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Molecular and Cellular Biology, April 2002, p. 2025-2036, Vol. 22, No. 7
0270-7306/02/$04.00+0 DOI: 10.1128/MCB.22.7.2025-2036.2002
Copyright © 2002, American Society for Microbiology. All Rights Reserved.
Control of Cell Cycle Exit and Entry by Protein Kinase B-Regulated Forkhead Transcription Factors
Geert J. P. L. Kops,1 Rene H. Medema,2 Janet Glassford,3,
Marieke A. G. Essers,1 Pascale F. Dijkers,4 Paul J. Coffer,4 Eric W.-F. Lam,3,
and Boudewijn M. T. Burgering1*
Department of Physiological Chemistry and Center for Biomedical Genetics,1
Department of Pulmonary Diseases, University Medical Center Utrecht, 3584 CG Utrecht,4
Department of Molecular Biology, Netherlands Cancer Institute, Amsterdam, The Netherlands,2
Ludwig Institute for Cancer Research and Section of Virology and Cell Biology, Imperial College School of Medicine at St. Mary's Campus, London, United Kingdom3
Received 19 September 2001/
Returned for modification 22 October 2001/
Accepted 21 December 2001

ABSTRACT
AFX-like Forkhead transcription factors, which are controlled
by phosphatidylinositol 3-kinase (PI3K)/protein kinase B (PKB)
signaling, are involved in regulating cell cycle progression
and cell death. Both cell cycle arrest and induction of apoptosis
are mediated in part by transcriptional regulation of p27
kip1.
Here we show that the Forkheads AFX (FOXO4) and FKHR-L1 (FOXO3a)
also directly control transcription of the retinoblastoma-like
p130 protein and cause upregulation of p130 protein expression.
Detailed analysis of p130 regulation demonstrates that following
Forkhead-induced cell cycle arrest, cells enter G
0 and become
quiescent. This is shown by a change in phosphorylation of p130
to G
0-specific forms and increased p130/E2F-4 complex formation.
Most importantly, long-term Forkhead activation causes a sustained
but reversible inhibition of proliferation without a marked
increase in apoptosis. As for the activity of the Forkheads,
we also show that protein levels of p130 are controlled by endogenous
PI3K/PKB signaling upon cell cycle reentry. Surprisingly, not
only nontransformed cells, but also cancer cells such as human
colon carcinoma cells, are forced into quiescence by Forkhead
activation. We therefore propose that Forkhead inactivation
by PKB signaling in quiescent cells is a crucial step in cell
cycle reentry and contributes to the processes of transformation
and regeneration.

INTRODUCTION
Mammalian cells require an extracellular proliferative signal
directly after mitosis in order to keep on growing and dividing.
When cells are faced with a lack of such a signal, they will
either die or go into growth arrest in a postmitotic G
1 phase.
Two important intracellular signaling pathways that transduce
such proliferative signals are the Ras and phosphatidylinositol
3-kinase (PI3K) pathways. Ras and PI3K can regulate various
features of cell proliferation such as cytoskeletal rearrangements,
gene transcription, DNA synthesis, and survival (reviewed in
references
4 and
17). The proto-oncogene protein kinase B (PKB)
is a major target of PI3K signaling in the control of cell proliferation
(reviewed in reference
11), as it is involved in antiapoptotic
signaling as well as cell cycle control. Recently, PKB was found
to directly phosphorylate and inactivate a subfamily of Forkhead
transcription factors consisting of AFX (FOXO4), FKHR (FOXO1),
and FKHR-L1 (FOXO3a) (
6,
29,
47). In addition, Ras, via the
RalGEF/Ral pathway, cooperates with PKB in inhibiting AFX activity
(
29). Importantly, these two pathways are often found deregulated
in tumor cells. Ras itself is mutated to an active form in 15%
of all cancers, and the negative regulator of PI3K signaling,
the tumor suppressor PTEN, has been shown to be mutated or deleted
in a wide variety of tumors (reviewed in references
3 and
14).
Inactivation of the Forkhead transcription factors may play a major role in the control of cellular proliferation by the PI3K/PKB and Ras/Ral pathways. We and others have recently shown that all three Forkheads inhibit cell cycle progression at the G1/S transition, at least in part by controlling transcription of the gene for the p27kip1 cyclin-dependent kinase (cdk) inhibitor (7, 38, 42). Nevertheless, a p27kip1-independent mechanism for Forkhead-induced cell cycle arrest is likely to exist, since AFX was still able to partly reduce the activity of the cyclin E/cdk2 complex in the absence of p27kip1 (38).
