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Molecular and Cellular Biology, April 2001, p. 2815-2825, Vol. 21, No. 8
0270-7306/01/$04.00+0 DOI: 10.1128/MCB.21.8.2815-2825.2001
Copyright © 2001, American Society for Microbiology. All rights reserved.
Reduction of Target Gene Expression by a Modified U1
snRNA
S. A.
Beckley,1
P.
Liu,1
M. L.
Stover,1
S. I.
Gunderson,2
A. C.
Lichtler,1 and
D.
W.
Rowe1,*
Department of Genetics and Developmental
Biology, University of Connecticut Health Center, Farmington,
Connecticut 06030,1 and Department of
Molecular Biology and Biochemistry, Rutgers University, Piscataway,
New Jersey 088542
Received 3 August 2000/Returned for modification 28 September
2000/Accepted 17 January 2000
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ABSTRACT |
Although the primary function of U1 snRNA is to define the 5'
donor site of an intron, it can also block the accumulation of a
specific RNA transcript when it binds to a donor sequence within its
terminal exon. This work was initiated to investigate if this property
of U1 snRNA could be exploited as an effective method for
inactivating any target gene. The initial 10-bp segment of U1
snRNA, which is complementary to the 5' donor sequence, was
modified to recognize various target mRNAs (chloramphenicol acetyltransferase [CAT],
-galactosidase, or green fluorescent protein [GFP]). Transient cotransfection of reporter genes and appropriate U1 antitarget vectors resulted in >90% reduction of transgene expression. Numerous sites within the CAT transcript were
suitable for targeting. The inhibitory effect of the U1 antitarget vector is directly related to the hybrid formed between the U1 vector
and target transcripts and is dependent on an intact
70,000-molecular-weight binding domain within the U1 gene. The effect
is long lasting when the target (CAT or GFP) and U1 antitarget
construct are inserted into fibroblasts by stable transfection. Clonal
cell lines derived from stable transfection with a pOB4GFP target
construct and subsequently stably transfected with the U1 anti-GFP
construct were selected. The degree to which GFP fluorescence was
inhibited by U1 anti-GFP in the various clonal cell lines was assessed
by fluorescence-activated cell sorter analysis. RNA analysis
demonstrated reduction of the GFP mRNA in the nuclear and cytoplasmic
compartment and proper 3' cleavage of the GFP residual transcript.
An RNase protection strategy demonstrated that the transfected U1
antitarget RNA level varied between 1 to 8% of the endogenous U1
snRNA level. U1 antitarget vectors were demonstrated to have
potential as effective inhibitors of gene expression in intact cells.
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INTRODUCTION |
Reducing the output of a target gene
has a prominent role in therapeutic strategies for heritable diseases
resulting from a dominant negative mutation and in assessing gene
function during development. While inactivation at the level of the
gene is most definitive, current approaches are time-consuming
(22, 62) or are still in early stages of development
(19, 43). Targeting the mRNA transcripts of a specific
gene with antisense oligonucleotides (77) or genes that
express an antisense RNA (67) or a ribozyme (39) has shown variable success. Since no clear effector
design has proven to be superior, new strategies are continually being introduced. In particular, imbedding the antisense or ribozyme effector
within expression loci of snRNA or tRNA genes is proving to have a
distinct advantage of high expression and nuclear localization (8). For example, an anti-HIV ribozyme imbedded
within a U1 snRNA-derived vector reduced the expression of
HIV RNA transcripts by 60% within Xenopus laevis oocytes
(59). Subsequently, stable transfection of the same
effector into Jurkat cells dramatically reduced intracellular HIV
transcript levels (58). Ribozymes incorporated into the U1
snRNA gene reduced fibrillin 1 gene expression in cell culture
(60). Antisense delivered within the U7 snRNA gene
inhibited the expression of aberrantly spliced
-globin mRNA by 60%
in a
-thalassemia cell line (79). Neuregulin-1 was
significantly reduced in developing chick embryos by expression of
multiple ribozymes imbedded in a tRNA gene and delivered to the chick
in the context of a replication competent retrovector
(85). Further improvements in the design of the chimeric
tRNA-ribozyme construct have increased catalytic activity (46,
57).
Here, we report an alternative approach for reducing the mRNA output of
a target gene using a modified U1 snRNA transcript as the effector.
The first 10-nt of the human U1 snRNA gene, which normally binds to
5'ss (CAG|GTAAGTA [vertical bar shows splice site]) in
pre-mRNA (6, 34, 48, 61), were replaced by a sequence
complementary to a 10-nt segment in the terminal exon of the target
mRNA. While this U1 targeting strategy, like ribozyme and antisense
methods, depends on the formation of an RNA-RNA hybrid, a mechanism
different from antisense mediated RNase H destruction
(26), antisense mediated inosine substitutions
(44), or ribozyme cleavage (51, 80) is
utilized. Rather, binding of the U1 snRNA effector to a terminal
exon appears to interfere with posttranscriptional processing of that
transcript, resulting in reduced accumulation of that mRNA (23,
37). U1 snRNA is a component of the U1 snRNP complex,
which also contains seven common snRNP proteins and three specific
U1 snRNP proteins (73, 74, 83). It initiates
spliceosome association with pre-mRNA by defining the 3' boundary of
exons (71). As the splicing reaction proceeds, U1
snRNP and the other spliceosome components are sequentially released from the transcript (41).
