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Molecular and Cellular Biology, June 2008, p. 3979-3994, Vol. 28, No. 12
0270-7306/08/$08.00+0 doi:10.1128/MCB.00019-08
Copyright © 2008, American Society for Microbiology. All Rights Reserved.

Department of Biochemistry and Molecular Biology, Louisiana State University Health Sciences Center, Shreveport, Louisiana 71130-3932
Received 7 January 2008/ Returned for modification 25 February 2008/ Accepted 26 March 2008
| ABSTRACT |
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1/HML
2 mating promoters. This, together with the fact that Pol II is Ser5 phosphorylated, implies that SIR-mediated silencing is permissive to both preinitiation complex (PIC) assembly and transcription initiation. In contrast, the occupancy of factors critical to both mRNA capping and Pol II elongation, including Cet1, Abd1, Spt5, Paf1C, and TFIIS, is virtually abolished. In agreement with this, efficiency of silencing correlates not with a restriction in Pol II promoter occupancy but with a restriction in capping enzyme recruitment. These observations pinpoint the transition between polymerase initiation and elongation as the step targeted by Sir2 and indicate that transcriptional silencing is achieved through the differential accessibility of initiation and capping/elongation factors to chromatin. We compare Sir2-mediated transcriptional silencing to a second repression mechanism, mediated by Tup1. In contrast to Sir2, Tup1 prevents TBP, Pol II, and TFIIH recruitment to the HML
1 promoter, thereby abrogating PIC formation. | INTRODUCTION |
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Heterochromatin, the cytologically condensed compartment of the eukaryotic nucleus, likewise is a substrate of chromatin-remodeling complexes and other regulatory factors (reviewed in reference 16), yet genes residing in heterochromatin generally are transcriptionally silent. A key feature of heterochromatin is its ability to repress gene expression in a position-dependent but sequence-independent fashion. Thus, the position of a gene on the chromosome, rather than its associated enhancer, upstream activation sequence (UAS), and promoter elements, can dictate its expression state. The budding yeast Saccharomyces cerevisiae does not contain condensed chromatin at the cytological level; however, it does contain domains of silent chromatin that resemble, in both their molecular and epigenetic characteristics, the repressed heterochromatic domains of higher eukaryotes (46).
In S. cerevisiae, silent chromatin is found at the telomeres, the ribosomal DNA repeats, and the two cryptic mating-type loci, HMR and HML, located near the right and left telomeres of chromosome III, respectively (14, 51). The silent mating loci bear genes (a1 and a2 at HMR and
1 and
2 at HML) that encode transcriptional regulators. Their activation in a wild-type cell requires their transposition to a centromere-proximal euchromatic site, MAT, located on the same chromosome. This transposition, which occurs only in homothallic haploid cells, is initiated by the HO double-stranded DNA endonuclease that cuts a specific site within the MAT locus. The double-stranded break subsequently is repaired by nonreciprocal homologous recombination between the mating-type genes located in MAT and those of the opposite mating type found at either HMR or HML, which act as the donors of mating information. The directionality of mating-type interconversion is determined by a recombinational enhancer located proximal to HML and that, when active (as is the case in a cells), increases the probability that HML will serve as the donor of mating-type information. When the enhancer is repressed, as is the case in
cells, HMR serves as the donor (reviewed in references 64 and 72).
Silencing at the HM loci is controlled by cis-acting elements termed silencers. These contain binding sites for sequence-specific factors (ORC, Rap1, and Abf1) that trigger the formation of a specialized chromatin structure through the concerted recruitment of the Sir2, Sir3, and Sir4 silencing proteins (reviewed in references 18 and 43). The silencing complex horizontally propagates along the chromatin fiber through iterative cycles of H4 K16 deacetylation catalyzed by Sir2, an evolutionarily conserved NAD+-dependent lysine deacetylase (26, 63). The deacetylation of H4 K16 and the resultant production of O-acetyl-ADP-ribose are necessary for the formation of a trimeric complex between Sir2/Sir4 and Sir3 (25, 38). The resultant chromatin structure consists of positioned, hypoacetylated, and hypomethylated nucleosomes (7, 49, 52, 70).