The continuation of cell proliferation at various stages of the cell cycle involves inactivation of at least one of three members of the retinoblastoma family of nuclear pocket proteins. The general mechanism by which this family exerts its effects is the binding of different members of the E2F family of transcription factors; this binding actively represses genes required for cell cycle progression (reviewed in reference 21). The pRb/p105 protein is an essential component of the G1/S checkpoint. pRb is present at relatively constant levels throughout the cell cycle but is hyperphosphorylated by cyclin/cdk complexes and released from E2F-1 at the G1/S transition, allowing continuation through the cell cycle (reviewed in reference 50). Conversely, the p107 and pRb2/p130 proteins are regulated at the protein level as well as by phosphorylation. p107 protein levels are low during quiescence (commonly referred to as G0) and early G1 but high during the other stages of the cell cycle. p130 protein levels, on the other hand, are low in cycling cells but increase once cells exit the cell cycle (reviewed in reference 21). The rise in p130 protein levels at the G0 stage of the cell cycle is accompanied by a change in the phosphorylation of p130 from a hyperphosphorylated form (form 3) predominating in cycling cells to the hypophosphorylated forms in G0 cells (35, 36). The large amount of hypophosphorylated p130 in G0 cells binds to the E2F-4 transcription factor, which is thought to repress genes required for reentry into early G1 phase, thereby maintaining the quiescent state (51).
An addition to this well-documented function for p130 is the observation that p130 harbors a cyclin interaction motif (59) and may therefore in certain cases function as a "classical" cdk inhibitor. Indeed, a recent report (10) showed that serum-starved p27kip1-/- mouse embryo fibroblasts (MEFs) still display efficient inhibition of cyclin E/cdk2 activity. In these p27kip1-/- cells, p130 was found to bind to the cyclin E/cdk2 complexes, and inhibition of cdk2 activity within this complex was attributed to p130 binding. However, this finding is in apparent contrast to other reports showing that overexpression of exogenous p130 does not induce growth arrest (23). Thus, it is unclear whether and how endogenous p130 regulation can contribute to cell cycle arrest in the presence of other cell cycle regulators.
As stated, we have previously shown that Forkhead expression induces cell cycle arrest in G1. However, it remained to be established whether prolonged Forkhead activation would result in a definite (senescence) or reversible (quiescence) exit from the cell cycle into G0, or whether an initial G1 arrest is followed by apoptosis. The latter is suggested by experiments with pre-B cells in which Forkhead-regulated expression of p27kip1 resulted in cell death by apoptosis (16). Here we show that Forkheads can bind regulatory sequences within the p130 promoter region, increase p130 mRNA levels, and consequently regulate p130 protein levels. We provide evidence that the observed increase in p130 protein levels represents an entry of cells into a quiescent state. Furthermore, we show that endogenous PI3K signaling regulates p130 protein levels as well. Analysis of MEFs lacking various combinations of pRb family members shows that pRb family members are required for inhibition of bromodeoxyuridine (BrdU) incorporation by Forkheads but that p130 upregulation is not sufficient. Instead, p130 regulation is likely to be essential in establishing quiescence. These results show that the PI3K/PKB/Forkhead pathway is not only structurally but also functionally conserved throughout evolution, since both quiescence in mammalian cells and Dauer formation in Caenorhabditis elegans are reversible phenotypes. We also observe that tumor cells become quiescent following Forkhead expression, and these data suggest that for certain types of tumors (e.g., PTEN-negative tumors), PKB activation by autocrine growth factors or oncogenic mutations and consequent inhibition of Forkhead transcription factors are essential for enabling cell cycle reentry.

MATERIALS AND METHODS
Plasmids.
pBabe-FKHR-L1.A3 was created by ligating a Klenow fragment-blunted
HindIII/
BamHI fragment of pcDNA3-HA-FKHR-L1.A3 into Klenow fragment-blunted,
BamHI-cut pBabe-puro. pcDNA3-HA-FKHR-L1.A3-ER has been described
previously (
16). pGL2-p130intron was created as follows. A 720-bp
fragment of the first intron of the p130 gene was cloned from
DLD-1 genomic DNA by PCR using the forward primer 5'-GAT GGC
ACC ACT GAT ACA GAA G-3' and the reverse primer 5'-CAA AGT GCT
AGG AGA ATA TGT C-3'. This fragment was cloned into pGEMT and
mutated at position +6 to create a
KpnI restriction site. A
KpnI-
SalI fragment of pGEMT-p130intron was subsequently ligated
into
KpnI-
XhoI-cut pGL2 to create pGL2-p130intron. pGL2-p130intron.DBEmut
was created by site directed mutagenesis using the primer 5'-CAT
AAA TAA ATA AGT AAA GAA ATA AAA GGA GGT ATT C-3'. All constructs
were verified by automated sequencing. pBabe-HA-AFX has been
described previously (
38). pCMV-HA-p130 was a kind gift of D.
Cobrinik.
Cell culture.
The DL23 cell line was created as follows. Linearized pcDNA3-HA-FKHR-L1.A3-ER (16) was transfected into DLD-1 human colon carcinoma cells by electroporation. Transfectants were selected for 2 weeks on 300 µg of Geneticin/ml. Subsequently, clones were isolated and analyzed for expression of the fusion protein. The DL23 subclone was chosen for further study. Primary MEFs derived from wild-type, p27kip1-/-, p130-/-, and p27kip1-/- p130-/- mice were a gift from B. Scheyen. MEFs, as well as A14, NIH 3T3, U87MG, and 3T3-PKB-ER (28) cells were grown on Dulbecco's modified Eagle medium with standard supplements. MCF7 cells were grown on DF12 medium. DL23 and DLD-1 cells were grown on RPMI-1640 supplemented similarly. 4-Hydroxy-tamoxifen (4OHT; Sigma) was diluted in RPMI 1640 and added to the cells at a final concentration of 500 nM (DL23 and DLD-1). LY294002 was dissolved in dimethyl sulfoxide and used at a final concentration of 10 µM.