Factors that affect the dissociation of U1 snRNP from a transcript
have been found to control mRNA expression in several natural and
engineered situations. Persistent binding of U1 snRNA to a
-globin transcript containing a mutant splice donor site is
postulated to account for low
-globin accumulation in certain forms
of
-thalassemia (10). Failure of the splicing reaction
to remove this segment of RNA by exon skipping results in nuclear
retention of the transcript. This mechanism for inhibiting RNA
expression can be overcome by the HIV translocation protein, REV,
(5, 15, 64) or engineered suppressors of mutations, e.g.,
U1 snRNA containing sequence complementary to mutant 5'ss
(18, 33, 86). A second factor affecting RNA processing is
the proximity of the major splice donor site to the pA signal. In the
HIV genome, the pA signal within the 5' long terminal repeat is located
immediately downstream of the transcription start site and upstream of
the major 5'ss (2). In this orientation, U1 snRNA
binds to the 5'ss and suppresses the upstream pA, allowing formation of
the full-length transcript. However, placing this 5'ss site further
from this pA signal reduces expression of the full-length transcript
because it is truncated at the now-activated upstream cleavage-pA site
(3). Persistent U1 snRNA binding to a site in
proximity to the pA signal may account for the observation that a
cryptic or an unpaired 5'ss within the terminal exon of an mRNA also
prevents cytoplasmic accumulation of that mRNA, such as within the
mouse polyomavirus, the BPV, and the U1A gene (23, 29,
37).
We reasoned that directing a modified U1 snRNA to a unique sequence
within the terminal exon of a target gene would reduce the amount of
target RNA accumulating in the cytoplasm. The reduction in gene
expression would occur as a consequence of U1 snRNA binding either
by interfering with the splicing reaction, inhibiting the cleavage-pA
reaction, or blocking nucleo-cytoplasmic transport. Thus, the sequence
of the human U1 snRNA gene was modified to specifically complement
coding sequence in the targeted transgenes coding for CAT,
-Gal, or
GFP (eGFP; Clontech). The magnitude, specificity, adaptability, and
persistence of the U1 snRNA-based inhibition were assessed by
measuring the reduction in levels of transgene RNA and protein
following transient and stable transfection of the modified U1
snRNA vectors and transgene expression constructs.
 |
MATERIALS AND METHODS |
Abbreviations.
The following abbreviations have been
used in this work: 5'ss, 5' splice sites; 70K, 70,000 molecular weight;
-Gal, beta-galactosidase; BPV, bovine papillomavirus; CAT,
chloramphenicol acetyltransferase; FACS, fluorescence-activated cell
sorter; GFP, green fluorescent protein; GAPDH,
glyceraldehyde-3-phosphate dehydrogenase; GTC, guanidinium thiocyanate
containing 7 µl of
-mercaptoethanol per 100 ml (17);
HIV, human immunodeficiency virus; MOPS, morpholinepropanesulfonic acid; nt, nucleotides; pA, polyadenylation; PAP, poly (A) polymerase; PBS, phosphate-buffered saline; RFU, relative log fluorescent units;
RSV, Rous sarcoma virus; SDS, sodium dodecyl sulfate; SET buffer, 1%
SDS-1 mM EDTA-10 nM Tris buffer; SV40, simian virus 40; TK, thymidine
kinase; UTR, untranslated region.
U1 targeting constructs.
The parental recombinant U1
snRNA gene (63) consists of the five
snRNA-specific enhancer elements in the 315-bp promoter, the U1
coding sequence, and a unique 3' termination sequence (Fig. 1A, panel i). The wild-type U1 snRNA
will be referred to herein as U1 snRNA. Modified constructs will be
identified as U1 antitarget gene followed by the first base number of
targeted sequence, e.g., U1 anti-
-Gal1800. The target numbering
begins from the AUG translation start codon.

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FIG. 1.
(A) U1 snRNA locus. (i) Parental U1 snRNA
construct with enhancer elements A through E. (ii) Map of the U1(H)
construct. The arrows show the specific PCR primers used to introduce
the mutations. (B) Target expression vectors. The pOB4 family of
constructs has a single splice unit in which a cassette containing a
triple stop unit (vertical lines) and the reporter gene are included in
the terminal exon. (i) RSV -Gal is a single exon construct;
(ii) pOB4CAT; (iii) pOB4CAT(PvuII 737); (iv) pOB4GFP.
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U1 antitarget vectors were created by PCR-mutagenesis of the 5'
sequence, between bases +1 and +10, which normally complements the 5'
splice donor. The 5' (mutagenic) primers (Table
1 and Fig. 1A, panel i) contain a
proximal BglII restriction site (underlined) for insertion
into position
8 bp in the U1 promoter. The 3' (selection) primer
(5' AGTGCCAAGCTTGCATGCCAGCAGGTC 3') extends
through the U1 termination sequence and into the pUC18 polylinker,
terminating with a HindIII site. A base change
(underlined) was made to destroy a PstI site proximal to the
HindIII site to allow selection against plasmids
containing the original gene. The PCR product was digested with a
combination of BglII, HindIII, and
PstI. The resulting clones were selected by the absence of
the PstI site. The same strategy was used to adapt U1 BPV
and U1BPV*
loop1 (30). Because these constructs are
located in an RNA expression plasmid (SP6), they had to be adapted to
the U1 gene construct used for the cell expression studies. The
5'-mutagenic oligonucleotide consisted of the BglII adapter,
the CAT737 recognition sequence, and an 11 bp sequence that overlapped
U1 BPV and U1BPV*
loop1 from bp 11 to 22 (Table 1). The 3' selection
oligo (5' AGT CTA GAT CTA CTT TTG AAA CTC
CAG AAA GTC AGG GGA AAG CGC GAA CG 3') consisted of 18 bp that overlapped U1 BPV and U1BPV*
loop1 at bp 165 to 183 (in
italic type), followed by the U1 poly(A) sequence (in boldface type)
and the XbaI site (underlined). The PCR-derived fragments
were inserted into the BglII and XbaI site of the
U1 gene, producing U1antiCAT737a, which is identical to U1anti737, and
U1antiCAT737
70K. All constructs were verified by sequencing.
A second series of constructs were engineered to distinguish stable
expression of U1 antitarget transcripts from the endogenous U1
snRNA transcripts. These U1 snRNA constructs contain a
HindIII site introduced into loop III, a nonfunctional
component of the U1 snRNA gene (Fig. 1A, panel ii) (9, 31a,
59), and are distinguished by the use of U1(H) in their
construct names. To perform this step, the U1 antitarget constructs
were subcloned into pBSSK II+ utilizing the SstI and
HindIII restriction sites flanking the locus. An
internal HindIII site was then created within the
constructs by single-stranded site-directed mutagenesis (45) using the following primer: 5'
GCGATTTCCCCAAGCTTGGGAAACTCG 3'.
