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Molecular and Cellular Biology, May 2002, p. 3509-3517, Vol. 22, No. 10
0270-7306/02/$04.00+0 DOI: 10.1128/MCB.22.10.3509-3517.2002
Copyright © 2002, American Society for Microbiology. All Rights Reserved.
Andrew Elia,1,2 Gordon S. Duncan,1,2 Andrew Wakeham,1,2 Annick Itie,1,2 Scott W. Lowe,3 Xiaodong Wang,4 and Tak W. Mak1,2*
Amgen Institute and Ontario Cancer Institute,1 Departments of Medical Biophysics and Immunology, University of Toronto, Toronto, Ontario, Canada M5G 2C1,2 Cold Spring Harbor Laboratory, Cold Spring Harbor, New York 11724,3 Howard Hughes Medical Institute and Department of Biochemistry, University of Texas Southwestern Medical Center at Dallas, Dallas, Texas 753904
Received 30 November 2001/ Returned for modification 28 January 2002/ Accepted 6 February 2002
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The activation of initiator caspases is thought to irreversibly trigger the caspase cascade, necessitating that caspase activation be tightly regulated by layered control mechanisms. Among the growing number of cellular proteins that have been shown to regulate caspase activation and activity are the IAPs, including c-IAP1, c-IAP2, XIAP, and survivin. These proteins have been reported to block both death receptor- and mitochondrially-mediated apoptotic pathways by directly inhibiting initiator and effector caspases (4, 28).
Smac/DIABLO, a mitochondrial protein released into the cytosol in response to apoptotic stimuli, was recently found to promote caspase activation by eliminating IAP function (5, 29). Smac binds to most known human IAP family members and relieves their inhibition of caspase activity. The N-terminal 20 amino acids of the mature Smac protein are crucial for Smac-IAP interaction, and removal of this region completely abrogates the ability of Smac to bind to XIAP (2, 33). Since Smac blocks IAP activity, it has been proposed that Smac is a mammalian functional homologue of the Drosophila proapoptotic proteins Reaper, Grim, and Hid (9, 20, 34). This hypothesis is bolstered by the finding that the first four N-terminal residues of Smac, which recognize a surface groove on BIR3, are also conserved in the Drosophila proteins (33).
In this study, we generated gene-targeted Smac-deficient mice and studied the apoptosis of Smac-deficient cells in vitro and in vivo. We demonstrate that several types of Smac-deficient primary cells respond normally to a broad range of apoptotic stimuli. Normal apoptosis is also induced in the liver in vivo . These lines of evidence strongly suggest the existence of molecules and pathways that can circumvent the loss of Smac.
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Generation of Smac-deficient mice. A 129/Ola mouse phage genomic library was screened with a murine Smac full-length cDNA probe. Restriction mapping and sequence analysis of subcloned fragments revealed that the murine Smac gene contains five coding exons and four introns spanning a region of at least 11 kb. The targeting vector was designed to replace exons 2 to 4 of the Smac gene (containing the IAP binding region) with a cassette in which the neomycin resistance gene is under the control of the PGK promoter (PGK-neo). The diphtheria toxin A gene (DT-A) driven by the pMC1 promoter was incorporated into the 5' end of the vector to allow for negative selection (35). The targeting vector was linearized with NotI and electroporated into ES cells (Bio-Rad Gene Pulser; 0.34 kV, 250 µF). We obtained 380 G418-resistant ES cell colonies, which were screened for homologous recombination by PCR. Homologous recombinants were confirmed by Southern blot analysis as described previously (19) with the 5' external probe A depicted in Fig. 1A. Nineteen correctly targeted clones were identified, and 3 were injected into C57BL/6J blastocysts. Three independent Smac-/- mouse strains were established by standard procedures (16).