Transcription is a multistep process, and each step is highly regulated. Initially, sequence-specific activators bind to UAS elements (enhancers); these, in turn, recruit polymerase II (Pol II) and GTFs to the core promoter, leading to the formation of the preinitiation complex (PIC) (schematically summarized in Fig. 1). Transcription initiation requires the general factor TFIIH, the ATPase subunit of which unwinds the DNA, leading to the formation of an open complex. Also, the kinase subunit of TFIIH phosphorylates Ser5 residues of the carboxy-terminal domain (CTD) of Rpb1, the large Pol II subunit (53). Early elongation often is accompanied by a pause, during which the pre-mRNA is capped at its 5' end. Following this step, which generally takes place when the nascent mRNA chain is 25 to 35 nucleotides long (48), Pol II engages in productive elongation concomitant with the phosphorylation of Ser2 residues with the CTD and the recruitment of elongation factors, including TFIIS, DSIF (Spt4/Spt5), and the Paf1 complex (Paf1C) (53). (As indicated in Fig. 1, Spt4/Spt5 may play an additional role in instigating the Pol II pause following early elongation [53].)
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Investigations of an ectopically silenced heat shock transgene cast additional doubt on the steric hindrance mechanism. These studies showed that despite efficient, SIR-dependent silencing, the hsp82 promoter remained accessible, as measured by nuclease hypersensitivity (35). Consistently with this, UAS and TATA genomic footprints were retained (57), and essentially normal levels of the activator HSF, the initiation factor TBP, and Pol II itself were present (56). An analysis of the naturally silenced HMRa1 promoter supported these conclusions, as both TBP and Pol II were detected in the SIR-repressed state (56). These findings gave rise to the notion that SIR acts at a point downstream of both activator binding and PIC recruitment to silence transcription. More recently, a third model has been proposed: PIC interference. This model posits that SIR is permissive to activator binding, yet transcription is abolished because of a failure to recruit RNA polymerase. In support of this, at several SIR-silenced URA3 transgenes as well as at both the HML and HMR mating loci, Pol II, along with the general initiation factors TFIIB and TFIIE, could not be detected (8).
Here, we use chromatin immunoprecipitation (ChIP) to quantitatively measure the abundance of initiation, capping, and elongation factors at the naturally silenced HMRa1 and HML
1/HML
2 promoters. We employ two genetic backgrounds and rigorous controls for both nonspecific immunoprecipitation (IP) and spurious PCR amplification. We find, consistent with predictions of the downstream inhibition model, that three components of the PIC, namely, TBP, Pol II, and TFIIH, are present within the silent HMR and HML promoters. Furthermore, Pol II is efficiently phosphorylated at Ser5 within its CTD, indicating that polymerase is not only present but also has initiated transcription. In striking contrast, the occupancy of 5'-capping enzymes and elongation factors is virtually eliminated, and the recruitment of Mediator is restricted. Our results pinpoint the transition between Pol II initiation and elongation as the step targeted by SIR and provide important insight into how silent chromatin can abrogate gene expression.
| MATERIALS AND METHODS |
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strains of the SLY101 background used here bear hsp82 alleles flanked by HMR-E silencers (57). sir2
strains were generated using one-step transplacement of the SIR2 open reading frame (ORF) with a PCR-amplified DNA fragment bearing the KANMX marker and gene-specific flanking sequences (21) and were confirmed by genomic PCR in conjunction with mating-type assays (cells bearing sir2
lose the ability to mate with cells of the opposite identity). To excise the KANMX marker, cells were transformed with the plasmid pSH47 that bears a URA3+ marker and a Cre recombinase regulated under a GAL1 promoter (21) and then were induced in 2% galactose for 2.5 h, followed by screening for kanamycin-sensitive colonies that then were cured of the plasmid on medium containing 5-fluoorotic acid. Strains with an HM locus deletion were obtained from the parental sir2
or sir4
strain by replacing the corresponding mating-type gene with the KANMX marker and were further confirmed by genomic PCR as well as mating type assays (cells bearing the deletion of either SIR2 or SIR4 combined with a single HM locus deletion regain the ability to mate with cells of the opposite identity). Tandem affinity purification (TAP)-tagged strains were obtained from Open Biosystems, and each tagged allele was confirmed by genomic PCR. To C-terminally tag the chromosomal KIN28 gene with the 9-Myc epitope, we performed a one-step gene transplacement of strains EAS2001, EAS2011, and LG1101 (Table 1). The transforming DNA was PCR amplified using the plasmid pWZV87 as the template (30). The proper targeting of the KIN28-9Myc-KlTRP1 fragment was confirmed by genomic PCR.
