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Molecular and Cellular Biology, May 2001, p. 3083-3095, Vol. 21, No. 9
0270-7306/01/$04.00+0 DOI: 10.1128/MCB.21.9.3083-3095.2001
Copyright © 2001, American Society for Microbiology. All rights reserved.
Role of NF-Y in In Vivo Regulation of the
-Globin Gene
Zhijun
Duan,
George
Stamatoyannopoulos, and
Qiliang
Li*
Division of Medical Genetics, Department of
Medicine, University of Washington, Seattle, Washington 98195
Received 13 September 2000/Returned for modification 25 October
2000/Accepted 9 February 2001
 |
ABSTRACT |
The duplicated CCAAT box is required for
gene expression. We
report here that the transcriptional factor NF-Y is recruited to the
duplicated CCAAT box in vivo. A mutation of the duplicated CCAAT box
that severely disrupts the NF-Y binding also reduces the accessibility
level of the
gene promoter, affects the assembly of basal
transcriptional machinery, and increases the recruitment of GATA-1 to
the locus control region (LCR) and the proximal promoter and the
recruitment of transcription cofactor CBP/p300 to the LCR. These
findings suggest that recruitment of NF-Y to the duplicated CCAAT box
plays a role in the chromatin opening of the
gene promoter as well
as in the communication between the
gene promoter and the LCR.
 |
INTRODUCTION |
The human
-globin locus consists
of five genes,
, G
, A
,
, and
,
which exhibit erythroid- and development-specific expression. The
-globin gene is expressed in the early embryonic stage and then
silenced around week 8 of gestation; the G
- and
A
-globin genes are transcribed in the fetus; and the
-globin gene is expressed in the adult. The high-level transcription
of the individual genes at the appropriate developmental stage is dependent on the
-globin locus control region (LCR) (reviewed in
reference 11). The
-globin LCR is located 5 to 25 kb 5' to the
gene and contains five major DNase I-hypersensitive sites designated 5'HS1 to 5'HS5 (8, 35). Several regulatory
cis elements have been identified in these HSs (reviewed in
reference 31). Recently it has been proposed that the
entire
-globin locus is separated into three independent but
interactive subdomains: the LCR domain, the 
domain, and the