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FIG. 1. Targeting of the murine Smac gene by homologous recombination. (A) Schematic representation of the wild-type mouse Smac locus (top), the targeting construct (middle), and the mutated Smac allele (bottom). The coding exons are shown as clear boxes. Exons 2 to 4 were replaced with PGK-neo, and DT-A was added for negative selection. The 5'-flanking probe A used for Southern blot analysis is shown, as are the predicted sizes of the hybridizing fragments. The primer pairs used for PCR (a and b or a and c) are also indicated. R, EcoRI; B, BamHI; X, XbaI; N, NotI. (B) Southern blot analysis of Smac-deficient ES cells and mice. (Left panel) DNA prepared from C57BL6/J (+/+) mice and F1 offspring (+/+ and +/-) of chimeric mice. (Right panel) DNA was from 129/Ola ES cells (+/+), Smac+/- ES cell clones, C57BL6/J (+/+) mice, and F2 offspring (+/+, +/-, and -/-) of intercrosses of Smac mutant F1 mice. In all cases, tail genomic DNA was digested with BamHI and hybridized to probe A. (C) Western blot analysis of Smac protein expression. Protein samples were prepared from Smac+/+, Smac+/-, and Smac-/- MEFs and incubated with anti-Smac antibody. Actin was used as the loading control. (D) Genotypic analysis of F2 littermates by PCR. PCR was performed on genomic tail DNA templates with primer pair a and b to detect the wild-type allele (W) or primers a and c to detect the mutant allele (M).
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Generation of Smac-/- ES cells and MEFs. To generate Smac-/- ES cells, two independent Smac+/- ES cell lines were cultured in a high concentration (4.0 to 4.5 mg/ml) of G418 for 10 days. Colonies resistant to this level of G418 were expanded, and their genotypes were determined by Southern blot analysis. Two independent clones homozygous for the Smac mutation were selected and used for further studies. To prepare primary MEFs, fibroblasts were established from E14.5 F2 embryos according to standard procedures. The cells were maintained in DMEM supplemented with 10% fetal calf serum (FCS), L-glutamine, and antibiotics.
In vitro assay of caspase 3 activation. The determination of caspase 3 activation was performed essentially as described previously (5). Briefly, Smac+/+ or Smac-/- MEFs were homogenized in buffer A (20 mM HEPES-KOH [pH 7.5], 10 mM KCl, 1.5 mM MgCl2, 1 mM sodium EDTA, 1 mM sodium EGTA, 1 mM dithiothreitol, 0.1 mM phenylmethylsulfonyl fluoride) containing 0.5% (wt/vol) CHAPS {3-[(3-cholamidopropyl)-dimethylammonio]-1-propanesulfonate} and centrifuged at 100,000 x g for 30 min at 4°C. S-100 supernatants were recovered, and samples were stored as aliquots at -80°C. For procaspase 3 cleavage assays, 12 µl of S-100 lysate (50 µg of protein) was incubated with 1 µg of horse heart cytochrome c (Sigma), 1 mM dATP, and 1 mM additional MgCl2 in buffer A at 30°C for 30 or 60 min in a final volume of 20 µl. The reaction mixture was then subjected to Western blotting as described below. Recombinant Smac protein was added to in vitro caspase assays as described previously (5).
Western blot analysis. Protein samples were prepared in buffer A containing 0.5% CHAPS and supplemented with protease inhibitor cocktail (Amersham-Pharmacia, Piscataway, N.J.). A total of 20 µg of protein per lane was fractionated on a sodium dodecyl sulfate-polyacrylamide gel electrophoresis (10 to 20% polyacrylamide) gradient gel (Invitrogen, Carlsbad, Calif.), and the gel was transferred to a polyvinylidene difluoride membrane (Millipore, Bedford, Mass.). The blot was subsequently incubated with a rabbit polyclonal antibody recognizing Smac (5), an antibody specifically recognizing the cleaved, active form of caspase 3 (Cell Signaling), an antibody recognizing procaspase 3 (Transduction Laboratories), anti-cIAP-1 antibody (R&D Systems), anti-cIAP-2 antibody (R&D Systems), anti-XIAP antibody (Transduction Laboratories), antisurvivin antibody (Santa Cruz Biotechnology), or anti-Omi antibody (a kind gift from E. Alnemri, Kimmel Cancer Institute, Thomas Jefferson University, Philadelphia, Pa.). Immunoblot analysis was performed with horseradish peroxidase-conjugated goat anti-rabbit secondary antibody or goat anti-mouse secondary antibody, and proteins were visualized with the ECL Plus enhanced chemiluminescence system (Amersham-Pharmacia) according to the manufacturer's protocol.