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ChIP. ChIP was performed essentially as described previously (56). Fifty-milliliter cultures were cross-linked with 1% formaldehyde and then converted to spheroplasts with lyticase (4 mg/ml; ICN Biomedicals or Sigma) and lysed using 1 volume of 0.5-mm glass beads for 30 min at 4°C on an Eppendorf 5432 mixer. Chromatin was sheared to a mean size of 0.5 to 0.7 kb with a Branson 250 sonifier equipped with a microtip that used three 25-s pulses at constant power and an output setting of 22 W. The clarified supernatant (final volume, 3.0 ml) was used in IPs as described below. The sources of antibodies were the following: Cet1 and Abd1, Steve Buratowski (Harvard Medical School); Sir3, Rohinton Kamakaka (University of California—Santa Cruz); yTBP, Michael Green (University of Massachusetts Medical Center); Ser5-phosphorylated CTD (monoclonal antibody H14; Covance); Myc (monoclonal antibody 9E10; Santa Cruz Biotech); and mouse Pol II CTD (raised in rabbits immunized with glutathione S-transferase-CTD [expression vector obtained from David Bentley, University of Colorado Health Sciences Center]).
IPs typically were achieved by adding 5 µl antiserum to 300 µl of chromatin lysate, followed by mixing the solution on a nutator at 4°C overnight. Pansorbin cells (40 µl; Calbiochem) then were added, and the incubation was continued for an additional 3 h. For the Ser5-P-CTD ChIPs, chromatin was isolated in the presence of a phosphatase inhibitor cocktail (10 mM each of NaF, NaN3, pNPP, NaPPi, and β-glycerophosphate). Chromatin lysate (150 µl) was preincubated with 2.5 µl of a 50% slurry of anti-mouse immunoglobulin M (IgM)-agarose beads (Sigma) preblocked with 1 mg/ml bovine serum albumin and 0.3 mg/ml of salmon sperm DNA for 3 h at 4°C. H14 antibody (2.5 µl) then was added to the clarified supernatant and permitted to incubate overnight at 4°C. A total of 2.5 µl of fresh preblocked anti-mouse IgM-agarose beads then was added, and the mixture was incubated at 4°C for 3 h. Beads then were washed as previously described (56). All TAP ChIPs were performed as described previously (28) using IgG-agarose beads (Sigma) and no antibody.
Following washing and the reversal of formaldehyde-induced cross-links, DNA was ethanol precipitated and dissolved in 30 µl Tris-EDTA (TE). For input samples, 200 µl of soluble chromatin was ethanol precipitated and dissolved in TE, and cross-links were reversed. The chromatin was reprecipitated, and DNA was purified and dissolved in 50 µl TE. Generally, DNA representing 0.02 to 0.4% of the total chromatin sample (input) or 6 to 12% of the IP was amplified. In addition to template DNA, the 50-µl reaction mixtures contained 2.5 mM MgCl2; 400 µM each of dCTP, dGTP, dTTP, and dATP; and 1 µCi of [
-32P]dATP (6,000 Ci/mmol). After 2 min of denaturation at 93°C and the addition of 1.25 U Taq DNA polymerase, the temperature was lowered to 60°C for 1 min, followed by 32 s at 72°C. Samples then were subjected to a program of 25 cycles, each consisting of 1 min at 93°C, 1 min at 60°C, and 32 s at 72°C. PCR products were precipitated, electrophoresed on 8% Tris-borate-EDTA polyacrylamide gels, dried, exposed to a Phosphor screen, and quantified on a Storm 860 PhosphorImager (Molecular Dynamics) using ImageQuant 5.2 software.
The following gene-specific primers were employed: HML
1/HML
2 promoter (251-bp PCR product), GCCCACTTCTAAGCTGATTTCAATCTCTCC and GGCTTCGAAGTAAACATATTGTGAATGTCG; HML
1 3' untranslated region (3'-UTR) (240 bp), CCATTTAGTTTTTAGTACGATTGC and CCAAACTTACGATCTTTGGACC; HMRa1 promoter (139 bp), GTTCTTTCGGGGAAACTGTATAAAACTTCC and GTTAAACAGAGTTCTGTTTATGTTTTCCGCC; HMRa1 3'-UTR (170 bp), CCAACATTTTCGTATATGGCG and CTTGTGCAAATTCCAACTAAAGG; HMR-E (156 bp), CGAACGATCCCCGTCCAAGTTATGAGC and CAGGAGTACCTGCGCTTATTCTCAAAC; ARS504 (73 bp), GTCAGACCTGTTCCTTTAAGAGG and CATACCCTCGGGTCAAACAC; PMA1 promoter (322 bp), GGTACCGCTTATGCTCCCCTCC and GATTTTCTTTAACTAGCTGGGG; HSP82 promoter (396 bp), CACCCCCCCTCTCTCAACACAGTAATCC and GGACTCTATTTTCTATCAGGTATGATTTCTTCAACTC; HSP82 ORF (198 bp), GTTCTACTCGGCTTTCTCCAAAAATATC and CAGCCTTTAGAGATTCACCAGTGATGTAG; and HSP82 3'-UTR (275 bp), GAGTTGACGAAGGTGGTGCTCAAGACAAG and CCTATTCAAGGCCATGATGTTCTACCTAATC. These primer pairs were used at the following concentrations: HML
1/HML
2 promoter (50 pmol), HML
1 3'-UTR (50 pmol), HMRa1 promoter (25 pmol), HMRa1 3'-UTR (25 pmol), HMR-E (25 pmol), ARS504 (15 pmol), PMA1 promoter (50 pmol), HSP82 promoter (40 pmol), HSP82 ORF (12.5 pmol), and HSP82 3'-UTR (12.5 pmol).