domain (13). It is speculated that the chromatin
opening of each domain requires domain-specific chromatin-remodeling
complexes, which are recruited by sequence-specific activators
(1). The molecular mechanism of the chromatin remodeling
of the
locus remains unclear, and the general model of
communications between these subdomains remains to be established.
Several transcription factor-binding motifs exist within the proximal
gene promoter. A duplicated CCAAT box is a unique feature of the
-globin genes, although a single CCAAT box is present in the
promoters of all other
-locus genes. CCAAT box motifs are present in
a very large number of promoters. A number of proteins may bind to the
CCAAT motif, such as CTF/NF1 (CCAAT transcription factor/nuclear factor
1), C/EBP (CCAAT/enhancer-binding protein), NF-Y/CBF (CCAAT-binding
factor, also called CP1), CDP (CCAAT displacement protein),
NF-E3/COUP-TFII, and GATA-1 (reviewed in reference 20).
The last five of these bind to the duplicated CCAAT box region of the
promoter in vitro. NF-Y/CBF requires a high degree of conservation
of the CCAAT sequence and is considered to be the major protein
recognizing the CCAAT box (reviewed in reference 20). NF-Y
is a complex composed of three subunits: NF-YA (CBF-B), NF-YB (CBF-A),
and NF-YC (CBF-C) (20). It has been suggested that NF-Y
can facilitate the recruitment of coactivators to modulate
transcriptional activity in Xenopus (18).
In this study, we used chromatin immunoprecipitation assays to
determine whether NF-Y binds to the
CCAAT box in vivo and to
investigate how the duplicated CCAAT box participates in gene regulation. Our results show that NF-Y is one of the factors that specifically binds to the duplicated CCAAT boxes in vivo. Furthermore, our results suggest that NF-Y recruitment to the duplicated CCAAT box
region may facilitate the recruitment of the basal transcription machinery. NF-Y binding to the CAAT box also appears to participate in
the communication between the
gene promoter and the LCR complex.
 |
MATERIALS AND METHODS |
Constructs and RNA and DNA analysis.
Construct
µLCR(
382)A
, which contains a µLCR-linked human
A
gene from
382 (StuI) to +1950
(HindIII), has been described previously (32). Plasmid µLCR(
382)A
(mCCAAT) was
constructed by replacing the duplicated CCAAT box sequence ACCAAT with
the sequence AGATCT (a BglII site) through PCR-based
mutagenesis. Total RNA isolation, genomic DNA preparation, RNase
protection assay, and copy number measurement were described previously
(32).
Cell culture and stable transfection.
The human myeloid cell
line HL-60 was maintained and cultured in Iscove's modified
Dulbecco's medium (Cellgro) containing 10% fetal calf serum. The
human erythroleukemia cell line K562 and the murine erythroleukemia
cell line MEL were maintained in RPMI 1640 medium (Cellgro) containing
10% FCS and 1% antibiotic-antimycotic solution (Life Technologies).
The cells were grown in a humidified incubator at 37°C in the
presence of 5% CO2. For stable transfection assays, 10 µg of plasmid µLCR(
382)A
or
µLCR(
382)A
(mCCAAT) was cotransfected into
107 log-phase K562 or MEL cells with 1 µg of
Geneticin-resistant gene (neo gene)-containing plasmid by
using the Gene Pulser (Bio-Rad). The cells were cultured in
Geneticin-free medium for 24 h and transferred to 96-well dishes.
They were then selected with 900 µg of G418 per ml for 7 to 10 days.
Each cell pool contained more than 50 individual G418-resistant clones.
For induction of globin gene expression, MEL cells were treated with 10 µmol of hemin per liter and 3 mmol of
N,N'-hexamethylene bisacetamide (HMBA) and K562
cells were treated with 50 µmol of hemin per liter for 3 days. Nuclei
were isolated for the restriction enzyme accessibility assay. Genomic
DNA and total RNA were isolated for the Southern blot assay and the
RNase protection assay, respectively.
Western blot assays.
Whole-cell extracts were prepared from
K562 cells. Western blot assays were performed using the ECL Western
blot analysis system (Amersham Pharmacia Biotech). Anti-NF-YA antibody
and the secondary antibody, donkey anti-goat immunoglobulin G (IgG)
(horseradish peroxidase conjugate), were purchased from Santa Cruz
Biotechnology. The Benchmark prestained protein ladder was from
GIBCO-BRL Life Technologies.
Restriction enzyme accessibility.
Nuclei were isolated as
described by Stamatoyannopoulos et al. (33). For each
construct, at least three independent stably transfected cell pools
were analyzed. Cultured cells (3 × 107) were washed
with cold phosphate-buffered saline and centrifuged at 400 × g for 5 min. The pellets were resuspended to a final cell
density of 2 × 107 to 4 × 107 per
ml in ice-cold RSB (10 mM Tris-HCl [pH 7.5], 10 mM NaCl, 3 mM
MgCl2). Cell membranes were disrupted by adding 10% NP-40 solution dropwise to a final concentration of 0.25%. The resulting nuclei were pelleted at 400 × g for 10 min and
resuspended in RSB. An aliquot (50 units of optical density at 260 nm)
of nuclear suspension was subjected to EcoNI digestion in 50 µl of digestion buffer at 37°C. The reaction was ended by adding
proteinase K solution, and the mixture was incubated at 55°C for
3 h. DNA was prepared by a standard procedure and completely
digested with restriction enzymes (EcoRI for MEL cells;
EcoRV, ClaI, and BspHI for K562
cells). Southern blotting was performed with a
BamHI-EcoRI A
probe. The results
were quantified with a PhosphorImager.
ChIP assay.
Chromatin immunoprecipitation (ChIP) assays were
performed as described previously (7, 26) with minor
modifications. A 150-ml volume of hemin-induced K562 or MEL cells