Apoptosis in ES cells, MEFs, and thymocytes. For ES cell apoptosis, ES cells (105 per well) were seeded on 1% gelatinized 24-well plates in ES cell medium. After 24 h, the cells were treated with the following stimuli to induce cell death: UV at 60 J/m2, anisomycin (Sigma) at 30 µM, adriamycin (Sigma) at 1 µM, and etoposide (Sigma) at 100 µM. ES cells were harvested 8 or 24 h after the induction of cell death. Cell viability was determined by staining with annexin-propidium iodide (PI) (R&D Systems apoptosis detection kit; ) according to the manufacturer's protocol followed by flow cytometric analysis. For MEF apoptosis, MEFs (5 x 104 per well) were plated in 12-well plates and treated 24 h later with the following apoptotic stimuli: UV light at 30, 60, 90, and 120 mJ/cm2; staurosporine (Sigma) at 0.03, 0.1, 0.3, and 1.0 µM; adriamycin at 0.3, 1, and 3 µM; etoposide at 3, 10, 30, and 100 µM; anisomycin at 3, 10, 30, and 100 µM; tumor necrosis factor-cycloheximide (TNF/CHX) (Sigma) at 0.1, 0.3, 1, and 3 µg of TNF per ml in the presence of 5 µg of CHX per ml. For thymocyte apoptosis, thymocytes prepared from Smac+/+ or Smac-/- mice by standard procedures (21) were plated at 5 x 106/ml in 24-well plates in RPMI containing 10% FCS. Thymocytes were cultured for 24 h at 37°C in 5% CO2 in the presence or absence of etoposide at 0.3, 1.0, 3, and 10 µM; dexamethasone (Sigma) at 1, 3, 10, and 30 nM; or anti-Fas antibody (Jo2; BD-Pharmingen)-CHX at 0.3 µg/ml, and 1 µg of anti-Fas antibody per ml in the presence of 10 µg of CHX per ml. Apoptosis of MEFs and thymocytes was determined as for ES cells.
Apoptosis in MEFs overexpressing E1A or c-Myc. To establish MEFs overexpressing E1A, we first transfected LPC-12S (23) into the Phoenix ecotropic retrovirus packaging cell line to produce retrovirus carrying the E1A 12S gene and conferring resistance to puromycin. This retrovirus was used to infect Smac+/+ and Smac-/- MEFs. Cells that had integrated the virus were selected in medium containing 2.5 µg of puromycin per ml (Sigma). To establish MEFs overexpressing c-Myc, we transfected mouse cMyc/MarXII-hygro (30) into the Phoenix ecotropic retrovirus packaging cell line to produce retrovirus carrying the c-Myc gene and conferring resistance to hygromycin. Cells that integrated this virus were selected in medium containing 100 µg of hygromycin B per ml (Roche, Mannheim, Germany). Selected MEFs of both retroviral types and both genotypes were cultured in the presence or absence of adriamycin at 0.1, 0.25, and 0.5 µg/ml; TRAIL at 20 µg/ml; or paclitaxel (Sigma) at 0.1, 0.5, and 1 µg/ml to induce apoptosis. After 24 h, cell viability was evaluated by trypan blue exclusion.
Proliferation and survival of T and B cells.