Quantification of the data was done essentially as described before (74). To calculate the abundance of a given gene sequence (Qgene) present in an IP, we used the following formula: Qgene = IPgene/inputgene. In this calculation, input is used solely for the purpose of normalizing the amplification efficiency of each genomic locus in the multiplex PCR; it is not used to normalize sample-to-sample variation in recovery. Instead, as described below, the coamplified ARS504 locus is used for this purpose. To eliminate any contribution of nonspecific IP, we subtracted the signal arising from a mock IP (Pansorbin cells or agarose beads only) in the TBP, Cet1, Abd1, and H14 ChIPs; the signal from chromatin immunoprecipitated from a nontagged strain for the Myc- and TAP-tagged ChIPs; or the signal obtained from preimmune serum for the CTD ChIPs prior to calculating Qgene. The gel background value alone was subtracted from the ARS504 value, a nontranscribed locus that served as an internal recovery (nonspecific IP) control to which all Qgene values were normalized. The Qgene/QARS504 quotient in the derepressed state was set at 1.0, to which all other values were normalized. For Sir3 ChIPs, the abundance of the gene sequence was quantified relative to that of HMRa1, with the QHMRa1/QARS504 quotient for the SIR+ sample normalized to 1.0. To derive the P values listed in Table 2, a two-tailed t test was conducted using the TTEST function on Excel 2003, using two-sample equal variance as the parameter.
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1-, or
2-specific probes at 55, 65, and 52.5°C, respectively, to visualize mating-type transcripts or the HSP82 probe at 45°C to detect the HSP82 transcript, washed, exposed to a PhosphorImager, and then rehybridized (without stripping) to the ACT1 probe at 55°C. We note that the
2 probe shares sequence similarity with the a2 gene and therefore cross-hybridizes to the a2 mRNA; nonetheless, the two transcripts can be distinguished by size and individually quantified. Gel-purified templates were generated by PCR from yeast genomic DNA. All hybridization probes were synthesized by 25 cycles of linear PCR in the presence of 5 mM MgCl2; 300 µM each of dCTP, dGTP, dTTP; 3 µM of dATP; 100 µCi of [
-32P]dATP; and 1.25 U of Taq DNA polymerase. The following probes were used (coordinates relative to ATG): a1, +156 to +326; a2, +356 to +562,
1, +101 to +496;
2, +63 to +322; HSP82, +2167 to +2228; and ACT1, +606 to +1000. | RESULTS |
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or sir4
deletion strains in parallel, allowing a direct comparison between heterochromatic and euchromatic gene states. In SIR+ strains, Sir3 is recruited to both HM loci, yet it appears to be more abundant at HML than at HMR (Fig. 2B). This might reflect the presence of two functionally autonomous silencers at this locus (HML-E and HML-I) as opposed to HMR, which has only one, HMR-E (6, 50, 58). The efficiency of Sir2/3/4 recruitment has been shown to correlate with both the dosage and arrangement of silencers (56) (L. Gao and D. S. Gross, unpublished data). As expected, in either a sir2
or sir4
mutant, Sir3 recruitment is abolished (Fig. 2B). Concomitantly, the HM loci are transcriptionally derepressed (Fig. 2C, lanes 2 and 5). The exception to this is the
1 gene, which fails to express in either sir2
strain, as it is the target of Tup1 repression in sir mutants (22). The role played by Tup1 is further considered below.
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1/HML
2 promoters (sir2
background). This is most clearly seen in MATa strains that bear
1 and
2 genes only at HML (Fig. 2D). Strikingly, Pol II occupancy remains high in a SIR+ context (black arrows) when HML
1 and HML
2 transcription is extinguished (Fig. 2C, lane 4), Sir3 occupancy is high (Fig. 2B), and local nucleosomes are both hypoacetylated (7) and H3 K4 hypomethylated (52). Importantly, Pol II occupancy at the silent
1/
2 promoters is well above that seen at a nontranscribed euchromatic region (ARS504) (Fig. 2D) and is observed in two distinct genetic backgrounds (S288C and SLY101). A virtually identical pattern of Pol II occupancy is seen at HMRa1 in MAT
cells, and these data, along with those for HML
1/HML
2, are quantified in Fig. 2D. To confirm that the PCR amplification was specific, we constructed strains individually deleted for either HML or HMR and subjected these to ChIP analysis as described above. As expected, neither deletion strain evinced a significant PCR product (see Fig. 5A, lane 5 of each gel). Taken together, these findings argue that SIR is permissive to the recruitment of Pol II at stably silenced target genes.