(3 × 108) was fixed with 1% formaldehyde for 15 min
at room temperature. Soluble chromatin complex in 25 ml of 1 × radioimmunoprecipitation assay buffer was produced by sonication, which
generated DNA fragments averaging 300 to 500 bp. All polyclonal
antibodies were purchased from Santa Cruz Biotechnology. A 1-ml volume
of soluble chromatin and various amounts of antibody (5 µl of
anti-RNA polymerase II or anti-NF-E2/p45 antibody, 10 µl of
anti-NF-YA antibody, or 15 µl each of anti-TBP, anti-CBP/p300, or
anti-GATA-1 antibody) were used in each immunoprecipitation. The DNA
concentration was determined with a TK100 fluorometer (Hoefer
Scientific Instruments). About 2 ng of immunoprecipitated DNA was used
as template in each reaction in a total volume of 20 µl. About
1/10,000 to 1/20,000 of the genomic DNA isolated from 1 ml of soluble
chromatin (about 2 to 5 ng) was used as the input template per
reaction. Quantitative PCR was performed with the appropriate primer
pairs (product size between 150 and 280 bp, 25 to 27 cycles for
single-pair PCR, 28 to 29 cycles for duplex PCR). A PhosphorImager and
Image Quant software were used for quantification. At least three
independent experiments were performed for each antibody.
Primers.
The following primer pairs were designed and used
in this work.
(i) Human primers.
The human primers used were as follows:
human A
promoter region, 5'
T
(TGGCTAAACTCCACCCATGGGTTG) and 3'
T
(CCAGAAGCGAGTGTGTGGAACTGCT); human
promoter region,
5'
T (TGGAGAACAGGGGGCCAGAACTTCG) and 3'
T
(ATGATGCCAGGCCTGAGAGCTTGC); human
promoter region,
5'
T (TTGGCCAATCTACTCCCAGGAGCAGG) and 3'
T
(GAGGTTGCTAGTGAACACAGTTGTG); and human HS2 core region,
5'hHS2 (CCCATAGTCCAAGCATGAGCAGTTC), 3'hHS2
(CTCTAGGCTGAGAACATCTGGGCAC), 5'hHS3
(CCAGCCTATAACCCATCTGGGCCCTG) and 3'hHS3 (GAACCTCTGATAGACACATCTGGCAC).
(ii) Mouse primers.
The mouse primers used were as
follows: mouse
y gene promoter region,
5'EyT (TGCTGACCCTCCCATGACCTGGCTCC) and 3'EyT
(GAGGTTGCTGGTGATCACAGGAGTGT); mouse
major gene
promoter region, 5'
maj (AGCCTGATTCCGTAGAGCCACAC) and
3'
maj (ACAACTATGTCAGAAGCAAATGTG); mouse HS2 core region,
5'mHS2 (TTCAGCCTTGTGAGCCAGCATCAGGC) and 3'mHS2
(CTAGGTTATGTCACACAGCAAGGCAG); and mouse HS3 core region, 5'mHS3 (CAGCAAACCCTAGGCCTCCTAGGGAC) and 3'mHS3 (CTCAGAGTCACAGACTCCACCCTGAG).
 |
RESULTS |
The duplicated CCAAT box is necessary for
gene expression.
To examine the role of the duplicated CCAAT box on
gene expression,
we replaced the sequence CCAAT of both the distal and the proximal
CCAAT boxes with the sequence GATCT, which is expected to disrupt CCAAT
box function. Gel shift experiments using K562 and MEL cell nuclear
extracts and DNA probes containing the proximal
promoter region
(
15 to
196) showed that the CCAAT-to-GATCT mutation abolished the
binding of CCAAT box-related proteins (data not shown). This mutation
was subsequently introduced into the construct
µLCR(
382)A
(32). This construct was
used because it is associated with high
gene expression in
established erythroid cell lines and in adult transgenic mice
(30, 32). By introducing the
CCAAT box mutation into
the µLCR(
382)A
construct, we expected to readily
detect and quantitate any negative effects of the mutation on
A
gene expression.
Two erythroid cell lines were used; K562 cells, expressing the
and
gene but not the
genes, and MEL cells, expressing only adult
murine globins. These cell lines were stably transfected with either
the control plasmid µLCR(
382)A
or the mutant
µLCR(
382)A
(mCCAAT). As shown in Table
1, the expression of the mutant CCAAT
A
gene in the K562 cells ranged from 26 to 41% of that
of the control A
genes, with a mean value of 33.8% ± 6.8% (P < 0.002). The mean A
expression in the 22 MEL cell pools containing the
CCAAT mutant was
about 13% of that of the control (P < 0.0003) (Table
2). These results indicated that the
duplicated CCAAT box is necessary for the expression of
A
gene in both established cell lines.
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TABLE 1.
The CCAAT-to-GATCT mutation of the duplicated CCAAT box
reduces the expression of A gene in stably
transfected K562 cells
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TABLE 2.
The CCAAT-to-GATCT mutation of the duplicated CCAAT box
severely reduces the expression of the A gene in
stably transfected MEL cells
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The duplicated CCAAT box is required for chromatin remodeling of
the
gene promoter.
To examine whether the CCAAT box mutation
affected the chromatin structure of the
gene promoter, we performed
restriction enzyme accessibility assays. We took advantage of the
existence of a unique restriction enzyme site, EcoNI site,
located between the proximal and distal CCAAT boxes (Fig.
1A). EcoNI digestion of nuclei
from stably transfected K562 cells was used to assess the accessibility
of the chromatin of the
promoter region. Genomic DNA was isolated
from the EcoNI-treated or untreated nuclei and completely
digested with BspHI, ClaI, and EcoRV.
Southern blot hybridization was performed with the probes shown in Fig.
1A. As shown in Fig. 1B, digestion of nuclei of K562 cells stably transfected with the wild-type plasmid µLCR(
382)A
produced three new bands, resulting from the digestion of endogenous G
and A
genes and the transfected
A
gene. The digested proportion of each gene was
calculated by comparing the amount of digested DNA to that of total
(digested plus undigested) DNA. The relative EcoNI
accessibility of the transfected A
gene was calculated
by computing the ratio of the digested proportion of the transfected
A
gene to that of the endogenous A
gene.