Northern blotting.
Two micrograms of mRNA (polyA-Tract; Promega) purified from 1 mg of total RNA (RNAZol; TEL-TEST, Inc.) was run on a formaldehyde denaturing gel and blotted onto a GeneScreen-Plus nylon membrane (NEN). The blot was hybridized by using radiolabeled p130 (fragment of pCMV-HA-p130) and glyceraldehyde-3-phosphate dehydrogenase (NotI-linearized pUC19-GAPDH) probes.
Electrophoretic mobility shift assay.
Bandshift analysis of the human p130 gene using GST-AFX.DBD was performed as described previously (29). The oligonucleotides used were p130.DBEwt (5'-CTC ATA AAT AAA TAA GTA AAC AAA TAA AAG GAG GTA TTC-3') and p130.DBEmut (5'-CTC ATA AAT AAA TAA GTA AAG AAA TAA AAG GAG GTA TTC-3'). Competition experiments were performed with 1:0, 1:10, 1:25, and 1:50 ratios of labeled to nonlabeled oligonucleotides. Bandshift analyses of NIH 3T3, DLD-1, DL23, and 3T3-PKB-ER cells were performed as described previously (55).
Antibodies, immunoprecipitations, and immunoblotting.
Anti-p130 (C-20), anti-E2F-4 (C-20), anti-ER
(MC-20), anti-cdk2 (M2), anti-cyclin D1 (H11), anti-cyclin E (C-19), and anti-actin (I-19) were from Santa Cruz. Anti-pRb was from PharMingen. Anti-p27kip1 was from Transduction Laboratories. Anti-Bim was from Affinity Bioreagents. Anti-phosphoT32-FKHR-L1 was a kind gift from A. Brunet. For immunoprecipitations, MEFs or DL23 cells were lysed in lysis buffer (50 mM Tris [pH 7.5], 1% Triton X-100, 100 mM NaCl, and 5 mM EDTA supplemented with NaF, aprotinin, leupeptin, benzamidine, and NaVO4), and the cleared supernatant was incubated at 4°C with 10% protein A-Sepharose and 3 µl of anti-cdk2 or anti-cyclin E for 3 h. Beads were washed three times and resuspended in 1x Laemmli sample buffer. For immunoblotting of total lysates, cells were lysed in 1x Laemmli sample buffer, electrophoresed, and blotted onto nitrocellulose membranes according to the standard protocol. Immunoblotting was performed by blocking the membranes in BLOTTO (2% nonfat dry milk-0.5% bovine serum albumin in PBS-Tween [phosphate-buffered saline plus 0.1% Tween 20]) for 1 h at room temperature. Primary and secondary antibody incubations were carried out in PBS-Tween overnight and for 2 h at 4°C, respectively, and the membrane was washed four times after each incubation. Proteins were visualized by standard enhanced chemiluminescence (Amersham) and autoradiography.
[35S]methionine pulse-labeling.
DLD-1 and DL23 cells were grown to subconfluency, labeled with 100 µM [35S]methionine for 2 h, and lysed in 50 mM Tris (pH 7.5)-1% Triton X-100. Samples were corrected for the amount of cells, and [35S]methionine incorporation was measured by scintillation counter.
BrdU incorporation, FACS analysis, and cyclin E-associated kinase assay.
BrdU incorporation, fluorescence-activated cell sorter (FACS) analysis, and cyclin E/cdk2 kinase assays were performed as described previously (38).
Retroviral infections.
Retroviral infections using pBabePuro, pBabe-HA-AFX, and pBabePuro-HA-FKHR-L1.A3 were performed as described previously (38).
Luciferase assay.
Luciferase measurements were performed as described previously (29).

RESULTS
Forkhead transcription factors cause upregulation of the p130 pocket protein.
We have previously shown that infection of MEFs with a hemagglutinin
(HA)-AFX-expressing retrovirus causes strong inhibition of cyclin
E-associated kinase activity as well as of proliferation (
38).
While testing cell cycle regulators for their abilities to respond
to Forkhead expression, we noticed an increase in protein expression
of the pRb-like p130 protein. As shown in Fig.
1A, infection
with an HA-AFX-expressing retrovirus increases p130 protein
expression to similar levels in wild-type and p27
kip1-/- cells
compared to controls, indicating that this upregulation of p130
occurs independently of AFX-induced cell cycle arrest and/or
the presence of p27
kip1. We observed similar increases in p130
protein levels upon infection of the same cell lines with a
retrovirus expressing HA-FKHR-L1.A3 (a mutant of FKHR-L1 that
lacks all three inhibitory PKB phosphorylation sites) (data
not shown) (
6).
Next, we investigated whether induction of p130 protein levels
was mediated through transcriptional control of the p130 gene
by these Forkhead transcription factors. Analysis of the human
genome database revealed the presence of several suboptimal
Forkhead binding sequences (DNA binding effect; TTGTTTAC [
20])
in the 5' flanking sequences of the p130 gene and one optimal
inverse sequence in the first intron. To establish functionality,
we tested whether the Forkheads can bind this optimal sequence.
