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Molecular and Cellular Biology, March 2002, p. 1495-1503, Vol. 22, No. 5
0270-7306/02/$04.00+0 DOI: 10.1128/MCB.22.5.1495-1503.2002
Copyright © 2002, American Society for Microbiology. All Rights Reserved.
Conditional Loss of Nkx3.1 in Adult Mice Induces Prostatic Intraepithelial Neoplasia
Sarki A. Abdulkadir,1* Jeffrey A. Magee,2 Thomas J. Peters,2 Zahid Kaleem,2 Cathy K. Naughton,3 Peter A. Humphrey,2 and Jeffrey Milbrandt2*
Department of Pathology, University of Alabama at Birmingham School of Medicine, Birmingham, Alabama 35294 ,1
Department of Pathology,2
Division of Urology, Washington University School of Medicine, St. Louis, Missouri 631103
Received 6 September 2001/
Returned for modification 12 November 2001/
Accepted 4 December 2001

ABSTRACT
The homeodomain-containing transcription factor NKX3.1 is a
putative prostate tumor suppressor that is expressed in a largely
prostate-specific and androgen-regulated manner. Loss of NKX3.1
protein expression is common in human prostate carcinomas and
prostatic intraepithelial neoplasia (PIN) lesions and correlates
with tumor progression. Disruption of the murine
Nkx3.1 gene
results in defects in prostate branching morphogenesis, secretions,
and growth. To more closely mimic the pattern of
NKX3.1 loss
that occurs in human prostate tumors, we have used
Cre- and
loxP-mediated recombination to delete the
Nkx3.1 gene in the
prostates of adult transgenic mice. Conditional deletion of
one or both alleles of
Nkx3.1 leads to the development of preinvasive
lesions that resemble PIN. The pattern of expression of several
biomarkers (Ki-67, E-cadherin, and high-molecular-weight cytokeratins)
in these PIN lesions resembled that observed in human cases
of PIN. Furthermore, PIN foci in mice with conditional deletion
of a single
Nkx3.1 allele lose expression of the wild-type allele.
Our results support the role of
NKX3.1 as a prostate tumor suppressor
and indicate a role for this gene in tumor initiation.

INTRODUCTION
Multiple chromosomal abnormalities have been detected in prostate
cancers (
7), consistent with the hypothesis that multiple mutations
must occur before progression from a preneoplastic condition
to invasive carcinoma can occur. One of the most frequent chromosomal
aberrations observed in prostate cancer involves loss of chromosomal
region 8p12-22 (
6,
24,
36). A gene or genes in this area are
likely to be important in the initiation of prostate cancer,
as loss of heterozygosity at this region also occurs in 63%
of preinvasive prostatic intraepithelial neoplasia (PIN) foci,
which are the presumed precursors to prostate carcinoma (
13).
A strong candidate for a prostate tumor suppressor at this locus
is the homeobox gene
NKX3.1 (
4,
19). The
NKX3.1 gene maps within
the minimal deleted region of 8p21 that is lost in prostate
tumors (
37). Although no mutations in the
NKX3.1 gene have been
found in a survey of prostate tumor specimens (
37), loss of
NKX3.1 protein expression has been observed in

40% of human
prostate tumors and in

20% of PIN lesions (
8). Furthermore,
loss of NKX3.1 protein expression determined by immunohistochemistry
correlated well with prostate tumor progression (
8). These data
suggest that NKX3.1 may be a prostate tumor suppressor, the
second allele of which is inactivated by mechanisms other than
mutations in the coding region.
In the mouse, deletion of the Nkx3.1 gene leads to developmental defects of the prostate gland, including defects in ductal branching morphogenesis, prostatic secretions, and epithelial hyperplasia and dysplasia (3, 30, 35). The prostatic epithelial hyperplasia and dysplasia that develops in Nkx3.1-/- mice supports a role for Nkx3.1 in growth suppression in the prostatic epithelium. However, this phenotype is confounded by the prominent developmental defects present in the prostates of these animals; thus, the precise role of Nkx3.1 in prostate carcinogenesis remains unclear (30, 35). To more closely approximate the pattern of somatic loss of NKX3.1 observed in human prostate tumors, we disrupted the Nkx3.1 gene in the prostates of mature mice with Cre-mediated recombination. To achieve this, we developed PSA-Cre transgenic mice, which express the Cre recombinase under control of a fragment of the human prostate-specific antigen (PSA) gene promoter. In PSA-Cre mice, the Cre recombinase is expressed after the mouse has attained puberty. Our results indicate that sudden loss of one or both Nkx3.1 alleles in the mature prostate predisposes the mouse to the development of lesions that closely resemble human PIN.