For activation-induced cell death (AICD) of T cells, lymph node cells were purified with magnetic beads (21) from Smac+/+ and Smac-/- mice, and then incubated in six-well tissue culture plates (6 x 106 cells/well) in the presence of 10 µg of plate-bound anti-CD3
(clone 145-2C11; BD-Pharmingen) per ml and interleukin-2 (50 U/ml) (Genzyme) for 48 h to induce activation. The activated cells (0.5 x 106) were replated in 24-well plates precoated with 1 µg of anti-CD3
per ml and harvested 24, 48, or 72 h after restimulation. The number of viable cells was determined by trypan blue exclusion. For T-cell proliferation, purified Smac+/+ and Smac-/- T cells were plated into round-bottom 96-well plates (105 cells per well) in freshly prepared RPMI 1640 (10% FCS, 10 µM ß-mercaptoethanol). The cells were stimulated with 10 ng of phorbol myristate acetate per ml (Sigma) plus 100 ng of Ca2+ ionophore A23617 per ml, 0.1 to 100 µg of soluble anti-CD3
per ml, 0.02 µg of soluble anti-CD28 per ml (clone 37.51; BD-PharMingen), or 2 µg of the mitogen concanavalin A per ml (Amersham-Pharmacia). For B-cell proliferation, purified B cells (105 cells per well) were stimulated with 20 µg of anti-immunoglobulin M (IgM) (61-6800; Zymed), 10 µg of anti-IgM F(ab')2 fragment per ml (61-5900; Zymed), 1 µg of anti-CD40 per ml (clone HM40; BD-PharMingen), or 2 µg of lipopolysaccharide per ml (Sigma). Cells were stimulated in triplicate for different time periods and pulsed for the last 12 to 18 h with 1 µCi of [3H]thymidine per well (NEN, Boston, Mass.). Labeled cells were harvested with a Filtermate-196 harvester (Canberra Packard, Mississauga, Canada), and thymidine incorporation was determined with a Matrix-996 direct counter (Canberra Packard).
Histological analysis. Tissues were fixed in freshly prepared 4% paraformaldehyde (Sigma) overnight at 4°C. Samples were dehydrated in an ethanol series and embedded in wax. Sections were stained with either hematoxylin and eosin (H&E) or by terminal deoxynucleotide transferase nick-end labeling (TUNEL) staining. TUNEL staining was performed with the Roche In Situ Cell Death Detection kit according to the manufacturer's instructions.
Induction of apoptosis in the liver. Young adult mice (8 to 10 weeks old) were injected intraperitoneally with anti-Fas antibody (Jo2; BD-Pharmingen) at a dose of 10 or 100 µg per animal. Some animals were monitored for survival, while others were killed 3 h after injection for histological analysis of their tissues. Sections of liver were stained with H&E or TUNEL as described above. Numbers of TUNEL-positive cells were counted in at least five fields per liver.
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To confirm that the knockout allele was a null mutation, MEFs were prepared from Smac+/+, Smac+/-, and Smac-/- littermates and lysates were subjected to Western blotting to detect Smac expression. As shown in Fig. 1C, Smac-/- MEFs do not express Smac. Genotypic analysis of F2 offspring was confirmed by PCR (Fig. 1D). Of 243 F2 pups, 65 were wild type (26.7%), 117 were heterozygous for the mutation (48.2%), and 61 were homozygous mutants (25.1%), consistent with the ratio expected from Mendelian inheritance. Both male and female Smac-/- mice were healthy and fertile, and F3 Smac-/- offspring obtained by homozygous intercrosses were also healthy. Both Smac+/- and Smac-/- mice developed normally and did not exhibit any obvious macroscopic or microscopic abnormalities (data not shown). Aged mice (more than 12 months of age) did not show any sign of anomalies, such as autoimmune disease or tumor formation (data not shown).