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1/
2 promoters is consistent with the downstream inhibition model of transcriptional silencing while simultaneously arguing against both steric hindrance and PIC interference models.
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1/HML
2 promoters, and its abundance at each locus equals or exceeds that seen in the sir2
or sir4
euchromatic state. To rule out the possibility that Kin28, as part of the TFIIK kinase subcomplex, is recruited independently of core TFIIH, we also examined the occupancy of Tfb1, an essential core subunit of TFIIH. As shown in Fig. 3C, the Tfb1 occupancy of the HML
1/HML
2 promoter is significant in the SIR-induced heterochromatic state and actually exceeds its occupancy in the sir2
-induced euchromatic state. We conclude that TFIIH is present, and abundant, within the SIR-silenced HM promoters. The paradoxical enhanced occupancy of TFIIH at
1/
2 in the SIR+ strain parallels findings for Pol II and TBP (Fig. 2D, 3A) and is further considered below.
Silent chromatin is permissive to Ser5 phosphorylation of the Pol II CTD, yet Pol II arrests at or near the promoter.
A critical function of the TFIIH kinase is to phosphorylate the Pol II large subunit at Ser5 within the CTD heptad repeat (23). The Ser5-phosphorylated isoform of Pol II is characteristic of the polymerase that has initiated transcription (53). Therefore, a potential way that SIR could act is by inhibiting the phosphorylation of Ser5 residues within the Pol II CTD, thereby aborting transcriptional initiation. However, the Ser5-phosphorylated isoform of Pol II is present at the silent HM promoters, and its abundance is comparable to that seen in the sir2
euchromatic state (Fig. 4A). This result provides additional evidence for the presence of Pol II at the silent a1 and
1/
2 genes and further suggests that Pol II has initiated transcription.
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1, and
2 ORFs (378, 525, and 630 bp, respectively), along with the presence of closely abutting (and similarly regulated) genes 3' of both HMRa1 and HML
1 (see Fig. 8), prevent a definitive analysis of Pol II localization at these genes. Figure 4B reveals that Pol II is virtually undetectable within the 3'-flanking region of HMRa2, a site located
1 kb downstream of the a2 promoter. This contrasts with Pol II abundance at the HMRa1 promoter in SIR+ cells as well as its abundance within the 3' flank of HMRa2 in sir2
cells and is consistent with the stalling of Ser5-phosphorylated Pol II at the 5' end of HMRa2. We extended this analysis to a previously characterized hsp82 transgene, ectopically silenced by integrated, flanking HMR-E silencer elements (57). Consistent with the above results, Pol II occupancy at the hsp82-2001 promoter is undiminished by SIR, in contrast to its significantly reduced occupancy within the gene's ORF and 3'-UTR (Fig. 4C).
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1/
2 gene promoters (Fig. 5A), although it is abundant under derepressing conditions. Quantification of four biological replicates indicates that Cet1 occupancy is reduced 16- to 20-fold by SIR repression (Fig. 5A). This impairment in Cet1 recruitment stands in stark contrast to the essentially complete accessibility of TBP, Pol II, and TFIIH to silent chromatin.
We next addressed whether the occupancy of the 5' mRNA cap methylase, Abd1, also is influenced by SIR. Abd1 binds the CTD independently of Cet1/Ceg1, and its interaction requires both Ser5 phosphorylation and the TFIIH kinase (54). Given this, it was possible that despite the absence of Cet1 at the silent a1 and
1/
2 genes, Abd1 recruitment occurred unimpaired. However, as shown in Fig. 5B, the recruitment of Abd1, like that of Cet1, is highly restricted (
10-fold). This restriction has important mechanistic implications, given that Abd1 has been functionally linked to subsequent elongation in both S. cerevisiae and the fission yeast Saccharomyces pombe (20, 55). Taken together, the data argue that silent chromatin is highly restrictive to the recruitment of capping machinery.