Purified GST-AFX and GST-DBD (respectively, full-length AFX
and the AFX DNA-binding domain fused to glutathione
S-transferase
[
29]) bound specifically to a radiolabeled oligonucleotide encompassing
the DBE of the p130 gene but not to an oligonucleotide in which
the DBE was mutated (Fig.
1B). Moreover, an unlabeled wild-type
oligonucleotide, but not an unlabeled mutant oligonucleotide,
could compete with the binding of the labeled wild-type probe
to the Forkhead. Next, we cloned a 720-bp fragment of the first
intron of the p130 gene and linked this to a luciferase reporter
gene. Cotransfection of this reporter construct with Forkheads
showed a clear increase in luciferase activity in A14 and DLD-1
cells (Fig.
1C). In keeping with the lack of Forkhead binding,
the same construct now containing the mutant DBE did not respond
to Forkhead expression. To further demonstrate transcriptional
control, we used a cell line in which we could induce Forkhead
activity by addition of 4OHT (for a complete description, see
below). Activation of FKHR-L1 resulted in a clear increase in
p130 mRNA levels (Fig.
1D). These data show that Forkheads can
directly control transcription of the p130 gene.
Forkhead expression induces a cell cycle exit into quiescence.
Increased expression of p130 protein is often associated with cell cycle exit and an entry into quiescence or senescence (21). We thus examined whether Forkhead-mediated p130 regulation may reflect cellular quiescence or senescence. Several general markers (e.g., reduction of general protein synthesis) for the G0 phase of the cell cycle have been described, but p130 appears to be the best-characterized marker. First, p130 protein is upregulated (51), as observed here after Forkhead activation (Fig. 1). Second, the p130 phosphorylation status changes from the hyperphosphorylated form 3 to the phosphorylated forms 1 and 2 (35, 36). Third, p130 associates with E2F-4, resulting in active repression of genes required for cell cycle reentry (51). To examine whether the Forkheads indeed cause cells to exit the cell cycle, we infected NIH 3T3 cells with a control virus or an HA-FKHR-L1.A3-expressing retrovirus and analyzed pocket-protein/E2F complexes by bandshift analysis using an oligonucleotide containing a consensus E2F family binding sequence (55). Normally growing NIH 3T3 cells infected with the control virus displayed moderate amounts of pocket protein/E2F complexes and relatively high levels of uncomplexed (free) E2F (Fig. 2A). Moreover, the major E2F complex consisted of p107, E2F-4, and cyclin A, as expected for cycling cells (Fig. 2B, left panel) (41). Proliferation of NIH 3T3 cells expressing the FKHR-L1.A3 protein, however, was strongly inhibited (data not shown) (38), and band supershift analysis using antibodies against the various E2F and pocket proteins showed that, compared to control cells, these cells displayed a complete shift in pocket protein/E2F complexes from mainly p107/E2F-4/cyclin A to p130/E2F-4 and a clear decrease in free E2F levels (Fig. 2B). Together with the increase in p130 protein levels, this indicates that Forkhead activity induces not only cell cycle arrest but also an exit from the cell cycle and entrance into a state of quiescence or senescence.
Forkhead-mediated increase in p130 protein levels does not contribute to inhibition of cyclin E-associated kinase activity.
We have previously shown that Forkhead expression increases
p27
kip1 protein levels and inhibits cyclin E/cdk2 activity.
It has been suggested that p130, like p27
kip1, can function
as a cdk inhibitor (
10). In agreement with these recent observations,
we observed some association of p130 with cyclin E/cdk2 complexes
in wild-type cells, and this association was increased in p27
kip1-/- cells (Fig.
3A). However, no further increase in the p130/cyclin
E/cdk2 complex was observed upon introduction of HA-AFX either
in wild-type or in p27
kip1-deficient MEFs, although AFX did
upregulate p130 in these experiments (Fig.
3A).
FKHR-L1.A3 induced strong inhibition of both BrdU incorporation
and cyclinE/cdk2 activity in wild-type MEFs, similar to that
observed upon overexpression of HA-AFX in the same cell lines
(Fig.
3B and
C, respectively) (
38). These effects were greatly
reduced, but not eliminated, in p27
kip1-/- cells (Fig.
3B and
C) (
38). However, inhibition of BrdU incorporation or cyclin
E-associated kinase activity upon Forkhead expression in MEFs
lacking p130 differed only slightly from that for wild-type
MEFs. Moreover, compared to that in p27
kip1-/- MEFs, Forkhead
expression in p130
-/- p27
kip1-/- cells showed no additional
attenuation of cell proliferation arrest or decrease in cyclin
E/cdk2 activity (Fig.
3B and
C). These data suggest that p130
does not significantly contribute to the Forkhead-mediated decrease
in cyclin E/cdk2 activity and in cellular proliferation. However,
at this point we cannot exclude the possibility that either
pRB or p107 or both act redundantly in the absence of p130.
We therefore investigated the effect of Forkhead activation
in MEFs lacking either pRb alone or combinations of the three
pRb family members. Treatment of wild-type MEFs with LY294002
increased p130 expression (
12) (data not shown) and inhibited
BrdU incorporation in MEFs, as reported previously (Fig.