MATERIALS AND METHODS
Generation of PSA-Cre transgenic mice.
We generated a transgenic construct (
PSA-Cre) by using a
PSA promoter fragment that targets expression specifically to the
prostate (
9) to drive expression of Cre recombinase. This construct
consists of a 6-kb
HindIII fragment of the human
PSA promoter
(
9) and the nuclear-targeted
Cre gene (
20) followed by intron
splice donor and polyadenylation sites for message stability
provided by a modified human growth hormone (
hGH) gene (
10).
Six independent transgenic founders were generated, and the
two founders with the highest expression were used to establish
transgenic lines. Founder mice were backcrossed to C57BL/6 mice
to establish transgenic lines.
PSA-Cre transgenic mice were
genotyped by PCR (forward primer, 5'-GCCTATATCCCAAAGGAACAGAAG-3';
reverse primer, 5"-CCTTCCTCTAGGTCCTTTAGGAGG-3").
Z/AP double
reporter mice have been described previously (
23). These mice
constitutively express ß-galactosidase in many tissues.
After Cre-mediated recombination
lacZ is deleted and alkaline
phosphatase is expressed.
Generation of conventional Nkx3.1 knockout mice.
The loxP-targeting vector for generating a conditional allele (Nkx3.1flox) consists of a
5-kb 5' arm generated with long-range PCR, extending from approximately nucleotide -4000 through the first exon and
700 nucleotides into the intron. This fragment was cloned 5" of a PGK-neor cassette flanked by loxP sites. The 3' fragment was also generated by long-range PCR and contained a third loxP site introduced into the 3" untranslated region (UTR) in the same orientation as the two loxP sites flanking the PGK-neor cassette. The final vector was linearized and electroporated into ES cells, and targeted clones were obtained at a 2% frequency (2 out of 95). Chimeric males were bred with C57BL/6J females, and germ line transmission was obtained for both clones. Subsequent analysis was performed with the line established from clone 101. To generate Nkx3.1-deficient mice, we mated Actin-Cre transgenic mice (22) with mice containing the conditional Nkx3.1 allele (Nkx3.1flox). Actin-Cre mice express the Cre transgene in the germ line and are suitable for the induction of Cre-mediated deletion of loxP-flanked targets in the germ line. Mice were genotyped by Southern blot analysis and PCR with standard protocols. The sequence of the PCR primers used for Nkx3.1 genotyping as shown in Fig. 1A
are the following: primer a, 5'-CCACCAAGTATCCGGCATAG-3'; primer b, 5"-TGCTCTCAGGGTTGATGCTC-3"; primer c, 5"-ATGAGGAAATTGCATCGCATTGTCT-3"; primer d, 5"-CCTAAACCACCTCTGCCTAC-3".
Generation of conditional Nkx3.1-deficient mice.
To obtain mice with prostate-specific deletion of
Nkx3.1 we
mated
PSA-Cre+ Nkx3.1+/+ mice with
Nkx3.1-/flox mice. Subsequent
interbreeding generated
PSA-Cre+ Nkx3.1flox/flox,
PSA-Cre+ Nkx3.1flox/+,
and
PSA-Cre+ Nkx3.1flox/- mice.
Histology.
Prostates for histology were processed by fixation in 4% paraformaldehyde or metharcan (methanol:chloroform:acetic acid, 60:30:10) (2). Paraffin-embedded sections were stained with hematoxylin and eosin and were evaluated histologically by pathologists blinded to the genotypes of the animals (P. A. Humphrey and Z. Kaleem). ß-Galactosidase and alkaline phosphatase stainings were performed essentially as described previously (23).
Immunohistochemistry.
