies against A190, TAFI110, and UBF (lanes 1 to
3). (C) The parallel reactions were assayed for transcriptional
activity, and transcripts were detected by S1 nuclease protection
(lanes 1 to 3). In addition, to test for transcriptional recovery of
the templates that had been washed at 100 and 200 mM KCl, 1 µl of
purified Pol I was added back to the transcription reaction mixtures
(lanes 4 and 5, respectively).
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The two UBF splice variants, UBF1 and UBF2, dissociated at a higher
(200 mM KCl) salt concentration. Remarkably, SL1 remained
bound to the
promoter under those conditions (Fig.
4B, lane 3)
and this SL1 was
functional, as it supported transcription upon
addition of Pol I (Fig.
4C, lane 5). In fact, it took over 700
mM KCl to elute a fraction of
SL1 from the template (data not
shown). This was in agreement with the
salt concentrations required
to elute SL1 from heparin columns during
fractionation of HeLa
nuclear extracts (
5,
8,
32). The
binding of factors to
the immobilized templates paralleled the
transcriptional activities
from these templates, and hence the binding
reflected primarily
functional complexes rather than nonspecifically
bound
factors.
Efficient reinitiation of transcription by Pol I from isolated
PICs.
Sarkosyl has been used widely to limit transcription from
templates to a single round, yet the mechanism of this action is ill
defined. As an alternative, competitor DNA has been successfully used
previously (29), with the advantage that it has
predictable effects by preventing factors released from templates from
rebinding (Fig. 3). We used it here to analyze transcription by Pol I
in single and multiple rounds. Competitor DNA, which completely blocked transcription when added simultaneously with the nuclear extract to the
immobilized template (Fig. 5A, lane 3),
only partially inhibited transcription when it was
added after PICs were allowed to assemble on the template (Fig. 5A,
lane 2). Most likely reinitiation by Pol I was prevented under those
conditions. In agreement with this interpretation, at intermediate
concentrations of competitor DNA where partial inhibition of
transcription was observed (Fig. 5B, lanes 1 to 3 and 10 to 12),
addition of Pol I (Fig. 5B, lanes 7 to 9 and 13 to 15), but not of SL1
(Fig. 5B, lanes 4 to 6) or UBF (Fig. 5B, lanes 16 to 18), restored
transcription. In time course experiments, as expected for a single
round, transcription occurred primarily in the first few minutes,
whereas transcript synthesis continued for over 40 min in the absence
of competitor DNA, consistent with multiple rounds of transcription
(Fig. 5C). Remarkably, factors initially part of PICs on the
immobilized templates, that is, SL1, UBF, and Pol I, were recycled
without significant loss of activity through many transcription cycles (Fig. 5D).

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FIG. 5.
Pol I PICs assembled onto immobilized templates support
specific initiation in single and multiple rounds of transcription. (A)
The experimental design was as follows. A total of 2.5 µl of
immobilized template (50 ng of Fr4 per µl of beads [IT-DNA]) was
incubated with 2 µl of HeLa cell nuclear extract (NE) in a 20-µl
reaction volume at 4°C for 20 min and washed with TM10i-0.05 M KCl
buffer. Calf thymus DNA (ct-DNA) (1.25 µg) was added, after (I) or
during (II) the assembly of PICs. Transcription was initiated with the
addition of ribonucleoside triphosphates (NTPs), and the reaction was
allowed to proceed for 30 min at 30°C. Transcript synthesis was
analyzed by S1 nuclease protection. The autoradiograph shows the
transcriptional activity of isolated PICs in the absence (lane 1) and
the presence (lane 2) of ct-DNA, added after PIC assembly, and
transcriptional activity of templates to which ct-DNA was or was not
added during the assembly (lanes 3 and 4, respectively). (B) The most
sensitive component of the PIC to competitor DNA is Pol I. One hundred
nanograms of prHu3 promoter DNA, various amounts of ct-DNA (0, 0.1, and
1 µg; see triangles above the lanes), and 1 µl of NE at 50 mM KCl
in a 15-µl total reaction volume were preincubated at 4°C for 10 min. In two separate experiments (lanes 1 to 9 and 10 to 18) either
nothing (lanes 1 to 3 and 10 to 12), highly purified SL1 (1 µl, lanes
4 to 6), UBF (100 ng, lanes 16 to 18), or Pol I (5 µl, lanes 7 to 9 and 13 to 15) was added. The mixtures were incubated for a further 10 min and then a 30-min transcription reaction was initiated with NTPs.