3D)
(
12,
38). LY294002 treatment inhibited BrdU incorporation in
MEFs with a pRb gene deletion alone or in combination with a
p130 gene deletion to the same extent as for wild-type MEFs.
However, cells lacking all three pRb family members were no
longer inhibited by LY294002. In keeping with this result, Forkhead
expression in pRb
-/- p107
-/- p130
-/- MEFs also no longer resulted
in decreased BrdU incorporation (data not shown). However, in
this experiment we could not control for the efficiency of infection
by selection, since the selection markers used for creating
pRb
-/- p107
-/- p130
-/- MEFs precluded this. Taken together,
these results suggest that indeed pRb or p107 or both can substitute
for p130 in cell cycle arrest induced by the PI3K/PKB/Forkhead
pathway.
Forkhead-induced cell cycle exit is mediated by the PI3K/PKB pathway.
To examine whether the endogenous PI3K/PKB/Forkhead pathway is involved in p130 regulation, we investigated whether the increase in p130 protein levels upon serum starvation can be reversed through activation of the PI3K/PKB signaling pathway. Indeed, serum deprivation of a variety of cell lines, including the insulin-responsive cell line MCF7, resulted in an increase in p130 protein levels, which could be reversed by addition of insulin (Fig. 4A). However, preincubation with the PI3K inhibitor LY294002 completely blocked this, showing the PI3K dependence of p130 regulation in these cells (Fig. 4A). Similarly, treatment of the PTEN-negative glioblastoma cell line U87MG with LY294002 for 24 h resulted in Forkhead dephosphorylation and thus activation (6, 29), with a concomitant increase in p130 protein levels (Fig. 4B). Importantly, treatment of the human colon carcinoma cell line DLD-1 with LY294002 resulted in an increase in p130 levels, whereas serum starvation for as long as 72 h could not accomplish this (Fig. 4C). We attribute this differential response to LY294002 treatment and serum starvation to autocrine growth factor production by this tumor cell line. Taken together, these data show that the PI3K/PKB/Forkhead pathway is involved in the regulation of p130 protein levels.
Conditional activation of FKHR-L1 causes growth arrest and increased p130 protein levels in human colon carcinoma cells.
Previous work has shown that activation of PI3K is sufficient
to drive serum-deprived cells back into the cell cycle (
27).
Because Forkhead activation causes cells to withdraw from the
cell cycle through regulation of p27
kip1 and p130, we wanted
to address the possibility that inactivation of Forkheads as
a consequence of PI3K signaling is essential for cell cycle
reentry. Therefore, we created an inducible Forkhead system
and investigated, first, whether specific Forkhead activation
in such cells is responsible for the control of p130 protein
levels and, second, whether Forkhead activation can induce reversible
cell cycle exit and entry, a hallmark of quiescence. For these
experiments, we chose the DLD-1 cell line, in which cell cycle
exit (as measured by p130 protein levels) cannot be induced
by 72 h of serum starvation, in contrast to 24 h of treatment
with LY294002 (Fig.
4C). We created the DL23 cell line, a DLD-1
subclone that stably expresses a fusion of HA-FKHR-L1.A3 with
a modified form of the estrogen receptor (ER) hormone-binding
domain (HA-FKHR-L1.A3-ER) (
16). ER fusion proteins are usually
inactive until the cells are presented with the ligand for the
modified ER 4OHT (
32). 4OHT is thought to activate the fusion
protein by releasing repressors, probably heat shock proteins,
bound to the ER moiety of the fusion protein. Indeed, HA-FKHR-L1.A3-ER
is localized in the cytosol and thus is likely to be inactive
unless cells are treated with 4-OHT, which results in translocation
to the nucleus (data not shown).
Specific activation of the Forkhead transcription factor by 4OHT in the DL23 cell line resulted in upregulation of p27kip1 protein, hypophosphorylation of pRb, inhibition of cdk2 activity, and subsequent cell cycle arrest (Fig. 5A and B), consistent with data obtained for NIH 3T3 cells (38). These cell cycle-inhibitory events are specific for Forkhead activity, since the DLD-1 cell line did not display such effects upon 4OHT addition (Fig. 5A and B; also data not shown). Next, by Western blotting, we analyzed p130 protein levels upon specific Forkhead activation. As seen in Fig. 5C, treatment of the DL23 cell line with 4OHT for 16 to 24 h resulted in a strong increase in p130 protein levels, indicating that indeed the Forkheads may be mediators of the effect of LY294002 treatment on p130 levels observed in Fig. 4C. As with the MEFs for which data are shown in Fig. 1 and 3, the Forkhead-induced increase in p130 levels in DL23 cells does not seem to contribute to the inhibition of cdk2 activity, since the presence of p130 in cdk2-containing complexes does not significantly change upon 4OHT treatment (Fig. 5D).
To study more closely the possible role of the Forkheads in
the regulation of cell cycle exit and entry in DL23 cells, we
first chose to determine the effect of prolonged Forkhead activity
on cellular proliferation. To this end, we added 4OHT to DL23
cells for as long as 9 days and measured sub-G
1 DNA content
and BrdU incorporation to determine apoptosis and proliferative
status, respectively. As seen in Fig.