In vivo expression constructs.
Several reporter genes were
used to demonstrate the activity of the U1 antigene constructs. The
RSV
-gal expression vector has the RSV promoter from pRSV2CAT
(27) driving expression of the
-Gal gene
(32) and terminates with the bovine growth hormone pA
signal (68). There are no splicing elements in this
construct (Fig. 1B, panel i).
The expression vector pOB4CAT (4) contains the SV40
enhancer-promoter, an untranslated SV40 exon, a single intron, a second exon containing stop codons in each reading frame (triple stop), the
CAT gene, and the SV40 early pA site (Fig. 1B, panel ii). A second CAT
expression vector pOB4CAT737PvuII, was created to evaluate the
specificity of U1 targeting vectors (Fig. 1B, panel iii). It contains
six mutated nucleotides at +737 bp of the vector located in the 3' UTR
upstream of the SV40 pA signal. Seven bases (in boldface type) of the
original sequence (5'GAATGGCAGAAATTCGCCGG3') were
replaced to generate the mutant sequence
(5'GAATGGCAGCTGTATACCGG3') containing
a diagnostic PvuII site (underlined). This was performed by
internal PCR mutagenesis of the pOB4CAT vector using a 5'
oligonucleotide, 5' TTAAACGTGGCCAATATGGACAAC 3',
that incorporated a BalI site (underlined) and the 3'
oligonucleotide, 5'
CTCGAGTCCGGTATACAGCTGCCATTCATC 3',
containing the mutagenic sequence (in boldface type) and a terminal XhoI site (underlined). The
BalI/XhoI-digested PCR fragment was cloned into
an upstream unique BalI and downstream XhoI site, rendered unique by prior destruction of the second upstream
XhoI site present in the original pOB4CAT sequence.
The eGFP expression vector (pOB4eGFP) was derived from the pOB4CAT
vector by substitution of the eGFP gene (Clontech) for the CAT gene
(Fig. 1B, panel iv). Initially the unique XbaI site downstream of the triple stop and upstream of CAT was replaced with a
BglII site. The XhoI site located at the 3' end
of the SV40 enhancer was then replaced with an XbaI site,
making the XhoI site at the 3' end of the CAT sequence
unique. The eGFP gene was then inserted as a
BamHI-SalI fragment into the
BglII/XhoI sites.
Cell culture and transfection.
NIH 3T3 fibroblasts were
grown and passaged every 3 days in F12 medium containing 5% fetal calf
serum with 2 mM glutamine, 1% nonessential amino acids, 100 U of
penicillin per ml, and 100 µg of streptomycin per ml.
Transfection was performed using a calcium phosphate precipitate
protocol (75). Transient transfections were performed with
10 µg of U1 DNA, 2.0 µg of reporter DNA and 1 µg of
TK-luciferase DNA. Three 100-mm-diameter plates or three 35-mm-diameter wells of six-well plates (Falcon) were used for each
experimental group, with at least three transfections per data point.
Analysis was performed on the cell extract harvested 48 h
following the transfection.
Stable cotransfection experiments utilized 10 µg of U1 construct, 2.0 µg of target gene, and 1 µg of SV2Neo selection plasmid. Transformants were selected with G418 (200 µg/ml) for 2 weeks. Individual clones were picked, and the remaining colonies on each plate
were pooled and expanded. Sequential stable transfection experiments
were performed with 10 µg of target gene DNA and 1 µg of SV2Neo
selection DNA. Transformants were selected with G418 (200 µg/ml) for
2 weeks to obtain clones, one of which was used in all subsequent
experiments. U1(H) antitarget DNA (10 µg) was subsequently
transfected with 1 µg of a TK-hygromycin selection plasmid into this
cell line. After two weeks, individual clonal populations were selected
and expanded under the dual antibiotic selection for later analysis.
The remaining colonies on each plate were pooled and expanded.
RNA extraction and analysis.
Total cellular RNA was
extracted in 700 µl or 2 ml of Trizol (BRL) from 35- or
100-mm-diameter confluent plates, respectively, as per manufacturer's
protocol with the exception of an additional precipitation step. The
RNA pellet was dissolved in 300 µl of GTC (guanadinium thiocyanate
containing 7 µl of
-mercaptoethanol per 100 ml [17]) and
precipitated overnight with 300 µl of isopropanol at
20°C, dried,
and resuspended in H2O.
Nuclear and cytoplasmic RNA fractions were obtained from 10 to 12 confluent 100-mm-diameter plates. The cells were lysed with reticulocyte swelling buffer according to previously
established methods (24). The cytoplasmic fraction was
extracted in 1× SET buffer containing proteinase K (10 µg/ml) and
resuspended in 100 to 200 µl of diethyl pyrocarbonate-H2O
as previously described (17). The nuclear fraction was
extracted a second time in reticulocyte swelling buffer, dispersed in 2 ml of GTC, extracted with acid phenol (17), and
resuspended in 50 µl of H2O.
Northern analysis utilized 5 to 10 µg of RNA separated in 7%
formaldehyde-1X MOPS-1% agarose gel for 255 V-h. The RNA was then
transferred to a nylon-reinforced nitrocellulose membrane (Schleicher
and Schuell) by capillary action and UV crossed-linked twice at 1,200 µJ. Hybridization was performed for 12 h at 42°C with a final
concentration of radioactive probe between 3 × 106
and 5 × 106 counts per ml of hybridization solution.
Direct RNase protection was performed with [
32P]rUTP
uniformly labeled probes transcribed from either the T7 or T3
bacteriophage promoter in linearized pBSSK II+ (Strategene) plasmids.