Transcription in the two experiments was analyzed by S1 nuclease
protection and autoradiography. (C) Experimental design for the
analysis of time-dependent RNA synthesis from preassembled Pol I PICs
in single and multiple rounds of transcription is outlined. Immobilized
templates (IT-DNA), 50 µl of 50 ng of Fr4 per µl of beads, were
incubated for 18 min at 4°C with 400 µl of HeLa cell NE in a
1,600-µl total reaction volume. Templates were washed in TM10i-0.05
M KCl buffer and split into two equal portions. One portion was left as it was, and to the
other, 12.5 µg of ct-DNA was added to limit transcription to a single
round. Transcription was initiated by the addition of NTPs.
Transcription was allowed to proceed at 30°C (there is no detectable
transcription at 0°C) and time points (t) were established by
transfer of 25-µl aliquots (2.5 µl of IT-DNA) into a transcription
stop solution. The transcript levels in the transcription time course
assay were determined by S1 nuclease protection, and a single
representative experiment is shown. The top autoradiograph shows the
levels of initiation in multiple rounds of transcription (MR) and the
bottom autoradiograph shows the levels of initiation in single-round
transcription reactions (SR). (D) Transcript levels of three
independent time course transcription experiments were quantified with
the aid of a phosphorimager, and transcriptional activities (in
arbitrary PU) for single rounds and multiple rounds were plotted
against time. The inset represents the ratios of multiple- to
single-round transcriptional activities over the 40-min period.
|
|
SL1 and UBF remained promoter bound in a single round and in
multiple rounds of transcription.
We next determined the fate of
factors during transcription in which Pol I had cleared the promoter.
Previous in vitro transcription experiments had suggested that SL1 and
UBF remained bound to the promoter to support multiple rounds of
transcription (7, 20, 27, 44). Here we demonstrated this
directly by analyzing the promoter-bound and released-factor fractions
in single and multiple rounds of transcription. PICs were assembled
from nuclear extracts on the immobilized promoter, and these were
subsequently washed to remove unbound factors. Transcription was then
initiated, and promoter-bound and released factors were analyzed by
immunoblotting (Fig. 6). As shown in the
control reactions, the assembled PICs were stable at the competitor DNA
concentration used (Fig. 6A, lanes 1 and 2), in agreement with the
analyses presented in Fig. 3B. SL1 (as represented by
TAFI63) and UBF1 and UBF2 remained on the template
throughout the transcription reaction (Fig. 6A, lanes 7 and 3, respectively). This suggested that both SL1 and UBF were bound at the
promoter all the time or were reloaded during every round of
transcription. To distinguish between these possibilities, promoter
occupancy by these factors in a single round of transcription was
analyzed by blocking reassociation with competitor DNA. The levels of
promoter-bound factors SL1 and UBF remained unaffected, and indeed no
release was detectable (Fig. 6A, lanes 4 and 8, respectively). Hence,
SL1 and UBF remained on the promoter template during initiation and
transcript elongation by Pol I in a single round of transcription.
Release of Pol I was not observed in the absence of ribonucleotides
(Fig. 6A, lanes 2 and 6), or with ATP alone (data not shown), but a
fraction of Pol I was released from the template in the transcription
reaction as the enzymes ran off the DNA end (Fig. 6A, lanes 3 and 7).
This became more apparent when reassociation of Pol I with the template
during reinitiation of transcription was blocked with competitor DNA
(Fig. 6A, lanes 4 and 8).

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|
FIG. 6.
Recycling of Pol I and transcription factors SL1 and UBF
during a transcription cycle. (A) Schematic representation of PIC
isolation and analyses by immunoblotting of template-bound and released
factors in single and multiple rounds of transcription reactions. One
hundred twenty-five microliters of IT-DNA (70 ng of Fr4 per µl of
beads) was incubated for 20 min at 4°C with 250 µl of nuclear
extract (NE) in a total reaction volume of 1,000 µl (adjusted by
TM10i buffer). Beads were washed extensively in TM10i buffer containing
50 mM KCl and afterwards were split into four samples (25 µl of beads
per sample). To the reactions nonspecific DNA (2 µg of calf thymus
DNA [ct-DNA]) and 0.5 mM concentrations of the ribonucleoside
triphosphates (NTPs) were added as indicated. TM10i buffer was added up
to a final volume of 25 µl. Tubes were incubated at 30°C for 10 min
and subsequently beads were separated from supernatants with a magnet.