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FIG. 1.
The CCAAT-to-GATCT mutation of the duplicated CCAAT box
significantly reduces the EcoNI accessibility to the gene promoter in stably transfected K562 cells. (A) Schematic
representation of the structure of the endogenous G and
A genes and the stably transfected
µLCRA constructs. The locations of EcoNI,
EcoRV, ClaI, and BspHI sites and the
fragments derived from each gene are shown. The location, in each gene,
of the probe used for Southern blot hybridization is shown by a hatched
bar. A bent arrow indicates the transcription initiation site. Solid
rectangles indicate the exons. (B) A representative experiment of the
EcoNI accessibility assay. Nuclei isolated from K562 cells
stably transfected with µLCR( 382)A (indicated as Wt
CCAAT) or µLCR( 382)A (mutCCAAT) (indicated as Mu
CCAAT) were subjected to EcoNI accessibility assays. As
described in Materials and Methods, genomic DNA was isolated from the
EcoNI-treated or untreated nuclei and completely digested
with BspHI, ClaI, and EcoRV. Southern
blot hybridization was performed with the probe shown in panel A.
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|
The
EcoNI accessibility of the promoter of the
µLCR(

382)
A
gene was identical to that of
the endogenous
A
gene (97% ± 10%) (Fig.
1B). In
contrast, the
EcoNI accessibility
of the promoter of the
µLCR(

382)
A
(mCCAAT) gene was 43% ± 5% of that of
the endogenous
A
gene. The positive control, showing
complete digestion of the
endogenous and transfected

genes, was
EcoNI-digested naked genomic
DNA from the stably transfected
K562 cells (Fig.
1B). As a negative
control, we used nuclei from a
human myeloid cell line, HL-60;
as shown in Fig.
1B, the silenced

genes of this cell line were
totally inaccessible to
EcoNI.
These findings showed that the
mutation of the duplicated CCAAT box
altered the chromatin structure
of the

promoter. Similar results
were obtained with stably transfected
MEL cells (data not
shown).
NF-Y binds in vivo to the
gene promoter through the duplicated
CCAAT box.
Gel shift assays have previously shown that NF-Y binds
to all globin gene promoters through the CCAAT box (19).
To determine whether NF-Y binds to the
gene promoter in vivo, we
performed ChIP assays using anti-NF-YA antibodies. Western blot assays
showed that the antibodies specifically detected the two isoforms
(2) of NF-YA (Fig. 2B).
Figure 2 shows the optimization of the ChIP assay system. As described
in Materials and Methods, the chromatin was sheared by sonication to
generate DNA fragments less than 500 bp long (Fig. 2A). When 2 ng of
anti-NF-YA antibody-immunoprecipitated DNA and 4 ng of input DNA were
used as templates, the PCR-amplified
promoter signals increased
linearly with the increase of PCR cycles from 24 to 28 and the signals
from the specific immunoprecipitated DNA templates were proportional to
those from the input DNA templates (Fig. 2C). Similarly, in the duplex
PCRs, when 4 ng of input DNA was used as templates, the signals
amplified with the various combined primer pairs increased linearly
with the increase of PCR cycles from 27 to 31 as shown by the constancy
of the ratio of the signal to the internal control (Fig. 2D).

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FIG. 2.
Optimization of the ChIP assay. (A) Ethidium
bromide-stained agarose gel of input DNA isolated from the sonicated
chromatin. M, chromatin of MEL cells; K, chromatin of K562 cells; L,
DNA ladder. (B) Western blotting using the anti-NF-YA antibody. Note
that the antibody detects the two 41- to 45-kDa isoforms of NF-YA. (C)
PCR linearity determination with the promoter-amplifying primers.
About 2 ng of anti-NF-YA antibody-immunoprecipitated DNA and about 4 ng
of input DNA were used as templates. NF-Y-IP: anti-NF-YA-antibody
immunoprecipitation; Non-specific-IP: nonspecific IgG
immunoprecipitation. (D) Linearity determination in duplex PCR with the
following primer combinations: promoter-amplifying primers plus major promoter-amplifying primers; mouse HS2 region (Mo HS2)-amplifying
primers plus promoter-amplifying primers; mouse HS2 region (Mo
HS2)-amplifying primers plus human HS2 region (Hu HS2)-amplifying
primers; mouse HS2 region (Mo HS2)-amplifying primers plus human HS3
region (Hu HS3)-amplifying primers. Note the constancy of the ratios of
the signal over the internal control.
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Using this ChIP assay system, we examined the recruitment of NF-Y to
the endogenous

,

, or

promoter of K562 cells and
Jurkat cells
(a lymphocyte T-cell line) and the
major promoter of MEL
cells. Representative results are shown in Fig.
3. In K562 cells in which the

and

genes are transcribed while
the

gene is transcriptionally silent,
NF-Y bound to the

and

promoters (Fig.
3A) but not to the

promoter. In Jurkat cells,
in which all the globin genes are silent,
there was no significant
binding of NF-Y to any of the globin gene
promoters examined (Fig.
3B). In MEL cells, NF-Y was recruited to the
major promoter (Fig.
3C). These results suggested that
NF-Y binds to

-like globin gene promoters in vivo and that the
recruitment
of NF-Y to the

-like globin genes occurs in an erythroid
cell-specific
fashion. The binding of NF-YA to the

promoter was at
least fivefold
stronger that that to the

promoter (Fig.
3A). This
increase
in binding to the

versus the

promoter (observed in
four additional
experiments) may occur because there are two endogenous

genes
each containing two CAAT boxes while there is only one CAAT
box
in the single

gene promoter.