Immunohistochemistry was performed as described previously (1, 15) with antigen retrieval by using boiling 10 mM citrate buffer, pH 6.0, for 20 to 30 min. The following primary antibodies were used: rabbit anti-Ki-67 (1:2000; Vector, Burlingame, Calif.); mouse anti-human high-molecular-weight cytokeratins (1:50; Dako); mouse anti-E-cadherin (1:100; Transduction Laboratories). The Nkx3.1 antibody was raised against a mixture of two peptides, one N terminal (sequence, TPSKPLTSFLIQDILRD) and the other C terminal (sequence, KEEAFSRASLVSVYNS) to the conserved NKX3.1 homeodomain (Research Genetics, Birmingham, Ala.). These antibodies cross-reacted with both the mouse and human NKX3.1 proteins in immunohistochemistry and Western blot analyses. Affinity-purified sera were used at 1:20 dilution for immunohistochemistry.
Quantitative RT-PCR (TaqMan) analysis.
RNA isolation and reverse transcription (RT)-PCR using the TaqMan instrument were performed as described previously (34). The hGH primers and probe used in assays to quantitate Cre transgene expression are the following: forward primer, 5'-CTCCAACAGGGAGGAAACACA-3'; reverse primer, 5"-GCGAAGACACTCCTGAGGAACT-3"; Taqman probe, 5"-CAGAAATCAACCTAGAGCTGCTCCGCATC-3". For analysis of Nkx3.1 expression, the following primers were used: forward primer, 5"-GCATAGCCCCGCGGA-3"; reverse primer, 5"-TAAGTCCCCTGGATTATGTTCACA-3".

RESULTS
Generation of conventional Nkx3.1-deficient mice.
To study the consequences of a lack of
Nkx3.1 at various stages
of mouse development, we used a
Cre- and
loxP-mediated recombination
strategy. By generating mice containing a
loxP-flanked
Nkx3.1 allele,
Nkx3.1 can be deleted either in the germ line or in
any somatic tissue of interest by setting up matings with the
appropriate Cre-expressing transgenic lines. We first generated
a targeting vector containing a
loxP-flanked
PGK-neor cassette
inserted in the
Nkx3.1 intron and an additional
loxP site in
the 3' UTR of the gene (Fig.
1A). Successful targeting of ES
cells with this vector (Fig.
1B) results in a conditional
Nkx3.1 allele (
Nkx3.1flox). The presence of the
PGK-neor cassette in
the intron did not impair the expression of the
Nkx3.1 gene,
and
Nkx3.1flox/+ and
Nkx3.1flox/flox mice developed normally
without any abnormalities of the prostate (data not shown; also
see Table
1).
Cre-mediated recombination is expected to result
in the deletion of the
PGK-neor cassette and the homeodomain-containing
second exon, yielding a null
Nkx3.1 allele (Fig.
1A). To generate
Nkx3.1-deficient mice, we mated
Actin-Cre mice (
22) with mice
containing the conditional
Nkx3.1 allele (
NKx3.1flox). Analysis
of tail DNA from the resultant animals showed successful recombination
and subsequent transmission of the deleted
Nkx3.1 allele through
the germ line (Fig.
1C).
Nkx3.1+/- mice from these matings were
interbred to obtain homozygous null animals. Using quantitative
RT-PCR and immunohistochemical analyses, we confirmed the loss
of
Nkx3.1 mRNA and protein expression in these
Nkx3.1-/- mice
(Fig.
1D and
E, respectively).
Conventional Nkx3.1-deficient mice display prostatic epithelial hyperplasia and dysplasia.
Nkx3.1-/- animals developed normally and were fertile. Histological
examination of the prostate glands of these mice and immunohistochemical
analysis with Ki-67 antibody to assess proliferation demonstrated
the presence of hyperplasia and dysplasia in both
Nkx3.1+/- and
Nkx3.1-/- animals (Fig.
2),
in agreement with earlier reports
(
3,
30,
35). The presence of hyperplasia in heterozygous mutant
animals indicates haploinsufficiency for this phenotype. These
lesions, however, did not show evidence of progression to invasive
carcinoma in mice of up to 1 year of age.