The absence of capping enzymes raises the possibility that SIR additionally restricts other factors whose association with the TEC takes place either concomitantly with or subsequent to that of capping enzymes. We focused on three elongation factors: Spt5, TFIIS, and the Paf1 complex (Paf1C). The essential elongation factor Spt5, as part of the Spt4/Spt5 complex, has been implicated in the control of early transcription (Fig. 1) and physically and functionally interacts with both Ceg1/Cet1 and Abd1 (37, 41). As shown in Fig. 6A, SIR reduces the recruitment of Spt5 to the silent
1/
2 promoter to an undetectable level. The sir2
mutation alleviates this block, and Spt5 is efficiently recruited concomitantly with transcriptional activation.
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1/HML
2 is reduced 12-fold by SIR.
To investigate the effect of SIR silencing on Paf1C recruitment, we examined the occupancy of its Rtf1 subunit. Paf1C associates with Ser5-phosphorylated Pol II and genetically and physically interacts with the Spt4/Spt5 complex (61), as well as with Spt6, FACT, and Chd1. Moreover, Paf1C plays a critical role in regulating transcription-associated histone modifications, including H2B ubiquitylation and H3 K4 methylation, and does this through mediating the interaction between Pol II and the enzymes responsible for these modifications. As shown in Fig. 6C, SIR strongly impedes the binding of Rtf1 and, by extension, of Paf1C to the silent HML
promoters, thereby providing a basis for the absence of activating histone modifications within silent chromatin (reviewed in references 15 and 46) as well as further evidence accounting for the failure of Pol II to escape from the gene's 5' end.
Efficiency of silencing inversely correlates with the presence of capping enzyme.
To investigate the functional link between capping enzyme recruitment and transcriptional silencing in more detail, we employed silencer-flanked hsp82 transgenes. As discussed above, these consist of the native HSP82 heat shock gene flanked by chromosomally integrated HMR-E silencers. The efficiency of transcriptional silencing at these alleles correlates with Sir2 recruitment: hsp82-2001, flanked by four silencers, exhibits
95% of the level of Sir2 observed at HMR and is repressed >30-fold; hsp82-1001, flanked by two silencers and containing
80% of the level of Sir2, is repressed 5- to 10-fold; and hsp82-201, bearing tandem upstream silencers and containing
30% of Sir2, is silenced 2- to 4-fold (56, 57). If the reduction in recruitment of capping enzymes is linked to silencing, then the degree to which these factors are prevented from accessing the hsp82 transgenes should correlate with the degree to which they are silenced. This is in fact what is seen: despite Pol II being present at normal levels at the 5' ends of all three silenced hsp82 alleles, Cet1 recruitment is reduced by almost 10-fold at hsp82-2001, 5-fold at hsp82-1001, and 3-fold at hsp82-201 (Fig. 7). Therefore, restriction in Cet1 occupancy, unlike that of Pol II, directly correlates with SIR-mediated silencing.
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1 and HMRa 1 are silenced by SIR but permissive to Pol II recruitment.
To extend the generality of our observations, we tested whether Pol II, TBP, or Cet1 is recruited to two additional silenced genes, YCL065W and YCR097W-A. These cryptic genes are located immediately downstream of HML
1 and HMRa1, respectively (Fig. 8A), and they are expressed in a sir2
mutant but not in the SIR+ parental strain (data not shown). As illustrated in Fig. 8B and C, Pol II and TBP are in fact present and abundant at the YCL065W and YCR097W-A promoters in the SIR+ strain. We then asked whether either Pol IIoSer5 or Cet1 is present, given our findings with HML
1/HML
2 and HMRa1. Strikingly, Pol IIoSer5 is present at these genes (Fig. 8D), while Cet1 is not (Fig. 8E). These results recapitulate findings for the HML
1/HML
2 and HMRa1 promoters and, intriguingly, suggest the presence of two additional SIR-regulated genes within the HM loci.
SIR partially restricts recruitment of Mediator.
Finally, we examined the recruitment of Mediator, a transcriptional coregulator thought to bridge sequence-specific activators with RNA Pol II. Consistent with a general role in transcription, Mediator has been detected at the 5' ends of many, if not most, genes (3). In light of this, it has been proposed that Mediator should be considered a general transcription factor that is equivalent to components of the PIC (65). An alternative view is that Mediator primarily acts as a gene-specific coactivator (13). Mediator has been detected in holoenzyme preparations of Pol II (31) but is not corecruited with polymerase at certain genes (5, 10). As shown in Fig. 6D, the occupancy at HML
1/HML
2 of both head (Srb4) and tail (Gal11) Mediator subunits is reduced 50 to 75% by SIR. This observation argues that Mediator is recruited to HML independently of Pol II and that its access, unlike that of Pol II, is restricted.