6A, activation of FKHR-L1.A3
by 4OHT results in rapid, drastic, and continued inhibition
of BrdU incorporation, but no great increase in the relative
amount of cells in apoptosis was observed, even after 9 days.
Finally, We measured general protein synthesis activity as another
marker of quiescence. As shown in Fig.
6B, protein synthesis
was clearly slowed down in DL23 cells treated with 4OHT for
48 h, as measured by [
35S]methionine pulse-labeling, indicating
that by this criterion as well, cells had entered G
0. The results
presented in Fig.
3 suggest that regulation of p130 by itself
is not sufficient to inhibit cyclinE/cdk2 activity and cell
proliferation. We therefore investigated whether, instead, the
Forkhead-induced decrease in general protein synthesis is dependent
on p130. To this end MEFs were infected with control and AFX
retroviruses, and protein synthesis was measured by [
35S]methionine
pulse-labeling. Interestingly, protein synthesis was not reduced
either in p130
-/- or in p27
-/- p130
-/- MEFs following Forkhead
expression. Although general protein synthesis can be influenced
in many ways, this result clearly suggests that p130 regulation
is essential for establishing quiescence.
Human colon carcinoma cells are forced to exit the cell cycle by specific activation of FKHR-L1.
To determine whether the observed increase in p130 protein levels
along with the sustained arrest is indicative of Forkhead-induced
quiescence or senescence in DL23 cells, we analyzed the G
0 markers
mentioned above. First we examined the phosphorylation status
of p130 protein upon 4OHT treatment of DL23 cells. Normal cycling
DL23 cells show most p130 protein hyperphosphorylated to form
3, as described for other cycling cells (Fig.
7A) (
35,
36).
Twenty-four hours of 4OHT treatment, however, resulted in an
increase in the relative amount of p130 protein phosphorylated
to forms 1 and 2 (Fig.
7A). We next examined the functional
interaction between p130 and E2F-4 using band supershift analysis.
The interaction of the p130/E2F-4 complex with E2F binding sequences
was increased in cells containing the activated Forkhead, whereas
p107-containing complexes were lost (Fig.
7B). Furthermore,
as with NIH 3T3 cells, by using an antibody against cyclin A,
we observed a decrease in levels of p107/cyclin A/E2F-4 complexes.
At this point, it should be noted that the most abundant pocket
protein/E2F complex observed in DL23 cells proved to be pRb/E2F-4;
however, this appears not to be uncommon for human cells (
19,
24,
39,
57). Taken together, these data suggest that activation
of Forkhead transcription factors induces cells to exit the
cell cycle and enter G
0. Moreover, the data imply that the effect
of the Forkheads on proliferation is sufficiently strong to
cause human tumor cells to enter quiescence or senescence.
Importantly, cellular quiescence is a reversible phenotype,
and this clearly distinguishes quiescence from senescence, which
is irreversible. The inducible Forkhead system enabled us to
directly address whether the Forkhead-induced phenotype is indeed
reversible. To this end, we treated DL23 cells for as long as
5 days with 4OHT, after which cells were grown for 3 days in
medium without 4OHT. BrdU incorporation after 5 days of 4OHT
treatment was diminished from 50 to 9%, but this phenotype reverted
almost completely upon withdrawal of 4OHT for 3 subsequent days
(Fig.
8). All cells had reentered the cell cycle, since more
than 95% of the population stained BrdU positive when given
BrdU for 40 h (data not shown). The cells that reentered the
cell cycle upon removal of 4OHT were efficiently arrested again
upon readdition of 4OHT, reflecting true reversibility (Fig.
8). The latter result also demonstrates that we did not select
a non-4OHT-responsive subpopulation during the initial prolonged
arrest.
Finally, we investigated the effect of Forkhead activation on
parameters of senescence. No LacZ staining could be observed
in DL23 cells even after prolonged treatment with 4OHT (data
not shown). In addition, in DLD-1, cells the p14
arf gene is
extensively methylated (
58), and consequently we could not observe
any p14
arf protein either before or after 4OHT treatment (data
not shown). We therefore also analyzed p19
arf expression in
MEFs infected with AFX retrovirus. No change in p19
arf expression
could be observed following Forkhead expression (Fig.
8B). Taken
together, these results demonstrate that the Forkhead-mediated
cell cycle exit indeed represents entry into quiescence (G
0).

DISCUSSION
In this study we show that signaling-independent activation
of the Forkhead transcription factors AFX and FKHR-L1, which
are normally controlled by the PI3K/PKB signaling pathway (
6,
29), results in an increase in protein expression of the retinoblastoma-like
protein p130. Expression of p130 is controlled directly at the
transcriptional level via an inverse DBE located in the first
intron, not an uncommon position for regulatory elements in
transcriptional control (
25,
49). Previously we have shown that
Forkheads induce cell cycle arrest through regulation of p27
kip1 (
38). Here we show that cells not only arrest but in addition
exit from the cell cycle and enter quiescence (G
0). Entrance
into G
0 is indicated not only by the upregulation of p130 protein
itself but also by the change in the p130 phosphorylation pattern
and the increase in E2F-4/p130 complex formation. These changes
have been described as characteristic for quiescent cells (
36,
51) and indicate that activation of AFX-like Forkhead transcription
factors is sufficient to force cells out of the cell cycle.