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FIG. 3.
NF-Y binds to the gene promoter in vivo. ChIP assays
were performed with NF-Y-specific polyclonal antibodies. Cells were
cross-linked with 1% formaldehyde before soluble chromatin complex was
produced. Input DNA (about 5 ng) and antibody-bound DNA (about 2 ng)
were amplified by PCR and quantified with a PhosphorImager and Image
Quant software. Un-cross-linked chromatin and nonspecific antibody
(normal goat IgG) were used as control for background determination.
Immunoprecipitated (IP) DNA levels were expressed as a percentage of
the corresponding input DNA, respectively. (A) NF-Y specifically binds
to the promoters of the and genes but not of the gene of
K562 cells. (B) NF-Y does not bind to the promoters of the endogenous
-like globin genes of Jurkat cells. (C) NF-Y binds to the
major gene promoter of MEL cells.
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To test in vivo whether NF-Y binds to the

gene promoter through the
duplicated CCAAT boxes, we examined whether the CCAAT-to-GATCT
mutation
of the duplicated CCAAT box impairs the recruitment of
NF-YA to the

promoter. Because it is difficult to discriminate
the transfected

promoter from the endogenous

promoter in K562
cells, we used MEL
cell pools, which were stably transfected with
the wild-type or the
CCAAT box-mutated construct (Table
2). MEL
cells stably transfected
with either µLCR(

382)
A
(wild type) or the
µLCR(

382)
A
(mCCAAT) construct were subjected to ChIP
assays as described
in Materials and Methods. Duplex PCR was performed,
and the recruitment
of NF-Y to the endogenous
major
promoter was used as internal control. The relative recruitment
level
of NF-Y to the CCAAT box-mutated

promoter was expressed
as a
percentage of its recruitment level to the wild-type

promoter
and
was calculated as described in Materials and Methods. Nonspecific
antibody (normal IgG) was used as a negative control and for background
determination. These experiments revealed that the reduction of

gene transcription by the CCAAT-to-GATCT mutation was associated
with
reduction in the binding of NF-YA to the

gene promoter.
The results
of a representative experiment using pool 4 (Table
2) are shown in Fig.
4. The level of

mRNA in this pool was
22.5% of that in the control MEL cells transfected with the wild-type

gene construct. The recruitment level of the mutant

promoter
by
NF-Y was only 29% of that of the wild-type

promoter. These
results
suggest that an intact CCAAT box is required for NY-Y
binding to the

promoter in vivo.

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FIG. 4.
The CCAAT-to-GATCT mutation of the duplicated CCAAT box
severely disrupts the recruitment of NF-Y to the gene promoter in
stably transfected MEL cells. MEL cells stably transfected with either
µLCR( 382)A (wild type) or the
µLCR( 382)A (mCCAAT) construct were subjected to ChIP
assays (as described in Materials and Methods). MEL cell pool 4 of
Table 2, which contains the CCAAT box-mutated construct, was used. The
recruitment level of NF-Y to the transfected gene promoter was
assessed by duplex PCR in which the recruitment of NF-Y to the
endogenous major promoter was used as the internal control. The
relative recruitment level of NF-Y to the mutated promoter was
expressed as a percentage of its recruitment level of the wild-type promoter, which was calculated by the formula ( m-ChIP/ m-copy) /
( w-ChIP/ w-copy) × ( w-ChIP/ m-ChIP), where m-ChIP is
the intensity of the anti-NF-Y ChIP band of the mutant promoter,
m-copy is the copy number of the mutant promoter in the MEL cell
pool, w is the wild-type promoter, and w-ChIP and m-ChIP
are the intensities of the anti-NF-Y ChIP band of the endogenous
major promoter of the MEL cell pool containing the
wild-type or the CCAAT-box mutated construct, respectively.
Non-specific antibody (normal IgG) was used as the negative control and
for background determination. The mean value (percentage of wild
type/copy ± standard deviation [SD]) of three independent
experiments is shown.
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Disruption of the
gene CCAAT box affects the recruitment of the
basal transcriptional machinery.
To investigate the relationship
between NF-Y and the basal transcription machinery in vivo, we examined
whether the mutation of the duplicated CCAAT box affects the
recruitment of three components of the basal transcription machinery:
RNA polymerase II (Pol II), TFIID (TATA-binding protein [TBP]), and
TFIIB. The recruitment of RNA Pol II is correlated with the
transcription level, and it is known that the binding of TFIID (TBP) is
a key step in the assembly of preinitiation complex and that TFIIB is a
bridge between TFIID and RNA Pol II (27). As shown in Fig.
5, disruption of the
CCAAT box
reduced the recruitment of Pol II and TBP to 13% ± 1% and 43% ± 3% of that of the control, respectively. The recruitment of TFIIB was
reduced to 62% ± 3% of that of the control. These results suggested
that disruption of the duplicated CCAAT box negatively affects the
recruitment of the basal transcriptional machinery to the
A
gene promoter in vivo. Since, as shown above, NF-Y is
the transcriptional factor binding to the
CCAAT box, these results
indirectly suggest that binding of NF-Y to the CCAAT box may facilitate
the recruitment of the basal transcriptional machinery to the
gene
promoter.