The probe was hybridized to 10 µg of test RNA or tRNA in
hybridization buffer. The sample was digested with crude
T1-T2 RNase (60 U/ml) at 30 to 34°C for 1.5 to 2 h (50), denatured, and separated on a 6% denaturing acrylamide gel.
Transgene analysis.
-Gal enzyme activity analysis was
performed on the cell extract from one confluent well of a six-well
plate. The cells were lysed in 500 µl of 0.1% SDS for 5 min, and 150 µl of supernatant was used in each reaction mixture
(65). A colorimetric stain for
-Gal activity was
performed on cells from parallel wells of the transfection experiment
used in the assays for enzyme activity. The staining reaction was
terminated after 1 h.
CAT was extracted by lysing cells in 1× reporter lysis buffer
(Promega). The fluor-diffusion assay was performed with 10 to 50 µl
of extract using 100,000 cpm of 3H-acetyl coenzyme A
(16, 69). CAT activity was normalized to luciferase
activity by mixing 10 to 20 µl of cell extract with 50 µl of
luciferin substrate (Promega) at room temperature and immediately measuring luminescence in a Monolight 2001 luminometer (Analytical Luminescence Laboratory, Inc.) for 10 s.
Fluorescence microscopy was performed with an IMT4 Olympus inverted
microscope using an eGFP optimized filter set (chroma, 41017;
excitation wavelength, 470 or 40 nm emission wavelength, 525 or 500 nm;
dichroic, 495LP). FACS analysis was performed on GFP expressing
cultures trypsinized to a single cell suspension. The cells were washed
twice in PBS and resuspended at 3 × 105 to
5 × 105 cells per ml in PBS. The cells were excited
at 480 nm (argon laser), and fluorescence was recorded with a
500-nm long-pass filter on a Becton Dickinson FACS Calibur Cytometer.
The effect of the U1 antitarget construct was assessed by the
fluorescence index of the sample. This value was calculated as the
product of the percentage of the cell population that exceeded the
fluorescence intensity of the control cells and the mean fluorescence
intensity of this population.
 |
RESULTS |
The U1 snRNA targeting vectors were expressed from the
endogenous U1 snRNA gene that utilizes a polymerase II promoter and a U1 snRNA-specific termination sequence. Modifications were made to U1 snRNA from +1 to +10, the 5'ss recognition sequence, to produce the U1 antitarget vector to a specific RNA target. In addition
a 6-bp change was inserted by site-directed mutagenesis into loop III
of the U1 snRNA gene to distinguish the modified U1 snRNA
transcript from the endogenous U1 snRNA in cultured cells. Three
expression plasmids, each with a reporter as the terminal exon, were
used to demonstrate the inhibitory effects of the modified U1 snRNA
targeting vectors in intact cells. U1 antitarget vectors were initially
tested in transient cotransfection with the reporter genes. To
determine the persistence of the inhibitory effect, stable
cotransfection experiments were performed with the modified U1
snRNA vector and target. Then, to approximate inhibition of an
endogenous gene, sequential stable transfections were performed in
which the target gene's activity had been established prior to
introduction of the U1 antitarget vector. Inhibition of target gene
expression was assessed by measurements of protein activity and
mRNA levels. Finally, the specificity and a possible inhibitory mechanism(s) of the U1 antitarget vector have been investigated.
Reduction of transgene expression in transient-cotransfection
experiments.
The RSV
-Gal reporter gene was cotransfected with
either U1 snRNA or U1 anti-
-Gal1800. The U1 anti-
-Gal vector
reduced
-Gal enzyme activity by >90% compared to cells transfected
with U1 snRNA (Fig. 2A). Parallel
plates stained for
-Gal protein expression ranged in intensity from
dark to light blue in both the control and test cultures. An average of
25 (± 2)
-Gal-positive cells per high-power field was observed in
U1 snRNA cotransfections (values in parentheses are standard
deviations unless otherwise noted), while cotransfection with U1
anti-
-Gal reduced
-Gal expression to 3 (± 1) cells per
high-power field (data not shown). These results demonstrated that a
modified U1 snRNA could qualitatively and quantitatively reduce
protein expression from a targeted gene.

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FIG. 2.
(A) Reduction in -Gal activity from three separate
transient U1 anti- -Gal-RSV -Gal cotransfection experiments. (B)
Titration of various amounts of pOB4CAT to 10 µg of U1 anti-CAT568,
yielding approximate molar ratio of CAT to U1 anti-CAT of 4:1, 2:1,
2:3, and 1:5 respectively. (C) Reduction of CAT enzyme activity by U1
anti-CAT448 and anti-CAT568 using cotransfection. (D) Sequence-specific
reduction of CAT activity in transient U1 anti-CAT-pOB4CAT
cotransfection experiments. pOB4CAT was used in lanes 1 and 2, and
pOB4CAT 737PvuII was used in lanes 3 and 4. The U1 snRNA constructs
were as follows: lane 1, U1 snRNA; lane 2, U1 anti-CAT737; lane 3, U1 anti-CAT737; lane 4, U1 anti-CAT737PvuII. These constructs were
transiently cotransfected with TK-luciferase construct into NIH 3T3
cells. Error bars, standard deviations.
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Since our goal was to target the terminal exon of selected genes
containing multiple exons, the two-exon-unit expression vector pOB4CAT
(4), in which the CAT gene is the terminal exon, was used.
The pOB4CAT expression vector was cotransfected with U1 anti-CAT
targeted to either nt 448 to 457 or nt 568 to 577 of the CAT mRNA
sequence. A titration experiment of the CAT reporter to U1 antitarget
vector was performed with U1 anti-CAT568 (Fig. 2B). The amount of
reporter construct in the transfection was kept constant, and the
amount of U1 anti-CAT568 vector varied from a ratio of 4:1 to 1:5. It
was observed that inhibition of CAT expression by U1 anti-CAT568 was
maximal at a ratio of 1:5. This ratio was used for subsequent
experiments to demonstrate the effectiveness of U1 anti-CAT constructs
targeted to randomly selected areas in the CAT mRNA sequence. U1
anti-CAT448 and U1 anti-CAT568 vectors inhibited CAT enzyme
activity to 5 to 10% of controls (Fig. 2C).