Caspase 8 activation in vitro is impaired in Smac-/- cell lysates. The Smac protein is localized in the soluble membrane fraction of cell lysates, which promotes caspase 3 activation in a manner dependent on caspase 9, Apaf-1, and cytochrome c (5). We therefore compared in vitro cleavage of procaspase 3 in cell lysates prepared from Smac-/- or Smac+/+ MEFs. Caspase 3 activation was induced by the addition of dATP and cytochrome c to cell lysates, and the presence of cleaved, endogenous caspase 3 was detected by immunoblotting with antibody specifically recognizing active caspase 3. While procaspase 3 cleavage could be detected within 30 min in Smac+/+ lysates, activated caspase 3 was not observed in Smac-/- lysates even after 60 min (Fig. 2A). To confirm that this phenotype was caused by the loss of Smac, we reconstituted the Smac-/- lysate with recombinant Smac protein (5). Procaspase 3 cleavage was restored in the Smac-/- lysate in a dose-dependent manner (Fig. 2B). To exclude the possibility that the loss of Smac affected the protein levels of the IAPs, we compared the levels of several IAPs in Smac+/+ and Smac-/- lysates by Western blotting. Equivalent amounts of c-IAP1, c-IAP2, XIAP, and survivin were detected in the presence and absence of Smac (data not shown). We also investigated the expression of Omi/HtrA2, a recently reported functional homologue of Smac (10, 14, 25, 27). Equivalent amounts of Omi protein were detected in Smac-/- and Smac+/+ lysates (data not shown). From these observations, we conclude that we have introduced a functionally null mutation into the Smac gene and confirm that Smac potentiates procaspase 3 cleavage in vitro as previously reported (5).
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FIG. 2. Smac deficiency impairs caspase 3 cleavage in vitro. (A) Impaired in vitro caspase 3 cleavage in Smac-/- MEFs. Lysates of Smac+/+ or Smac-/- MEFs were incubated in vitro with the indicated assay reagents, and the cleavage of procaspase 3 was detected by Western blotting with antibodies recognizing either the cleaved (active) form of caspase 3 or procaspase 3. One of the representative results from three independent samples is shown. cyt C, cytochrome c. (B) Restoration of procaspase 3 cleavage by addition of recombinant Smac protein. Lysates of Smac-/- MEFs were incubated with the indicated reagents plus 1 nM to 1 µM recombinant Smac protein. Detection of activated caspase 3 was as for panel A.
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FIG. 3. Smac-deficient cells respond normally to apoptotic stimuli. (A) PCD induced by UV irradiation in primary MEFs. Smac+/+ or Smac-/- MEFs were subjected to UV irradiation, and cell viability was determined by annexin-PI staining at 24 h. (B) Procaspase 3 cleavage in UV-treated MEFs. Protein samples were prepared from Smac+/+ or Smac-/- MEFs at 0, 4, 8, 12, or 16 h after UV irradiation. The amount of active caspase 3 was determined by Western blot analysis as for Fig. 2A. (C to F) Effect of Smac deficiency on PCD induced by various other stimuli in MEFs and other cell types. MEFs (C), ES cells (D), thymocytes (E), and E1A- or c-Myc-overexpressing MEFs (F) were treated with the indicated reagents for 24 h, and cell viability was determined by annexin-PI staining. The data shown are means ± standard deviations of triplicate measurements and are representative of three experiments with similar results.
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Oncogenes can sensitize cells to apoptosis mediated by the mitochondrial pathway (7, 8). We therefore infected Smac-/- and Smac+/+ MEFs with retroviruses causing overexpression of the oncogene c-Myc or E1A. These cells were then treated with adriamycin, TRAIL, or paclitaxel to induce PCD. Cells of both genotypes became equally hypersensitive to apoptotic stimuli (Fig. 3F). This result was somewhat unexpected in view of the fact that transformed caspase 3-deficient MEFs are resistant to PCD induced by these stimuli (32). Our data suggest that other molecules must be able to substitute for Smac in the induced PCD of both primary and oncogene-overexpressing cells.