Beads (1 M KCl extraction of IT-DNA [lanes 1 to 4]) and supernatants
(lanes 5 to 8) were analyzed for Pol I factors by immunoblotting with
antibodies against the largest human Pol I subunit (A190), UBF, and
TAFI63 (a subunit of SL1). Samples in lanes 3 and 7 were
derived from reactions that allowed for multiple rounds of
transcription, whereas those in lanes 4 and 8 were from reactions that
had been restricted to a single round by the addition of competitor
DNA. (B) A pseudo-wild-type template ( WT-rDNA) (5) was used to
analyze the ability of Pol I released upon transcription from one
template to support initiation of transcription from another, as
outlined schematically. Immobilized templates (2 µl [IT-DNA]) were
incubated at 4°C for 10 min with 0.5 µl of HeLa cell NE. Templates
were washed in TM10i-0.05 M KCl buffer to remove excess and unbound
proteins, and transcription was initiated with NTPs. Transcription was
allowed to proceed for 10 min at 30°C, and the released Pol I was
assayed for the ability to support specific transcription initiation
from a distinct second template, the pseudo-wild-type template which
had or had not been supplemented with purified SL1 and/or Pol I. Transcription from this second template (100 ng) was allowed to proceed
for 30 min at 30°C, and RNA synthesis was assayed in an S1 nuclease
protection assay with an oligonucleotide specific for this
pseudo-wild-type template. The pseudo-wild-type template supports
accurate transcription initiation with purified factors SL1 and Pol I
(lane 1). Pol I is released under transcription conditions from IT-DNA
and is able to support accurate transcription initiation from the
WT-rDNA template supplemented with, but not without, SL1 (lanes 4 and 2, respectively). There is little transcription detectable from the
WT-rDNA template due to release of SL1 from IT-DNA (lane 3).
|
|
Furthermore, Pol I released from one template (wild-type rDNA promoter)
and incubated with another template (pseudo-wild-type
rDNA promoter),
which had prebound highly purified SL1 (lacking
Pol I), supported
transcription initiation (Fig.
6B, lane 4).
Since Pol I was able to
freely partition between wild-type and
pseudo-wild-type templates in
these reactions, a reduced level
of transcription was observed (Fig.
6B, compare lanes 4 and 1).
Moreover, a basal level of transcription
with just SL1 and Pol
I, in the absence of UBF, was observed (Fig.
6B)
(J. K. Friedrich
and J. C. B. M. Zomerdijk,
unpublished). The purified Pol I and
SL1 fractions individually did not
support transcription initiation
(data not shown). The results
indicated that the released Pol
I complex from the first template had
retained the ability to
initiate transcription and suggested that the
Pol I complex did
not leave behind at the first template factors that
it required
for initiation on the second
promoter.
The rate-limiting step in Pol I initiation of transcription is
subsequent to PIC formation.
We next asked whether PIC formation
itself or RNA synthesis is rate limiting for initiation of
transcription mediated by Pol I. Note that during multiple rounds of
transcription several reactions occur (for example, besides RNA
synthesis, new PICs are assembled on engaged promoters and factors are
recycled), and therefore under those conditions no single rate constant
can be calculated using the approach described in Materials and
Methods. Therefore, the rate constant of RNA synthesis was calculated
from preassembled PICs in single-round transcription experiments of the
kind outlined in Fig. 5. PICs were allowed to assemble for a fixed
period of time, after which the transcription reactions were initiated
by the addition of ribonucleotide triphosphates and competitor DNA to
prevent reinitiation by Pol I. These reactions were then terminated after various periods of time. The transcript signals for three independent time course experiments were quantified (Table
1) and a rate constant for RNA synthesis
of 1.94 × 10
3 ± 0.04 × 10
3
s
1 was derived.
Next, we wished to determine how this rate constant compared to that
for stable and functional PIC formation. In this experiment,
PICs were
allowed to assemble from nuclear extract on the immobilized
templates
for various lengths of time, after which further assembly
was blocked
with an excess of nonspecific DNA (Fig.
7). The immobilized
template was washed
to remove unbound factors and was subsequently
tested for activity in a
single round of transcription. Some PICs
had already formed within 5 s.
Quantification of the transcript
signals from three independent
experiments (Table
2) gave a rate
constant for PIC assembly of 3.16 × 10
2 ± 0.14 × 10
2 s
1. Thus, the assembly of
PICs was relatively fast, with a >1 order
of magnitude (16-fold)
difference in rate constant compared with
that for RNA synthesis, and
these data imply that in vitro a postassembly
step, not PIC formation,
is rate limiting in initiation of transcription
by Pol I.

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|
FIG. 7.