| DISCUSSION |
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1/HML
2, and in two distinct genetic backgrounds. At these genes transcription is extinguished, yet three GTFs—TBP, Pol II, and TFIIH—are present and abundant within their promoters. The presence of TFIIH, the last factor typically recruited to the PIC, implies that the initiation complex is fully assembled. Additionally, the presence of Ser5-phosphorylated Pol II suggests that Kin28 is functional and that Pol II has initiated transcription. Nonetheless, the recruitment of downstream factors involved in mRNA capping and transcript elongation is virtually abolished (considered more fully below). Importantly, PIC assembly in silent chromatin is not a peculiarity of the mating-type promoters. We observed that two other genes, YCL065W and YCR097W-A, are similarly regulated: Pol II and TBP are present at normal levels, and Pol II is Ser5 phosphorylated, yet there is no detectable transcription in a SIR+ background. Both, however, are expressed in a sir2
mutant.
Our detection of Pol II at silent HMRa1 and HML
1/HML
2 is at odds with a recent, quantitative ChIP analysis that gave rise to the PIC interference model (8). That study employed strains of the S288C background, as done here, and investigated the presence of Pol II at the silent HM promoters using both a CTD-specific antibody (8WG16) and a phospho-Ser5-CTD-specific antibody (H14, as employed here [Fig. 4A]). However, the authors of that study failed to detect the presence of Pol II using either antibody; likewise, they were unable to detect either TFIIB or TFIIE (8). While the reason for this is unclear, three lines of evidence argue against the PIC interference model. First, as discussed above, we detected TBP and TFIIH, in addition to Pol II, at the hyperrepressed promoters. Normal levels of Pol II are consistent with the unimpaired function of Kin28, given that Kin28 thermal inactivation strongly reduces Pol II promoter occupancy (42, 54). Second, the ChIP methodology we employed is sufficiently sensitive to detect differences in factor occupancy at these genes, as demonstrated by the fact that we observed large differences in the occupancy of downstream factors at euchromatic versus heterochromatic promoters. Third, a recent high-resolution genome-wide analysis of Pol II density supports the notion that Pol II is present at SIR-silenced promoters (62). In this ChIP-chip analysis, the Rpb3 subunit of Pol II was detected at genome-average levels within the HM loci as well as within the promoters of telomere-linked genes (62). In telling contrast, Pol II density was significantly reduced within the coding regions of telomeric genes, paralleling our observations at both native (HMRa2) and transgenic (hsp82-2001) targets, and as expected if SIR permits Pol II recruitment but prevents its productive elongation.
PIC recruitment, assembly, and normal function within the context of silent chromatin are all the more striking given that H3 K4 trimethylation, a mark that stabilizes TBP binding to nucleosomes in mammalian cells (69) and SAGA binding to nucleosomes in yeast (47), is greatly reduced at HMR and HML (44, 52), as are two other covalent marks of active chromatin, H3 K36 trimethylation and H2B K123 ubiquitylation (12, 67). Thus, silent chromatin is impoverished in all three marks that correlate with transcriptional activation in S. cerevisiae, methylation, ubiquitylation, and, as discussed above, acetylation, yet it is permissive to the binding, at core promoters, of critical components of the transcriptional machinery.
SIR imposes a 5' arrest on Pol II by restricting recruitment of capping and elongation factors.
In contrast to the unhindered access of Pol II and GTFs to silent promoters, the occupancy of the capping enzymes Cet1/Ceg1 and Abd1 and elongation factors Spt5, TFIIS, and Paf1C is highly restricted. Of particular significance is the tight inverse correlation between silencing efficiency and Cet1 occupancy (Fig. 7). This suggests a mechanistic link between a block in capping enzyme recruitment and silencing. Abd1 harbors a transcription elongation activity independent of cap methylation, and the inactivation of this function reduces Pol II occupancy at the 5' end and/or Pol II processivity (55). Therefore, SIR, by impeding capping enzyme recruitment, may contribute to Pol II stalling. Such stalling takes place at or near the gene's 5' end, given that Pol II abundance is considerably reduced (relative to that of the sir2
-derepressed state) at points downstream (Fig. 4B, C). We have tested for the presence of short 5' transcripts associated with the silenced hsp82-2001 gene. None could be found with primer extension assays (56). Therefore, the silencing of stably repressed loci such as HML, HMR, and hsp82-2001 is unlikely to involve posttranscriptional processing events, as recently shown for Sir2-regulated telomeric reporter genes and the nontranscribed spacer regions within the ribosomal DNA array (68).