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FIG. 5.
The CCAAT-to-GATCT mutation of the duplicated CCAAT box
reduces the recruitment of the basal transcription machinery to the gene promoter in stably transfected MEL cells. MEL cell pool 4 of Table
2 was subjected to ChIP assays with antibodies against RNA Pol II,
TFIID (TBP), and TFIIB. The relative recruitment level of a factor to
the CCAAT box-mutated promoter was expressed as a percentage of its
recruitment level to the wild-type promoter and was calculated as
described in the legend of Fig. 4. The mean values (percentage of wild
type/copy ± standard deviation [SD]) of three independent
experiments are shown.
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Disruption of the duplicated CCAAT box region may affect
communication between the LCR and the proximal
gene promoter.
It has been shown that the interaction between the
-globin LCR and
the proximal promoter elements plays a crucial role in the regulation
of
-like globin genes (13). It has also been suggested
that the formation of the LCR complex may be influenced by the proximal
promoter of the globin genes (17, 28). NF-E2 and GATA-1
have been considered to be key components of the LCR complex
(4), and the activity of a CBP/p300-containing
coactivator, which is mediated by NF-E2, has been shown to contribute
to LCR function (10). We therefore used the ChIP assay to
test whether the CCAAT box mutation affects the binding of
transcriptional factors in the LCR and in the proximal
promoter region.
We first used an antibody against NF-E2/p45 to detect the recruitment
of NF-E2 to the HS2 core region. In agreement with the
results of
Forsberg et al. (
9), we found that NF-E2 was recruited
to
the HS2 core region of the endogenous LCR in both K562 and
MEL cells
(Fig.
6A). However, mutation of the
duplicated CCAAT
box had no apparent effect on the recruitment of NF-E2
to the
transfected HS2 core region in stably transfected MEL cells
(Fig.
6B). We subsequently used a GATA-1-specific antibody to examine
the recruitment of GATA-1 to the core regions of HS2 and HS3 of
the
endogenous LCR and to the

promoter region. As shown in Fig.
7A and B, GATA-1 was recruited to the
core regions of the endogenous
HS2 and HS3 and the proximal

gene
promoter region in K562 cells.
GATA-1 was also recruited to the HS2
core region of the endogenous
LCR in MEL cells (Fig.
7B). The mutation
of the duplicated CCAAT
increased the binding of GATA-1 to the
transfected

gene promoter
to 179% ± 17% of the control and the
binding to the HS2 region
to 186% ± 11% of the control (Fig.
7C).
The recruitment of GATA-1
to the transfected HS3 region was not
significantly affected by
the mutation of the duplicated CCAAT box
(Fig.
7C).

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FIG. 6.
In vivo binding of NF-E2 to HS2 of the endogenous LCR
and the µLCR of the mutant CCAAT construct. (A) In vivo recruitment
of NF-E2 to the HS2 core region of the endogenous LCR in K562 and MEL
cells. ChIP assays were performed using NF-E2/p45-specific antibody as
described in Materials and Methods and in the legend to Fig. 2. The
level of the immunoprecipitated (IP) DNA was expressed as a percentage
of the corresponding input DNA. (B) The CCAAT box mutation does not
affect the binding of NF-E2 to the HS2 core region of the transfected
µLCR in stably transfected MEL cells. MEL cell pool 4 of Table 2 was
subjected to ChIP assays with antibodies against NF-E2/p45. The
relative recruitment level of NF-E2 to the µLCR HS2 core region of
the CCAAT box-mutated construct was expressed as percentage of the
recruitment level to the µLCR HS2 core region of the wild-type construct. The recruitment of NF-E2 to the HS2 core region of the
endogenous mouse LCR was used as an internal control. The relative
recruitment level was calculated as described in the legend to Fig. 4.
The mean value (percentage of wild type/copy ± standard deviation
[SD]) of three independent experiments is shown.
|
|

View larger version (34K):
[in this window]
[in a new window]
|
FIG. 7.
In vivo binding of GATA-1 to the gene promoter and
to the core regions of HS2 and HS3 of the endogenous and transfected
LCR. ChIP assays were performed with GATA-1-specific antibody. (A)
Recruitment of GATA-1 to the endogenous gene promoter of K562
cells. (B) Recruitment of GATA-1 to the HS2 and HS3 core regions of the
endogenous LCR of K562 cells and to the HS2 core region of MEL cells.
(C) The mutation of the duplicated CCAAT box significantly increases
the recruitment of GATA-1 to the µLCR HS2 core region and the gene promoter but does not affect the recruitment of GATA-1 to the
µLCR HS3 core region. MEL cell pool 4 of Table 2 was used. The
relative recruitment levels were calculated as described in the legend
to Fig. 4. The recruitment of GATA-1 to the HS2 core region of the
endogenous mouse LCR was used as an internal control. The mean values
(percentage of wild type/copy ± standard deviation [SD]) of
three independent experiments are shown.
|
|
Since formaldehyde can also cross-link tightly interacting proteins,
the ChIP assay can also detect the recruitment of the
cofactor CBP/p300
to the LCR complex and the proximal

promoter
complex. An antibody
against CBP/p300 was used. As shown in Fig.
8A and B, CBP/p300 was recruited to the
core regions of the endogenous
HS2 and HS3 and the proximal promoter
region of the endogenous

gene of K562 cells. CBP/p300 was also
recruited to the endogenous
HS2 core region of the LCR in MEL cells
(Fig.
8B). The mutation
of the duplicated CCAAT box had no apparent
effect on the recruitment
of CBP/p300 to the transfected

gene
promoter region in the stably
transfected MEL cells (Fig.
8C) but
increased the recruitment
of CBP/p300 to the core regions of HS2 and
HS3 to 149% ± 23% and
141% ± 8%, respectively, of that of the
control (Fig.
8C).