Analysis of the rate of Pol I PIC formation. A schematic
outline of the experiments to analyze time-dependent Pol I PIC
formation is presented. Immobilized template (2.5 µl of 50 ng of Fr4
per µl of beads [IT-DNA]) was incubated at 4°C with 20 µl of
HeLa cell nuclear extract (NE) in an 80-µl reaction volume. The rate
of assembly of PIC was not significantly different at 20°C from that
of assembly at 4°C. Four micrograms of calf thymus DNA (ct-DNA) was
added after various periods of time (t) to stop PIC assembly, and beads
were washed in TM10i buffer containing 50 mM KCl. Transcription was
initiated by the addition of ribonucleoside triphosphates (NTPs), and
ct-DNA (1.25 µg) was included to limit transcription to a single
round. Transcript levels from these PICs assembled in a time-dependent
manner were determined by S1 nuclease protection.
|
|
 |
DISCUSSION |
Functional Pol I PICs assemble from nuclear extracts on the
immobilized rDNA promoter.
We developed an immobilized-rDNA
promoter template assay to analyze Pol I preinitiation complex assembly
from nuclear extracts, the transcriptional activity of the PIC, its
stability and disassembly during the transcription cycle, and its
recycling in reinitiation of Pol I transcription. A minimal rDNA
promoter encompassing the UCE and core elements (
193 to +239) is
sufficient to efficiently capture functional PICs from nuclear
extracts. Immunoblotting demonstrated the presence of SL1, both UBF
splice variants, and Pol I. Moreover, these isolated and washed PICs
supported both single and multiple rounds of transcription. The degree
of binding paralleled the level of transcription from these templates,
despite the relaxed sequence specificity of UBF and SL1, suggesting
that the bound factors were functional and that these reflected
authentic PICs. We have shown that the same amount of nonspecific DNA
that prevented PIC formation at the promoter did not disrupt a
preformed PIC, suggesting that cooperative interactions between factors within the PIC and between factors and DNA stabilize the complex at the
promoter. For example, interactions between SL1 and UBF (5), between UBF and Pol I (45), and between
SL1 and hRRN3 in Pol I (35a) have been reported. We note
that the DNA binding specificity of the PICs assembled from purified
SL1, UBF, and Pol I is comparable to the moderate specificity displayed
by PICs isolated from nuclear extract (J. K. Friedrich, K. I. Panov, and J. C. B. M. Zomerdijk, unpublished results).
Furthermore, we have demonstrated directly that UBF and SL1 remain
promoter associated in single and multiple rounds of Pol I-dependent
transcription. Pol I is transiently associated with the PIC and escapes
the promoter to support pre-rRNA elongation and subsequent
reinitiation. Pol I was the most sensitive of the components in the PIC
to elevated salt concentrations and was most readily competed away with
nonspecific DNA in experiments in which we limited transcription to a
single round.
The rate-limiting step in rRNA gene activation in this cell-free system
has been delineated. By limiting transcription to
a single round, we
measured rates and derived rate constants for
the assembly of PICs and
for those complexes to productively synthesize
RNA. We found that the
rate-limiting step in transcription by
Pol I is postrecruitment and
postassembly of the general transcription
factors and Pol
I.
General transcription factor behavior during the transcription
cycle.
In agreement with earlier suggestions concerning the fate
of transcription factors during the transcription cycle based on experiments using template commitment and competition assays with partially purified transcription factor fractions (20, 27, 44,
47), we provide direct evidence here that SL1 and UBF remain
bound to the promoter in single and multiple rounds of transcription.
Intriguingly, lower-resolution studies on the colocalization of Pol I
transcription factors in vivo indicated that SL1, UBF, and Pol I
remained associated with rDNA throughout the cell cycle, even during
mitosis, when Pol I transcription was repressed (25, 42).
Thus, the rRNA gene promoters appear to be "bookmarked" for
reactivation upon exit from mitosis. In light of these observations and
our results on the recycling of factors in a transcription cycle, the
regulation of the efficiency of reinitiation by Pol I could
significantly contribute to the control of rRNA gene expression.
Interestingly, SL1 remained associated with the ribosomal promoter
under (elevated salt) conditions under which both forms
of UBF
dissociated. In the absence of UBF and Pol I, the stable
SL1 and
promoter DNA complex was still functional, since upon
adding Pol I back
initiation of transcription was restored. These
results point to a key
role for human SL1 in the formation of
productive Pol I PICs and in the
recruitment of Pol I (
35a).
Reinitiation of transcription by Pol I.