Generation of transgenic mice expressing Cre recombinase in the prostate.
To achieve conditional deletion of
Nkx3.1 in the adult prostate
gland, we first developed animals that express the Cre recombinase
in the prostate after puberty. We used a 6-kb fragment of the
human
PSA promoter (
9) to target expression of Cre to the mouse
prostate. This
PSA promoter fragment has been used previously
by Cleutjens et al. to generate transgenic mice expressing the
Escherichia coli lacZ gene in the prostate (
9). In these animals,
ß-galactosidase expression was restricted to the luminal
epithelial cells of the prostate and became detectable only
after the animals had reached maturity (8 weeks). These features
make this promoter ideal for use in strategies aimed at inducing
mutations after prostate development is completed.
Since transgene expression driven by the PSA promoter is known to be restricted to the luminal epithelial cells of the prostate in transgenic mice (9), it was important to determine the cell-type-specific expression pattern of Nkx3.1 in the prostate as well. By using immunohistochemistry we found that in both adult human and adult mouse prostates Nkx3.1 expression was restricted to the terminally differentiated luminal epithelial cells, with no detectable expression in either the basal cells or the stromal compartment (Fig. 3A and B).
Transgenic mice were generated that express Cre under control
of the
PSA promoter fragment, and the two founders with the
highest expression were used to establish transgenic lines (Fig.
3F). Subsequent experiments were performed with animals from
line 13. To localize functional Cre expression in the prostate,
we mated the
PSA-Cre transgenic mice with
Z/AP double reporter
mice (
23).
Z/AP mice widely express the
lacZ reporter constitutively.
Cre-mediated excision removes the
lacZ gene, allowing expression
of the second reporter, the human alkaline phosphatase gene
(
23). Analysis of adult double transgenic
PSA-Cre;Z/AP mice
indicates functional Cre activity in the luminal epithelial
cells of the prostate with a mosaic pattern (Fig.
3C to
E).
There was no evidence of Cre activity in either basal or stromal
cells. Thus, these
PSA-Cre transgenic mice are suitable for
generating prostate-specific gene deletions.
Deletion of a single Nkx3.1 allele in adult prostates results in hyperplasia and dysplasia.
To determine the consequences of prostate-specific deletion of Nkx3.1 in the adult prostate, we generated and analyzed compound mutant mice with the following genotypes: PSA-Cre+ Nkx3.1-/flox, PSA-Cre+ Nkx3.1+/flox, and PSA-Cre+ Nkx3.1flox/flox. To determine the time of induction of Cre activity, we monitored Cre-mediated recombination of the conditional Nkx3.1 allele in the prostates of PSA-Cre+ Nkx3.1flox/flox mice. In these animals there was no evidence of Cre activity at 3 weeks of age, but Cre-mediated recombination was evident in 10-week- and 30-week-old animals (Fig. 4A).
To determine the lobe-specific distribution of Cre activity, we dissected the prostatic lobes of a PSA-Cre+Nkx3.1flox/flox mouse. Recombination was readily apparent in the DNA isolated from the ventral and dorsolateral lobes of the prostate, with a much weaker signal present in the anterior lobe DNA (Fig. 4B). By contrast, none of the other tissues examined, including heart, liver, seminal vesicles, kidney, brain, and testis, showed evidence of recombination.
Histological examination of the prostates of conditional
Nkx3.1-deficient
animals revealed the presence of focal epithelial hyperplasia
and PIN, which were not observed in control
PSA-Cre- animals
(Fig.
5).
The PIN lesions that developed in these animals resemble
human PIN, showing enlarged nuclei of variable sizes and shapes
with prominent nucleoli. Remarkably, PIN was observed in
PSA-Cre+ Nkx3.1+/flox mice (Fig.
5 and Table
1), suggesting that the
loss of a single
Nkx3.1 allele is sufficient to initiate the
development of PIN.
We further characterized these PIN lesions by examining their
patterns of expression of several well-characterized biomarkers
of human PIN (
26). The lesions had a high Ki-67 labeling index
(Fig.