View larger version (35K):
[in this window]
[in a new window]
|
FIG. 8.
Recruitment of CBP/p300 to the and gene
promoters and to the core regions of HS2 and HS3 of the endogenous and
transfected LCR. (A) Recruitment of CBP/p300 to the endogenous gene
promoter region of K562 cells and the major gene promoter of MEL
cells. (B) Recruitment of CBP/p300 to the HS2 and HS3 core region of
the endogenous LCR of K562 cells and to the HS2 core region of MEL
cells. (C) The mutation of the duplicated CCAAT box does not apparently
affect the recruitment of CBP/p300 to the gene promoter region but
significantly increases the recruitment of CBP/p300 to the HS2 and HS3
core region of the µLCR in stably transfected MEL cells. MEL cell
pool 4 of Table 2 was used. The relative recruitment levels were
calculated as described in the legend to Fig. 4. The recruitment of
CBP/p300 to the HS2 core region of the endogenous mouse LCR was used as
an internal control. The mean values (percentage of wild type/copy ± standard deviation [SD]) of three independent experiments are
shown.
|
|
 |
DISCUSSION |
NF-Y binding to the duplicated CCCAT box is required for
gene expression. In this study we used a
gene construct that
is truncated to position
382 of the A
promoter and is
characterized by high expression in fetal and adult cells of transgenic
mice. High
gene expression is also characteristic of erythroid cell
lines transfected with this construct. Transfection of cell lines or
production of transgenic lines carrying
382 A
genes
with mutated proximal
gene promoter elements provides a convenient
assay to assess the contribution of such elements on
gene
regulation. Thus, if an element is necessary for
gene expression,
its mutation in the context of the
382 A
gene results
in a decline of
gene expression, allowing a quantitative measurement of the effects of the mutation. We used this system to
investigate the developmental role of the duplicated CCAAT box. Our
data showed that a mutation of the duplicated CCAAT box that abolishes
protein binding to this regulatory motif severely reduces
gene
expression in stably transfected K562 and MEL cells. Furthermore, we
demonstrated that NF-Y is recruited to both the endogenous and
exogenous
gene promoters through the CCAAT boxes and that a
CCAAT-to-GATCT mutation of the duplicated CCAAT box disrupts the NF-Y
binding. Taken together, these results suggest that recruitment of NF-Y
to the duplicated CCAAT box is required for
gene expression. This
conclusion is in agreement with the findings of Liberati et al.
(19).
If, as indicated by the in vitro assays, NF-Y binding to the CCAAT box
is strictly sequence specific, the CCAAT box mutation should have
completely disrupted the recruitment of NF-Y. However, the in vivo
binding of NF-Y was not totally abolished after the mutation of both
CCAAT boxes. It has been suggested that the histone-like structure of
NF-YB-NF-YC plays a role in NF-Y binding to a nucleosome template
through their association with core histones and that in some cases the
location of CCAAT box might affect the NF-Y binding affinity
(23). It is therefore possible that in addition to the
CCAAT motif itself, the topological conformation of the CCAAT region
may contribute to NF-Y binding in vivo so that some degree of binding
takes place even when the CCAAT box is mutated.
NF-Y recruitment contributes to the formation of an open chromatin
structure of the
gene promoter.
NF-Y is a heterotrimer
consisting of NF-YA, NF-YB, and NF-YC; the last two proteins show
similarity to histones H2B and H2A, respectively. It has been reported
that the NF-Y trimer is able to interact with coactivators
(18) and is capable of preventing the formation of
nucleosomes in vitro (23). It has also been reported that
NF-Y directly interacts with TFIID in vitro (2). Using
restriction enzyme accessibility assays, we have shown that the local
chromatin structure, or at least the local DNA-protein architecture in
the
promoter region, changed to a more inaccessible status after
mutation of the duplicated CCAAT boxes. The decreased chromatin
accessibility does not appear to represent a nonspecific effect of
promoter mutations, because we have found that CACCC box deletions or
TATA box mutations fail to affect
promoter accessibility (or
promoter activity) in primitive erythroid cells (Z. Duan et al.,
unpublished data).
The ChIP assays suggested that the disruption of NF-Y recruitment
interferes with the assembly of the basal transcriptional
machinery.
These results raise the possibility that NF-Y plays
a role in the
formation of transcriptionally active chromatin
structure and the
assembly of basal transcriptional machinery
in vivo. This suggestion is
in agreement with the findings from
studies with
Xenopus
(
18), which showed that NF-Y could preset
chromatin and
facilitate the recruitment of coactivators to modulate
transcriptional
activity in vivo. Binding of other proteins in
addition to NF-YA is
expected to contribute to the accessibility
of the

promoter. In
other studies we have found that CACCC box
deletions, in contrast to
their lack of effects in primitive cells,
reduce

promoter activity
and

promoter accessibility in definitive
erythroid cells (Duan et
al., unpublished); such results point
to a contribution by the