Importantly, the
isolated and rinsed human Pol I PICs on the immobilized templates used
in this study supported very efficient reinitiation. Thus, the
reinitiation intermediates at the Pol I promoter, which we have shown
included SL1 and UBF, acted to recruit Pol I to form functional
reinitiation complexes. This may be unique to the system under study,
as, for example, prewashed Pol II PICs captured from yeast extracts on
beaded-promoter templates supported transcription to levels reminiscent
of only a single round of transcription (39). We could not
detect a specific dissociation of reinitiation activity upon more
extensive washing (at 50 mM KCl) of the immobilized-template PICs. In
fact, under those conditions progressively more Pol I dissociated from
the PICs and an accompanying decrease in transcription, both in single and in multiple rounds, was observed (data not shown). The efficient reinitiation of transcription without apparent loss over a 40-min period suggests that the Pol I components are efficiently recycled and
reactivated by as yet unknown factors that associate with and survive
the conditions of PIC isolation on these immobilized templates.
However, we have observed a dramatically reduced efficiency of
reinitiation of transcription supported by PICs assembled from purified
factors rather than from a nuclear extract (K. I. Panov, G. Miller, and
J. C. B. M. Zomerdijk, unpublished results). This underscores the
presence in the nuclear extract of distinct activities which support
reinitiation, and these are currently under investigation (T. Kasciukovic, G. Miller, K. I. Panov, and J. C. B. M. Zomerdijk, unpublished results). Reinitiation is likely to present a
pivotal point of control in rRNA gene expression during cell growth,
proliferation, and differentiation.
A postrecruitment step, promoter clearance, limits the rate of Pol
I-dependent transcription.
The transcription cycle comprises
multiple steps. We have determined the kinetic parameters of PIC
formation and RNA synthesis. The rate of RNA synthesis from preformed
PICs is determined by the rate of promoter clearance and the rate of
elongation, promoter clearance being a multistage event comprising
promoter opening, initiation, and promoter escape. However, this is
correct only under conditions where no reinitiations occur. Therefore,
for these kinetic studies we limited transcription to a single round. We added competitor DNA after PIC assembly to limit transcription to a
single round, as it prevented reassociation of Pol I with SL1 and UBF
at the promoter. Indeed, we have demonstrated that a precisely titrated
amount of competitor DNA reduced and limited transcription principally
to the first few minutes, with little RNA synthesis thereafter.
Moreover, an intermediate concentration of competitor DNA primarily
inhibited Pol I activity, since transcription was rescued by additional
Pol I and not by SL1 or UBF.
Under our experimental conditions, functional PICs assembled with an
observed rate constant of about 0.032 s
1, which was only
threefold below that for Pol II and purified
Pol II general
transcription factors (
29). This difference may
be innate
to the particular transcription machineries. Importantly,
the rate
constant for RNA synthesis from preassembled Pol I PICs
(0.002 s
1) was over 1 order of magnitude lower than that for PIC
formation.
Intriguingly, this rate constant for RNA synthesis is almost
identical
to that determined for Pol II (
29). Elongation
of Pol I transcription
is relatively fast. In rodent extracts, the rate
of transcript
elongation by Pol I was about 2 nt/s (
15),
and it was 30 nt/s
for highly purified mouse Pol I (
6).
The latter converts to
a rate constant of >0.03 s
1,
again very similar to that determined for Pol II (
29).
Thus,
since RNA synthesis and not PIC assembly is rate limiting in Pol
I transcription and elongation is apparently fast, we conclude
that Pol
I-dependent transcription, like Pol II-mediated transcription,
is rate
limited in promoter clearance. We speculate that this
step is likely to
be a target for Pol I transcriptional regulators.
Future research will
be directed to understanding detailed mechanisms
and identifying
factors that may modulate this evidently important
and rate-limiting
step in the control of rRNA gene
expression.
 |
ACKNOWLEDGMENTS |
We thank Struan Wilkie for technical assistance and Stefan
Roberts for advice during the development of the immobilized-template assay. We thank Brian McStay for providing us with antibodies against
human UBF. We thank the National Cell Culture Center (Minneapolis, Minn.) for growing HeLa cells. We thank our colleagues in the Zomerdijk
laboratory and Tom Owen-Hughes, Neil Perkins, Stefan Roberts, and
Jackie Russell for advice and critical reading of the manuscript.
J.K.F. received an MRC Ph. D. studentship.
J.C.B.M.Z. is a Wellcome Trust Senior Research Fellow in
the Basic Biomedical Sciences.
 |
FOOTNOTES |
*
Corresponding author. Mailing address: Division of Gene
Regulation and Expression, Wellcome Trust Biocentre, School of Life Sciences, University of Dundee, Dundee DD1 5EH, Scotland, United Kingdom. Phone: 44-1382-344242. Fax: 44-1382-348072. E-mail:
j.zomerdijk{at}dundee.ac.uk.
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0270-7306/01/$04.00+0 DOI: 10.1128/MCB.21.8.2641-2649.2001
Copyright © 2001, American Society for Microbiology. All rights reserved.
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