Regarding the actual step targeted, our data are compatible with at least two possibilities. First, SIR may prevent the transition between initiation and promoter escape, a rate-limiting step for Pol II in vitro. Alternatively, SIR may permit early elongation yet increase the inherent tendency of the early elongation complex to pause. While arrested elongation complexes can be rescued by TFIIS (1), SIR prevents TFIIS recruitment. An interesting aspect of SIR-induced promoter-proximal pausing is that it must occur without the participation of the Spt4/Spt5 complex. We speculate that the Sir2/3/4 complex plays that role through its deacetylation and stable positioning of nucleosomes.
What underlies the differential accessibility of initiation and capping/elongation factors to silent chromatin?
An important implication of our findings is that SIR-mediated silent chromatin is differentially accessible to initiation and capping/elongation factors. Although our work does not address how this might be achieved, there are several possibilities. One way is via molecular sieving. This idea is appealing, given the longstanding view that chromatin can repress gene expression by excluding factors from accessing their target DNA sequences (see Introduction). However, the proteins with the most severely restricted access, Cet1/Ceg1, Abd1, TFIIS, and Spt4/5, tend to be relatively small, with molecular masses of 115, 50, 35, and 127 kDa, respectively. In contrast, the accessible factors Pol II and TFIIH have respective masses of 550 and 438 kDa. As TBP occupancy may signify the presence of TFIID, with a mass of
1.2 MDa, it is unlikely that SIR-silenced chromatin acts by molecular sieving.
Alternatively, SIR may prevent polymerase elongation as a consequence of the structural features of silent chromatin itself. Hypoacetylated nucleosomes are very stable, with adjacent nucleosomes possessing the potential to interact with each other through ionic bonding (39) and arrays of H4 K16 hypoacetylated nucleosomes capable of forming 30-nm-like fibers (59). Thus, Pol II, although able to gain access to silent promoters, may be unable to elongate through hypoacetylated nucleosomes complexed with Sir2/3/4. The inability of polymerase to elongate through stabilized silent nucleosomes may prevent the stable association of capping and elongation factors with the TEC. Additionally, it is possible that Sir2 inhibits the recruitment of one or more capping/elongation factors by virtue of its intrinsic lysine deacetylase activity. This could occur by direct deacetylation of an elongation factor or via the deacetylation of H4 AcK16, which may serve as a binding site for one or more downstream factors. Although our data indicate that at least five factors are excluded from silent chromatin, it is conceivable that a subset of them, or an as-yet-unidentified factor, actually is targeted, abrogating subsequent steps in the transcriptional cascade.
Importantly, our data appear to rule out a third mechanism, elongational arrest via the proteolysis of stalled Pol II complexes. Inappropriately stalled Pol II is targeted for proteasome-mediated degradation by Rsp5-dependent ubiquitylation (4). However, Ser5 phosphorylation, a signature of SIR repression, strongly inhibits Pol II ubiquitylation (60). A schematic summarizing our findings at SIR-repressed HML
1/HML
2 is illustrated in Fig. 9A.
|
Tup1/Ssn6 represses the
1 promoter by interfering with PIC recruitment.
Our results indicate that TBP, Pol II, Kin28, and Pol IIoSer5 occupancy at the HML
1/HML
2 promoters paradoxically is more abundant in the context of SIR silencing than in the euchromatic (sir2
or sir4
), derepressed state. This contrasts with the essentially equivalent occupancy of the same factors at the HMRa1 promoter and provides a stark contrast to the null occupancy of capping/elongation factors at either HML or HMR (summarized in Table 2). A probable explanation is that the
1 promoter is subject to a second form of negative regulation, conferred by the a1/
2 haploid gene-specific repressor (22), present in sir haploids and wild-type diploids. This repressor negatively regulates the transcription of linked promoters by the recruitment of the Tup1/Ssn6 corepressor, which in turn recruits type I and type II histone deacetylases (reviewed in references 11 and 40). Previous studies have demonstrated that Tup1 prevents the recruitment of TBP and Pol II to the promoters it regulates (34, 73). Therefore, our data, in combination with these previous observations, suggest that at the HML
1 promoter, Tup1 and SIR use distinct mechanisms to repress transcription. Tup1 blocks the recruitment of TBP, Pol II, and TFIIH, thereby aborting PIC assembly (illustrated in Fig. 9B), while the Sir2/3/4 complex permits the recruitment of these factors but abrogates transcription by restricting the access of capping and elongation factors, resulting in the irreversible stalling of Pol II at the gene's 5' end.
| ACKNOWLEDGMENTS |
|---|
This work was supported by grants awarded to D.S.G. from the National Science Foundation (MCB-0450419; MCB-0747227).
| FOOTNOTES |
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Published ahead of print on 7 April 2008. ![]()
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