The report of others that activation of PI3K, and thereby inactivation
of Forkheads, is sufficient to drive serum-deprived cells into
the cell cycle (
27) suggested that Forkhead activation or inactivation
is sufficient to regulate, respectively, cell cycle exit and
entry. Indeed, we could show that prolonged growth factor-independent
activation of FKHR-L1 results in sustained but reversible growth
arrest. In addition, this result provides evidence that cells
do not enter senescence, and this conclusion is further corroborated
by a lack of p19
arf regulation by Forkhead activation.
In this respect, our data are remarkably consistent with the established role of these Forkhead transcription factors in C. elegans. In this nematode, the AFX/FKHR/FKHR-L1-like DAF-16 Forkhead transcription factor is regulated by a PI3K/PKB-like pathway and induces longevity and Dauer formation (31, 44, 45). The latter effect is an exit from development at the second larval stage in adverse situations such as lack of nutrients. The Dauer phenotype is reversible, allowing the worm to reenter the developmental program when conditions change for the better (reviewed in reference 54). Thus, the regulation of Dauer in C. elegans by the PI3K/PKB/Forkhead pathway in many ways resembles quiescence rather than senescence or apoptosis.
Although p130 is generally considered to be a marker of quiescence, it is at present unclear what its role can be in the actual establishment of quiescence. One possibility is that if cells are arrested by any other mechanisms (e.g., an increase in p27kip1 levels), p130 acts as a block to prevent cell cycle reentry, for example, by preventing the expression of certain genes. Alternatively, p130 may be actively involved in establishing the arrest. The observations that LY249002 treatment no longer inhibits proliferation of pRb-/- p107-/- p130-/- MEFs (Fig. 3D) and that these MEFs do not arrest upon serum deprivation (13) indicate that expression of one of the pRb family members is essential to establish cell cycle arrest in the absence of PI3K signaling. The mechanism, however, remains unclear. A Forkhead-induced increase in p130 levels does not result in inhibition of cyclin E-dependent cdk2 activity either in wild-type or in p27kip1-/- MEFs (Fig. 3C), suggesting a cyclinE/cdk2-independent mechanism. In contrast to a role in driving or establishing cell cycle arrest, our observation that in p130-/- and p27-/- p130-/- MEFs, Forkheads no longer repress general protein synthesis suggests that p130 regulation may indeed be of importance for establishing quiescence. In keeping with this, 4OHT treatment resulted in induction of p130 expression, which was delayed for several hours compared to p27kip1 expression (compare Fig. 5A and 5C; also data not shown).
Taken together, the data presented here suggest an elegant model in which the PI3K/PKB signaling pathway regulates cell cycle exit and entry through (in)activation of the AFX-like Forkhead transcription factors (Fig. 9). In this model the absence of PI3K signaling results in Forkhead activation and increased expression of p27kip1 and p130. We interpret the results on p130 regulation presented here as indicating that p27kip1 regulation is required for inducing cell cycle arrest and that p130 regulation is required for establishing cell cycle exit and entry into quiescence. However, it is clear that other cell cycle regulators in addition to p27kip1 and p130 must be affected by the Forkheads, since we find that in MEFs deficient in both p130 and p27kip1, Forkheads can still cause a decrease in cdk2 activity (Fig. 3C). If PI3K becomes activated by growth factor treatment, inactivation of Forkhead results in decreased p27kip1 and p130 expression, and this allows quiescent cells to reenter the cell cycle. Consistent with this model are the observations that disruption of p27kip1 expression or specific activation of PI3K can drive quiescent cells into G1 (27, 30, 34, 37, 48).
It has been proposed that the presence of p130/E2F-4 repressor
complexes on DNA has the effect of conferring reversibility
on the cell cycle exit program (
21). This is potentially important
in the context of oncogenic transformation and regeneration.
Conceivably, quiescent tissue is forced back into the cell cycle
by activation of the PI3K/PKB pathway. Indeed, ligand-independent
activation of PKB in quiescent cells reduces the amount of p130
protein (data not shown), indicating a return to the G
1 phase
of the cell cycle, and PI3K activated in a similar manner (PI3K-ER)
also drives cells out of quiescence (
27). This cell cycle reentry
function of PKB might contribute to the oncogenic effect of
mutations or deletions in the PTEN tumor suppressor (
46,
52),
especially in normally quiescent tissue such as the brain, where
PTEN genetic alterations are quite common (
26,
43). Once inactivated,
PTEN no longer inhibits PKB-dependent inactivation of the Forkheads,
and thus cells reenter the cell cycle.
Certain differentiated tissues, such as liver, smooth and skeletal muscle, pancreatic, and auditory sensory epithelial tissues, have the ability to regenerate. Recent data indicate that both p27kip1 and p130 are involved in defining the exact pool of skeletal muscle and auditory sensory epithelial reserve cells that confer this capacity to regenerate (8, 34). In addition, high p27kip1 protein levels have been implicated in maintenance of the quiescent state of germinal center/memory B cells (56), and p130 or p27kip1 has been implicated in liver, pancreas, and smooth muscle regeneration (1, 5, 9, 40). Based on the data presented in this report, it is tempting to speculate that in the cells of tissues such as liver, pancreas, and muscle, the PI3K/PKB/Forkhead pathway contributes to cell cycle reentry.