6B),
indicating active proliferation, which is a feature
of human PIN lesions. In human prostate cancer, expression of
the cell adhesion molecule E-cadherin is lost in invasive tumors
but is retained in preinvasive PIN lesions (
17,
26). Similarly,
the PIN lesions from conditional
Nkx3.1-deficient mice demonstrated
membranous expression of E-cadherin (Fig.
6D). We next examined
expression of the basal cell marker, high-molecular-weight cytokeratin,
with the antibody 34ßE12. Basal cells are progressively
lost as normal glandular prostatic epithelium evolves from PIN
to carcinoma. Prostate carcinomas show complete loss of basal
cells, while PIN lesions show partial disruption of the basal
cell layer. In PIN lesions from conditional
Nkx3.1-deficient
animals, we observed areas of partial disruption of the basal
cell layer (Fig.
6F), similar to what is observed in human PIN
lesions.
As we observed PIN in a subset of
PSA-Cre+ Nkx3.1+/flox animals,
we investigated whether loss of the remaining wild-type
Nkx3.1 allele is associated with the development of PIN in these animals.
The small size, heterogeneity, and multifocal nature of the
PIN lesions that develop in these mice makes analysis of purified
DNA from cells isolated from within the PIN lesions impractical.
We therefore used immunohistochemistry to determine if normal
Nkx3.1 expression is retained in PIN foci in
PSA-Cre+ Nkx3.1+/flox mice. We found that while cells in hyperplastic foci consistently
express normal levels of Nkx3.1, many dysplastic cells in foci
of PIN lack expression of the Nkx3.1 protein (Fig.
7).
Analysis
of 12 PIN lesions showed loss of Nkx3.1 expression in 11 foci,
indicating the loss or silencing of the wild-type allele in
PIN foci in
PSA-Cre+ Nkx3.1+/flox mice. Thus, complete loss
of Nkx3.1 expression may be important for the development or
maintenance of these lesions.

DISCUSSION
Relatively little is known about the molecular events associated
with the initiation of prostate carcinoma. PIN is widely regarded
as a precursor of human prostate cancer (
5). Our results, in
conjunction with other recent reports (
3,
8), have identified
Nkx3.1 as a gene with an important role in the initiation of
prostate cancer. As
Nkx3.1 also plays a key role in the development
and differentiation of the prostatic epithelium, it provides
an important link between development and carcinogenesis in
the prostate gland.
Several groups have recently reported on the generation of Nkx3.1-deficient mice by conventional gene knockout techniques (3, 30, 35). In all cases, the animals developed prostatic epithelial hyperplasia in the setting of developmental abnormalities of the prostate. Because of the prominence of the developmental abnormalities in Nkx3.1-deficient mice and the fact that the hyperplastic and dysplastic lesions that develop in these animals do not progress to frank carcinoma, the precise role of Nkx3.1 in prostate carcinogenesis has remained unclear (35). By using conditional gene targeting to delete Nkx3.1 specifically in the mature prostate, we circumvent the complicating effects of developmental abnormalities on the interpretation of the prostate phenotype of mice lacking Nkx3.1. This was possible because the PSA promoter fragment we used to drive Cre expression becomes active in transgenic mice only after puberty has been attained (9).
The lesions that developed in conditional Nkx3.1-deficient mice resemble human preinvasive PIN in several respects. In addition to the histopathological similarities, the lesions showed a similar pattern of Ki-67 expression, E-cadherin localization, and partial disruption of basal cells, as is seen with human PIN lesions. Thus, conditional loss of Nkx3.1 in adult mice models the predicted consequences of loss of 8p21 in humans in the initiation of prostate cancer. All of the mice we studied with conditional deletion of one Nkx3.1 allele develop focal epithelial hyperplasia. In a subset of these animals PIN lesions were also observed, and these PIN lesions showed loss of expression of the wild-type allele as determined by immunohistochemistry. Thus, loss of one Nkx3.1 allele is sufficient to initiate epithelial hyperplasia, indicating haploinsufficiency for this phenotype. Further progression to PIN is associated with silencing of the second allele, as determined by loss of protein expression. The mechanisms by which loss of expression of the second allele is achieved are presently unclear, but they may involve promoter hypermethylation or posttranscriptional mechanisms. The latter possibility is particularly intriguing, as studies suggest a discordance between NKX3.1 transcript and protein levels in human prostate tumors (8, 27, 38).