The specificity of the U1 anti-CAT vector for a target sequence was
assessed by directing a U1 anti-CAT vector to noncoding sequence in the
3' UTR of the pOB4CAT reporter, altering the targeted sequence, and
then directing a new U1 anti-CAT vector to the altered sequence.
The inhibitory effect of U1 anti-CAT737 vector is shown against the parent pOB4CAT and against the mutated pOBCAT737PvuII reporter transgenes (Fig. 2D). U1 anti-CAT737 inhibited the
expression of CAT protein by 90% when targeted to pOB4CAT transfected
cells but was ineffective when targeted to the mutated pOBCAT737PvuII reporter. However, the inhibitory effect was reestablished when U1
antiCAT737PvuII was targeted to the mutated reporter. This experiment
demonstrates that the inhibitory effect of the U1 antitarget vector is
dependent on the hybrid formed between U1 antitarget RNA and the
complimentary sequence in the target mRNA.
Reduction of transgene expression in stable transfection
experiments.
To demonstrate the persistence of this inhibitory
effect on a target transcript, cells were cotransfected with the
pOB4CAT vector, SV2Neo, and either U1 anti-CAT568 or U1 snRNA.
After G418 selection, six randomly picked clones were analyzed. The CAT
activity of the U1 snRNA-transfected clones ranged between 33,000 and 140,000 cpm/h/µg of protein, with a single clone having an
activity of 2,100 cpm/h/µg of protein, while the CAT activity of the
U1 anti-CAT-transfected clones ranged between 1,050 and 2,040 cpm/h/µg of protein, with a single clone having an activity of
105,000 cpm/h/µg of protein (Fig. 3A). In addition, CAT enzyme
activity from pools of the remaining U1 snRNA-transfected clones
was 22,800 ± 3,000 cpm/h/µg of protein, and that of U1
anti-CAT568 was 9,600 ± 2,200 cpm/h/µg of protein, consistent
with the data obtained from the individual clones. Since each clone
represents a different set of integration events with respect to both
CAT and the U1 anti-CAT vector, it is difficult to compare individual
populations. The pooled cells represent a larger cross-section of the
integration events, but there remains the question of simultaneous
incorporation of both genes into the same cell.
To develop a system in which both genes are represented in the cells,
U1 antitarget vectors were introduced into cells in which the reporter
gene had previously been inserted. An established pOB4CAT-expressing
stable cell line derived from a single positive clone was subsequently
transfected with either U1 snRNA or U1 anti-CAT568, and five
randomly selected individual clones were expanded from both. CAT enzyme
activity in control clones ranged between 82 and 3,200 cpm/h/µg of
protein (Fig. 3B). CAT activity in the U1
anti-CAT-transfected clones was undetectable.

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FIG. 3.
(A) Reduction of CAT activity from clonally expanded
stable U1 anti-CAT568/pOB4CAT cotransfection experiments. Bars 1 to 6 represent the U1 snRNA-transfected CAT-expressing cells. Bars 7 to
12 represent the U1 anti-CAT transfected CAT-expressing cells. (B) CAT
activity from a clonal cell line derived by stable pOB4CAT and
subsequently transfected with U1 antiCAT568. Bars 1 to 5 represent the
U1 snRNA-transfected clones, and bars 6 to 10 represent the U1
anti-CAT-transfected clones.
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The GFP reporter was chosen as a target because we could assess the U1
antitarget activity in living cells using FACS analysis and
fluorescence microscopy. Using a similar sequential transfection protocol, a single GFP-expressing clone was used to establish a
cell line that was subsequently transfected with either U1
snRNA or U1 anti-GFP. The inhibitory effect was assessed by
fluorescence microscopy (Fig. 4A) and quantitated using FACS
analysis (Fig. 4B). Cells transfected with U1 snRNA were of uniform
bright green fluorescence (Fig. 4A, panel 3). In U1 anti-GFP
transfections, some of the cells were equally fluorescent as the
control cells, a smaller percentage were less fluorescent and
approximately half were not visibly fluorescent (Fig. 4A-4).
The visual impression of reduced GFP expression in U1 anti-GFP
transfected cells was confirmed by FACS analysis of the cells. The
autofluorescence background, established with NIH 3T3 cells (Fig. 4B,
panel 1), was less than 1.5 RFU. The GFP-transfected cell line (Fig.
4B, panel 2) had a mode distribution of 3.2 RFU, 2 log units greater
than untransfected cells. Pools of multiple colonies
transfected with U1(H) snRNA (Fig. 4B, panel 3) showed a single
peak at 3.2 RFU, while pools from U1 anti-GFP transfections (Fig. 4B,
panel 4) were seen as three peaks: 50% low fluorescence (<2 RFU),
25% intermediate (2 to 3 RFU) and 25% high (
3 RFU). A fluorescence
index was established to reflect the inhibition by U1 antiGFP vector
(Table 2). This index emphasizes the
magnitude of signal generated by the GFP-transfected cell lines
over nontransfected cells. The reduction in GFP signal strength
in the polyclonal population of U1(H) anti-GFP-transfected
cells is approximately 70%. Clones from this transfection were
developed for subsequent RNA analysis.
Clonal populations of U1 snRNA- and U1 anti-GFP-transfected
GFP-expressing cells were randomly selected, expanded, and analyzed by FACS (Fig. 4C). The FACS profiles of
untransfected cells (clone A) and GFP parental cells (clone B) were
similar to those of the cells presented in Fig. 4B. The cells from the
U1(H) snRNA transfections (clones C and D) had a strong narrow peak
of fluorescence at approximately 3.0 RFU, slightly less intense than
that of clone B, and in addition had a smaller second peak of
fluorescence at 1.5 RFU. In contrast, cells from clones E, F, and G,
transfected with U1 anti-GFP had significantly lower fluorescence
intensity, with a broad distribution from 1 to 3 RFU. Cells from clone
H, which were only minimally inhibited by microscopy, showed a FACS
profile of a strong peak at 3 RFU and a small peak at 1.5 RFU. The
fluorescence indices for clones C to H are shown in Table
3. The GFP signal strength in clones E,
F, and G is approximately 10% of that of clones C and D, whereas clone
H is minimally inhibited. Clones A to H were used for subsequent RNA
analysis.