CACCC box to

promoter accessibility
in definitive cells.
Furthermore, several studies indicate that
EKLF binding on the

gene
CACCC box is required for the opening
of the chromatin of the

globin gene promoter (
1).
The binding of GATA-1 to the

gene promoter region increased after
the mutation of the duplicated CCAAT box. Three typical
GATA-1 motifs
are present in the proximal promoter: one in

220

and two around

175

. In addition, gel shift assays have shown
that GATA-1 binds
weakly to the duplicated CCAAT box region (
3,
15,
21). A
suggestion that GATA-1 binding to the duplicated
CCAAT box region
functions as

gene repressor (
3,
21) was
not supported
by later experiments (
29). It is possible that
NF-Y and
GATA-1 bind competitively to the duplicated CCAAT box
region and that
the mutation of the two CCAAT motifs, by severely
impairing the binding
of NF-Y, increases the probability of binding
of GATA-1 to this region.
Since both NF-Y and GATA-1 can interact
with the cofactor CBP/p300
(
4,
20), the increased binding
of GATA-1 may explain why
the level of CBP/p300 recruitment to
the proximal

gene promoter
remained unchanged despite the decreased
binding of NF-Y on the mutated

CCAAT
boxes.
The recruitment of NF-Y to the duplicated CCAAT box may influence
the assembly of the LCR complex.
The mechanism whereby the LCR
activates the downstream globin gene remains a matter of speculation.
It has been proposed that the HSs composing the LCR interact with each
other to form a complex, called the holocomplex (36),
which interacts with the downstream globin genes by looping out the
intergenic sequences (11). Two other models, a tracking
model and a facilitating model, have also been proposed (5,
34). Indirect evidence in support of the formation of an LCR
holocomplex include data from deletions of the core elements of HSs of
the LCR (6, 24). Presumably the LCR complex is formed
through the recruitment of sequence-specific factors and cofactors
which interact with each other to produce a developmentally specific
conformation of the LCR. The mechanism whereby this complex interacts
with the downstream globin gene promoters is also speculative.
Presumably, transcriptional factors and cofactors binding in the motifs
of the LCR and in the globin gene promoters participate in these
promoter-LCR interactions. Several factors and cofactors such as GATA-1
(33), NF-E2 (10, 33), EKLF (12),
and CBP/p300 (10) have been suggested as components of the
LCR complex (reviewed in reference 25). CBP/p300 is
important to both primitive and definitive hematopoiesis
(4) and can be recruited to the LCR through
protein-protein interactions with LCR-binding and sequence-specific
factors. For instance, CBP/p300 can be recruited to the HS2 core region
through the NF-E2 binding site (10). Also, GATA-1
(16) and EKLF (37) interact with CBP/p300 in
vitro. In agreement with these studies, our data showed that NF-E2,
GATA-1, and CBP/p300 are indeed recruited to the
globin LCR in vivo.
Experimental evidence has also been accumulating in support of the
notion that there is communication between the LCR and
the globin gene
promoter in vivo. Using a protein position identification
with nuclease
tail (pin*point) assay, Lee et al. demonstrated
that a TATA box, but
not a CACCC box, mutation in the

promoter
affects the recruitment
of EKLF to HS2 and that both mutations
reduce the recruitment of EKLF
to HS3 (
17). There is also evidence
for communications
between the

gene promoter and HS2. Mutation
of GATA-1 or CACCC site
in the

promoter resulted in reduced
accessibility at HS2, and
HS2-dependent promoter remodeling was
diminished when the

gene TATA
box was mutated (
22). Our results
add to this evidence by
showing that a

CCAAT mutation can affect
the in vivo recruitment of
GATA-1 and CBP/p300 to HS2 and HS3.
It is difficult to explain the
specific quantitative changes we
observed in factor binding to the LCR.
It is likely that when
the CCAAT box is mutated, there is a decreased
probability of
interaction between the

promoter and the LCR. The
LCR may adapt
to different conformations when it interacts or fails to
interact
with the

promoter, and this may be reflected in the
quantitative
changes in the binding of GATA-1 and CBP/p300 we have
observed.
 |
ACKNOWLEDGMENTS |
We thank Zhonghua Hu and Hemei Han for expert technical assistance.
These studies were supported by NIH grants HL20899 and DK45365.
 |
FOOTNOTES |
*
Corresponding author. Mailing address: Medical
Genetics, Box 357720, University of Washington, Seattle, WA 98195. Phone: (206)616-4526. Fax: (206)543-3050. E-mail:
LI111640{at}u.washington.edu.
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Molecular and Cellular Biology, May 2001, p. 3083-3095, Vol. 21, No. 9
0270-7306/01/$04.00+0 DOI: 10.1128/MCB.21.9.3083-3095.2001
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