We have shown that in both the mature human and mouse prostates, Nkx3.1 expression is limited to the luminal epithelial cell layer. Luminal epithelial cells of the prostate are terminally differentiated postmitotic cells and are believed to be renewed by stem cells from the basal cell compartment (18). Our results suggest that deletion of Nkx3.1 in the luminal cells is permissive for dedifferentiation and reentry into the cell cycle, subsequently leading to the development of PIN. However, during development precursor cells that are presumably also rapidly proliferating do express Nkx3.1 (3). The mechanism by which Nkx3.1 engages the cell cycle machinery in prostate cells in the different developmental stages of the prostate gland and in carcinoma is an interesting subject that warrants further investigation. Additional unanswered questions include whether the PIN lesions in conditional Nkx3.1 knockout mice can progress to invasive carcinoma and metastases with aging or other hormonal or genetic manipulations. We have observed only one isolated case of early microinvasion in analysis of more than 25 conditional Nkx3.1-deficient mice of up to 35 weeks of age. Further studies, which include variables such as aging for longer periods and hormonal treatment, are in progress to address this question.
Several transgenic mouse models of prostate cancer are presently available, most of which make use of prostate-specific promoter elements to direct expression of oncogenes to the prostate. Expression of the simian virus 40 T antigen has been targeted to various cell types in the prostate by using elements from the probasin promoter (16, 25), the C3 (1) promoter (32), the fetal G
-globin promoter (28), the gp91-phox promoter (33), and the cryptdin2 promoter (15). In these mice, tumor progression usually proceeds from PIN to invasive carcinoma and, in some cases, distant metastases.
Although T-antigen-derived models have proved useful in dissecting some of the pathways involved in prostate tumorigenesis, the fact that T antigen has no known role in the human disease has stimulated interest in the generation of newer models based on genes that are altered in human prostate cancer. Disruption of a few putative tumor suppressors in mice has been reported to result in prostatic epithelial hyperplasia and dysplasia. For example, mice carrying mutations in the Nkx3.1, Pten, Cdkn1, or Mxi1 gene all develop various degrees of prostatic hyperplasia and dysplasia (3, 12, 14, 29, 31). Notably, p27 (encoded by Cdkn1) and Pten have been reported to cooperate in prostate tumor suppression (11). Nevertheless, the roles of most of these tumor suppressor genes in the prostate gland may be masked by developmental defects or tumors that develop more rapidly in other organs, resulting in early lethality before the prostate pathology is fully developed. Conditional gene targeting will provide a useful methodology for circumventing these difficulties. To this end, our conditional Nkx3.1 mutant mice can provide a useful starting point for investigating the impact of prostate-specific deletions of additional tumor suppressor genes that may play important roles in distinct stages of prostate carcinogenesis.

ACKNOWLEDGMENTS
We thank G. Martin for the
Actin-Cre mice, A. Nagy for the
Z/AP mice, and A. Gorodinsky and S. Audrain for technical assistance.
This work was supported by National Institutes of Health grant CA81564, the Association for the Cure of Prostate Cancer (CapCURE), the Urological Research Foundation (J.M.), and by the UAB-HHMI Junior Faculty Development Award (S.A.A.).

FOOTNOTES
* Corresponding author. Mailing address for Sarki A. Abdulkadir: Department of Pathology, University of Alabama at Birmingham School of Medicine, 533 LHRB, 701 19th St. South, Birmingham, AL 35294. Phone: (205) 934-0730. Fax: (205) 975-9927. E-mail:
sabdulka{at}path.uab.edu. Mailing address for Jeffrey Milbrandt: Department of Pathology, Washington University School of Medicine, Box 8118, 660 S Euclid Ave., St. Louis, MO 63110. E-mail:
jeff{at}pathbox.wustl.edu.


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Molecular and Cellular Biology, March 2002, p. 1495-1503, Vol. 22, No. 5
0270-7306/02/$04.00+0 DOI: 10.1128/MCB.22.5.1495-1503.2002
Copyright © 2002, American Society for Microbiology. All Rights Reserved.
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