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FIG. 4.
(A) Micrographs showing the reduction of stable GFP
expression in NIH 3T3 cells by U1(H) anti-GFP. U1 Panels 1 and 3, U1
snRNA; panels 2 and 4, U1 anti-GFP. (B) FACS analysis of the cells
shown in panel A shows the reduction in the number and intensity of the
fluorescent cells containing the U1 anti-GFP construct. Panel 1, untransfected NIH 3T3 cells; panels 2 to 4, untransfected pOB4GFP
stable line; panel 3, pOB4GFP and U1 snRNA; panel 4, pOB4GFP and U1
anti-GFP. (C) FACS of clonal lines stably transfected with control or
U1 anti-GFP constructs. Panels: A, untransfected NIH 3T3 cells; B to H,
pOB4GFP-expressing cells either untransfected (B) or transfected with
U1(H) snRNA (C and D) or U1(H) anti-GFP (E to H).
|
|
Mechanism of U1 antitarget vector inhibition of transgene
expression.
Northern analysis was performed on total, nuclear, and
cytoplasmic mRNA harvested from U1 snRNA (clone C) and U1
anti-GFP (clone F) clones derived from cells shown in Fig. 4B to
determine if there were evidence of nuclear accumulation of the
targeted GFP RNA (Fig. 5). There was
major reduction in the level of total GFP RNA in cells from clone F
relative to clone C that correlated with the degree of GFP
fluorescence. The high amount of U6 RNA in the nuclear compartment
demonstrates that the RNA extraction procedure effectively separated
the RNA into nuclear and cytoplasmic compartments. The level of GFP
mRNA was decreased in both the nuclear and cytoplasmic compartments
in clone F, suggesting that inhibition of GFP expression was not
occurring by a mechanism in which bound U1 anti-GFP impedes the export
of the GFP transcript to the cytoplasm.

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FIG. 5.
Total RNA from an expanded clonal population of
GFP-expressing cells stably transfected with U1(H) snRNA and U1(H)
anti-GFP derived from the experiment shown in Fig. 4C. Clone C, U1(H)
snRNA; clone F, U1(H) anti-GFP. GFP mRNA was normalized to
GAPDH. U6 snRNA was used to show the efficiency of nuclear and
cytoplasmic RNA extraction. The lower panel shows the ethidium
bromide-stained agarose gel.
|
|
To assess whether the effect of U1 anti-GFP was due to inhibition of
the 3' cleavage step of mRNA processing, an RNase protection assay
was performed using a 500-bp probe spanning the pA signal site. The
diagram in Fig. 6 shows the predicted
350-bp band when GFP mRNA is terminated at the pA site.
Interference with the cleavage reaction will result in a fully
protected 500-bp band. As expected all GFP expressing clones had the
predicted 350-bp band in the cytoplasmic compartment. Clone B, the GFP
parental population, had a strong 350-bp and a weaker 500-bp band in
the nuclear RNA. Since this 500-bp band is not present in the
cytoplasm, it is unlikely to represent nonspecific protection of the
hybridization probe. Instead, it most likely represents a small
proportion of unprocessed GFP mRNA within the nucleus. Clone H, a
U1(H) anti-GFP-transfected population with minimal inhibition of GFP
expression, showed both 350- and 500-bp bands in the same proportion as
did clone B. Clones E, F, and G, with lower fluorescence levels, had
undetectable levels of the 350-bp band, consistent with the Northern
blot data seen in Fig. 5, and no evidence of the 500-bp band. This
experiment suggests that either the inhibitory effect of U1 anti-GFP is
not at the cleavage step of mRNA processing, or if it is, that the uncleaved transcript is rapidly degraded, precluding its detection by
our experimental protocol.

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FIG. 6.
RNase protection assay showing the relative amounts of
GFP transgenes in nuclear and cytoplasmic mRNA from clonal
populations of stably GFP-expressing cells subsequently transfected
with U1(H) snRNA or U1(H) anti-GFP. The properly terminated
transgene is seen as a 350-nt band, and read-through mRNA is seen
as a 500-bp protected band. The two controls are in lane 1 (total NIH
3T3 RNA) and lane 14 (tRNA). Lanes 2, 4, 6, 8, 10, and 12 contain
nuclear RNA, and lanes 3, 5, 7, 9, 11, and 13 control cytoplasmic RNA.
The following clones are those described in the FACS analysis in Fig.
4C: clone B, GFP-expressing cells (lanes 2 and 3); clone C, U1(H)
snRNA (lanes 4 and 5); and clones E to H, U1(H) anti-GFP (in lanes
6 and 7, 8 and 9, 10 and 11, and 12 and 13, respectively).
|
|
Another possible mechanism of the U1 antitarget gene is inhibition of
pA of the targeted transcript due to the inhibition of PAP by the U1
snRNA-associated U1 70K protein. To test this potential mechanism,
a mutation was placed within the binding site for the U1 70K
protein to produce the construct U1 anti-CAT737
70K. Transient
cotransfections of pOB4CAT with U1 snRNA, U1 anti-CAT737 (presented previously), U1 anti-CAT737a (a control for the U1
70
designed construct [see Materials and Methods]) and U1
anti-CAT737
70K were performed in NIH 3T3 cells. A TK-luciferase gene
construct was cotransfected as an internal control to normalize
transfection efficiency. As shown in Fig.