Smac-deficient T and B cells show normal proliferation and survival. In the absence of caspase 3, T cells are less susceptible to AICD (30), and activated B cells hyperproliferate in response to mitogenic stimulation (M. Woo, C. Furlonger, R. Hakem, C. Paige, and T. W. Mak, submitted for publication). Since Smac deficiency decreased the amount of activated caspase 3 in MEFs, we examined AICD of T cells and proliferation of both activated T and B cells. T cells were activated in vitro as described in Materials and Methods, and cell viability at 24, 48, and 72 h was evaluated by trypan blue exclusion. No significant differences in AICD were observed between Smac+/+ and Smac-/- T cells (Fig. 4A). Proliferation of T and B cells activated as described in Materials and Methods was measured by [3H]thymidine incorporation at 24, 48, or 72 h after activation for T cells and at 24, 48, or 96 h after activation for B cells. There was no difference between Smac+/+ and Smac-/- cells in [3H]thymidine incorporation by either activated T or B cells (Fig. 4B). These results show that Smac does not affect either cell proliferation or survival of activated lymphocytes.
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FIG. 4. Activated Smac-deficient T and B cells show normal proliferation and survival in culture. (A) Activation-induced cell death in T cells. T cells prepared from either Smac+/+ or Smac-/- mice were activated in vitro and restimulated with anti-CD3 . The number of viable cells remaining was determined at the indicated time points (solid bars, +/+; open bars, -/-). (B) Proliferation of T and B cells. T or B cells prepared from either Smac+/+ or Smac-/- mice were stimulated in vitro with the indicated stimuli. Cell proliferation was determined by measuring [3H]thymidine incorporation (cpm) at the indicated time points (solid bars,+/+; open bars, -/-). The data shown are means ± standard deviations of triplicate measurements. Experiments were repeated three times with similar results.
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FIG. 5. Fas-mediated apoptosis is intact in the liver of Smac-deficient mice. (A) Survival curve of mice injected with anti-Fas antibody. Either 10 or 100 µg of anti-Fas antibody was injected into the intraperitoneal cavity of Smac+/+ or Smac-/- mice (n = 3 per group per dose). One experiment representative of five independent trials is shown (solid symbols, 100 µg; open symbols, 10 µg) (B) Histological analysis of livers of mice injected with anti-Fas antibody. Liver sections were prepared 3 h after Smac+/+ (a and b), Smac+/- (c and d), and Smac-/- (e and f) mice were injected with 100 µg of anti-Fas antibody. Sections were stained with H&E (a, c, and e) or by TUNEL (b, d, and f).
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The phenotype of Smac-deficient mice could easily be accounted for if Omi was fully active and sufficient to compensate for the loss of Smac in vivo. It will therefore be useful to generate double mutant mice lacking both Smac and Omi to clarify the precise physiological role of the Smac-mediated pathway. Alternatively, other mitochondrial proapoptotic molecules, such as AIF (24), NOXA (17), and p53AIP (18), may be able to compensate for a loss of Smac function in certain contexts in vivo. Finally, the phenotype of Smac-/- mice could result if Smac does not play an essential role in the common apoptotic machinery, but instead participates in regulating PCD only in a specific situation or in tissues yet to be identified.
A role for Smac in apoptosis is not evident from our gene disruption study. However, no obvious abnormalities were found in Smac-/- mice, meaning that investigation of alternative functions for the Smac protein will require extensive efforts to find specific conditions under which loss of Smac results in pathology. The generation of combined mutants by crossing Smac-deficient mice with transgenic mice prone to cancer formation or autoimmune disease might help to reveal covert phenotypes. On the other hand, the phenotype of Smac-deficient mice presented in this study strongly suggests the existence of a redundant molecule or molecules. Research to identify such molecules may bring to light new regulatory mechanisms of apoptosis, which could ultimately lead to novel therapeutic targets for diseases caused by the deregulation of apoptosis.
This work was supported by National Cancer Institute of Canada. H.O. was partially supported by Japanese Foundation for Clinical Pharmacology. J.J. is supported by a DOD Breast Cancer Research Program postdoctoral fellowship. S.W.L. is supported by the Rita Allen Foundation and grant CA13106 from the NIH.
Present address: Stowers Institute for Medical Research, Kansas City, MO 64110. ![]()
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