The data presented here show that specific activation of FKHR-L1 alone is sufficient to induce human tumor cells to exit the cell cycle. Not only can Forkheads inhibit proliferation of human colon carcinoma cells; they also have the ability to arrest human leukemia cells, human glioblastoma cells, human renal carcinoma cells, and human osteosarcoma cells (38). This potent capacity of the Forkheads may indicate that proliferation during the process of oncogenic transformation cannot occur in the presence of active Forkheads. Possibly, during this transformation process, endogenous Forkhead activities have been diminished in such tumor cells. Indeed, human U87MG glioblastoma cells (this study) and human Jurkat leukemia cells (unpublished data) have high levels of phosphorylated and thus inactivated FKHR-L1. Furthermore, exogenous FKHR is located in the cytoplasm, and thus kept inactive, in human renal and prostate cancer cells (42). The putative importance of this pathway in oncogenesis is further supported by the findings that in many tumors p27kip1 (reviewed in reference 33) or p130 expression (2, 53) is low.
Forced activation of the Forkheads that are regulated by PKB either causes cells to exit the cell cycle, as described here, or to go into apoptosis. It is conceivable that in the latter case, cell cycle arrest and/or exit in the absence of PI3K/PKB signaling is deleterious because of a lack of survival signals and/or activation of default death pathways. The ability of Forkheads to induce proapoptotic genes such as those encoding Bim and FasL (6, 15) may constitute part of this default death pathway. Conditional activation of FKHR-L1 in the DL23 cell line used in this study does not result in upregulation of Bim (unpublished data), whereas activation of the same construct in Ba/F3 cells (pre-B cells) does (15). Furthermore, the DLD-1 cell line, which is the parental cell line for the DL23 clone, is not sensitive to FasL-induced apoptosis despite high levels of CD95 (18, 22). We do not yet understand the mechanism by which the default death pathways are silenced in these cells, but it will be interesting to examine what other cellular factors determine why Bim is not Forkhead responsive in nonhematopoietic cells and why the presence of CD95 does not necessarily mean FasL responsiveness.
In conclusion, we have identified a novel function for the Forkhead transcription factors AFX, FKHR, and FKHR-L1 in cell cycle control. We have shown that these Forkheads induce cells to exit the cell cycle and enter a state of quiescence, as demonstrated by upregulation of protein levels of the retinoblastoma family member p130, an increase in levels of p130/E2F-4 complexes, and the reversibility of cell cycle arrest. The last observation further emphasizes the importance of activation of the PI3K/PKB pathway in processes such as oncogenic transformation, in that it may relieve the inhibitory constraints on cell cycle progression imposed by Forkhead-mediated regulation of p27kip1 and p130 levels, resulting in reentry into the cell cycle.

ACKNOWLEDGMENTS
We thank D. Cobrinik, H. Ariga, A. Brunet, B. Scheyen, and J.
H. Dannenberg for providing useful reagents. We thank Johannes
L. Bos for ongoing discussions, support, and critical reading
of the manuscript. We also thank R. Watson and C. Sardet for
critical reading of the manuscript.
G.J.P.L.K. was supported by a grant from Chemical Sciences (NWO-CW). E.W.-F.L. and J.G. are supported by the Leukemia Research Fund of the United Kingdom.
G. J. P. L. Kops and R. H. Medema contributed equally to this work.

FOOTNOTES
* Corresponding author. Mailing address: Department of Physiological Chemistry and Center for Biomedical Genetics, University Medical Center Utrecht, Stratenum, Universiteitsweg 100, 3584 CG Utrecht, The Netherlands. Phone: 31 30 253 8918. Fax: 331 30 253 9035. E-mail:
b.m.t.burgering{at}med.uu.nl.

Present address: CRC Labs and Section of Cancer Cell Biology, Imperial College School of Medicine at Hammersmith Hospital, London, United Kingdom. 

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Almeida, M., Han, L., Martin-Millan, M., O'Brien, C. A., Manolagas, S. C.
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Fosbrink, M., Niculescu, F., Rus, V., Shin, M. L., Rus, H.
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Bois, P. R.J., Izeradjene, K., Houghton, P. J., Cleveland, J. L., Houghton, J. A., Grosveld, G. C.
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Kim, S.-J., Winter, K., Nian, C., Tsuneoka, M., Koda, Y., McIntosh, C. H. S.
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Kyoung Kim, H., Kyoung Kim, Y., Song, I.-H., Baek, S.-H., Lee, S.-R., Hye Kim, J., Kim, J.-R.
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Kalinichenko, V. V., Major, M. L., Wang, X., Petrovic, V., Kuechle, J., Yoder, H. M., Dennewitz, M. B., Shin, B., Datta, A., Raychaudhuri, P., Costa, R. H.
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Klausen, P., Bjerregaard, M. D., Borregaard, N., Cowland, J. B.
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Nantermet, P. V., Xu, J., Yu, Y., Hodor, P., Holder, D., Adamski, S., Gentile, M. A., Kimmel, D. B., Harada, S.-i., Gerhold, D., Freedman, L. P., Ray, W. J.
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