7, both U1 anti-CAT737 and U1
anti-CAT737a significantly reduce CAT activity compared to U1
snRNA, as previously demonstrated. However, U1 anti-CAT737
70K
showed no inhibitory effect on CAT activity. These results suggest that
U1 70K protein plays an important role in the inhibitory mechanism of a
modified U1 antitarget gene expression, possibly by interference with
pA. It also indicates that the reduction in gene expression by the U1
antitarget vector is unlikely to be attributable to an antisense mechanism.

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FIG. 7.
Loss of inhibitory activity of the U1 anti-CAT737
construct when the 70K binding domain is destroyed. The constructs used
to study the role of the 70K binding protein and PAP in vitro
(30) were adapted to express the modified U1 transcripts
from the U1 promoter. The control for an intact 70K binding domain (U1
anti-CAT737a) is identical to the U1 antiCAT737 analyzed in Fig. 2.
These constructs were used in transient-cotransfection experiments with
pOB4CAT and TK-luciferase in NIH 3T3 cells.
|
|
The steady-state content of the transcript arising from the transfected
U1 anti-GFP relative to endogenous U1 snRNA transcript was assessed
by RNase protection. The U1-derived transcripts are fully protected by
the U1 hybridization probe producing a 177-bp band (Fig.
8). The endogenous U1 snRNA is
cleaved at the internal HindIII site (position +110),
yielding a 110-bp band corresponding to the 5' fragment and a 67-bp 3'
fragment (not shown on gel). In all the clones, endogenous and
transfected U1 snRNA transcripts were observed primarily in the
nuclear compartment. Quantitative analysis showed that the U1
transcripts represented between 1 and 8% of the endogenous U1
snRNA levels. The number of clones analyzed was insufficient to
observe a correlation between the levels of the U1 anti-GFP transcripts
and inhibition of GFP expression.

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FIG. 8.
RNase protection assay showing the relative amount of U1
antitarget RNA in the nuclear (N) and cytoplasmic (C) mRNA from
clonal populations of stably GFP-expressing cells subsequently
transfected with U1 snRNA or U1(H) anti-GFP (Fig. 4C). The U1(H)
snRNA transcript is a 177-nt band, and the endogenous U1 snRNA
transcript is a 110-nt band. The two controls are in lane 1 (total NIH
3T3 RNA) and lane 14 (tRNA). Lanes 2, 4, 6, 8, 10, and 12 contain
nuclear RNA, and lanes 3, 5, 7, 9, 11, and 13 contain cytoplasmic RNA.
The following clones are those described in the FACS analysis in Fig.
4C: clone B, GFP-expressing cells (lanes 2 and 3); clone C, U1(H)
snRNA (lanes 4 and 5); clones E to H, U1(H) anti-GFP (in lanes 6 and 7, 8 and 9, 10 and 11, and 12 and 13, respectively). The appearance
of a U1 transcript in lane 3 (clone B cytoplasm) probably represents
contamination of the sample with nuclear RNA, as suggested by its
smaller size.
|
|
 |
DISCUSSION |
The effectiveness of RNA inhibition strategies in vivo has been
variable. Successful inhibition by conventional antisense or ribozyme
has required extensive empirical testing of several constructs prior to
selecting the optimal site within the target mRNA (21, 47,
72). This suggests that the most important obstacle in reducing
mRNA expression from a specific gene is access to the targeted
sequence. Another problem is the inability to bring target and effector
into close proximity (12, 49). Since all mRNAs are
posttranscriptionally modified by 5' capping, splicing, 3' cleavage,
and pA, agents that can interfere with processing of a specific
transcript have the potential to be an effective anti-RNA strategy. The
ubiquitous snRNAs partition to the nucleus and colocalize with
pre-mRNA that is undergoing the processing steps required for
maturation and export to the cytoplasm (28, 35, 56).
Several groups have already demonstrated the ability of U1 and tRNA to
present ribozymes (42, 46, 57-60, 85) and U7 snRNAs
to deliver antisense sequences (79) to a target RNA by
taking advantage of cellular compartmentalization of splicing factors
with nascent RNA.
U1 snRNA was chosen to target mRNA because it may overcome
these two problems. Previously, the intrinsic capability of U1 snRNA to bind 5'ss of pre-mRNA and to reduce expression from a gene containing a cryptic 5'ss in the terminal exon have been demonstrated. Despite its short hybridization domain, the U1 snRNA within the U1 snRNP complex has the ability to recognize and bind to the splice donor sequences distributed throughout a transcript, overcoming the problem of access to regions within a target transcript. In addition it should colocalize with pre-mRNA, overcoming the problem of proximity. Once the 5'ss sequence is bound, the transcript can only be exported from the nucleus after the intron containing the
5'ss is excised (15, 70). We reasoned that if U1 snRNP was not released from an mRNA because of the absence of a 3' splice acceptor site and splicing cascade, the targeted mRNA would not successfully complete RNA processing and would be destroyed. Such a
situation would occur if the U1 snRNA was targeted to a sequence in
the terminal exon.
The modified U1 antitarget vectors examined displayed sequence
specificity in inhibiting gene expression of three targeted transgenes
by as much as 95%. Specific reduction of protein and RNA levels of
transiently and stably expressed reporter genes was obtained. The
conclusions from these experiments are that U1 snRNA transgenes can
be targeted to inhibit mRNA from a gene simultaneously
cotransfected or separately transfected into cells. The inhibition of
the GFP and CAT genes in stable transfections was persistent in these
experiments. The reduction of GFP expression was maintained in stably
transfected cells for at least 1 month in culture. In addition, recent
experiments indicate that the U1 antitarget vector can reduce
endogenous gene expression, such as the expression of osteocalcin and
the osteoblastic transcription factor cbfa1 in osteoblastic cells
(unpublished data).
The U1 antitarget transcripts are localized to the nucleus (Fig. 6) and
inhibit the majority of targeted mRNA from accumulating in the
nucleus and cytoplasm. RNA that escapes the inhibitory action of U1
antitarget vectors appears to have proper 3' end formation and is
translated into a functional protein. The inhibition of the CAT gene
was dependent on the hybrid formed between the U1 antitarget vector and
the target sequence (Fig. 2D). The inhibition was demonstrated at many
sites within the domain of the terminal exon of the CAT target as well
as a randomly selected GFP sequence. Even without a functional splice
unit,
-Gal was also inhibited by the U1 antitarget construct.
Mammalian cells are not affected by the presence of naturally occurring
pseudo-U1 genes containing aberrant splice recognition domains
(52, 53, 84). Since the cells stably transfected with the
U1 antitarget vectors were observed to have normal growth parameters
and normal morphology, we have concluded that the modified U1 snRNA
vectors are much like the pseudo-U1 snRNA genes. The levels of U1
antitarget transcripts achieved in these cells did not appear to cause
critical nonspecific reductions in the level of other genes necessary
for cell function. Such an untoward effect may be uncovered when
primary cells undergoing a complex differentiation pathway are
presented with a U1 antitarget vector. This is a valid criticism of any
strategy that targets RNA and one that may be resolved only by
examining the majority of the expressed genes of the targeted cells,
for example, through microarray analysis.
The mechanism of inhibition of target transgene activity by the U1
antitarget vectors is still uncertain. Our initial expectation, based
on our prior experience with certain splice donor mutations of the
COL1A1 gene (70, 78), was nuclear sequestration in a
splicing SC-35 domain and subsequent degradation of the target mRNA
(14, 38, 76). We postulated that persistent binding of the
U1 snRNA to the mutant donor site could account for failure of the
transcript to proceed through the SC-35 domain and that our U1
snRNA targeted transcripts would suffer a similar fate. This does
not appear to be the case in these experiments, because we found no
evidence of nuclear accumulation of the targeted mRNA (Fig. 5 and
6).
Studies with the mouse polyomavirus and BPV demonstrated that U1
snRNP-5'ss complex binding of a cryptic splice donor site located
within 500 bp of the cleavage-pA signal reduces the expression of
either transcript (20, 23, 36, 54). The postulated mechanism for this inhibitory effect, based on these in vitro experiments, involves the interaction of U1 70K protein with PAP to
inhibit pre-mRNA polyadenylation (30, 31, 40, 83). Our in vivo results using the U1 antiCAT
70K constructs are consistent with these findings. In the RNase protection experiments, proper 3' end
formation of GFP mRNA was demonstrated in the U1 anti-GFP clones
with reduced expression of GFP (Fig. 6). These results suggest that the
interaction of the U1 snRNP may interfere with only pA rather than
both cleavage and polyadenylation and are consistent with data
demonstrating the effects of an upstream 5'ss with pA
(81). In contrast, studies with 5'ss downstream of the pA
site show effects on both cleavage and pA steps (1-3). The U1 anti-CAT
70K experiment also suggested that the reduction of
gene expression by the modified U1 construct does not result from an
antisense mechanism, because if this were the case, the deletion of U1
70K binding site sequence should not destroy the inhibitory effect of
U1 antitarget vector. In contrast to the results shown above, targeting
sequences within the first exon or intron failed to reduce CAT activity
(unpublished data). This further indicates that U1 antitarget vector
can only reduce gene expression when a sequence within the terminal
exon is targeted.
We conclude that the molecular mechanism for the inhibitory effects of
U1 antitarget described here is most likely related to inhibition of
pA. The multiprotein complex that mediates this reaction includes the
cleavage and polyadenylation stimulating factor, cleavage stimulating
factor CstF, cleavage factors I and II, and PAP. The U1 snRNP 70K
protein independently binds to and inhibits the PAP component of the
complex. Although the U1 snRNP U1A protein stimulates PAP activity
in vitro (55, 66), it has been shown to inhibit pA of the
U1A mRNA transcript both in vitro and in intact cells, (11,
29-31, 82), suggesting a broader role in its regulation of the
pA reaction. At this point it is unclear which mechanism is critical to
the activity of the U1 target RNA. All that can be stated with
certainty is that cleavage of modified U1-targeted RNA is occurring
correctly and mRNA transcripts in both the nuclear and cytoplasmic
compartment are low. These observations suggest the process of pA is
impaired, leading to a transcript more susceptible to degradation
(7, 13, 25).
There are likely to be many variables that will influence the ability
of U1 antitarget vectors to effectively down regulate expression of a
target gene. One factor may be the level of expression of the target
gene. Another factor would be the level of expression of the U1
antitarget gene. We observed that U1(H) anti-GFP transcripts are
appropriately localized in the nucleus of stably transfected cells and
inhibit gene expression for the duration of our experiments. The
expression of the U1 antitarget RNA varied from 1 to 8% of the level
of endogenous U1 snRNA genes. In the limited number of samples
examined, there did not appear to be a correlation between the level of
U1 snRNA expression and the degree of inhibition of the target.
Delivering the U1 antitarget vectors within the context of a
retrovector may improve the strength and consistency of expression.
Finally, because the U1 snRNA strategy appears to act within the
nuclear compartment of the cells, its RNA action might be complemented
with a ribozyme or antisense mRNA strategy that is active on RNA
localized in the cytoplasmic compartment of the cell.
 |
ACKNOWLEDGMENTS |
This work was supported by Public Health Service grant AR 30426 from the National Institute of Arthritis and Musculoskeletal and Skin
Diseases, National Institute of Health, to D.W.R. and grant GM57286
from the National Institute of General Medical Sciences to S.I.G.
We thank G. Carmichael and B. Graveley for their contributions in
shaping the course of these experiments.
 |
FOOTNOTES |
*
Corresponding author. Mailing address: Department of
Genetics and Developmental Biology, Mail Code 1231, University of
Connecticut Health Center, 263 Farmington Ave., Farmington, CT 06030. Phone: (860) 679-2324. Fax: (860) 679-8345. E-mail:
drowe{at}nso1.uchc.edu.
 |
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